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HomeMy WebLinkAboutresolution.council.012-241-1 SOLUTION # 012 (Series of 2024) A RESOLUTION OF THE CITY OF ASPEN CITY COUNCIL APPROVING A CONTRACT BETWEEN APCHA AND RD3 TO CONDUCT CAPITAL RESERVE STUDIES FOR THE HOAS L:1I�DER THE APCHA REGULATIONS AND AUTHORIZING THE CITY l��IANAGER TO EXECUTE SAID CONTRACT ON BEHALF OD THE CITY OF ASPEN, COLORADO0 WHEREAS, APCHA advertised a Request for Proposal for interested parties to conduct Capital Reserve Assessments for the HOAs under the APCHA Regulations in 2023 to further understand the deficiencies in funds to maintain properties within the APCHA program; WHEREAS, the selected company, RD3, located out of Denver, Colorado, is familiar with the Aspen area and has conducted studies on the properties owned by the City of Aspen and managed by APCHA. WHEREAS, the specific funds amounts total $166,874 and are assigned as detailed in the scopes of work. WHEREAS, the project will be funded by APCHA's 632 APCHA Development fund which is authorized through the APCHA Board. WHEREAS, there has been submitted to the City Council a contract for capital reserve studies between APCHA and RD3, a true and accurate copy of which is attached hereto as Exhibit "B". NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ASPEN, COLORADO, That the City Council of the City of Aspen hereby approves that Contract for professional services between APCHA and RD3, a copy of which is annexed hereto and incorporated herein and does hereby authorize the City Manager to execute said agreement on behalf of the City of Aspen. INTRODUCED, READ AND ADOPTED by the City Council of the City of Aspen on the 23rd day of January 2024. Torre, Mayor I, Nicole Henning, duly appointed and acting City Clerk do certify that the Foregoing is a true and accurate copy of that resolution adopted by the City Council of the City of Aspen, Colorado, at a meeting held on the 23rd day of January 2024. ®� o G Nicole Henning, City Clerk DocuSign Envelope ID: 9D9F5358-6COB-454E-8418-373D0966EBAD CITY OF ASPEN STANDARD FORM OF AGREEMENT PROFESSIONAL SERVICES lid O� A�� City of Aspen Contract No.: 2023-250 AGREEMENT made this Sth day of January, in the year 2024. BETWEEN the City: The City of Aspen c/o Sara Ott 427 Rio Grande Place Aspen, Colorado 81611 Phone: (970) 920-5079 And the Professional: RD3 c/o Rob de Grasse 2582 S. Broadway Denver, CO 80210 303-870-2890 rob(a,rd3inc.com For the Following Project: Contract Amount: Total: $166,874 If this Agreement requires the City to pay an amount of money in excess of $100,000.00 it shall not be deemed valid until it has been approved by the City Council of the City of Aspen. City Council Approval: Date: January 23, 2024 Resolution No.: 2024-012 Capital Reserve Assessments for HOAs Under the APCHA Regulations Exhibits appended and made a part of this Agreement: Exhibit A: Proposal including Scope of Worlc and Fee Schedule. The City and Professional agree as set forth below. Agreement Professional Services Updated 8/9/2023 '.:- 1 DocuSign Envelope ID: 9D9F5358-6COB-454E-8418-373DO966EBAD l . Scope of Work. Professional shall perform in a competent and professional manner the Scope of Work as set forth at Exhibit A attached hereto and by this reference incorporated herein. 2. Completion. Professional shall commence Work immediately upon receipt of a written Notice to Proceed from the City and complete all phases of the Scope of Work as expeditiously as is consistent with professional skill and care and the orderly progress of the Work in a timely manner. The parties anticipate that all Work pursuant to this Agreement shall be completed no later than August 30, 2024. Upon request of the City, Professional shall submit, for the City's approval, a schedule for the performance of Professional's services which shall be adjusted as required as the project proceeds, and which shall include allowances for periods of time required by the City's project engineer for review and approval of submissions and for approvals of authorities having jurisdiction over the project. This schedule, when approved by the City, shall not, except for reasonable cause, be exceeded by the Professional. 3. Payment. In consideration of the work performed, City shall pay Professional on a time and expense basis for all work performed. The hourly rates for work performed by Professional shall not exceed those hourly rates set forth at Exhibit A appended hereto. Except as otherwise mutually agreed to by the parties the payments made to Professional shall not initially exceed the amount set forth above. Professional shall submit, in timely fashion, invoices for work performed. The City shall review such invoices and, if they are considered incorrect or untimely, the City shall review the matter with Professional within ten days from receipt of the Professional's bill. 4. Non -Assignability_. Both parties recognize that this Agreement is one for personal services and cannot be transferred, assigned, or sublet by either party without prior written consent of the other. Sub -Contracting, if authorized, shall not relieve the Professional of any of the responsibilities or obligations under this Agreement. Professional shall be and remain solely responsible to the City for the acts, errors, omissions or neglect of any subcontractors' officers, agents and employees, each of whom shall, for this purpose be deemed to be an agent or employee of the Professional to the extent of the subcontract. The City shall not be obligated to pay or be liable for payment of any sums due which may be due to any sub -contractor. 5. Termination of Procurement. The sale contemplated by this Agreement may be canceled by the City prior to acceptance by the City whenever for any reason and in its sole discretion the City shall determine that such cancellation is in its best interests and convenience. 6. Termination of Professional Services. The Professional or the City may terminate the Professional Services component of this Agreement, without specifying the reason therefor, by giving notice, in writing, addressed to the other party, specifying the effective date of the termination. No fees shall be earned after the effective date of the termination. Upon any termination, all finished or unfinished documents, data, studies, surveys, drawings, maps, models, photographs, reports or other material prepared by the Professional pursuant to this Agreement shall become the property of the City. Notwithstanding the above, Professional shall not be relieved of any liability to the City for damages sustained by the City by virtue of any breach of this Agreement by the Professional, and the City may withhold any payments to the Professional for the purposes of set-off until such time aIs the exact amount of damages due the City from the Professional may be determined. i. Independent Contractor Status. It is expressly acknowledged and understood by the parties that nothing contained in this agreement shall result in, or be construed as establishing an employment Agreement Professional Services Page 1 Updated 8/9/2023 DocuSign Envelope ID: 9D9F535MCOB-454E-841&373D0966EBAD relationship. Professional shall be, and shall perform as, an independent Contractor who agrees to use his or her best efforts to provide the said services on behalf of the City. No agent, employee, or servant of Professional shall be, or shall be deemed to be, the employee, agent or servant of the City. City is interested only in the results obtained under this contract. The manner and means of conducting the work are under the sole control of Professional. None of the benefits provided by City to its employees including, but not limited to, workers' compensation insurance and unemployment insurance, are available from City to the employees, agents or servants of Professional. Professional shall be solely and entirely responsible for its acts and for the acts of Professional's agents, employees, servants and subcontractors during the performance of this contract. Professional shall indemnify City against all liability and loss in connection with, and shall assume full responsibility for payment of all federal, state and local taxes or contributions imposed or required under unemployment insurance, social security and income tax law, with respect to Professional and/or Professional's employees engaged in the performance of the services agreed to herein. 