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HomeMy WebLinkAboutagenda.council.regular.20250930AGENDA CITY COUNCIL REGULAR MEETING September 30, 2025 5:00 PM, City Council Chambers 427 Rio Grande Place, Aspen I.Call to Order II.Roll Call III.Scheduled Public Appearances IV.Citizens Comments & Petitions V.Special Orders of the Day VI.Consent Calendar ZOOM Join from PC, Mac, iPad, or Android: https://us06web.zoom.us/j/89938937497?pwd=EFfDMyOk7Ehla53gYDpbLaIacUAUUr.1 Passcode:81611 Join via audio: +1 719 359 4580 US Webinar ID: 899 3893 7497 Passcode: 81611 International numbers available: https://us06web.zoom.us/u/kyq2LefVc (Time for any citizen to address Council on issues NOT scheduled for a public hearing. Please limit your comments to 3 minutes) a) Councilmembers' and Mayor's Comments b) Agenda Amendments c) City Manager's Comments d) Board Reports (These matters may be adopted together by a single motion) 1 1 VIA.Resolution #111, Series of 2025 – Ruedi Hydroelectric Facility Transformer Replacement VIB.Resolution #131 & #136, Series of 2025 - Golf Clubhouse Area Masterplan VIC.Draft Minutes of September 9 VII.Notice of Call-Up VIII.First Reading of Ordinances VIIIA.Ordinance #08, Series of 2025 - Short-Term Rental Amendments IX.Public Hearings X.Action Items XA.Resolution #099, Series of 2025 - Approval of Memorandum of Understanding for Purchase of Unit Priority at Habitat for Humanity L3 Apartment XI.Executive Session Council Memo- Ruedi Transformer.docx Exhibit B - Reso #111 of 2025 for Ruedi Transformer Purchase.doc Exhibit A - Supply Procurement - Ruedi Transformer Purchase.pdf Exhibit C - MVA Power MVBA25169 Submission Electric Plant Power Transformer.pdf Updated Golf Masterplan Memo - 9.25.docx 2.0 Course_Masterplan_Resolution-131 (1).docx 2.0 Final_-_Golf_Clubhouse_Area_Resolution_136.doc 2025-181 Golf Clubhouse & Campus Master Plan Professional Services.pdf cc.min.090925.pdf Memo_First Reading Ordinance #08, Series 2025.pdf Draft Ordinance #08, Series of 2025.pdf Exhibit A_Policy Resolution #077, Series of 2025.pdf Exhibit B_Redlined Code Amendment Proposals.pdf Exhibit C_HPC Resolution #08, Series of 2025.pdf Exhibit D_P&Z Resolution #09, Series of 2025.pdf Resolution099 Memo - Habitat Initiatives Funding final.docx Resolution099_-_Habitat_L3_Priority_MOU.docx Habitat L3 Priority MOU.docx Pursuant to C.R.S. Section 24-6-402(4)(a) The purchase, acquisition, lease, transfer, or sale of any real, personal, or other property interest; (4)(b) Conferences with an attorney for the local public body for purposes of receiving legal advice on specific legal questions; (4)(e) Determining positions relative to matters that may be subject to negotiations; developing strategy for negotiations, and instructing negotiators; (4)(f) Personnel 2 2 XII.Adjournment The specific items of discussion involve the following: 1. City of Aspen v. 359 Design, LLC 2. Contract Negotiations regarding Yogi’s, LLC, 455 Rio Grande Place 3. ACRA contract negotiations 4. Discussion with negotiators concerning City Manager Contract 3 3 MEMORANDUM TO: Mayor and City Council FROM: Andy Rossello, Project Manager III Ryan Loebach, Deputy Director of Utilities THROUGH: Erin Loughlin Molliconi, Director of Utilities MEMO DATE: September 22nd, 2025 MEETING DATE: September 30th, 2025 RE: Resolution #111, Series of 2025 – Ruedi Hydroelectric Facility Transformer Replacement REQUEST OF COUNCIL: Staff requests approval of Resolution # 111, Series of 2025, a supply procurement agreement with MVA Power, Inc. to furnish a replacement transformer for the Ruedi Hydroelectric Facility. SUMMARY AND BACKGROUND: In 1984, the City Council approved the construction and commissioning of a 5-megawatt (MW) facility at Ruedi Reservoir to provide hydropower for the City of Aspen. In 1986 , the facility began hydroelectric output to the grid. The facility has performed well for the past 40 years with the original equipment. In 2023, the city began working with consultant engineers Chalmers and Kubeck to assist in routine maintenance and operations of the facility. City staff and the consultant engineers identified several capital improvements to update and modernize existing facility operations, including transformer replacement, governor and controls replacement, and rewinding the generator's stator and rotor. The transformer replacement has been budgeted for purchase with in the 2025 budget cycle and for installation during the 2026 calendar year. All other components are planned for replacement through 2026-2028 budget cycles. DISCUSSION: During routine maintenance activities in 2023 consultants identified the need to replace the existing 40-year-old transformer which allows for connectivity to the grid at large. Consultants identified several deficiencies that could lead to transformer failure including both a broken tap changer and carbonized o il. Any failure in the transformer would result in up to a year of downtime as replacement component(s) are sourced and installed, leading to associated lost revenue and would require substantial adjustments to the City’s power purchase portfolio. BASIS FOR VENDOR SELECTION: City staff worked with design consultants to develop a specification to procure a new transformer. Competitive proposals were then solicited through the Rocky Mountain Bidnet and eleven proposals were received. Staff and 4 consultants reviewed the eleven proposals, of which eight were determined to be responsive, and ranked them based upon the following factors included in the request for proposal (RFP):  cost and electrical efficiency (calculated power losses through the transformer),  warranty provisions,  reputation within the industry, and  reference checks. FINANCIAL IMPACTS: Staff received eight responsive proposals. The costs are summarized below: Hamilton $725,735.00 GD Partners Group $708,781.25 American Wire Group $684,812.00 Hartigan $630,853.00 Wesco Distribution $448,101.00 Premier Transformer, LLC $357,545.00 Power West Engineering $271,647.00 Texas Transformer and Equipment $250,000.00 MVA Power Inc. $229,200.00 Staff recommends awarding the design contract to MVA Power, Inc. based on their costs and responsiveness to the RFP. The proposed project funding and expenditures are outlined below: Total Project Expenditures MVA Power, Inc.: Supply Procurement Agreement $229,200.00 Total Contract $229,200.00 Existing Budget Project 51800: Ruedi – Transformer $327,505.00 MVA Power, Inc. $229,200.00 Total Remaining $ 98,305.00 ENVIRONMENTAL IMPACTS: Ruedi and Maroon Creek Hydroelectric facilities are the City’s largest owned and operated producers of local renewable hydroelectric power and a key component of the City’s 100% renewable energy portfolio. The facilities produce an average of 16 million kWh of local renewable power on an annual basis. This accounts for approximately 21% of the city’s overall 100% renewable energy portfolio. ALTERNATIVES: If Council elects to not approve the Ruedi Hydroelectric Facility Transformer replacement procurement contract, it could jeopardize the continued production of locally produced renewable hydroelectric power. The aged transformer could fail, which would result in the loss of power production capability for upwards of a year while the city sourced a new transformer. This reduction in power would need to be offset with the purchase of renewable power resources at higher costs for the city and its residents. 5 RECOMMENDATIONS: Staff request council approval of the contract with MVA Power, Inc. for $229,200.00 for the procurement of a replacement transformer for the Ruedi Hydroelectric Facility. CITY MANAGER COMMENTS: ATTACHMENTS: Exhibit A – MVA Power, Inc. - Supply Procurement Agreement Exhibit B – Resolution #111, Series of 2025 Exhibit C – MVA Power Proposal 6 RESOLUTION # 111 (Series of 2025) A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF ASPEN, COLORADO, APPROVING A CONTRACT BETWEEN THE CITY OF ASPEN AND MVA POWER INC. AUTHORIZING THE CITY MANAGER TO EXECUTE SAID CONTRACT ON BEHALF OF THE CITY OF ASPEN, COLORADO. WHEREAS, there has been submitted to the City Council a supply procurement agreement for the purchase of a replacement transformer at Ruedi Hydroelectric plant, between the City of Aspen and MVA Power Inc., a true and accurate copy of which is attached hereto as Exhibit “A”; NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ASPEN, COLORADO, That the City Council of the City of Aspen h ereby approves the supply procurement agreement for the purchase of a replacement transformer, between the City of Aspen and MVA Power Inc., a copy of which is annexed hereto and incorporated herein, and does hereby authorize the City Manager to execute said agreement on behalf of the City of Aspen. INTRODUCED, READ AND ADOPTED by the City Council of the City of Aspen on the 30th day of September 2025. Rachael Richards, Mayor I, Nicole Henning, duly appointed and acting City Clerk do certify that the foregoing is a true and accurate copy of that resolution adopted by the City Council of the City of Aspen, Colorado, at a meeting held, September 30th, 2025. Nicole Henning, City Clerk 7 0Supply ProcurementUpdated 8/2025 Ruedi - Transformer CITYOFASPENSTANDARDFORMOFAGREEMENT SUPPLY PROCUREMENT City of Aspen Contract No.: 2025-252 AGREEMENT made the 29th day of August, 2025. BETWEEN the City:Contract Amount:The City of Aspen 427 Rio Grande PlaceAspen, Colorado 81611Phone: (970) 920-5079 And the Professional: MVA Power Inc.1 Rue HollyMontreal, QC H3X 3K6CA450-589-0733tender@mvapower.com For the Following Project: Exhibits appended and made a part of this Agreement: The City and Vendor agree as set forth below. 1. Purchase. Vendor agrees to sell and City agrees to purchase the items on Exhibit A If this Agreement requires the City to payan amount of money in excess of$100,000.00 it shall not be deemed validuntil it has been approved by the CityCouncil of the City of Aspen. City Council Approval: Date: 09/30/2025 Resolution No.: 2025-111 Exhibit A: List of supplies, equipment, or materials to be purchased. Total:$229,200.00 8 1Supply ProcurementUpdated 8/2025 The City and Vendor agree as set forth below. 1. Purchase. Vendor agrees to sell and City agrees to purchase the items on Exhibit Aappended hereto and by this reference incorporated herein as if fully set forth here forthe sum set forth hereinabove. 2. Delivery. FOB City of Aspen Ruedi Hydro Electric FacilityFrying Pan Rd.Basalt, CO 81621The physical location is unaddressed and located approximately 15 miles east ofBasalt ,CO at the base of the Ruedi Reservoir Dam.Delivery should be coordinated 2-3 mos/ prior to shipping[Delivery Address] 3. Contract Documents. This Agreement shall include all Contract Documents as thesame are listed in the Invitation to Bid and said Contract Document are hereby madea part of this Agreement as if fully set out at length herein. 4. Warranties. MVA Power (August 28, 2025) : 12 months from the date of energizationor 18 months from the date of delivery, whichever occurs first. 5. Successors and Assigns. This Agreement and all of the covenants hereof shall inure tothe benefit of and be binding upon the City and the Vendor respectively and theiragents, representatives, employee, successors, assigns and legal representatives.Neither the City nor the Vendor shall have the right to assign, transfer or sublet itsinterest or obligations hereunder without the written consent of the other party. 