HomeMy WebLinkAboutresolution.council.144-14 RESOLUTION NO. 144
SERIES OF 2014
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF ASPEN, COLORADO
APPROVING AN ASSIGNMENT OF A PARTNERSHIP INTEREST IN THE ASPEN
COUNTRY INN LIMITED PARTNERSHIP AND AUTHORIZING THE CITY MANAGER TO
EXECUTE A FINAL AGREEMENT ON BEHALF OF THE CITY OF ASPEN, COLORADO.
WHEREAS,The City has been an active partner with the Aspen Pitkin County Housing Authority in the
development of affordable housing for its residents; and
WHEREAS, in order to accommodate Aspen Pitkin County Housing Authority's acquisition of the Limited
Partners interest in Aspen Country Inn housing project the city needs to accept the assignment of a 1%
interest in the Aspen Pitkin County Limited Partnership;
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ASPEN, COLORADO
That the City Council of the City of Aspen hereby approves that Assignment of Partnership interests and
Second Amendment to Partnership Agreement, a draft copy of which is attached hereto, and does
hereby authorize the City Manager to execute a final agreement on behalf of the City of Aspen in
substantially the form attached hereto,subject to the approval of the City Manager,the City Finance
Director and the City Attorney.
INTRODUCED, READ AND ADOPTED by the City Council of the City of Aspen on the 8th day of
Dece .ber, 2014.
Steve adron, ayor
I, Linda Manning, duly appointed and acting City Clerk do certify that the foregoing is a true and accurate
copy of that resolution adopted by the City Council of the City of Aspen,Colorado, at a meeting held
December 8, 2014
Linda Manni g, City Clerk
ASSIGNMENT OF PARTNERSHIP INTERESTS AND SECOND AMENDMENT TO
PARTNERSHIP AGREEMENT
This Assignment of Partnership Interests and Second Amendment to Partnership Agreement
(this"Agreement") is executed to be effective as of 11:59 p.m. on the 31 st day of December, 2014
(the"Effective Date")by and among:
(i) Boston Capital Corporate Tax Credit Fund XII, A Limited Partnership, a Massachusetts
limited partnership(the"Withdrawing Investment Limited Partner"); BCCC, Inc., a
Massachusetts corporation(the"Withdrawing Special Limited Partner") (collectively, the
Withdrawing Investment Limited Partner and the Withdrawing Special Limited Partner
are the"Assignors");
(ii) Aspen/Pitkin County Housing Authority, a multi jurisdictional housing authority
("APCHA"or the"SLP Assignee").
(iii) The City of Aspen, Colorado, a Colorado body corporate and politic(the"City,"and
together with APCHA, the"ILP Assignees"or the"Assignees"as the context requires);
(iv) The entity or entities executing this Agreement below as"SLP Assignee"(the"SLP
Assignee", and together with the ILP Assignee,the"Assignees"); and
Recitals
A. Reference is made to that certain First Amended and Restated Agreement of Limited
Partnership dated as of July 1, 1999, as amended by Amendment One to the First Amended and
Restated Agreement of Limited Partnership dated as of December 15, 2000 (collectively, the
"Partnership Agreement")of Aspen Country Inn I, L.P., a Colorado limited partnership(the
"Partnership"). Capitalized terms used and not defined herein have the meanings ascribed to them in
the Partnership Agreement. APCHA is the general partner of the Partnership (in such capacity,the
"General Partner").
B. Under the terms and conditions set forth in this Agreement,the Assignors will
transfer to the Assignees their respective Interests as the Investment Limited Partner and Special
Limited Partner of the Partnership as described in Paragraph I below, in consideration of the
Purchase Price(defined in Paragraph 3 below); the Assignees will assume the respective Transferred
Interest(as defined in Paragraph I below); and the General Partner will consent to such transfer.
C. Following the transfer of the Transferred Interest,the undersigned desire to amend
the Partnership Agreement to: (i) acknowledge the withdrawal of the Withdrawing Investment
Limited Partner and Withdrawing Special Limited Partner as Limited Partners of the Partnership and
the transfer of their Interests to the Assignees; (ii)admit the ILP Assignees as the Investment Limited
Partner of the Partnership and the SLP Assignee as the Special Limited Partner of the Partnership;
and(iii)modify certain other provisions of the Partnership Agreement.