8. Indemnification. Professional agrees to indemnify and hold harmless the City, its officers, employees, insurers, and self-insurance pool, from and against all liability, claims, and demands, on account of injury, loss, or damage, including without limitation claims arising from bodily injury, personal injury, sickness, disease, death, property loss or damage, or any other loss of any kind whatsoever, which arise out of or are in any manner connected with this contract, to the extent and for an amount represented by the degree or percentage such injury, loss, or damage is caused in whole or in part by, or is claimed to be caused in whole or in part by, the wrongful act, omission, error, professional error, mistake, negligence, or other fault of the Professional, any subcontractor of the Professional, or any officer, employee, representative, or agent of the Professional or of any subcontractor of the Professional, or which arises out of any workmen's compensation claim of any employee of the Professional or of any employee of any subcontractor of the Professional. The Professional agrees to investigate, handle, respond to, and to provide defense for and defend against, any such liability, claims or demands at the sole expense of the Professional, or at the option of the City, agrees to pay the City or reimburse the City for the defense costs incurred by the City in connection with, any such liability, claims, or demands. If it is determined by the final judgment of a court of competent jurisdiction that such injury, loss, or damage was caused in whole or in part by the act, omission, or other fault of the City, its officers, or its employees, the City shall reimburse the Professional for the portion of the judgment attributable to such act, omission, or other fault of the City, its officers, or employees. 9. Professional's Insurance. (a) Professional agrees to procure and maintain, at its own expense, a policy or policies of insurance sufficient to insure against all liability, claims, demands, and other obligations assumed by the Professional pursuant to Section 8 above. Such insurance shall be in addition to any other insurance requirements imposed by this contract or by law. The Professional shall not be relieved of any liability, claims, demands, or other obligations assumed pursuant to Section 8 above by reason of its failure to procure or maintain insurance, or by reason of its failure to procure or maintain insurance in sufficient amounts, duration, or types. (b) Professional shall procure and maintain, and shall cause any subcontractor of the Professional to procure and maintain, the minimum insurance coverages listed below. Such coverages shall be procured and maintained with forms and insurance acceptable to the City. All coverages shall be continuously maintained to cover all liability, claims, demands, and Agreement Professional Services Page 2 Updated 8/9/2023 DocuSign Envelope ID: 9D9F5358-6COB-454E-8418-373DO966EBAD other obligations assumed by the Professional pursuant to Section 8 above. In the case of any claims®made policy, the necessary retroactive dates and extended reporting periods shall be procured to maintain such continuous coverage. (i) T�orker'3 Compensation insurance to cover obligations imposed by applicable laws for any employee engaged in the performance of work under this contract, and Employers' Liability insurance with minimum limits of ONE MILLION DOLLARS ($1,000,000.00) for each accident, ONE MILLION DOLLARS ($1,000,000.00) disease - policy limit, and ONE MILLION DOLLARS ($1,000,000.00) disease - each employee. Evidence of qualified self insured status may be substituted for the Worker's Compensation requirements of this paragraph. (ii) Commercial General Liability insurance with minimum combined single in its of TWO MILLION DOLLARS ($2,000,000.00) each occurrence and THREE MILLION DOLLARS ($3,000,000.00) aggregate. The policy shall be applicable to aIt premises and operations. The policy shall include coverage for bodily injury, broad form property damage (including completed operations), personal injury (including coverage for contractual and employee acts), blanket contractual, independent contractors, products, and completed operations. The policy shall include coverage for explosion, collapse, and underground hazards. The policy shall contain a severability of interests provision. (iii) Compi^ehensive Az�tomobile Liability i�rsu�ance with minimum combined single limits for bodily injury and property damage of not less than ONE MILLION DOLLARS ($1, 000, 000.00) each occurrence and ONE MILLION DOLLARS ($1, 000, 000.00) aggregate with respect to each Professional's owned, hired and non - owned vehicles assigned to or used in performance of the Scope of Work. The policy shall contain a severability of interests provision. If the Professional has no owned automobiles, the requirements of this Section shall be met by each employee of the Professional providing services to the City under this contract. (iv) Professional Liability insurance with the minimum limits of ONE MILLION DOLLARS ($1,000,000) each claim and TWO MILLION DOLLARS ($2,000,000) aggregate. (c) The policy or policies required above shall be endorsed to include the City and the City's officers and employees as additional insureds. Every policy required above shall be primary insurance, and any insurance carried by the City, its officers or employees, or carried by or provided through any insurance pool of the City, shall be excess and not contributory insurance to that provided by Professional. No additional insured endorsement to the policy required above shall contain any exclusion for bodily injury or property damage arising from completed operations. The Professional shall be solely responsible for any deductible losses under any policy required above. (d) The certificate of insurance provided to the City shall be completed by the Professional's insurance agent as evidence that policies providing the required coverages, conditions, and minimum limits are in full force and effect, and shall be reviewed and approved by the City Agreement Professional Services Page 3 Updated 8/9/2023 DocuSign Envelope ID: 9D9F5358-6COB-454E-8418-373DO966EBAD prior to commencement of the contract. No other form of certificate shall be used. The certifi- cate shall identify this contract and shall provide that the coverages afforded under the policies shall not be canceled, terminated or materially changed until at least thirty (30) days prior written notice has been given to the City. (e) Failure on the part of the Professional to procure or maintain policies providing the required coverages, conditions, and minimum limits shall constitute a material breach of contract upon which City may immediately terminate this contract, or at its discretion City may procure or renew any such policy or any extended reporting period thereto and may pay any and all premiums in connection therewith, and all monies so paid by City shall be repaid by Professional to City upon demand, or City may offset the cost of the premiums against moni es es due to Professional from City. (f) City reserves the right to request and receive a certified copy of any policy and any endorsement thereto. (g) The parties hereto understand and agree that City is relying on, and does not waive or intend to waive by any provision of this contract, the monetary limitations (presently $350,000.00 per person and $990,000 per occurrence) or any other rights, immunities, and protections provided by the Colorado Governmental Immunity Act, Section 24-10-101 et seq., C.R.S., as from time to time amended, or otherwise available to City, its officers, or its employees. 10. City's Insurance. The parties hereto understand that the City is a member of the Colorado Intergovernmental Risk Sharing Agency (CIRSA) and as such participates in the CIRSA Proper- ty/Casualty Pool. Copies of the CIRSA policies and manual are kept at the City of Aspen Risk Management Department and are available to Professional for inspection during normal business hours. City makes no representations whatsoever with respect to specific coverages offered by CIRSA. City shall provide Professional reasonable notice of any changes in its membership or participation in CIRSA. 11. Completeness of A;reement. It is expressly agreed that this agreement contains the entire undertaking of the parties relevant to the subject matter thereof and there are no verbal or written representations, agreements, warranties or promises pertaining to the project matter thereof not expressly incorporated in this writing. 12. Notice. Any written notices as called for herein may be hand delivered or mailed by certified mail return receipt requested to the respective persons and/or addresses listed above. 