6. Third Parties. This Agreement does not and shall not be deemed or construed to conferupon or grant to any third party or parties, except to parties to whom Vendor or Citymay assign this Agreement in accordance with the specific written permission, anyright to claim damages or to bring any suit, action or other proceeding against eitherthe City or Vendor because of any breach hereof or because of any of the terms,covenants, agreements or conditions herein contained. 7. Waivers. No waiver of default by either party of any of the terms, covenants orconditions hereof to be performed, kept and observed by the other party shall beconstrued, or operate as, a waiver of any subsequent default of any of the terms,covenants or conditions herein contained, to be performed, kept and observed by theother party. 8. Agreement Made in Colorado. The parties agree that this Agreement was made inaccordance with the laws of the State of Colorado and shall be so construed. Venue isagreed to be exclusively in the courts of Pitkin County, Colorado. 9 2Supply ProcurementUpdated 8/2025 9. Attorney’s Fees. In the event that legal action is necessary to enforce any of theprovisions of this Agreement, the prevailing party shall be entitled to its costs andreasonable attorney’s fees. 10. Waiver of Presumption. This Agreement was negotiated and reviewed through themutual efforts of the parties hereto and the parties agree that no construction shall bemade orpresumptionshall arise fororagainst eitherpartybasedonanyallegedunequalstatus of the parties in the negotiation, review or drafting of the Agreement. 11. Certification Regarding Debarment, Suspension, Ineligibility, and VoluntaryExclusion. Vendor certifies, by acceptance of this Agreement, that neither it nor itsprincipals is presently debarred, suspended, proposed for debarment, declaredineligible or voluntarily excluded from participation in any transaction with a Federalor State department or agency. It further certifies that prior to submitting its Bid that itdid include this clause without modification in all lower tier transactions, solicitations,proposals, contracts and subcontracts. In the event that Vendor or any lower tierparticipant was unable to certify to the statement, an explanation was attached to theBid and was determined by the City to be satisfactory to the City. 12. Warranties Against Contingent Fees, Gratuities, Kickbacks and Conflicts of Interest. (A)Vendor warrants that no person or selling agency has been employed or retained to solicitor secure this Contract upon an agreement or understanding for a commission, percentage,brokerage, or contingent fee, excepting bona fide employees or bona fide establishedcommercial or selling agencies maintained by the Vendor for the purpose of securingbusiness. (B)Vendor agrees not to give any employee of the City a gratuity or any offer of employmentin connection with any decision, approval, disapproval, recommendation, preparation ofany part of a program requirement or a purchase request, influencing the content of anyspecification or procurement standard, rendering advice, investigation, auditing, or in anyother advisory capacity in any proceeding or application, request for ruling, determination,claim or controversy, or other particular matter, pertaining to this Agreement, or to anysolicitation or proposal therefore. (C)Vendor represents that no official, officer, employee or representative of the City duringthe term of this Agreement has or one (1) year thereafter shall have any interest, direct orindirect, in this Agreement or the proceeds thereof, except those that may have beendisclosed at the time City Council approved the execution of this Agreement. (D)In addition to other remedies it may have for breach of the prohibitions against contingentfees, gratuities, kickbacks and conflict of interest, the City shall have the right to: 1. Cancel this Purchase Agreement without any liability by the City;2. Debar or suspend the offending parties from being a vendor, contractor orsubcontractor under City contracts; 10 3Supply ProcurementUpdated 8/2025 3. Deduct from the contract price or consideration, or otherwise recover, the value ofanything transferred or received by the Vendor; and4. Recover such value from the offending parties. 13. Termination for Default or for Convenience of City. The sale contemplated by thisAgreement may be canceled by the City prior to acceptance by the City whenever forany reason and in its sole discretion the City shall determine that such cancellation isin its best interests and convenience.14. Fund Availability. Financial obligations of the City payable after the current fiscalyear are contingent upon funds for that purpose being appropriated, budgeted andotherwise made available. If this Agreement contemplates the City using state orfederal funds to meet its obligations herein, this Agreement shall be contingent uponthe availability of those funds for payment pursuant to the terms of this Agreement. 15. City Council Approval. If this Agreement requires the City to pay an amount of moneyin excess of $100,000.00 it shall not be deemed valid until it has been approved by theCity Council of the City of Aspen. 16. Non-Discrimination. No discrimination because of race, color, creed, sex, maritalstatus, affectional or sexual orientation, family responsibility, national origin, ancestry,handicap, or religion shall be made in the employment of persons to perform under thisAgreement. Vendor agrees to meet all of the requirements of City’s municipal code,section 13-98, pertaining to nondiscrimination in employment. Vendor further agreesto comply with the letter and the spirit of the Colorado Antidiscrimination Act of 1957,as amended and other applicable state and federal laws respecting discrimination andunfair employment practices. Any business that enters into a contract for goods or services with the City of Aspen or any of itsboards, agencies, or departments shall:(a) Implement an employment nondiscrimination policy prohibiting discrimination inhiring, discharging, promoting or demoting, matters of compensation, or any otheremployment-related decision or benefit on account of actual or perceived race,color, religion, national origin, gender, physical or mental disability, age, militarystatus, sexual orientation, gender identity, gender expression, or marital orfamilial status.(b) Not discriminate in the performance of the contract on account of actual orperceived race, color, religion, national origin, gender, physical or mentaldisability, age, military status, sexual orientation, gender identity, genderexpression, or marital or familial status.(c) Incorporate the foregoing provisions in all subcontracts hereunder. 17. Integration and Modification. This written Agreement along with all ContractDocuments shall constitute the contract between the parties and supersedes orincorporates any prior written and oral agreements of the parties. In addition, vendor 11 4Supply ProcurementUpdated 8/2025 understands that no City official or employee, other than the Mayor and City Councilacting as a body at a council meeting, has authority to enter into an Agreement or tomodify the terms of the Agreement on behalf of the City. Any such Agreement ormodification to this Agreement must be in writing and be executed by the partieshereto. 18. Authorized Representative. The undersigned representative of Vendor, as aninducement to the City to execute this Agreement, represents that he/she is an authorized representative of Vendor for the purposes of executing this Agreement andthat he/she has full and complete authority to enter into this Agreement for the termsand conditions specified herein. 19. ElectronicSignaturesandElectronicRecords This Agreement and anyamendmentshereto may be executed in several counterparts, each of which shall be deemed anoriginal,andallofwhichtogethershallconstituteoneagreementbindingontheParties,notwithstanding the possible event that all Parties may not have signed the samecounterpart. Furthermore, each Party consents to the use of electronic signatures byeither Party. The Scope of Work, and any other documents requiring a signaturehereunder, may be signed electronically in the manner agreed to by the Parties. TheParties agree not to deny the legal effect or enforceability of the Agreement solelybecause it is in electronic form or because an electronic record was used in itsformation. The Parties agree not to object to the admissibility of the Agreement in theform of an electronic record, or a paper copy of an electronic documents, or a papercopyofadocumentbearinganelectronicsignature,onthegroundthatitisanelectronicrecord or electronic signature or that it is not in its original form or is not an original. 20. The Professional in performing the Services hereunder must comply with all applicableprovisions of Colorado laws for persons with disability, including the provisions of§§24-85-101,et seq., C.R.S., and the Rules Establishing Technology AccessibilityStandards, as established by the Office Of Information Technology pursuant to Section§24-85- 103(2.5) and found at 8 CCR 1501-11. Services rendered hereunder that useinformation and communication technology, as the term is defined in Coloradolaw, including but not limited to websites, applications, software, videos, andelectronic documents must also comply with the latest version of Level AA of the WebContent Accessibility Guidelines (WCAG), currently version 2.1. To confirm that theinformation and communication technology used, created, developed, or procured inconnection with the Services hereunder meets these standards, Professional may berequired to demonstrate compliance. The Professional shall indemnify the CITYpursuant to the Indemnification section above in relation to the Professional’s failuretocomplywith§§24-85-101,etseq.,C.R.S.,ortheTechnologyAccessibilityStandardsfor Individuals with a Disability as established by the Office of InformationTechnology pursuant to Section §24-85-103(2.5). 21. Order of Precedence of Contract Documents. The terms and conditions set forth inthe City of Aspen Standard Form of Agreement establish the rights, obligations, and 12 5Supply ProcurementUpdated 8/2025 remedies of the parties. No additional or different terms or conditions, whethercontained in bid packets, documents, order forms, or any other document orcommunication pertaining to the agreement will be binding upon the City of Aspenunless accepted in writing by an authorized representative of the City. In the case ofconflicts or inconsistencies between the City of Aspen Standard Form of Agreementand any other document attached thereto which cannot be resolved by giving effect toboth provisions, the City of Aspen Standard Form of Agreement shall control. 13 6Supply ProcurementUpdated 8/2025 IN WITNESS WHEREOF, The City and the Vendor, respectively have caused this Agreement tobe duly executed the day and year first herein, of which, to all intents and purposes, shall beconsidered as the original. FOR THE CITY OF ASPEN: By: ___________________________ _______________________________Date _______________________________City Attorney’s Office SUPPLIER: MVA Power Inc By: Charly Marc, Eng, VP Sales & MarketingTitle September 12, 2025Date 14 To:City of Aspen (herein called the "Owner"). Ruedi Hydro Electric Plant -Power Transformer; Step Down -5MVA, KNAN 65°C -24.94Y/14.4 kV WYE – 4.160kV DELTA -High Side De-Energized Tap Changer (DETC) Item Description Unit Price A.Base Transformer FIRM PRICING PER UNIT -Cost of Equipment complete with accessories and appurtenances,in accordance with Equipment Contract,excluding Items B thru D.