D. The General Partner of the Partnership has indicated its willingness to consent to the
transfer of the Transferred Interest, as defined below, and by its signature below shall have so
consented.
Now therefore, in consideration of the payment of the Purchase Price, and for other good and
valuable consideration,the receipt and sufficiency of which is hereby acknowledged,the parties,
intending to be legally bound hereby, agree as follows:
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Agreement
1. Assignment of Transferred Interest. As of the Effective Date, the Withdrawing
Investment Limited Partner irrevocably and unconditionally assigns, transfers and sets over to the
APCHA and the City, in the proportions set out below, and their respective successors and assigns, all
of the Withdrawing Investment Limited Partner's economic right, title and interest in its Interest
including, without limitation: (a) all of its right in the profits, losses, credits, and distributions of the
Partnership; (b) its Capital Contribution; (c) its right to repayment of any loans or advances made by
it to the Partnership; and (d) all of its rights and claims now existing or hereafter arising to (i) all fees
and payments due under the Partnership Agreement or any other agreement affecting the Partnership
or its property, and (ii) all other benefits, rights and claims of any kind whatsoever under the
Partnership Agreement, or any other agreement affecting the Partnership or its property (collectively,
the"ILP Transferred Interest"). The Withdrawing Investment Limited Partner hereby assigns the ILP
Transferred Interest so that the APCHA shall hold a portion of the ILP Transferred Interest
o
corresponding to a Percentage Interest of 98.99% and the City shall hold a portion of the ILP
Transferred Interest corresponding to a Percentage Interest of 1.00%. Each of the ILP Assignees
agrees, as of the Effective Date, to act as the new Investment Limited Partner of the Partnership:and
to be bound by all terms, conditions, obligations and rights of an Investment Limited Partner under
the Partnership Agreement. As of the Effective Date, the Withdrawing Special Limited Partner
irrevocably and unconditionally assigns, transfers and sets over to the SLP Assignee, its successors
and assigns, all of the Withdrawing Special Limited Partner's economic right, title and interest in its
Interest including, without limitation: (a) all of its right in the profits, losses, credits, and distributions
of the Partnership; (b) its Capital Contribution; (c) its right to repayment of any loans or advances
made by it to the Partnership; and (d) all of its rights and claims now existing or hereafter arising to
(i) all fees and payments due under the Partnership Agreement br any other agreement affecting the
Partnership or its property, and (ii) all other benefits, rights and claims of any kind whatsoever under
the Partnership Agreement, or any other agreement affecting the Partnership or its property
(collectively, the "SLP Transferred Interest" and together with the II,P Transferred Interest, the
"Transferred Interest"). The SLP Assignee agrees, as of the Effective Date, to act as the new Special
Limited Partner of the Partnership and to be bound by all terms, conditions, obligations and rights of
a Special Limited Partner under the Partnership Agreement.
2. Withdrawal of the Assignors; Admission of the Assignee Limited Partners; Consent.
Pursuant to Sections 8.1 and 8.2 of the Partnership Agreement,as of the Effective Date: (a)the
General Partner consents to the withdrawal of the Withdrawing Investment Limited Partner and the
Withdrawing Special Limited Partner as Limited Partners of the Partnership and the transfer of their
respective Interests in the Partnership as the Investment Limited Partner and Special Limited Partner
to the Assignees; (b)the Withdrawing Investment Limited Partner and the Withdrawing Special
Limited Partner hereby withdraw from the Partnership; and(c) each ILP Assignee is admitted to the
Partnership as an Investment Limited Partner and the SLP Assignee is admitted to the Partnership as
the Special Limited Partner.
3. Purchase Price. As consideration for the transfer by the Assignors to the Assignees
of the Transferred Interest: (a)the ILP Assignees shall, simultaneously with the execution of this
Agreement,pay the Assignors, in proportions corresponding to the ILP Assignees' respective
interests in the ILP Transferred Interest, Seventy-Seven Thousand Eighty-Three Dollars($77,083.00)
(the"ILP Purchase Price"); and(b)the SLP Assignee shall, simultaneously with the execution of this
Agreement, pay the Assignors Ten Dollars ($10.00) (the"SLP Purchase Price", and together with the
ILP Purchase Price,the"Purchase Price").