13. Non -Discrimination. No discrimination because of race, color, creed, sex, marital status, affectional or sexual orientation, family responsibility, national origin, ancestry, handicap, or religion shall be made in the employment of persons to perform services under this contract. Professional agrees to meet all of the requirements of City's municipal code, Section 15.04.570, pertaining to non- discrimination in employment. Any business that enters into a contract for goods or services with the City of Aspen or any of its boards, agencies, or departments shall: (a) Implement an employment nondiscrimination policy prohibiting discrimination in hiring, discharging, promoting or demoting, matters of compensation, or any other Agreement Professional Services Page 4 Updated 8/9/2023 DocuSign Envelope ID: 9D9F5358-6COB-454E-8418-373DO966EBAD employment -related decision or benefit on account of actual or perceived race, color, religion, national origin, gender, physical or mental disability, age, military status, sexual orientation, gender identity, gender expression, or marital or familial status. (b) Not discriminate in the performance of the contract on account of actual or perceived race, color, religion, national origin, gender, physical or mental ilitary status, sexual orientation, gender identity, gender disability, age, m expression, or marital or familial status. (c) Incorporate the foregoing provisions in all subcontracts hereunder. 14. Waiver. The waiver by the City of any term, covenant, or condition hereof shall not operate as a waiver of any subsequent breach of the same or any other term. No term, covenant, or condition of this Agreement can be waived except by the written consent of the City, and forbearance or indulgence by the City in any regard whatsoever shall not constitute a waiver of any term, covenant, or condition to be performed by Professional to which the same may apply and, until complete performance by Professional of said term, covenant or condition, the City shall be entitled to invoke any remedy available to it under this Agreement or by law despite any such forbearance or indulgence. 15. Execution of Agreement b�ty. This Agreement shall be binding upon all parties hereto and their respective heirs, executors, administrators, successors, and assigns. Notwithstanding anything to the contrary contained herein, this Agreement shall not be binding upon the City unless duly executed by the Mayor of the City of Aspen (or a duly authorized official in his absence) following a Motion or Resolution of the Council of the City of Aspen authorizing the Mayor (or a duly authorized official in his absence) to execute the same. 17. Warranties Against Contingent Fees, Gratuities, Kickbacks and Conflicts of Interest. (a) Professional warrants that no person or selling agency has been employed or retained to solicit or secure this Contract upon an agreement or understanding for a commission, percentage, brokerage, or contingent fee, excepting bona fide employees or bona fide established commercial or selling agencies maintained by the Professional for the purpose of securing business. (b) Professional agrees not to give any employee of the City a gratuity or any offer of employment in connection with any decision, approval, disapproval, recommendation, preparation of any part of a program requirement or a purchase request, influencing the content of any specification or procurement standard, rendering advice, investigation, auditing, or in any other advisory capacity in any proceeding or application, request for ruling, determination, claim or controversy, or other particular matter, pertaining to this Agreement, or to any solicitation or proposal therefore. (c) Professional represents that no official, officer, employee or representative of the City during the term of this Agreement has or one (1) year thereafter shall have any interest, direct or indirect, in this Agreement or the proceeds thereof, except those that may have been disclosed at the time City Council approved the execution of this Agreement. Agreement Professional Services Page 5 Updated 8/9/2023 DocuSign Envelope ID: 9D9F535MCOB-454E-8418-373D0966EBAD (d) In addition to other remedies it may have for breach of the prohibitions against contingent fees, gratuities, kickbacks and conflict of interest, the City shall have the right to: 1. Cancel this Purchase Agreement without any liability by the City; 2. Debar or suspend the offending parties from being a Professional, contractor or subcontractor under City contracts; 3. Deduct from the contract price or consideration, or otherwise recover, the value of anything transferred or received by the Professional; and 4. Recover such value from the offending parties. 18. Fund Availability. Financial obligations of the City payable after the current fiscal year are contingent upon funds for that purpose being appropriated, budgeted and otherwise made available. If this Agreement contemplates the City utilizing state or federal funds to meet its obligations herein, this Agreement shall be contingent upon the availability of those funds for payment pursuant to the terms of this Agreement. 19. General Terms. (a) It is agreed that neither this Agreement nor any of its terms, provisions, conditions, representations or covenants can be modified, changed, terminated or amended, waived, superseded or extended except by appropriate written instrument fully executed by the parties. (b) If any of the provisions of this Agreement shall be held invalid, illegal or unenforceable it shall not affect or impair the validity, legality or enforceability of any other provision. (c) The parties acknowledge and understand that there are no conditions or limitations to this understanding except those as contained herein at Lite time of the execution hereof and that after execution no alteration, change or modification shall be made except upon a writing signed by the parties. (d) This Agreement shall be governed by the laws of the State of Colorado as from time to time in effect. Venue is agreed to be exclusively in the courts of Pitkin County, Colorado. 20. Electronic Si,�natures and Electronic Records This Agreement and any amendments hereto may be executed in several counterparts, each of which shall be deemed an original, and all of which together shall constitute one agreement binding on the Parties, notwithstanding the possible event that all Parties may not have signed the same counterpart. Furthermore, each Party consents to the use of electronic signatures by either Party. The Scope of Work, and any other documents requiring a signature hereunder, may be signed electronically in the manner agreed to by the Parties. The Parties agree not to deny the legal effect or enforceability of the Agreement solely because it is in electronic form or because an electronic record was used in its formation. The Parties agree not to object to the admissibility of the Agreement in the form of an electronic record, or a paper copy of an electronic documents, or a paper copy of a document bearing an electronic signature, on the grounds that it is an electronic record or electronic signature or that it is not in its original form or is not an original. Agreement Professional Services Page 6 Updated 8/9/2023 DocuSign Envelope ID: 9D9F5358-6COB-454E-8418-373DO966EBAD 21. Successors and Assigns. This Agreement and all of the covenants hereof shall inure to the benefit of and be binding upon the City and the Professional respectively and their agents, representatives, employee, successors, assigns and legal representatives. Neither the City nor the Professional shall have the right to assign, transfer or sublet its interest or obligations hereunder without the written consent of the other party. 22. Third Parties. This Agreement does not and shall not be deemed or construed to confer upon or grant to any third party or parties, except to parties to whom Professional or City may assign this Agreement in accordance with the specific written permission, any right to claim damages or to bring any suit, action or other proceeding against either the City or Professional because of any breach hereof or because of any of the terms, covenants, agreements or conditions herein contained. 23. Attorney's Fees. In the event that legal action is necessary to enforce any of the provisions of this Agreement, the prevailing party shall be entitled to its costs and reasonable attorney's fees. 24. Waiver of Presumption. This Agreement was negotiated and reviewed through the mutual efforts of the parties hereto and the parties agree that no construction shall be made or presumption shall arise for or against either party based on any alleged unequal status of the parties in the negotiation, review or drafting of the Agreement. 25. Certification Re ag bding Debarment, Suspension, Ineli ig bility, and Voluntary Exclusion. Professional certifies, by acceptance of this Agreement, that neither it nor its principals is presently debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from participation in any transaction with a Federal or State department or agency. It further certifies that prior to submitting its Bid that it did include this clause without modification in all lower tier transactions, solicitations, proposals, contracts and subcontracts. In the event that Professional or any lower tier participant was unable to certify to the statement, an explanation was attached to the Bid and was determined by the City to be satisfactory to the City. 26. Inte,gration and Modification. This written Agreement along with all Contract Documents shall constitute the contract between the parties and supersedes or incorporates any prior written and oral agreements of the parties. In addition, Professional understands that no City official or employee, other than the Mayor and City Council acting as a body at a, council meeting, has authority to enter into an Agreement or to modify the terms of the Agreement on behalf of the City. Any such Agreement or modification to this Agreement must be in writing and be executed by the parties hereto. 