$ B.Freight Cost of freight,per unit,F.O.B.Contractor-furnished concrete pad at job site,in accordance with Equipment Contract.$ C.Design Tests & Other Test Cost of all design and other routine factory tests,per unit,as outlined in ANSI Standards and Equipment Contract.$ D.Technical Field Services Cost for field services to dress-out,oil fill and perform all field testing,per unit,for commissioning the power transformer, in accordance with the Equipment Contract.$ E.TOTAL PROPOSAL COST FIRM PRICING PER UNIT – Summary of Costs (Item A thru D).$ F.Off-loading (ADDITIONAL ALTERNATIVE 1) Costs to off-load transformer and set onto Owner-furnished pad.$ G.Post Installation Tests (ADDITIONAL ALTERNATIVE 2) Cost of all routine maintenance tests,post installation as outlined in ANSI Standards and Equipment Contract in addition to warranty testing.$ H Supplemental Cost Information (ADDITIONAL ALTERNATIVE 3) 1. One (1) spare high voltage bushing.$ 2. One (1) spare low voltage bushing.$ 3. Other recommended spare parts (itemize).$ The undersigned (hereinafter called the "Bidder")hereby proposes to furnish and deliver the equipment (hereinafter called the "Equipment")described in the Plans and Specifications attached hereto and made a part here of for the following prices: PROPOSAL COST 3b 15 Note: The following data shall be referenced to 2,300 meters (7,454 feet) altitude. A. Technical Data 1. Construction Type (Core or Shell) _______Core______________ a) Steel type _______Cold-Rolled Grain-Oriented (CRGO) Silicon Steel______________ b) H Winding Construction _______Disc Winding______________ c) Conductor type ______Copper_______________ d) X Winding Construction _____Helical Winding________________ e) Conductor type _______Copper______________ 2. Exciting Current a) At rated voltage (%)____~1.5%_________ b) At 110% rated voltage (%)_____~3.0%________ 3. No-Load Losses a) At rated voltage (kW)_____~3.5 kW_________ b) At 110% rated voltage (kW)___~4.5 kW_________ 4. Load Losses at 55°C rise ratings and corrected to 75°C, excluding cooling equipment power requirements a) Base rating (kW)_____~28.0 kW_______ b) First state forced cooling rating (kW)____Not Applicable______ c) Maximum rating (kW)____Not Applicable_______ 5. Total losses at 55°C rise ratings and corrected to 75°C, excluding cooling equipment power requirements a) Base rating (kW)___~31.5 kW_______ b) First stage forced cooling rating (kW)_____Not Applicable_____ 16 c) Maximum rating (kW)___Not Applicable_______ 6. Positive Sequence Impedance at 55°C rating, corrected to 75°C, at base KVA rating a) High-voltage to low-voltage winding (%)____6.5%_________ 7. Zero Sequence Impedance, at 55°C rating, corrected to 75°C, at base KVA rating a) High-voltage to low-voltage winding (%)____~6.0%_______ 8. Net Weights a) Core and coils (pounds)____~12,676 lbs____ b) Case and fittings (pounds)___~7,341 lbs___ c) Weight of oil (pounds)___~7,099 lbs____ d) Transformer complete with oil (pounds)___~27,117 lbs_____ Shipping Weight of largest piece (pounds)___~27,117 lbs____ 9. Dimensions a) Transformer base (inches)____~69.3 x 40.5 inches_______ b) Overall assembled (inches)___~69.3 x 40.5 inches_____ c) Height overall (inches)__~127.6 inches______ d) Height overall assembled (inches)___~127.6 inches_____ e) Net headroom required to remove core and coils including height of tank (inches)____~200 inches____ f) Net headroom required to remove high voltage bushings, including tank height (inches)___~160 inches____ 17 10 . Projected Floor Dimensions related to the reference line through high-voltage bushings a) Parallel to HV bushings (inches)___~120 inches_____ b) Perpendicular to HV bushings (inches)__~100 inches_____ 11 . Shipping Dimensions of largest piece a) Height (inches)___~127.6 inches_____ b) Length (inches)___~69.3 inches______ c) Width (inches)___~40.5 inches__ 12 . First Stage Forced Cooling a) Number of fans (#)______4_______ b) HP rating of each (hp)_____0_________ c) Nominal Voltage Rating of each (V)______0________ 13 . Load of Cooling Equipment a) First stage forced cooling (kW)_____0________ b) Total forced cooling (kW)_____0________ Total Heater Load (kW)____~1.0 kW______ Total Auxiliary Load; including fans, pumps, heaters, etc. (kW)_____~1.0 kW______ 18 14 . Bushing Manufacturer and Drawing No. a) Manufacturer ____PFIZER___ b) HV __T-2200____ c) XV ___T-1100____ d) X0 (Neutral of X) ___Not Applicable__ 15 . Bushing Strike Distance a) HV (strike)___9 to 16 inches__ b) XV (strike)__5 to 12 inches_ c) X0 (Neutral of X) (strike)__Not Applicable___ 16 . Bushing Creep Distance a) HV (creep)__46 inches______ b) XV (creep)___22 inches_______ c) X0 (Neutral of X) (creep)___Not Applicable______ 17 . Bushing Impulse Withstand Voltage (Standard Conditions) a) HV (kV)____150 kV______ b) XV (kV)____75 kV______ 19 c) X0 (Neutral of X) (kV)____Not Applicable_____ 18. To what extent will the transformer be disassembled for shipment? The transformer will be shipped fully assembled 19. How will the transformer be shipped - rail, truck? Truck 20. How will the transformer oil be shipped? The transformer will be shipped oil-filled with FR3 fluid. 21. Self-cooled rating on complete loss of power supply to auxiliaries: 5 MVA 22. Supplemental ratings: 5 MVA at 65°C 23. Characteristics of insulating oil: FR3 fluid 24. Description of oil preservation system: A conservator tank with a bladder/diaphragm to prevent the oil from coming into contact with the atmosphere. 25. Complete description of assembly operations required in the field for all parts shipped disassembled. Give all details such as weights of components, physical sizes, type of welding (if required), and lengths of weld. Attach separate instruction sheets if space herein is limited: The unit will be shipped fully assembled, only minor site work such as foundation placement, grounding, and electrical connections will be required. 26. Paint material and procedures used: Standard corrosion-resistant coating, typically an epoxy primer with a polyurethane topcoat with ANSI 70 Light Gray color as per ANSI. 27. State experience to date, manufacturing 24.940/14.4Y-4.160 kV transformers, 150 kV BIL, giving capacities, locations, and dates of installation: More than ten years. Please see our references list below 20 28. Statement of routine and Design Factory Tests: According to specifications and ANSI standard 29. List of recommended spare parts: A standard list would include gaskets, seals, fuses, spare bushings, gauges, and a bottle of touch-up paint. 30. Indicate how much of the transformer is made in the USA: The transformer is manufactured outside of USA. Some accessories are manufactured in USA. 21 MVA Power customers list on Power transformer Customers Description Year Contact name Email Telephone City of Monroe, NC, USA 5/6.6/6.25mva Substation Power Transformer 34.5 KV 2024 Scott Cureton scureton@monroenc.org 704-201-2435 City of Joliette, Canada 28/37/47 MVA Power Transformer 120 KV 2015 Marie Claude Gagnon marieclaude.gagnon@ville.joliette. qc.ca 450-753-8100 Electrosag, QC, Canada 15MVAR Shunt reactor TBD Maxime Fleury maxime.fleury@electrosag.com 418-347-3372 ext 226 WAPA (US Government ) 230MVA Auto Transformer TBD Cansu Teano teano@wapa.gov 970-461-7295 WAPA (US Government ) 200MVA Auto Transformer TBD Cansu Teano teano@wapa.gov 970-461-7295 City of Windsor, Canada 1500 MVA substation Transformer 27.6 kv 2024 Pompiliu Igna pignat@citywindsor.ca 519-253-7111 ext 3367 NL Hydro, NL, Canada Substation Transformer 2019-2020 Paul Murphy PaulMurphy@nlh.nl.ca 709-737-1283 For others customers, please contact MVA Power Inc. 22 Some customers of MVA Power Inc: Customer Description Customer name and contact Status Western Area Power Administration (Wapa) STATION SERVICE POWER TRANSFORMER (POWER PT); 230-KV CLASS, 900-KV BIL, 167KVA, SECONDARY = 250/125V Mona Howey | Senior Contract Specialist (O) 970.813.0060 | howey@wapa.gov Delivered Western Area Power Administration (Wapa) STATION SERVICE POWER TRANSFORMER (POWER PT); 230-KV NOMINAL, 138- KV PRIMARY, 1050-KV BIL, 100KVA, SECONDARY = 250/125V Mona Howey | Senior Contract Specialist (O) 970.813.0060 | howey@wapa.gov Delievred CPS Energy 500 McCullough San Antonio, Texas 78215 | Mail Drop CT0601 TRANSF VOLTAGE 138KV OIL-FILLED 50 KVA POWER WINDING 250/125VOLT METERING WINDING 0.3 ACCURACY WXYZ AND ZZ SINGLE BUSHING 650KV BIL GRAY PORCELAI 50kVA, Power Winding 250/125 volt, Single Bushing 1300kV BIL Gray Porcelain, Sulfur Hexafluoride (SF6) Julie A. Behnken-Koch Procurement Agent I | Supply Chain Office: 210.353.5892|Cell: 210.243.6280 jabehnken- ko@cpsenergy.com City of Tacoma, WA Supply contract for 115KV Voltage Transformers for a three year Mike Allen, PE Substation Engineering Manager Delivered 23 period with two optional one-year contract renewals Tacoma Power (253) 396-3126 mallen@cityoftacoma.org City of Nelson, BC, Canada 72.5 KV Potential Transformers Casey Smit, P.Eng., PMP | Project and Customer Service Manager Nelson Hydro 80 Lakeside Dr. Nelson, BC V1L 6B9 O: 250.352.8287 | C: 250.505.4565 | csmit@nelson.ca 24 hr Outage & Info 1-877-324- 9376 Delivered 24 MVA Power customers list on distribution transformers (Pole mount and padmount transformers ) : Customers Contact name Email Telephone City of Dothan Robert Waters rwaters@dothan.org 334-796-3499 RMLD Maureen Sullivan msullivan@rmld.com 781-942-6441 Gleenwood Spring Kimberlay Delgado Kimberly.Delgado@cogs.us 970-384-6352 BrightRidge John Cole johncole@brightridge.com 423-952-5006 Bianchi Alex Ries Alex.Ries@IEA.net 319-981-2767 City of Nixa Stephanie Ewing sewing@nixa.com 417-49-0555 Santa Clara Chris Blandford CBlandford@santaclaraca.gov 408-615-2042 City of Dothan Chris Phillips cphillips@dothan.org 334-615-3310 NL Hydro Tony Kelly TonyKelly@nlh.nl.ca 709-258-2387 City of Nelson Casey Smit csmit@nelson.ca 250-352-8267 City of Penticton Cathy Ingram cathy.ingram@penticton.ca 250-490-2555 City Joliette Marie Claude Gagnon marieclaude.gagnon@ville.joliette.qc.ca 450-753-8100 Wallignford Jake Arborio jake.arborio@wallingfordct.gov 203-294-2267 Belmont Gayle Gionet GGionet@BelmontLight.com 617-993-2800 MLGW Philip Miller PMiller@mlgw.org 901-577-2080 Metra Steve Savvas SSavvas@METRARR.COM 312-322-2722 Septa Tinamarie Rintye trintye@septa.org 215-580-6075 City of Summerside Terry Arsenault terry.arsenault@city.summerside.pe.ca 902-432-1220 Nellis AFB NV 89191 Michael Alvarez michael.alvarez.7@us.af.mil 702-679-0842 ALASKA ENERGY AUTHORITY Rachael Holly rholly@akenergyauthority.org 907-771-3055 For others customers, please contact MVA Power Inc. 25 CERTIFICATE OF REGISTRATION This is to certify that the management system of: MVA Puissance Inc / MVA Power Inc Main Site: 734 rue Saint Étienne, L'Assomption, Québec, J5W 1Z1, Canada has been registered by Intertek as conforming to the requirements of: ISO 9001:2015 The management system is applicable to: Design, manufacturing and supply of structures for the power transmission, power distribution, power substations, telecommunications, and light rail networks;design, manufacture and supply of equipment, materials and components for the high voltage and medium voltage power networks, light rail and fiber optic networks individually or for turnkey packages. Certificate Number: 0097401 Initial Certification Date: 19 December 2019 Date of Certification Decision: 18 November 2022 Issuing Date: 18 November 2022 Valid Until: 18 December 2025 Calin Moldovean President, Business Assurance Intertek Testing Services NA, Inc. 900 Chelmsford Street, Lowell MA 01851, USA In the issuance of this certificate, Intertek assumes no liability to any party other than to the Client, and then only in accordance with the agreed upon Certification Agreement. This certificate’s validity is subject to the organization maintaining their system in accordance with Intertek ’s requirements for systems certification. Validity may be confirmed via email at certificate.validation@intertek.com or by scanning the code to the right with a smartphone. The certificate remains the property of Intertek, to whom it must be returned upon request. 