4. Representations and Warranties of the Assignors. Each of the Withdrawing
Investment Limited Partner and the Withdrawing Special Limited Partner represents and warrants
that, as of the Effective Date: (a) it has good and marketable title to its Interest; (b)there are no liens,
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charges, security interests or encumbrances of any nature whatsoever affecting any portion of its
Interest; and(c) it has all requisite power and authority to enter into and perform its obligations under
this Agreement. The foregoing representations and warranties shall survive the assignment of the
Transferred Interest to the Assignees and the admission of the Assignees to the Partnership, and the
Withdrawing Investment Limited Partner shall warrant and defend the same unto the Assignees,their
successors and assigns, against the lawful claims and demands of all persons. Each ILP Assignee
acknowledges and agrees that, except for the foregoing representations, neither Assignors nor any
affiliate of Assignors has made any representation or warranty with respect to the Transferred Interest
or any matter related thereto, and that ILP Assignee is acquiring the Transferred Interest on an"AS
IS, WHERE IS"basis. SLP Assignee acknowledges and agrees that, except for the foregoing.
representations, neither Assignors nor any affiliate of Assignors has made any representation or
warranty with respect to the Transferred Interest or any matter related thereto, and that SLP Assignee
is acquiring the Transferred Interest on an"AS IS, WHERE IS"basis.
5. Representations and Warranties of the APCHA. With respect to any regulatory
agency having jurisdiction over the Apartment Complex and any other holder of a lien on the title to
the property improved by.the Apartment Complex,APCHA represents and warrants that it has
obtained any required consent to consummate the transfer of the ILP Transferred Interest and the SLP
Transferred Interest. APCHA further represents and warrants that it has all requisite power and
authority to enter into and perform its obligations under this Agreement. APCHA shall indemnify
and hold the Assignors harmless from and against any and all costs, expenses,claims, losses or
damages, including reasonable attorneys fees and consultants fees, resulting from the failure by
APCHA to have obtained each such consent. The foregoing representations,warranties, and
indemnity shall survive the assignment of the ILP Transferred Interest and the SLP Transferred
Interest by the Withdrawing Investment Limited Partner to APCHA, and the admission of APCHA to
the Partnership.
6. Representations and Warranties of the City. With respect to any regulatory agency
having jurisdiction over the Apartment Complex and any other holder of a lien on the title to the
property improved by the Apartment Complex ,the City represents and warrants that it has obtained
any required consent to consummate the transfer of the ILP Transferred Interest. The City further
represents and warrants that it has all requisite power and authority to enter into and perform its
obligations under this Agreement. The City shall indemnify and hold the Assignors harmless from
and against any and all costs, expenses, claims, losses or damages, including reasonable attorneys'
fees and consultants' fees, resulting from the failure by City to have obtained each such consent. The
foregoing representations,warranties, and indemnity shall survive the assignment of the ILP
Transferred Interest by the Withdrawing Investment Limited Partner to the City, and the admission of
the City to the Partnership.
7. Tax Matters. The Assignees acknowledge that assignment of the Transferred Interest
herein will result in a technical termination of the Partnership for federal income tax purposes on the
Effective Date. The General Partner shall timely file a federal income tax return for 2014 and, if
necessary, state income tax returns relating to such tax termination. No later than thirty(30)days prior
to the due date of such return,the General Partner shall provide a draft copy of such tax return to the
Assignors for their review. The General Partner and the Withdrawing Investment Limited Partner
agree to reasonably cooperate with each other in connection with the filing of such return. In particular,
the General Partner and the Withdrawing Investment Limited Partner shall cooperate in good faith
regarding the special allocation of losses of the Partnership and shall take no position on their
respective income tax returns contrary to or inconsistent with the terms of the Partnership Agreement,
as amended hereby. Without in any way limiting the General Partner's obligations to the
Withdrawing Investment Limited Partner under the Partnership Agreement accruing prior to the
Effective Date, which obligations are hereby affirmed and ratified,the General Partner shall
indemnify, hold harmless and defend the Withdrawing.Investment Limited Partner from and against
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any and all tax related losses, damages and liabilities (including, without limitation, attorneys' and
accountants' fees, and interest and penalties)which the Withdrawing Investment Limited Partner(and
its affiliates and their respective successors and/or assigns).may incur, arising out of the General
Partner's acts or omissions. The foregoing covenants shall survive the assignment of the Transferred
Interest by the Assignors to the Assignees, and the admission of the Assignees to the Partnership.