27. Authorized Representative. The undersigned representative of Professional, as an inducement to the City to execute this Agreement, represents that he/she is an authorized representative of Professional for the purposes of executing this Agreement and that he/she has full and complete authority to enter into this Agreement for the terms and conditions specified herein. Agreement Professional Services Page 7 Updated 8/9/2023 DocuSign Envelope ID: 9D9F5358-6C06-454E-8418-373D0966EBAD IN WITNESS WHEREOF, the parties hereto have executed, or caused to be executed by their duly authorized officials, this Agreement of which shall be deemed an original on the date first written above. CITY OF ASPF�N �g O�ORADO: [Signature ��� PROFESSIONAL: DocuSigned hy: gnature] Sara G. Ott Robert de Grasse sy: By: [Name] [Name] Title: City Manager Title: President 1/Z4/20Z4 � 4:07:18 PM PST 1/8/Z024 � 10:39:41 AM PST Date: Date: Approve as to Form: by: ,�aw��S I°, fi'v�t, City Attorney ��`�"�`���� Agreement Professional Services Page 8 Updated 8/9/2023 DocuSign Envelope ID: 9D9F5358-6COB-454E-8418-373D0966EBAD RD 5 Scope of Work Capital Reserve Assessments for HOA's Under the APCHA Regulations Solicitation Number: 2023-250 Association of Energy Engineers Association F'roi�tssiun�l Ertginc�rs and Gensr.i�nt��sts Rf EiC DocuSign Envelope ID: 9D9F5358-6COB-454E-8418-373DO966EBAD RD3 Facilities Solutions - RFQ# 2023-01 RD3 Table OT Contents a. Cover Letter...........................................................................................................................1 b. General Qualifications:...........................................................................................................3 RD3I nc. Overview...................................................................................................................... 3 Experience and demonstrated competence on similar projects.....................................................4 c. Key Staff:............................................................................................................................... 5 Key Staff -Team Makeup and Personnel Qualifications /Experience .......................................... 5 Availability of key staff personnel and resources.......................................................................... 10 d. Project -Specific Approach and Methodology........................................................................ 10 Onsite &Property Condition Assessment................................................................................. 11 OPTIONAL Project Enhancements (NOT in RFQ nor in pricing) ..................................................... 12 Preventive Maintenance (PM) Job Plans.................................................................................. 12 Life Cycle Cost Estimate........................................................................................................... 12 ASHRAE Level II Energy Audit Options......................................................................................12 OPTION /Alternate to Level 2 EA: LEVEL 1SELF-ENERGY AUDIT (11SEA).................................. 12 SAMPLE Reserve Study Report &Reserve Study Table............................................................. 14 TechnologySolution. ...............................................................................................................16 e. References, . 0 4 4 a 4 6 1 a a 0 a a * 9 a a N a a a M 9 M a a a a a 9 a a a a a a a I a a a a a a 8 a a a a a a a a a a a a 4 a a a a a a a * N a a a a a a a a a d a a a a a a 2 a 8 a a a a a a a a a a a a a a a a a a a 5 4 5 a a a 9 0 a 0 5 0 a a 0 0 0 16 PRICING....................................................................................................................................... 17 BASE SCOPE - 2023-250 -Capital Reserve Assessments..... 0 a a N a 0 ff 0 0 6 a M 0 N 9 0 d a a d M I a a a 4 M a a a a a a a a a a a a a 8 a a a a a a a a ff a 9 a 9 8 17 EnergyAudits........................................................................................................................... 18 RD3 Facilities Solutions DocuSign Envelope ID: 9D9F535&6COB-454E-8418-373D0966EBAD RD3 Facilities Solutions - Capital Reserve Assessments for HOA's Under the APCHA Regulations December 8, 2023 Subiect:_Capital Reserve Assessments for HOA's Under the APCHA Regulations Solicitation Number: 2023-250 Dear Review Committee, RD3, Inc., doing business as RD3 Facilities Solutions, a City &County of Denver certified MWBE/DBE/SBE, is a facilities management provider performing work in Colorado and across the USA since 2007. Please consider this as RD3's response to the request for a fee proposal for the request for proposal for the Capital Reserve Assessments for HOA's Under the APCHA Regulations. We are excited about the opportunity work with your team. There is no doubt that you will consider the PAD' Team of choice when considering that experience, system knowledge, technical ability and strong communication are the differentiators between average and above -average integrated facility providers. All �ZD' proposed Team members are highly qualified professionals with in-depth experience and Knowledge of facility condition assessments, life cycle cost analysis, energy audits, sustainable development practices, construction management and capital planning. RD has frequently provided far greater value than the contracted scope of services to client development / projects by integrating the 'total facility life cycle' approach and methodologies improving the direct project cost and future operational cost savings. The summaries of RD' Team qualifications are listed below. • Certified Professional Inspector (CPI) with InterNACHI. • Certified Facilities Manager (CFM) with the International Facilities Management Association (IFMA) • Building inspector- with BCIT. • Referred by Colorado Housing and Finance Authority (CHFA) for PCNA projects in 2018 • ProFM with the Professional Facility Management Institute (ProFMI) (pending exams). • Project Management Professional (PMP) with the Project Management Institute (PMI) • Professional Engineers (PE) • Project Management Professional (PMP) with the Project Management Institute (PMI) • LEED Accredited Professionals (LEED AP) with the USGBC. • Certified Energy Managers (CEM) with the Association of Energy Engineers (AEE). RDS RD3 Facilities Solutions -1- DocuSign Envelope ID: 9D9F5358-6COB-454E-8418-373DO966EBAD RD3 RD3 Facilities Solutions - Capital Reserve Assessments for HOA's Under the APCHA Regulations • Certified Commissioning Professional (CCP) with the Building Commissioning Association (BCxA). • Certified Demand -side Management Professional (SDSIVI) with the Association of Energy Engineers (AEE). • Certified Commissioning Professional (CCP) with the Building Commissioning Association (BCA) • Business Energy Professional (BEP) with the Association of Energy Engineers (AEE). ® Certified Green Building Engineer (GBE) with the Association of Energy Engineers (AEE). RD''s diverse and broad experience provides great value to project owners/stakeholders. General Contact Information: Facilities Solutions 2582 S. Broadway Denver, CO 80210 www.rd31nc.com Sincerely, Diane de Grasse CEO Company Name: RD3, Inc. Established: 11/2007 Size: Small woman owned business TIN: 26-2610365 Unique ID: TXDRK2JWX8E9 DUNS: 943604913 GSA Contract # GS-21F-0134X GSA Contract # GS-35F-078CA Contact :Rob de Grasse E-mail :Rob@RD3inc.com Mobile: 303-870-7544 e-Fax: 720-746-2890 Robert de Grasse, PE, PMP, LEED AP, CEM, CDSM, CxA President Preference: Small business enterprise (SBE /DBE / MWBE) Charge /Credit Card: RD' accepts all major charge /credit cards RD3 Facilities Solutions -2- DocuSign Envelope ID: 9D9F5358-6COB-454E-8418�373DO966EBAD 3 RD RD Facilities Solutions - RFQ# 2023-01 b. General Qualifications. RD3 Inc. Overview RD3, Inc. (dba RD3 Facilities Solutions), a certified MWRE/DBE/SBE through the City and County of Denver, was established as an integrated facilities management consulting firm, primarily providing facilities assessments, integrated facility services, energy, sustainable development, Owner's Rep services and commissioning solutions with extended support to development and construction management functions on various types of buildings with a wide range