26 Montreal, QC Operations MVA Power Inc.. QUALITY MANUAL Montreal, QC Operations NOTE: EXCEPT AS MAY BE OTHERWISE PROVIDED BY CONTRACT, THIS QUALITY MANUAL IS THE PROPERTY OF MVA Power Inc.. THIS DOCUMENT IS ISSUED IN STRICT CONFIDENCE AND SHALL NOT BE REPRODUCED, COPIED OR USED AS THE BASIS FOR MANUFACTURE OR SALE OF PRODUCT WITHOUT PERMISSION. Revision Number Effective Date Revision Description 0 1-30-2008 Original issue 243 27 MVA Power Inc. Quality Manual Marc Hadid, Eng. (Electrical Engineer) President MVA Power Inc. Charly-Marc Hadid, Eng. (Industrial Engineer) V.P. Sales & Marketing MVA Power Inc. Ismail Ghunir Quality Manager MVA Power Inc. Benjamin-Avi Hadid Shipping & Warehouse Manager MVA Power Inc. 244 28 MVA Power Inc. Quality Manual INDEX 1.0 Management Responsibility 2.0 Quality Systems 3.0 Contract & Specification Review 4.0 Design Control 5.0 Document Control 6.0 Purchasing 7.0 Control of customer supplied material 8.0 Product Identification & Traceability 9.0 Process Control 10.0 Inspection & Testing 11.0 Control of Inspection, Measuring and Test Equipment 12.0 Inspection & Test Status 13.0 Control of Non-conforming Product 14.0 Handling, Storage, Packaging, Preservation & Delivery 15.0 Control of Quality Records 16.0 Internal Quality Audits 17.0 Training 18.0 Servicing Manufactured Goods 245 29 MVA Power Inc. Quality Manual The quality policy is to achieve and maintain customer satisfaction for all our products and services. Policy objectives are as follows: assure that products and services are deliver products and services on time to both internal and external customers minimize all scrap and waste The quality system described in this manual is designed to meet our customer’s needs in terms of product quality, on-time-delivery, customer service and product performance. Most purchases are made on a “commercial” basis w ithout a specific CONTRACT or SPECIFICATION. Those purchases made on a CONTRACT and/or SPECIFICATION basis are handled as indicated below. If are purchased in accordance with a CONTRACT or SPECIFICATION, a preliminary review is conducted by sales to determine if there are any special or non-standard requirements. If so, the CONTRACT or SPECIFICATION is forwarded to DESIGN, MANUFACTURING ENGINEERING and QUALITY ASSURANCE for comment which may include expected product performance relative to customer requirements (including supporting test reports) cost of any non-standard testing time required to execute any non-standard testing cost of any non-standard packaging exceptions or clarifications to requirements contained in the CONTRACT or SPECIFICATION After MVA Power Inc.. accepts a firm order from a customer, amendments to the CONTRACT or SPECIFICATION may still be necessary in cases where: the needs of the customer change sufficiently to alter the terms of the contract MVA Power Inc.. encounters unexpected delays in providing the product A record of review and response to the CONTRACT and/or SPECIFICATION is maintained in the Engineering Project File. Each project is assigned a project number (e.g. VAxxx). The need for a design and development project arises when: MVA Power Inc.. decides to enter or create a new market of products the customer requests MVA Power Inc.. to manufacture an unproven design Design and development projects have three distinct stages: 246 30 MVA Power Inc. Quality Manual An analysis is performed to determine current and future market conditions. Based on market analysis, a decision is made on whether or not to prepare a proposal to present to the R & D Committee. The R & D Committee is comprised of top management, product managers and technical managers. The R & D Committee determines whether the proposal should become a formal project. Project activity and status is reviewed each quarter in the R & D Committee meeting. Design input is all the information needed to desi gn a product. This could include one or more of the following: environmental conditions where the product will be installed product performance requirements as stated by the customer correspondence between the customer and MVA Power Inc. concerning design any industry imposed standards any statutory or regulatory requirements Design output is the translati on of customer or market product requirements into a product design and predicted performance. The design must be consistent with MVA Power Inc.’s manufacturing capability, thus facilitating the transition to manufacturing a prototype and ultimately a production run. The design output should: be verified against design input requirements and validated contain acceptance criteria (testing) identify characteristics that are crucial to safe and proper handling or use be reviewed and approved before release to manufacturing and sales Design reviews are conducted by the R & D Committee on a quarterly basis. Records are maintained in the form of meeting minutes. Design validation is used to assure that the final design satisfies the Design Inputs and Design Outputs. Design validation includes testing of the final product design to assure that the design satisfies the defined performance criteria. The need for a design change may be identified by one or more of the following: customer Application Engineering Design Engineering Manufacturing Engineering Manufacturing Materials Quality Assurance Design Engineering is the only function approved to document, review and approve changes. Records of change are maintained in Project Files and detailed on drawing revision notes. 247 31 MVA Power Inc. Quality Manual Documents are controlled to ensure that: information is easily accessible at appropriate locations only current revisions of documents are in use at all times obsolete documents are discarded Two document control systems are utilized: LAN (local area network) based system Paper controlled system (limited use) Complete system description is done according to customers requests & specifications for Doc Control (if applicable). In other cases, MVA Power keeps documents secure in paper & electronic copies for easy access when needed (i.e. MRB – Material Requirement Book or Project Book). All documents and data are approved and reviewed for adequacy by authorized associates, or their delegate, prior to release. Electronic media document s are approved using the LAN document control system. Paper controlled documents are approved by the author, or person currently performing that function. LAN documents are kept in a secure location on the LAN which is accessible by MVA Power Inc..associates, for use when needed. Hard copies on LAN documents can be printed; but, a watermark will appear on those hard copies indicating “valid only (date of print)”. Paper documents are controlled and issued by th e originator, or person currently performing that function. The LAN document control system includes a document index. This index identifies each document with the appropriate status, as follows: document number assigned document routing for approval approved obsolete Document and data changes are reviewed and approved by the function that approved the original document. 248 32 MVA Power Inc. Quality Manual Purchasing of raw material, semi-finished goods and finished product for resale is based on reference numbers, referred to as “item numbers”. Item numbers are set-up, maintained and controlled by the Engineering Department. The item number master includes the name of qualified supplier(s), the appropriate drawing number and any special instructions that need to be communicated to the supplier on the PO. Suppliers of critical products are evaluated to ensure th at they are capable of meeting MVA Power Inc. requirements. MVA Power Inc. qualifies major suppliers by means of review of their ISO9000 certificate, QA Manual, Reference list & contacts or a visit to the supplier’s facility. A new or existing supplier must submit samples for “1st article” approval on any article manufactured for the first time. Following 1st article approval, that article/supplier is qualified. MVA POWER INC.. evaluates each supplier’s capability by means of product receipt inspection on at least the first four consecutive receipts after 1st article approval. MVA POWER INC.. evaluates major supplier’s quality systems by means of a visit to the supplier’s facility and by the revew of their quality manual & NCR Reports on similar project scopes. Suppliers are sent a purchase order that precisely identifies the material being ordered. This may include one or more of the following: product description supplier or customer’s drawing number (contains technical and quality requirements) special manufacturing requirements material description On certain critical products, suppliers are provided with a Material Specification which contains a complete description of technical and quality requirements. The planner/buyers have the authority to purchase existing items from existing suppliers. New suppliers of existing items or new items are evaluated as previously described. New raw material items are reviewed to assure conformance to necessary technical and quality requirements prior to authorization to add the item to the purchasing data base. MVA POWER INC.. does not normally perform verification of materials at the supplier’s manufacturing facility. MVA Power Inc. does not currently use customer supplied material. If such activity developed, the Materials Manager is responsible for documenting and implementing the appropriate procedures. Product is identified at receipt and at all stages of production, delivery and installation. 