8. Allocations. Nothing in this Agreement shall affect the allocation to the Assignors of
profits, losses and other items of income, gain, loss, deduction, or credit allocable to the Assignors
Interests and attributable to any period before the Effective Date or any distribution or payments
made to the Assignors in respect of the Transferred Interest before the Effective Date.The foregoing
covenant shall survive the assignment of the Transferred Interest by the Assignors to the Assignees,
and the admission of the Assignees to the Partnership.
9. Transfer Tax. To the extent that any local and/or state governmental authority in the
State imposes or enforces a tax in connection with the transfer of Transferred Interest (e.g., a tax on
the consideration paid, or the fair market value of the Transferred Interest), then APCHA shall
promptly pay such tax and any costs related thereto. APCHA, for itself and its successors and
assigns, shall indemnify and hold Assignors and their asset manager harmless from and against all
costs and liabilities arising out of any failure by an ILP Assignee to file any necessary transfer tax
forms or to pay any such transfer tax if and when due. The foregoing indemnity shall survive the
assignment of the Transferred Interest by the Withdrawing Investment Limited Partner to the ILP
Assignees, and the admission of the ILP Assignees to the Partnership.
10. Waiver of Section 13.1. Pursuant to the terms of Section 13.1 of the Partnership
Agreement,the Withdrawing Investment Limited Partner and the General Partner hereby waive the
applicability of Section 13.1 to the Disposition of the Transferred Interest.
11. Amendments. The Partnership Agreement is amended as follows:'
A. Schedule A of the Partnership Agreement is hereby deleted in its entirety and
replaced with the Schedule A attached hereto.
B. The definition in Article I of"BCCTCF" is hereby deleted in its entirety and
replaced with Aspen/Pitkin County Housing Authority, a multi jurisdictional housing authority, its
successors and assigns. References to`BCCTCF" shall mean Aspen/Pitkin County Housing
Authority. The definition in Article I of"BCCC"is hereby deleted in its entirety,and replaced with
Aspen/Pitkin County Housing, a multi jurisdictional housing, its successors and assigns. References
to"BCCC" shall mean Aspen/Pitkin County Housing Authority. The definition in Article I of
"Investment General Partner"is hereby deleted in its entirety and all references to such term are
deleted.
C. The definition in Article I of"Investment Limited Partner"is hereby deleted
in its entirety and replaced with the following: "`Investment Limited Partner' means Aspen/Pitkin
County Housing Authority and the City of Aspen and any Person or Persons who replace either of
them as a Substituted Limited Partner. In any provision of this Agreement requiring the Consent of
the Investment Limited Partner or any other approval by the Investment Limited Partner,the consent
or approval of Aspen/Pitkin County Housing Authority shall be sufficient to bind the Investment
Limited Partner."
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D. The definition in Article I of"Special Limited Partner"is hereby deleted in
its entirety and replaced with the following: "`Special Limited Partner' means Aspen/Pitkin County
Housing Authority and any Person or Persons who replace it as the Special Limited Partner."
12. Filings. The General Partner is authorized to make, and shall make, any filings with
the State and to the Lender and any other lenders that are necessary to effect the purposes of this
Agreement.
13. Miscellaneous.
A. Governing Law and Venue. This Agreement, and the application and interpretation
hereof, shall be governed by and construed in accordance with the law of the State applicable to
contracts executed in and to be performed in the State. Pitkin County, Colorado, shall be the venue of
any legal action concerning this Agreement and/or the transactions contemplated hereby.
B. Construction. Whenever the singular number is used in this Agreement and when
required by the context,the same shall include the plural and vice versa, and the masculine gender
shall include the feminine and neuter genders and vice versa.