of systems and equipment. We specialize in facilities, energy, and commissioning services, which accounts for the majority of our work that we perform serving clients throughout the USA with a number of clients with international portfolios. The support services we provide to buildings and portfolios range from multifamily (both conventional and affordable), retail, commercial, critical environments, health care / hospitals, to extremely large RE portfolios in excess of 200,000,000 square feet. The RD Team is comprised of seasoned professionals with that have successfully developed, designed and completed projects for many Colorado city agencies, municipalities and housing authorities along with a wide range of building and systems types including: multifamily, senior housing, government facilities, recreational facilities, hospitals, healthcare, labs, computer IT server facilities, critical environments, K�12 schools, higher education, commercial buildings, high rise buildings, retail and industrial buildings. Our clients regularly profess that the RD team exceeds their expectations delivering accurate, timely, professional services that look beyond just the 'scope of work'. RD has been nominated for awards and has been recognized in numerous national industry trade publications for the successes achieved, including our highly successful approach. RD3 Facilities Solutions -3- DocuSign Envelope ID: 9D9F5358-6COB-454E-8418-373D0966EBAD � ��1 RD3 Facilities Solutions - RFQ# 2023-01 Experience and demonstrated competence on similar projects The Team has vast experience with many government and private buildings and organizations, some mentioned below. The Team brings to bear an in-depth Knowledge of facilities services, asset condition, assessment and analysis, facilities &operations management. We are highlighting just a few projects below to provide an understanding that the RD3 Team brings to this project far greater experience and Knowledge than your typical reserve study consultant. PRADO CONDOS HOMEOWNERS ASSOCIATION, Forensic Assessment of Reserve Study, Life Cycle Replacements, Develop a Preventive Maintenance Program and Capital Master Plan RD3 was retained to conduct several forensic related investigations /assessments to guide the Prado Condos Homeowner's Association (HOA); a luxury mixed use high rise building in Denver, CO. RD3 was retained in 2016 to first conduct a forensic assessment of their current reserve study to identify the gaps that had put their HOA into extreme deferred maintenance and capital repair situation they were in then, develop a matey capital program to navigate the high capital costs forthcoming in the future, develop a preventive maintenance program for all major systems and equipment, and be the HOA's Owner's Rep for the capital projects. The reserve study evaluation included developing a 100-year proxy life cycle cost (LCC) model for their building. RD3 is still engaged with the HOA today. CITY OF ASPEN, Facility /Property Condition Assessments (PCAsJ, Lifecycle Cost Models & PM Programs RD3 was retained over multiple years to conduct aFacility /Property Condition Assessments ("PCA") on more than 30 buildings located in Aspen, CO which for the planning of major capital projects for the properties. The portfolio had a variety of building types with varying ages. The most current Project is underway ETA completion June 2023. The PCAs included an assessment and identification of physical needs for all major building systems, some included Lifecycle cost models, and some included preventive maintenance programs. The final report included, but was not limited to, project description /scope, project analysis, interviews, executive summary and general description, physical plant maintenance needs, capital needs summary, noteworthy deficiency descriptions, cost summary and detailed breakout by year, all field reports, Lifecycle cost models, and preventive maintenance job plans. Project Sponsor: Ms. Cindy Christensen, Deputy Director of Housing (most current project) BOULDER COUNTY, Facility Condition Assessments (PCAsJ, Lifecycle Cost Models, Reserve Studies RD3 was retained with Boulder County, one engagement is a multi -year contract, to conduct aFacility / Property Condition Assessments ("PCA") and capital plans on the City's Housing Authority and Open Space &Parks depts properties (>30 properties) for the planning of major capital projects for the properties. The FCA included an assessment and identification of physical needs for all major building systems, some PCAs included a Lifecycle cost model, and some included preventive maintenance programs. The final report included, but was not limited to, project description /scope, project analysis, interviews, executive summary and general description, physical plant maintenance needs, capital needs summary, noteworthy deficiency descriptions, cost summary and detailed breakout by year, all field reports, Lifecycle cost models, and reserve assessment and study. Project Sponsor: Ms. Molly O'Donnell, Division Director /Melissa Sauer, Operations Supervisor RD3 Facilities Solutions -4- DocuSign Envelope ID: 9D9F5358-6COB-454E-8418-373DO966EBAD RD3 Facilities Solutions - RFQ# 2023-01 c. Key Staff: Key Staff - Team Makeup and Personnel Qualifications / Experience The RD3 Team have provided PCA, FCAs, PNAs, CNAs, Reserve Studies, and other forms of facilities assessments for a variety of clients throughout the multifamily, commercial, educational/institutional, industrial sectors, and housing authorities, including Cities, State, and Federal Agencies. We have found this approach to be preferable to limit risk while affording the capability to quickly be able to develop a prioritized action plan to focus on the best opportunities for energy conservation and facilities infrastructure upgrades. The RD3 Team listed below has worked together on not only the examples projects listed but many other assessments projects, commissioning projects, and other energy related projects. This Team is very experienced with each other with the goal of exceeding the expectations of your project. The IN Team recognizes that good communication and field QA can make a significant impact to the overall success of a project. We feel that if awarded the background in the RD3 Team's experience will exceed your expectations for this project. The RD3 team presented below are the prime members but the RD3 Team has additional team members that may support the project and are available as backup. Please note below an additional section for the Program Manager / Firm Principal (Principal-in�Charge) as Rob will be overseeing the overall project. Our other team members bios follow: RD3 Facilities Solutions -5- DocuSign Envelope ID: 9D9F5358-6COB-454E-8418-373DO966EBAD Rob de Grasse, P.E., PMP, LEED A.P., CDSM, C.E.M., CXA, CPI President, RU" Facilities Solutions Education Bachelor of Science Engineering Engineering & Management Royal Military College of Canada Programme for Sustainability Leadership University of Cambridge Professional Societies &Activities Registered Professional Engineer (P.E./PEng) Project Management Professional (PMP) LEED° Accredited Professional Certified Demand -side Management Professional Certified Energy Manager (C.E.M.) Certified Commissioning Authority (CxA) Six Sigma Specialist & Greenbelt Certified Building Operators Certificate (BOC), NEEA Building Inspector Certificate, BUT US Green Building Council Member Building Commissioning Association Member AABC Commissioning Group (ACG) Association of Energy Engineers (AEE) Member Project Management Institute (PMI) Member D R D 3 Facilities Solutions Experience and Background: Mr. Rob de Grasse is the President and founder of Ru Commissioning Solutions. RTI V is an integrated facilities management consulting company that focuses on commissioning, energy, sustainable development. Mr. de Grasse has a keen passion for sustainable & energy business operational and design practices that has been seIf-directed through his career. Mr. de Grasse established and positioned large blue chip / Fortune 1000 companies as leaders in their industries in the institution of development standards, commissioning guidelines, sustainable design and energy conservation business practices for companies such as AIMCO, WaMu, C 3 Richard Ellis, Grubb & Ellis Management Services, Microsoft, and others. Mr. de Grasse has developed and managed integrated teams which included development, commissioning, quality assurance / control, and operations for a wide range of industry types with RE portfolios in excess of 20,000 buildings, totaling about 250,000,000 gross square feet with more than 1,000,000 occupants across the USA, Canada and Porto Rico. Mr. de Grasse has been responsible for the successful development and deployment of commissioning standards and guidelines as an owner that were fully integrated with overall corporation