249 33 MVA Power Inc. Quality Manual All raw materials, semi-finished goods and finished goods for resale are identified according to MVA Power Inc or client requirements, as specified on drawings and/or item master detail. All sub-assembly components and all finished assemblies are identified with a unique manufacturing number. This identifying number travels with the components throughout manufacturing. At a minimum, each finished assembly is identified with the MVA Power Inc. catalog number. On every contract, traceability from receipt thru manufacturing to finished goods is rigidly controlled. Receipts are traceable to a specific project number, PO number or item description. Production lots are stored-in and shipments are traceable-to specific inventory locations; but one or more production lots may be in the same inventory location. Discrete job travelers accompany each production lot throughout its manufacturing cycle. The Discrete Job Traveler provides the order of operations and work instructions for each operation. Special processes (where applicable) include Magnetic Particle Inspection, Heat Treating and Welding. These processes are qualified, monitored and controlled as follows: Magnetic Particle Inspection is performed by a trained and certified inspector. Heat Treating is verified by mechanical test reports (T,Y,E) or hardness test reports. Welding is done using qualified procedures, welding procedure specifications and certified welders. Inspection and/or testing is conducted at three critical process steps: Receiving, Manufacturing, Finished Production. All materials designated for use in product manufacturing and all finished goods purchased and designated for sale with MVA Power Inc. products are subjected to Receiving Inspection. The following types of materials are actually inspected: Any product from a new supplier Any new product from existing supplier Any product that is found defective during manufacturing Certain critical products Articles are inspected according to various Receiving Inspection Checklists (BOL – Bill of Lading) and/or drawings. Inspection includes verification of any required supplier certifications and in-house testing as specified in the Receiving Inspection Checklist. Receiving Inspection is conducted in a designated area. Items are moved from Receiving Inspection only upon authorization by the Receiving Inspection function. Each manufacturing plant is responsible for product quality exiting that plant. A quality process flow chart is used at each plant. This flow chart details how quality is to be controlled and what quality records are to be made. A quality record is generated for each production lot at each 250 34 MVA Power Inc. Quality Manual plant. Each completed production lot is submitted to Final Inspection. These lots are inspected based on requirements specified on drawings and in manufacturing instructions that are routed with each lot. In addition, Inspection Checklists detail inspection and test instructions for many types of products. A record of each inspection is maintained. The system for handling non-conforming product is described later in this manual. Procedures to control, calibrate and maintain measuring and test equipment are documented. Inspection, measuring and test equipment are controlled by: selecting appropriate test equipment that is capable of the necessary accuracy and precision defined by the measurements that need to be made identifying all test equipment with a unique equipment number, calibration status, technician (or external service) that performed the calibration and next calibration date calibrating and adjusting at predefined intervals against recognized industry standards, or in the cases where no standards exist, documenting the basis of calibration documenting details of equipment type, unique identification, location, frequency of checks, check method, acceptance criteria, action taken when acceptance criteria is not met and records for all calibrations performed accessing and documenting the validity of test records produced from equipment that has been found to be out of calibration ensuring that environmental conditions are appropriate for calibration (both internal and external) and tests being performed assuring that proper handling and storage of equipment is appropriate to maintain accuracy and fitness for use where appropriate, safeguarding equipment hardware and software from inadvertent adjustments that would invalidate the calibration settings If a measurement device is found to be out of calibration, the validity of prior inspection and test results is assessed as follows: The device is taken out of service immediately. The Quality Manager is notified of the finding. A review of the time frame and validity of previous measurements on product produced and tested with the suspect device is evaluated for risk by the Quality Manager. The QA Manager reviews the finding with Production, Engineering and Sales to determine whether any action is necessary, i.e. product hold, product retest, product recall. Inspection Status and Inspection data are documented at each manufacturing work center as part of the Quality At The Source system. Each operation, when complete, is “signed-off” on the manufacturing order (MO) by the operator at each work center. Inspection and Test Status is also documented at Final Inspection. Should all or part of a production lot fail inspection or test, such failure is noted on the manufacturing order and handled as described in another section of this manual. Non-conforming material is document ed on a Non-Conforming Material Inspection Report (NCMIR). The NCMIR identifies the non-conforming material, documents the type of non-conformance and 251 35 MVA Power Inc. Quality Manual provides for material review, disposition and corrective action. Non-conforming product is identified as TYPE I or TYPE II. Quality Assurance Technicians are authorized to execute the review, disposition and corrective action on TYPE I non-conforming product. TYPE II non-conforming product is submitted to the Material Review Board (MRB). The Material Review Board (MRB) consists of the Manufacturing Team Manager, the Quality Team Manager and the appropriate Application/Design Engineer. The MRB must reach consensus regarding disposition and corrective action. In cases where the non-conforming condition does not effect function of the part, customer input may be requested and considered. Disposition includes the following options: accept as-is rework and reinspect sort and remanufacture shortage scrap and remanufacture The NCMIR provides for determination of the root cause and specifies corrective action which may include such things as: retraining of manufacturing associate process capability studies modifications to drawings, drawing tolerances modifications to manufacturing procedures modifications to Quality At The Source procedures All raw material, sub-assemblies and finished product are handled to prevent damage and deterioration. Large items are handled with fork lifts operated by associates with specific training and certification. All raw materials are stored in designated and cont rolled warehouse locations to prevent damage and to facilitate inventory control. All in-process material is stored in staging areas behind the next process. Packaging and marking requirements are specified on the manufacturing order and supplemented by additional instructions on the packing request sheet known as the “pick”. Many components are sealed in bio-degradable waterproof plastic. The plastic bio-degrades after about six months of exposure to sunlight. Standard shipping containers are heavy duty water resistant cardboard. The method of shipment is determined on a “least cost” basis unless otherwise specified by the customer. 252 36 MVA Power Inc. Quality Manual Quality records are maintained to demonstrate conformance of products and processes to specified requirements. Quality records include, but are not limited to, the following: Material purchasing records Receiving Inspection (Receipt Traveler) Supplier Certification of Conformance or Test Reports Inventory Control Records Manufacturing procedures Manufacturing quality records Quality Assurance inspection and test records Quality at the Source is audited on a daily basis to ensure that plant quality records are reliable and complete. All associates are required to complete a variety of traini ng activities. A training record is maintained for each associate. Periodic audits are conducted to assure that each associate’s training requirements are current and updated, if needed. MVA POWER INC.. does not provide servicing to manufactured goods. MVA POWER INC.. does provide field service consultation upon customer request. 253 37 HEALTH, SAFETY & ENVIRONMENT MANUAL An introduction to our HSE management system Version: 1011 October 2011 254 38 1.0 Management Systems 1.0 Contents 1.1 Introduction 1.2 Values 1.3 Health, Safety & Environmental Policy Statement 1.3.1 Principles 1.3.2 Aims 1.3.3 Accountability and Responsibility 1.3.4 Safety: Measures of Success 1.3.5 Senior Management responsibilities 1.3.6 Supervisor Responsibilities 1.3.7 Employee Responsibilities 1.3.8 Contractor Responsibilities 1.3.9 Visitor Responsibilities 1.3.10 Organization Chart 1.4 Our Key People 1.4.1 President 1.4.2 H&S Manager (Rep for OHSMS) 1.4.3 Joint H&S Committee Members 1.4.4 All Employees 1.4.5 All Contractors 1.5 How our Management System Works 1.5.1 Risk Management Approach 1.5.2 Planning and Review 1.5.3 System Documents 1.5.4 Document Control 1.5.5 Audits 1.5.6 Improvements 1.5.7 Human Resources 1.5.8 Meetings 1.5.9 Risk 1.5.10 Communication Channels 1.5.11 Joint H&S Committee Meetings 1.5.12 Management Team Meetings 1.5.13 Company Wide Email Notices 1.6 OHSAS 18001:2007 Clause Matrix 1.6.1 OH&S Policy 1.6.2 Planning 1.6.3 Legal and Other Requirements 1.6.4 Objectives 1.6.5 OH&S Management Programs 1.6.6 Structure and Responsibility 1.6.7 Training, awareness & Competence 1.6.8 Consultation & Communication 1.6.9 Documentation 1.6.10 Document and Data Control 1.6.11 Operational Control 1.6.12 Emergency Preparedness and Response 1.6.13 Performance measurement and monitoring 1.6.14 Accidents, Incidents, Non-Conformances, Corrective and Preventive Action 1.6.15 Records & Record Management 1.6.16 Audit 1.6.17 Management Review 255 39 1.7 Industrial Hygiene Protocol 1.7.1 General Policy 1.7.2 Standard Policy And Implementation 1.7.3 Occupational Health Standards 1.7.4 The Behavioral Model: 256 40 1.1 INTRODUCTION MVA Power Inc. is a Canadien manufacturer and distributor of equipment for medium and high voltage substations and power distribution and transmission lines. With its steel manufacturing division, MVA Power Inc. is specialised in the detailed design, manufacturing and supplu all electrical and mechanical equipment, hardware andf accessories for energy and electrification projetcs of this nature. This OHS Manual outlines our health and safety management system, and provides reference to other documents and aspects of the system. 1.2 VALUES Integrity: We believe integrity is the foundation of our individual and corporate actions that drives an organization of which we are proud. • We are a responsible corporate citizen committed to the health and safety of people, protection of the environment, and compliance with laws, regulations, and company policies. • We are honest, trustworthy, respectful and ethical in our actions. • We honor our commitments. • We are accountable for our actions, successes and failures. Teamwork: We believe teamwork leverages our individual strengths. • We are committed to common goals. • We expect everyone to actively participate on the MVA team. • We openly communicate up, down, and across the organization. • We value the diversity of our workforce. Customer Centricity Our customers are at the center of everything we do, and our products, services and business processes must be tuned to their needs. Every action we take must be aimed at doing the best job for our customers - both external and internal and we must listen to our customers and champion their interests at every moment. Competitiveness Today’s environment demands that we remain nimble, flexible and responsive. We will always strive for market leadership, taking advantage of market opportunities and maintaining a competitive edge. Our organization will remain focused on operational excellence, and creating the most cost-efficient and customer-centric structure. Respect We respect every individual. We draw strength from equal opportunity and diversity, at the same time supporting personal growth and development. We value and we all benefit from the spirit of each individual. 