C. Headings and Pronouns. The headings in this Agreement are inserted for
convenience only and are in no way intended to describe, interpret, define, or limit the scope, extent
or intent of this Agreement or any provision hereof. All pronouns and any variation thereof shall be
deemed to refer to masculine, feminine or neuter, singular or plural as the identity of the person or
persons may require.
D. Waivers. The failure of any party to seek redress for violation of or to insist upon the
strict performance of any covenant or condition of this Agreement shall not prevent a subsequent act,
which would have originally constituted a violation, from having the effect of an original violation.
E. Rights and Remedies Cumulative. The rights and remedies provided by this
Agreement are cumulative and the use of any one right or remedy by any party shall not preclude or
waive the right to use any or all other remedies. Said rights and remedies are given in addition to any
other rights the parties may have by law, statute, ordinance or otherwise.
F. Severability. If any provision of this Agreement or the application thereof to any
person or circumstance shall be invalid,illegal or unenforceable to any extent,the remainder of this
Agreement and the application thereof shall not be affected and shall be enforceable to the fullest
extent permitted by law.
G. Heirs, Successors and Assigns. Each and all of the covenants,terms,provisions and
agreements herein contained shall be binding upon and inure to the benefit of the parties hereto and
their respective heirs,personal representatives, successors and assigns.
H. Third Parties. None of the provisions of this Agreement shall be for the benefit of or
enforceable by any third parties, including any creditor, except as required by the law.
L Integrated Agreement. This Agreement, including Schedule A hereto, constitutes
the entire agreement among the parties with respect to the subject matter hereof. There are no other
agreements,understandings, or undertakings which modify or supplement this Agreement.
J. Recitals. The Recitals to this Agreement are hereby incorporated into this Agreement
as if fully set forth herein.
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K. Counterparts. This Agreement may be executed in several counterparts, and all so
executed shall constitute one agreement, binding on all of the parties hereto. Any counterpart of this
Agreement that has attached to it separate signature pages that together contain the signatures of all
parties hereto or is executed by an attorney-in-fact on behalf of some or all of the parties hereto, shall
for all purposes be deemed a fully executed instrument.
L. Time is of the Essence. Time is of the essence of all provisions of this Agreement.
[No further text. Signature pages follow.]
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i
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3
I
Assignors'Signature Page to Assignment of Partnership Interests and Second Amembnent to
J
Partnership Agreentent
1 WITNESS the execution hereof under seal as of the Effective Date.
{
1 ASSIGNORS:
I
! Boston Capital Corporate Tax Credit Fund 1I1,A Limited
Partnership
f By: BCCTC Associates XII, LLC, its General Partner
By: BCCTC, Inc., its nager
i
}
By:
-ref Go in
e ' e Vice President
j or
Marc N.Teal
Senior Vice President
I
j BCCC,Inc.
By:
effr Idste'
xec Vice President
r
Marc.N. Teal
Senior Vice President
4324-5440-9i60A
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Assignee's Signature Page to Assignment of Partnership Interests and Second Amendment
to Partnership Agreement
WITNESS the execution hereof under seal as of the Effective Date.
Aspen/Pitkin County Housing Authority
By:
(2Z A
Name: Ronald rickson
Title: Chairperson
City of Aspen
By:
Name. Stephen H. Barwick
Title: City Manager
4824-5440-9760.4
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General Partner's Signature Page to Assignment of Partnership Interests and Second Amendment
to Partnership Agreement
WITNESS the execution hereof under seal as of the Effective Date.
GENERAL PARTNER:
Aspen/Pitkin County Housing Authority
By: � (
Name: A. Ronald Erickson
Title: Chairperson
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SCHEDULE A
As of 11:59.p.m., on December 31, 2014
Capital Contributions Percentage Interest
General Partner
Aspen/Pitkin County Housing $100 0.01%
Authority
530 E. Main Street
Aspen, CO 81611
Investment Limited Partner
Aspen/Pitkin County Housing $2,832,894 98.99%
Authority
530 E. Main Street
Aspen, CO 81611
1.00%
City of Aspen
Special Limited Partner
Aspen/Pitkin County Housing $10 0%
Authority
530 E. Main Street
Aspen, CO 81611
4824-5440-9760.4