Design Standards & Guidelines, construction & operational practices, and occupant training & awareness programs. In the last 3 years Mr. de Grasse has converted this knowledge into RNEV Commissioning Solutions to deliver commissioning solutions that exceed client needs. Awards/Accomplishments: Rob has had numerous national articles written about his accomplishments and has spoken at many national conferences. A number of the projects Mr. de Grasse has led have received sustainable nominations and awards from such organizations as AIA. INSPECTOR INTERNACHI CERTIFIED Infrared certified DocuSign Envelope ID: 9D9F5358-6C0B-454E-8418-373D0966EEAD Mike Dormand B.S., CCP Lead Commissioning Agent RD3 Commissioning Solutions Education BS, Computer Studies, University of Maryland Professional Societies &Activities Building Commissioning Association (BCA) Member Certified Commissioning Professional (CCP) American Society of Mechanical Engineers (ASME) American Society of Heating, Refrigeration and Air -Conditioning Engineers (ASHRAE) Navy Nuclear Power Program United States Green Building Council Experience and Background. Certified Commissioning Professional by the Building Commissioning Association (CCP). Extensive background in F� IAC systems as well as building operations. Performing Terminal Deficiency "TDL" inspections and commissioning services for over 16 years. Project manager for commissioning services for numerous facilities over 150,000 square feet. Experience includes commissioning hospitals, government, higher educational, K-12 facilities, laboratories, and pharmacies. Previous work experience includes employed as a Building Manager for a large facility in the Marshall Islands. Responsibilities included managing all aspects of facility maintenance and operation, all mechanical, plumbing, electrical and BAS systems and development of several large preventative maintenance programs. Project Experience Terminal Deficiency Project Edward J. Scwartz Federal / Jacob Weinberger USCH / Carter -Keep Federal Building and USCH Building Terminal Deficiency Project -John F. Shea Federal Building / Leo J. Ryan Federal Building NIST (National Institute of Standards & Technology) Boulder Colorado Children's Hospital, Denver Colorado Cx Authority Schriever Air Force Base, Colorado Springs Colorado Cx Authority Denver Federal Center Cx Authority Pagosa Springs Medcial Center, Colorado Springs Cx Authority Three Rivers Community Hospital Cx Authority Science 2000 Phase II Laboratory, Emory University Cx Authority Science Building, University of Michigan Cx Authority Discovery Suite Laboratory, Colorado State University Cx Authority Sunlight Peak, Front Range Community College Cx Authority Idaho State Bio III Lab Cx Authority Norco Building, Boise State University Cx Authority Student Union, Boise State University Cx Authority Department of Public Health, University of Michigan Cx Authority SFI!lNG 7Nf SI�I�IDARO DocuSign Envelope ID: 9D9F5358-6COB-454E-8418-373DO966EBAD Steven T. King, PE, CEM, CDSM, CBEP, GBE, CFM Sr. Energy Engineer, Sr. Project Manager Program Manager Education Bachelor of Science Electrical Engineering Rose-Hulman Institute of Technology (1993) Professional Societies &Activities Registered Professional Electrical Engineer Indiana, 2001 Association of Energy Engineers (AEE) Certified Energy Manager (CEM) Certified Demand Side Management Professional (CDSM) Certified Business Energy Professional (BEP) Certified Green Building Engineer (GBE) IFMA Certified Facility Manager (CFM) Building Commissioning Association ASHRAE ss��r�l �rV irKrr\,41f(1\,4l ,ttitirti:Ltillr7N Experience and background: Mr. Kings present responsibilities include the development of solutions for the total operations and management of facilities, with a specialization in facilities assessments, energy management and building systems. To this end, his activities have included the assessment and evaluation of building operations and its impact to the technical operations budgets of Fortune 500 client sites located throughout the Americas and Europe. Mr. King has developed and assisted in the deployment of scalable portfolio solutions throughout the United States. Mr. King has been responsible for the coordination of all project engineering functions for commercial and industrial facilities, ranging from opportunity assessments to construction oversight. He is experienced in all phases of energy analysis and energy efficiency project development, including data collection, project development, savings calculations, cost estimating, and construction management. Mr. King has developed measures involving compressed air systems, chilled water, controls optimization, HVAC systems, and process loads. He has successfully deployed these utilities and operational optimization measures across a wide range of industries and building portfolios. Mr. King has played a key leadership role in the planning and assessment of over 10 million square feet of commercial and manufacturing space for a leading printer, resulting in over $2.9M per year in identified utility savings. His involvement in the energy reduction initiative of a major synthetic fibers manufacturer has contributed to a total verified initiative savings of approximately $3.5M per year across multiple sites. His experience also includes the identification and execution of over $10M in energy and infrastructure projects for the automotive industry, including asset relocation, capital projects, and operations improvements. Mr. King is currently provides specialized facilities related consulting and engineering services aimed at helping clients maximize their assets and mitigate the risks associated with facility operations and utilities. He focuses on helping clients optimize their profitability and provide them with factual information to make educated decisions regarding their technical operations and strategic energy management planning. Awards/Accomplishments: In addition to receiving an award from the US Department of Energy for his efforts in the Bristol-Myers Squibb Energy Alliance, a multiple site, $20M cost reduction program, Mr. King has also played key roles in developing energy -related cost Pfizer Central Research Group's Pfocus on Energy ($12M). For his participation in these activities he has been awarded (2) Chairman's Awards from Johnson Controls, Inc. MrXing has also been recognized by the United States Department of Labor for his contribution in the development of the National Occupational Information Network Program. DocuSign Envelope ID: 9D9F5358-6COB�454E�8418-373DO966EBAD Experience and Background Mr. Phelps currently is the head of facilities maintenance and ser- vices for the RD3 residential accounts. Mr. Phelps is a Certified Mold Inspector (CMI), Certified Mold Remediation Contractor (C ARC), and Property Condition Assessment (ASTM E2018-15) In- spection Certified. Mr. Phelps has years of experience in combined facility, construc- tion and maintenance management providing strong leadership in the quality completion of work and meeting client expectations. Mr. Phelps has led the property condition assessments of thou- sands of interior assessments and numerous exterior and common area assessments. Kyle Phelps RD' Facilities Solutions Maintenance & Services Manager / Lead Assessor Functional Experience Project Management Facilities Management Maintenance Management Physical and Capital Needs Assessments Contract and Vendor Management Procurement Management Construction Management Contract Negotiation Safety Management Tenant Improvement/Relocations Strategic Planning/Master Planning Certifications Certified Mold Inspector (CMI) Certified Mold Remediation Contractor (CMRC) Property Condition Assessment (ASTM E2018A 5) Inspection Certified (CEGA) Certified Professional Inspector (CPI) DocuSign Envelope ID: 9D9F5358-6COB-454E-8418-373DO966EBAD Availability of key staff personnel and resources The team listed above is available and designated to this project. Additionally, if needed, we have other qualified team members that can be introduced. APCHA will have the option of reviewing the experience level / resumes of any other team member prior to them joining the project if requested. d. Project -Specific Approach and Methodology One of the primary responsibilities of the board of directors of a community association is to protect, maintain, and enhance the assets of the association. To accomplish this objective, homeowners' associations (HOAs) must develop multi -year plans (Reserve Study) to help them anticipate and responsibly prepare for the timely repair and replacement of common area components such as roofs, building envelope, roads, HVAC, mechanical equipment, electrical distribution, supply and waste distribution systems, and other portions of the community's common elements. Reserve Study is a budget planning tool which identifies the status of the reserve fund and a