1.3 HEALTH, SAFETY & ENVIRONMENTAL POLICY STATEMENT 257 41 1.3.1 Principles MVA is committed to operating its business in a manner that prevents harm to people and the environment. Health, safety and environmental considerations of our activities are integral to the success of our organization. The authority, responsibility and accountability for health, safety and environmental aspects of our business will be clearly defined. 1.3.2 Aims In accordance with these principles, MVA aims to: • Provide adequate control of the health safety environmental risks arising from our work activities • Consult with our employees on matters affecting their health and safety • Provide and maintain safe shop and equipment; • Ensure safe handling and use of substances • To provide information, instruction and supervision for employees • To ensure all employees are competent to do their task, and to give them adequate training • Comply with applicable health, safety and environmental legislation; • To prevent incidents and cases of work related ill health. • To maintain safe and healthy working conditions • Continuously improve, review and revise health, safety and environmental policy as necessary at regular intervals. 1.3.3 ACCOUNTABILITY AND RESPONSIBILITY The health and safety of people, protection of the environment and the minimization of loss to equipment or property are the key priorities that form the basis for MVA’s HSE Management System. Employees at all levels are expected to reflect these priorities during the performance of their work activities. The following “Measures of Success” are beliefs that management and employees must share to foster a positive, proactive, and continually improving HSE culture. 1.3.4 SAFETY: MEASURES OF SUCCESS • Accidents/incidents are preventable • Operational and transport exposures can be reasonably safeguarded • Safety is a shared responsibility between management and employees • Safety is a line management function and all levels of authority are accountable for events and conditions under their control • Preventing accidents/incidents is good business • Working safely is a condition of employment 1.3.5 SENIOR MANAGEMENT RESPONSIBILITIES At the senior level, management is responsible and accountable for the planning, leading, and controlling required for the prevention of loss and the continuous improvement of the HSE system. This is accomplished by: • Ensuring, as far as reasonably practical, the health, safety, and welfare of all employees and others at our sites or affected by our operations • Ensuring that all employees are made aware of their HSE responsibilities and duties 258 42 • Providing HSE leadership by endorsing the HSE Policy, as well as initiating and directing the formulation of annual HSE plans and objectives • Providing the financial and human resources required to administer the HSE management system and monitor its effectiveness • Being familiar with action plans regarding HSE risks, opportunities, and current issues • Providing guidance and advice regarding HSE initiatives and concerns 1.3.6 SUPERVISOR RESPONSIBILITIES Examples of supervisory personnel include Team Leaders, Service Supervisors, and Shop Foremen. Supervisors are responsible and accountable for maintaining a safe worksite by: • Providing leadership by complying with, monitoring, and insisting on employee and contractor compliance to regulatory, MVA, and the operating company’s HSE standards and requirements • Providing leadership by commending employees for appropriate behaviour or implementing corrective measures as required in order to maintain established HSE performance standards • Ensuring that employees are familiar with regulatory, MVA, and the applicable operating company’s HSE standards and requirements for the operations being performed • Ensuring that all equipment is maintained in a safe operating condition, that hazard assessments are performed as specified in the Safety Standards Manual, and that hazardous conditions or unsafe acts are identified, evaluated, eliminated, or controlled • Communicating with operating companies’ representatives regarding HSE issues relevant to operations being performed • Ensuring that employees under their direction are properly trained to perform their tasks in a safe and environmentally responsible, or remain under the guidance of a qualified worker • Ensuring appropriate, well maintained safety and personal protective equipment is available and worn as required, and that employees receive adequate training in the use, limitations, and maintenance of the equipment 1.3.7 EMPLOYEE RESPONSIBILITIES Your HSE responsibilities as an employee or contractor are: • Taking reasonable care to protect your health and safety, or the health and safety of other workers or anyone exposed to our operations. Complying with and performing work activities according to established HSE standards, procedures, and practices • Refusing to perform work that poses or may pose imminent danger to you or to any other individual. “Imminent Danger” means a danger that is not normal for a workers occupation or a danger under which a person engaged in that occupation would not normally perform during his or her work. If you refuse to perform work that might be dangerous, inform your supervisor or manager. The applicable manager or supervisor shall investigate the situation and take actions necessary to eliminate or control hazards • Reporting all potential hazards, unsafe work practices, accidents/incidents, injuries, illness, spill/releases, violations, and non conformances to your immediate supervisor • Using and maintaining designated safety and personal protective equipment as required to minimize or control hazards • Asking your supervisor or manager for clarification and direction when you are unsure about a specific task or operation 1.3.8 CONTRACTOR RESPONSIBILITES As far as reasonably practical, contractors are responsible and accountable for ensuring the health and safety of their employees, and all individuals exposed to the contractor’s work. Prior to being hired, contractors who perform safety sensitive work or work that involves environmental risks will be subject to and HSE program evaluation. These contractors must meet 259 43 the requirements specified and on the MVA “Contractor Selection Checklist” in order to be eligible for hire. A copy of the checklist can be found. In addition to the above noted requirements, all contractors are responsible for: • Complying with and ensuring that all persons under their direct control comply with all applicable regulatory requirements • Complying with MVA HSE standards and requirements when directly involved in a MVA operation, or when directly supervised by a MVA employee • Ensuring that all work activities are carried out in a manner that will not compromise the health and safety of any individuals • Communicating to their personnel, as well as others present at worksites, applicable HSE information that will allow operations to be performed in a safe, healthy, and environmentally responsible manner. Examples where applicable communications can take place; safety meetings, hazard assessments, or general communication • Consulting with MVA management as required when in doubt about any matter pertaining to health, safety or the environment • Inspecting and maintaining their equipment in a safe operating condition as specified by regulations and the manufacturer • Ensuring that hazard assessments are performed as required, that HSE worksite inspections are performed as required, and that hazardous conditions or unsafe acts are identified, evaluated, and eliminated or controlled • Maintaining WCB and Insurance coverage as stipulated in contractual agreements and as required by regulatory requirements. Contractor insurance requirements are specified in the Safety Standards Manual 1.3.9 VISITOR RESPONSIBILITIES All visitors to MVA are required to report to the facility office. Visitors are not allowed in work areas without authorization from the facility manager, and must be accompanied by an escort. Work areas include shops, yards, warehouses, and operational worksites. When visiting a MVA facility or worksite, visitors shall: • Follow the instructions of the site supervisor or escort • Wear the personal protective equipment when required 1.3.10 ORGANISATION CHART 260 44 President Marc Hadid, P. Eng. V.P. / Sales & Projects Charly-Marc Hadid, Jr. Eng. Admin. Controller Jamie Hadid Sales Executive Alejandro Pascual Technical Engineer Benjamin Hadid Leonardo Nedelcu Technical Engineer Nazaire Cesar Alejandro Pascual Babacar LoAdministration Sales & Marketing Benjamin Hadid Thameur Frikha Tech. Asst. Sales Benjamin Hadid Nazaire Cesar Hanna Abiad Babacar Lo Reception/Logistics Stéphane Trudel Warehouse Thameur Frikha Accounts Payables Steve Parisee LEGAL Nathalie Clément Safety & Health Marc Hadid, P. Eng. QA/QC Benjamin Hadid Leonardo Nedelcu Sales Manager USA Networks 45 1.4 OUR KEY PEOPLE 1.4.1 President Has the ultimate responsibility for OHS within the organization, and reports to the Board of Directors. 1.4.2 H&S MANAGER (THE OHS MANAGER IS THE MANAGEMENT REP FOR THE OHSMS) The OHS Manager is a member of the company management team, and has the responsibility and authority for ensuring that the OHS management system is established, documented, and implemented in accordance with requirements. This includes ensuring effective internal communications. The OHS Manager reports to the Business Manager who also reports to CEO & Management Team on performance of the management system in management reviews meetings and recommends any improvements. Reports include: 1. OHS performance reporting, including results of OHS audits and reviews 2. Reporting of incidents and failures 3. Report on hazard identifications 4. Reporting on risk assessments 5. Reporting on preventive / corrective actions 6. Status of statutory reports The OHS Manager communicates with other interested parties on matters related to the system. These parties may include: • Government and regulatory bodies • Certification bodies • Associations • Suppliers / subcontractors • Customers 1.4.3 JOINT H&S COMMITTEE MEMBERS 261 46 • Hold regular meetings (at least as many meetings as required by the law) • Identify workplace hazards and recommend remedial action(s) • Respond to employee concerns regarding health and safety • Assist management in the development and implementation of safe work practices and emergency procedures • Participate in the development, implementation and monitoring of health and safety policies and programs • Participate in workplace inspections • Participate in accident/incident investigations • Participate in resolving work refusals • Promote health and safety education and training 1.4.4 ALL EMPLOYEES All employees have a key role to play, and are: • Expected to share the management’s commitment to maintaining a safe and healthy working environment • Authorised & responsible for monitoring, identifying and reporting of any problems or opportunities for improvement • Responsible for complying with the policies and procedures that form part of this management system, and any applicable legal and regulatory requirements. 