stable and equitable funding plan to offset the anticipated future major common area expenditures (capital )rojects, life cycle replacements, contingency funds, etc.). The reserve study consists of two parts: physical analysis and financial analysis. Replacement Reserve Funds are a financial barometer, of sorts, that provide an indication of the overall stability and administrative strength of the corporation. Reserve studies are required to be arranged and reviewed with HOA Board. It is incumbent on the HOA Board to establish an adequate reserve budget according to reserves schedules as set out in a study. If inadequate funds are allocated to the reserve, the property will regularly have HOA assessments to cover needed repairs, life cycle replacements, and other unplanned expenditures. Level ®f Service The RD3 (the "Consultant") will provide a Level 1Futl-Service Reserve Study as defined under the National Reserve Study Standards that have been adopted by the Community Associations Institute for this Project. If an existing Reserve Study was completed for the HOA, it will be leveraged in this Project: review of the component inventory, condition assessment, and life and valuation estimates supplemented and verified with an onsite evaluation and gap analysis. As such, a complete inventory of components will be established for the commonly owned elements of this facility based on information provided by the Board of Directors or by quantities that were developed from field assessments or from to -scale drawings, if available. The condition of each inventory component will be established by the Assessor based on a visual inspection or review of provided historical data with a major repair or replacement cost for each also set. The included fund status and funding plan will then be derived from analysis of this inventory. The Consultant will conduct an evaluation of a past reserve study for the client (if available); property's physical components, conduct a thorough on -site inspection conducted (see below "Onsite &Property Condition Assessment"), and an analysis of its reserve funds. The physical components anticipated replacement (and repairs) to common -area elements will be identified, a review if the existing reserve study contains all the major elements and assemblies, and if the annual reserve funding is adequate to cover capital expenditures for the future planning horizon. RD3 Facilities Solutions -10- DocuSign Envelope ID: 9D9F5353m6COB-454E-3413-373D0966EBAD RD3 Facilities Solutions - RFQ# 2023-Oa_ RD��� The Consultant can assist the HOA board to understand the nature of your past reserve fund study (if available) compared to the Consultant evaluation. As an independent consultant, we objectively review and analyze the draft to ensure that: • All physical assets of the common property are included. • The proposed scheduling of 'the work is appropriate and customized to your needs. • Develop a life cycle replacement and maintenance cost model. • The costs o�F the estimated work are reasonable. • Funding strategies have been explored for the best interests of the condo owners. Onsite &Property condition Assessmeni� The onsite evaluation will review the physical component inventory (if available), perform a gap analysis to add missing elements /assemblies, conduct a condition assessment (visual), and evaluate their respective useful life. The Team's approach to the onsite assessment and analysis will meet or exceed the ASTM E2018 Property Condition Assessment standards. The condition assessment will break out the identified deficiencies and replacements into various levels of detail that provide a breakout by major disciple over the planning horizon which is rolled up into a disciple summary and rolled up again into an executive cost summary. All deficiencies and capital measures will be prioritized into Emergency, Urgent, Expedited, Routine, and Deferred. 1. Establish Baseline —Review of Existing Condition, Data &Standards Development. The planning process begins with a meeting with the HOA Board Representatives for "requirements gathering" to ensure that the site investigation, which is the most time consuming and costly phase of most needs' assessments, is conducted on point with the requirements and eventual uses of the data in mind. The scope of the site visit based on the "assessment need" level and then outlined so that the Team Knows what data needs to be collected. The Team then prepares for the inspection based on the "requirements gathering" which identifies the systems and building elements ('systems' &inventory) to be inspected and overall objectives. Coupled with the specific systems are other criterion (for example: priorities for maintenance 8C renewal deficiencies, preventive maintenance needs, etc.). 2. Facility Condition Survey. The size and sl<illset of the assessment team is aligned with the established criterion set during the "establish baseline phase" based on the Property. The Team works with the APCHA to set priorities, level of inspection (assembly, system, equipment), procedures, access, and other logistical related needs. Data collection forms (in the mobile application Pocket Forms), tools (IR image cameras, moisture meters, etc.), breakout of team, and scheduling are finalized. The Team conducts the site evaluation ensuring the appropriate data /information is being collected that will enable inventory comparison, cost estimating, prioritization, categorization, groupings, etc. 3. Gap Analysis &ROM BP Costing. An analysis of data is conducted prior to the Team completing the field survey to ensure everything has been collected. The existing inventory (if available) is compared to the field data collected and the data is then analyzed for defects and shortfalls and solutions quantified: deficiencies mitigation, asset impact levels, system repair or replacement, future capital reserves (if applicable) e with appropriate repeating cycles, trade /categories, phasing, and rough order of magnitude (ROM) ballpark (BP) costing. The ballpark costing is for RDA Facilities Solutions -11- DocuSign Envelope ID: 9D9F5358-6COB-454E-8418-373DO966EBAD RD3 Facilities Solutions - RFQ# 2023-01 planning purposes only and not to be used for budgeting. The proper scope, design (if necessary), and quotes from contractor(s) are needed to get more accurate costing. 4. Corrective Action Planning. The data obtained while onsite is combined with results of the gap analysis phase and migrated into the Pocket Forms capital planning tool where it can be sorted, compiled, and integrated within the phasing and category cost tables and an eventual report. The items are then categorized and prioritized per the APCHA's goals. 5. Prioritized Action Planning �c Reporting. The various capital deficiencies are broken out based on the prioritization, categorization, and asset impact established during the requirements and data gathering. The various capital items are compiled and categorized, as necessary. The CapEx descriptive narratives are finalized with the ROM BP costs and assigned into the appropriate planning horizons. This will allow APCHA to have visibility to the capital remediation and replacements for the properties. OPTIONAL Project Enhancements (NOT in -RFQ nor in pricin Preventive Maintenance (PM) Job Plans If desired the APCHA can engage RD3 to develop a HOA / Property Preventive Maintenance (PM) Job Plans for the Property PM Program. During the site assessment, the major systems and equipment inventory is collected to develop a master PM systems list. RD3 will develop PM Job Plans (JP) for each of the identified systems needing regular inspections and maintenance. The JPs will contain as a minimum the activity / inspection list for each system based on the visit frequency. This scope is beyond the RFQ, ASTM E201B-15 standards, and not included in the fee proposal cost. RD3 can provide pricing if APCHA is interested. Life Cycle Cost Estimate A best practice in the development of a reserve study cost forecast is for RD3 to create a 100-ye01 'proxy' Life Cycle Cost (LCC) model for the buildings to provide a comprehensive assemblies and systems model with costs for the required inspections, recommended maintenance &replacements (M&R), and recommended lifecycle replacements. This scope is beyond the RFQ, ASTM E201&15 standards, and not included in the fee proposal cost. RD3 can provide pricing if APCHA is interested. ASHRAE Level II Energy Audit Options The RFQ requires the cost for an ASHRAE Level 2 energy audit ("EA"). We have included this RFQ cost for the Level 2 energy audit ("EA") as requested. Just for comparison we also provided the cost to complete an ASHRAE Level 1 energy audit ("EA"). The cost saving does not appear worthy of consideration. OPTION /Alternate to Level 2 EA: LEVEL 1SELF-ENE RGY AUDIT (L1SEA) -RD3 has developed apre-energy audit service tool that provides what we refer to as a "Level 1—Setf-energy Audit" ("L1SEA") which our assessors complete while onsite which provides a table of energy conservation opportunities (ECOs) with suggested phasing, level of difficulty, etc. This may be an option for APCHA to consider a first step to leverage as a decision tool on whether to initiate a Level 2 energy audit. The L1SEA can be conducted during the site assessment to review the major energy and utilities consuming system to identify the major energy conservation opportunities (ECOs) and providing a RD3 Facilities Solutions -12- DocuSign Envelope ID: 9D9F5358-6COB-454E-8418-373DO966EBAD RD RD3 Facilities Solutions - RFQ# 2023-01 macro -overview in an ECU table / matrix that illustrates implementation phasing, relative R01, warning of possible shared tenant cost savings, delivery intensities (planning, resource, and capital intensities to execute). Below is a sample of the L1SEA ECO table. UDR-OD3: Summit Creek Apartments S11r / M&AM Nar, S W41 A MNOW ofWk%mobKk4 d1nIN%UMAI+ M1 <I Wdttr 12$ t M M*W of "Ov 205 $ n tYLfift I wi M► . Md-rMrc 12 ! tloar+l a pie Area; Energy Opp tt u r1ltM� ECO Phasltt� Mrrum mdak* TrNmt PLuuirR anaiwer S �+o><.