1.4.5 ALL CONTRACTORS 1. Prepare and submit safe work method statements for any high-risk activities before starting work on site (Must be approved the OHS Manager) 2. Notify management of any incident, injury, near miss, emergency or accident on the premises 3. Perform all activities and work in a safe and healthy manner and in accordance with the contract, safe work method statements and the workplace health and safety legislation. 1.5 HOW OUR MANAGEMENT SYSTEM WORKS 1.5.1 The Risk Management Approach The overall aim of our OHS management system is to help us manage the risks we face. Our methodology for doing that is as follows: Step Discussion Consider the context Hazards are considered in the context of: • Our activities • The requirements we impose on ourselves in our OHS policies, objectives and targets • The requirements imposed on us by legal and regulatory bodies • Contractual requirements • The perceived expectations of the wider community Hazard identification We have established an integrated methodology for hazard identification including: • Regular workplace inspections • A program of internai and external audits • Weil established ad-hoc hazard reporting program • Safety committee comprising representatives of management and employees • Procedure to initiate hazard analysis in the event of changes to working arrangements, new plant, materials or cause for concern Analyze the risk We use the matrix method with the following descriptors and values: 262 47 Consequence: Insignificant (I) Minor (Mi) Moderate (Mo) Major (Ma) Catastrophic (C) Probability 1 2 3 4 5 Almost certain: 1M, 2H, 3H, 4E, 5E Very Likely 1M, 2H, 3H, 4E, 5E Quite Likely 1L, 2M, 3H, 4E, 5E Occasional 1L, 2L, 3M, 4H, 5E Rare 1L, 2L, 3M , 4H, 5H Our Risk Assessment procedure includes an expia nation of each level of probability and consequence in the context of our activities: Evaluate the risk Risk levels are derived using the matrix. Once aga in, our Risk assessment procedure includes an explanation of each level of risk in the context of our activities. Control the risk We have a risk control procedure that specifies a hierarchy on controls. In order of preference, these are: 1. Elimination 2. Substitution 3. Isolation / separation 4. Administration Our risk management strategy incorporates the use of Hazard Registry to list hazards, assess the risk they pose, and plan control measures. The risk management process is thereby integrated with our wider OHS and business improvement initiatives. Information and performance data is instantly available for management review or perusal. 1.5.2 PLANNING AND REVIEW A management review of the system is carried out periodically to ensure its continued suitability for purpose, and effectiveness in satisfying requirements (Including those of OHSAS 18001:2007). These reviews take place at least once a year. They include, but are not restricted to: • Assessment of the results of the regular internal audits • Any external audits, certification issues • Consideration of the needs and expectations of our customers. Particular attention will be paid to any customer feedback that may be received • Consideration of the need to update the system in respect of any new materials / substances used, new technology, new operational practices, changing social and environmental conditions • Consideration of the performance of the system and any suppliers / subcontractors • Review of any accidents / incidents / improvement requests, and the status of any corrective or preventive actions • Consideration of actions to be taken to promote OHS improvement A record of reviews is kept in the form of minutes. In addition to the review by top management, our OHS committee members meet on a more regular basis to help monitor and manage the system. 1.5.3 SYSTEM DOCUMENTS This manual forms the top tier of our system documents. It does the following: • Contains our policy statement, and overall objectives • Generally outlines our arrangements for addressing the various clauses in OHSAS 18001:2007 • Refers to the procedures and other controls in place We have a series of documented procedures that meet the standard’s compulsory requirement in the following areas: • Monitoring and measurement • Hazard identification • Risk assessment • Control of risks 263 48 In addition to these, we have chosen in some instances to document other procedures or plans to help control important activities. Our system includes various other types of documents including: • Standard letters • Forms • Checklists 1.5.4 DOCUMENT CONTROL For the management of important documents: approval, issue, revision and deletion. This gives us the confidence of knowing that the current version of these documents is available where needed. 1.5.5 AUDITS For scheduling, planning and recording our programme of internal audits. These help to verify that our system is working effectively and helping to achieve our policy, objectives and targets. 1.5.6 IMPROVEMENTS The engine room of our management system: - Where we log ideas, problems, complaints and other opportunities for improvement - Where we plan and record corrective / preventive action - Where we query records for trend analysis. 1.5.7 HUMAN RESOURCES For maintaining personnel details. 1.5.8 MEETINGS For scheduling, planning and recording our important business meetings. 1.5.9 RISK For recording our risk assessments. As this application becomes more widely rolled out to personnel, they can quickly and easily view record, and track progress on those they have an interest in. 1.5.10 COMMUNICATIONS CHANNELS Various means are use to communicate information about our HS management system. These include: 1.5.11 JOINT H&S COMMITTEE MEETINGS These are held on a quarterly basis, and are attended by employee representatives. They consider all aspects of our OHS management system. Minutes are published on notice boards, and copies are available on request from the OHS Manager. 1.5.12 MANAGEMENT TEAM MEETINGS 264 49 These are held on a monthly basis, and are timed so all employees may attend them. The relevant manager provides news and a summary of our organization’s performance in various respects e.g. OHS, quality etc. Trends and major issues are explained, and everyone has the opportunity to raise questions and comment. 1.5.13 COMPANY WIDE EMAIL NOTICES The OHS Manager and reps use email to inform people about OHS matters. These provide information on various matters – including OHS. The OHS Manager and reps use the notice boards to deliver news on the results of external certification audits, and to advice on any new health and safety initiatives. Company members will receive memos via active company email accounts. Clause How addressed 1.6.1 OH&S Policy Policy statement in HS manual, on serverm and statements on wall in various locations 1.6.2 Planning Methodology for hazard identification, risk assessment and control outlines in OHS manual and described more fully in procedures 1.6.3 Legal and other requirements Subscribe to Standards update service Regular checks of applicable legal / regulatory requirements via industry association and government advisory bodies Management Review issue 1.6.4 Objectives At high level, objectives are planned / reviewed at management review meetings Individual managers set complementary objectives and targets throughout the organization Planned / monitored using 1.6.5 OH&S Management Programmes Annual project plan SWAP (Safe Working Practice) for a specific task / location Job Descriptions 1.6.6 Structure & Responsibility Organization Chart OHS Manager / Coordinators / Reps Standard clauses on OHS issures for subcontractors 1.6.7 Training, Awareness & Competence Induction procedure Training procedure Employee development using Planned / monitored using 1.6.8 Consultation & Communication OHS meetings Intranet Notice boards Incident reporting procedure 1.6.9 Documentation OHS Policy manual 1.6.10 Document and Data Control Document and data control procedure Managed using – Documents module 1.6.11 Operational Control Risk management procedure Detection system Hierarchy systems Managed using / Actions modules 1.6.12 Emergency Procedures 265 50 Preparedness and Response Fire Drills / Alarm System Spills First Aid 1.6.13 Performance Measurement and Monitoring Health surveillance Measurement / monitoring devices workbook with procedure Employee surveys / Consultation meetings 1.6.14 Accidents, Incidents, Non-conformances and Corrective and Preventative Action Procedures Managed using – Actions module Accident form Planned / monitored using 1.6.15 Records & Record Management Records management procedure Data backup & restore procedure Server / backup media Other software applications Filing cabinets 1.6.16 Audit Procedure Trained auditors Managed using – Audit module 1.6.16 Management review Regular meetings Managed using – Meetings Module 1.7 INDUSTRIAL HYGIENE PROTOCOL 1.7.1 GENERAL POLICY It is the policy our to conduct its business in a manner that safeguards occupational health and in-so-doing complies with all applicable laws and regulations. 1.7.2 STANDARD POLICY AND IMPLEMENTATION Compliance and Understanding Every facility shall, at all organizational levels, Demonstrate understanding of, and compliance with, corporate standards and methods as well as all applicable federal, state and local laws and regulations relating to occupational health. General Management Every facility shall maintain the organizational capability to manage and implement the occupational health policy and standards. Annual occupational health objectives and action plan shall be developed by the responsibility manager. Information Management Every facility shall collect and maintain specific employee exposure and medical information in a manner applying uniform standards utilizing Occupational Health Information Management criteria, in order to facilitate administration, communication and trend analysis, while protecting the confidentiality of individual medical information. Training Every facility shall implement timely and effective health hazard and Occupational Health Information Management education. Identification 266 51 Every facility shall develop, implement and maintain: • A comprehensive health hazard identification system using departments or work areas of potential exposure to toxic chemicals or physical agents. • Methods and procedures for estimating and prioritizing potential exposures to these substances Evaluation Every facility shall conduct sufficient initial monitoring to evaluate, on a priority basis, whether exposure to toxic chemicals and physical agents in excess of permissible exposure levels. New Installations All new processes and equipment shall be engineered and specified so as to prevent employees from exposure to toxic chemicals and physical agents in excess of permissible exposure