+ Pliace l Plwe 2 Plwe ! deM Ilmo 10 Cal ko Mnt twt utitki Dectrit LOW t•M HIGH uVit r. Gw Low LOW H*H - Utititc INNn --- IOIVMW tow flnW SrwecDWDedudMelef "7\ LOwAMvd Mh1.H1I V111,m MVMK / Meehai�sl frittw» Rddkv Terwtd PU#woq Remwice $ [«iA/ POW" t "Me z r%m y IleOt now e101 Carl tikemitr kamotv u1Memov eat tag. -- -- LOW LM LOW V k cc Atal"Urm - 171 4Prd��m Vb.:H ✓ ccnt�JDMWSrNes I7'. LOW Modium H16" C"Fditel"Wear"efIUMM) 9?^ UY W'Pd ►.trd+um HIGH ✓ [Bent 11-Client Name PageXolY =cCr�Mnpar;y logo» RD3 Facilities Solutions -13- DocuSign Envelope ID: 9D9F5358-6COB-454E-8418-373DO966EBAD RD3 Facilities Solutions - RFQ# 2023-01 SAMPLE Reserve Study Report & Reserve Study Table 1. Sample FCA report output. FACILITY CONDITION ASSESSMENT (FCA) [v:AMI.Isv V..y ls; S�of wr«+cc:ne ve�luu BVSD-U01 • Haw Y_•d Hgh School r�o:� Snset & ldr. 00.0akQ Prpvl GmrarO tic 1TI2T]Ia .lJ Gwml.ruarlpwM. u..w Mtt.Jle •.Ptt ael I.Wcll z xu aW nox llc a3178..VaW.M W . t GewMme V� CO p111 l I I Irc. la cv.}x1 PFOP xy Itl a+e Pc. Ii11M I•[4'ITY�tt ea.r.n •+r at'a a.. e.q.�c. xr µaiwp of IM sity.cl npa:.tan UMIM IW 0. M.Mn. P. . a w�", wsl sAse W.rt1 rye Rs m.p1 Cps.+ttul a IM f"y „.s yiio w+p a b be t sw�I.rq.s y e..r...• 1 .r^i.....aYu4 m.w a ...+wua llglp9at.. flraeryllar. 111 Gad/Maa111 ��4.wa..a P.a,.sa.c m•...a. 1 • .vrr. .a....un.M.-...uc....•rµvr...r .+. .ru/ww ...—.r uta AV ewe.... ..aew.. . 1 v .-.ur.....r.+.vr.-.r�ey....��.. En.•rt•, •t<.f M cn>EGolir. coal 1 ran... a d[I�csnpes Ihy roaf to e'10O e [n�4 rq w f W Ne • � w' W I 14.N 1 n. W 1 1 rt t .. 1 iV.. / Ra• 1 RDj at 1 RD3 Facilities Solutions -14- DocuSign Envelope ID: 9D9F5353�6COB-454E-3413-373DO966EBAD RD Facilities Solutions - RFQ# 2023-01 2. 3 Sample individual CapEx item in a report. ration: New Vista High School - CapEx-01228 - MECHANICAL - Steam System Piping erlption: The steam condensate lines are showing signs that they are at the end or past their useful The lines are failing and having pin hole leaks. It is likely that many other segments of the line have s that are currently not known or visible. The stearn distribution and condensate return piping systems d replacement ole condensate line leak repair kit use the pipe was "ratted" (severely Sample summary CapEx Cost roll up tables. CATEGORY C05T TABLE Year: 1 4: Routine ace Identified on; Dec 10, 2018 Category Asset Integrity Cost $ 100.00 Sample condensate line deterioration in mechanical room. RDA Facilities Solutions -15- DocuSign Envelope ID: 9D9F5358-6COB-454E-8418-373DO966EBAD RD3 Facilities Solutions - RFQ# 2023-01 Technology Solution: POCKET FORMS. The RD3 Team solutions include Pocket Forms which will serve to exceed the APCHA'3 scope and deliverables outlined in the RFP. Pocket Forms will be used by the facilities assessment teams for several number of core functions. • Property general pictures (essential to provide people not familiar with the site to get acquainted with the site). • Conduct the room -by -room assessments with integrated pictures. • System / assembly condition assessments with integrated priority, condition, pictures and other RFP and required data. • Asset / Inventory review and correction including asset tag (barcode) scan (exiting and new), pictures, etc. • Other activities needed to meet the RFP scope and City requested information during the kickoff and planning meetings. • Core deliverable report generation. Added City specific reporting and requirements may be produced outside of Pocket Forms and integrated afterwards or provided as a separate deliverable. e. References Salida School District Facility Condition Assessment Greg Cromer, AIA cromer@DLRGROUP.com Cell: 303.916.8522 Lead Architect Principal - DLR Group CO/WY K42 Market Leader CITY ®F ASPEN, Facility/Property Condition Assessments (PCAs), Lifecycle Cost Models & PM Programs Cindy Christensen Deputy Director of Housing, Operations &Property Management Aspen/Pitl<in County Housing Authority (APCHA) cindy.christensen@aspen.gov 18 Truscott Place Aspen, CO 81611 cindy.christensen@aspen.gov (970) 920-5050 - Main (970) 920-5455 — Direct CARDINAL GROUP, 40+ Facility /Property Condition Assessments, USA Doug Miller VP of Construction Services Cardinal Group 303-549-5205 miller@cardinalgroup.com RD3 Facilities Solutions -16- DocuSign Envelope ID: 9D9F5353-6COB-454E�3413�373DO966EBAD RD RD3 Facilities Solutions - RFQ# 2023-01 PRICING BASE SCOPE - 2023-250 -Capital Reserve Assessments - Following is the pricing for the BASE scope of services (Capital Reserve Assessment) described in the RFQ "2023-250 - Capital Reserve Assessments for HOA's Under the APCHA Regulations". Based on Addendum 5, the cost for the HOA listed as likely to participate are included in the pricing (see assumptions below). We broke the pricing out by HOA to provide greater breakout. If other or different HOAs are included in the final Project, the below pricing can be used to extrapolate the costs for the different HOAs. It must be noted that many of the names of the HOAs in Addendum 5 do not match up with the HOA names in the list provided in Addendum 3. This must be reviewed, and list reconciled with associated costs if RD3 is selected as the consultant for this project. See revised cost table below. Energy Audit Below are the costs to conduct the ASHRAE Level II Energy Audits requested in the RFQ (Righthand column). For comparison we provided the cost to perform a Level I energy audit and an alternate approach to energy audits (see description in the proposal above) that can be considered to help make guide energy conservation measures and help the decision if a Level II energy Audit is warranted. See revised cost table below. Assumptions: - Pricing assumes that a minimum of 3 HOA property is scheduled per week (in contiguous clusters) for both the base scope and energy audits to minimize trips, travel, and associated costs. Few than 3 per grouping will have higher cost than provided above. Energy audits will require approximately 20%-unit interiors to be inspected. - Utility data must be provided and delivered in electronic format (excel stacked data format) prior to energy audit site visits. Collation and transcription of utility information into electronic format will be invoiced separately. Resident notices will have been provided to 100% of the units in advance of the unit walks indicating that the units may be accessed on any of the specified RD3 site visit dates (not a specific date or time block). - Onsite community personnel (Site Support Person) will be provided in a timely manner - 2 escorts (or 1 per RD3 assessor). - All keys will be pre -arranged and available to each of the Site Support Team. Site Support Team will have all necessary keys available, in advance of unit entry will gain access to the unit and prep the unit for the assessor's walk (e.g., unlock interior room doors & mechanical RD3 Facilities Solutions -17- DocuSign Envelope ID: 9D9F5358-6COB-454E-8418-373D0966EBAD RD' Facilities Solutions - RFQ# 2023-01 closet), and close and secure the unit after the unit assessor is complete the unit walk. - The assessment team will need to access all common areas and mechanical, electrical, fire protection and other rooms during the assessment. If the property team is not ready to start at the planned start time, the RD3 assessment team will wait until the assessments can start and will depart at the original planned departure time completing as many unit inspections as possible is the available time with no deduction to fee proposal costs for the last time. All travel cancelations, other change fees, and delays will be invoiced. - Property will provide safe access (i.e., stairs, hatch, ladders, lifts, etc.) to roofs and other elevated areas. 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