levels. Remediation Every facility shall take effective engineering, procedural, or other remedies to correct adverse findings from any industrial hygiene or medical evaluation. Engineering Controls Every facility shall ensure effective operation, maintenance and use of devices, equipment and systems installed to protect employees from exposure to toxic chemicals and physical agents in excess of permissible exposure levels. Procedures Every facility shall develop, communicate, enforce and maintain written operating, maintenance, labelling and warning procedures designed to protect employees from harmful levels of toxic chemicals and physical agents. Back-up Exposure Controls Every facility shall: • Maintain high spill prevention, contaminant control and housekeeping standards. • Make available and maintain personal protective clothing and equipment appropriate for hazards and exposure reasonable expected to occur. • Establish and maintain appropriate personal hygiene services for the use and protection of those who handle toxic chemicals and contaminated equipment. Monitoring Every facility shall routinely monitor workplace exposures to ensure that toxic chemicals and physical agents having the potential for causing health problems are maintained within permissible exposure levels 1.7.3 OCCUPATIONAL HEALTH STANDARDS General Policy It is the policy of MVA Tank &Vac to conduct its business in a manner that safeguards occupational health and in so doing complies with all applicable laws and regulations. Standards for Policy Implementation Information Management: Every facility shall collect and maintain specific employee exposure and medical information in a manner applying uniform standards utilizing Occupational Health Information Management criteria, in order to facilitate administration, communication, and trend analysis, while protecting the confidentiality of individual medical information. Training: 267 52 Every facility shall implement timely and effective health hazard and Occupational Health Information Management education. Medical Programs: Every facility shall establish and maintain placement and periodic medical examination and testing programs appropriate for exposures or job functions reasonably expected in the workplace utilizing the Occupational Health Information Management criteria. Treatment & Return-to-Work: Every facility shall provide appropriate medical treatment for all work-related illnesses or injuries. Appropriate medical approval shall be required to return to work following an extended illness or injury. Injury Management Every Facility shall have a program with the aim of restoring the injured and/or ill employee to the fullest physical, psychological, social, vocational and economic usefulness of which they are capable, consistent with their pre-injury status. START Behavioral-Based Safety Management Specific, Measurable, Achievable, Realistic, Timely 1.7.4 THE BEHAVIORAL MODEL: Result - Begin by stating the result(s) that you want to accomplish. (i.e. - zero injuries, 100% safe behavior for the atrisk behaviors, etc.) Identify Key Behaviors - this includes identifying the at-risk behaviors that are preventing you from achieving your results and also identifying the behaviors that need to be performed to accomplish your results. The at-risk behaviors are identified by reviewing previous incident investigation reports, observing employees perform their work and also by interviewing employees. The desired behaviors are the actions that you want each level of the organization to perform to accomplish the results. These could be such things as conducting audits, reinforcing and correcting behavior, attending meetings, conducting ABC analysis and developing action plans for behavior change. Once the behaviors are identified, then clear concise definitions are developed for each behavior. The at-risk behaviors are listed on an audit checklist and are the basis for your behavioral observation program, while the list of behaviors needed to accomplish your results can become a part of an individual performance appraisal system. Measure - this is accomplished through an observation program, charts, graphs, etc. The primary measurement tool for the at-risk behaviors is the behavioral observation program. During behavioral observations, at-risk behaviors are observed and recorded on the observation checklist as either being conducted safe on unsafe. The results are then recorded on a behavioral chart or graph and expressed in terms of % safe behavior observed. In the case of the other behaviors, they can be also measured by using reports, graphs, etc. and then reviewed during official performance evaluations. Performance Feedback - is provided during the observations, during safety meetings to share the results of the observations, through graphs, action plans from ABC Analysis, performance reviews, etc. Reinforcement Strategies - includes conducting ABC Analysis of at-risk behavior, identifying barriers to safe behavior, and developing actions to remove these barriers to influence behavioral 268 53 change. Additional actions include developing incentives that reinforce incident prevention actions, reinforcing safe behavior during observations, and utilizing sooncertain-positive consequences to sustain safe behavior. Evaluate Effectiveness - the above listed actions should be monitored for a period of time (6-12 months) to see if you are making progress towards achieving your results. If you are not achieving results, then you need to begin adjusting the above listed steps ( i.e. - identifying new behaviors, evaluating the measurement, feedback and reinforcement steps) until you get the results you are after. After you have achieved your results, the process starts over. It is a continuous process and should be renewed, at least annually, and incorporated into the site safety action plan. 269 54 M V A Detailed Design, Manufacturing & Supply Conception Détaillée, Fabrication & Fourniture 2.4 kV – 765 kV M V A Puissance MVA Power Detailed Design, Manufacturing & Supply Conception Détaillée, Fabrication & Fourniture 2.4 kV – 765 kV Substations Distribution Lines Transmission Lines Sous-stations Lignes de Distribution Lignes de Transmission es ution on A Puissance MVA Power Detailed Design, Manufacturing & Supply Conception Détaillée, Fabrication & Fourni 2.4 kV – 765 kV Substations Distribution Lines Transmission Lines Sous-stations Lignes de Distribution Lignes de Transmission A Puissance MVA Power Detailed Design, Manufacturing & Supply Conception Détaillée, Fabrication & Fourniture 2.4 kV – 765 kV Substations Distribution Lines Transmission Lines Sous-stations Lignes de Distribution Lignes de Transmission es ution on es ution on SEPT. 2011 Substations, Distribution & Transmission Lines Sous-Stations, Lignes de Distribution et de Transmission 270 55 MVA - 2 - MVA Puissance Inc. MVA PUISSANCE INC. est un fabricant Canadien et distributeur de matériel de moyenne et haute tension pour sous-stations et lignes de distribution et transmission. Avec sa division de fabrication d’acier, Romar Industries Inc., MVA PUISSANCE INC. exécute la conception détaillée et la fourniture de tout matériel électrique et mécanique pour ce genre de projet. Les projets de Sous-stations sont du type intérieur et extérieur. Le matériel sur ce genre de projet peut inclure : • Portiques et autres Structures •Disjoncteurs de type Extérieur •Appareillage de type Intérieur •Sectionneurs et Interrupteurs •Isolateurs, Jeu de Barres & Accessoires • Matériel et accessoires de M.A.L.T. •Transformateurs de Puissance & de Distribution •Transformateurs de Mesure •Relais de Protection •Fusibles de Puissance •Bancs de Condensateurs •Essais et Mesurage • Gestion d’Énergie • Pièces de Rechange Les projets de Distribution et Transmission d’Électricité incluent les lignes aériennes et les lignes souterraines. Ce genre de projet peu inclure le matériel suivants : • Câbles Haute Tension • Poteaux et Pylônes • Étagère à Câble & Jeux de Barres Blindés • Conduit et Boîtes de Raccordement • Transformateurs Aériens • Sectionneurs et Fusibles Aériens • Parafoudres Nos clients principaux dans les marchés Canadiens et Internationaux incluent : • Fournisseurs d’Électricité • Entrepreneurs Spécialisés • Ingénieurs Conseils • Distributeurs & Fabricants (OEMs) • Industries • Maisons de Commerce • Villes et Municipalités MVA PUISSANCE INC. avec son usine située à proximité de Montréal emploie quelques quinze personnes avec trois ingénieurs et techniciens et trois représentants de vente. Supply Fourniture Manufacturing Fabrication 271 Veuillez nous transmettre vos demandes de prix pour soumission ou pour prix budgétaire et informations techniques, il nous fera plaisir de vous servir. 56 MVA - 3 - MVA Power Inc. MVA POWER INC. is a Canadian manufacturer and distributor of equipment for medium and high voltage substations and power distribution and transmission lines. With its steel manufacturing division, MVA POWER INC. is specialised in the detailed design,manufacturing and supply all electrical and mechanical equipment, hardware and accessories for energy and electrification projects of this nature. Substations projects, both indoor and outdoor. Equipment on such projects may include : •Tower frames and other Structures • Grounding • Outdoor breakers • Indoor switchgear •Disconnects and Loadbreakers •Power Fuses and Cutouts •Power & Distribution Transformers •Instrument Transformers •Protection Relays •Insulators, Buswork & Accessories •Power Factor Control Equipement • Lightning Arresters • Shielding Towers • Capacitor Banks • Testing and Instruments • Energy Monitoring • Spare Parts Power Transmission and Distribution projects includes overhead and underground lines. Equipment on such projects may include : • Power Cables and Bus Duct • Conduit and Pull Boxes • High Voltage Cable • Pole-mount Transformers • Poles and Pylons • Disconnects and Fuses • Brackets and other Hardware • Lightning Arresters Our main customer in the Canadian and International markets include : • Power Utilities, public and private • Specialised Contractors • Consulting Engineering firms • Distributor & OEMs • Industry • Trading Agencies • Cities and Municipalities MVA POWER INC. with its Montreal based manufacturing facilities employs some fifteen people with three engineers and technicians on staff and three full-time sales people. Detailed Design Conception de Détail 272 materials and accessories Please send your requests for tenders or budget pricing and technical information, we will be happy to serve you. 57 MVA - 4 - Products Substations Transmission Lines & Distribution Lines • Medium & High Voltage Substation Packages • Accessories & Hardware for Substations • Air Core Current Limiting Reactors • Batteries, Chargers & UPS • Brackets, Aluminum, Steel & Fiberglass • Bus Duct, Cable Bus & Cable Trays • Cables, Aluminum & Copper • Guy Wires • Cables and Terminations, High Voltage • Fiber Optic Cables • Energy Monitoring • KWH Meters • Capacitors & Capacitor Banks • Control Panels • Poles & Anchors, Cross Arms, Fiberglass & Wood • Disconnect & Load Break Switches • Electrical Connectors • Fiber Optic Cables & Accessories • Flex Braids • Ground Rods & Inspection Boxes • Ground Rods, Cables & Materials • High Voltage Testing Equipment 273 58 MVA - 5 - • Indicators • Indoor Station Equipment & Auxilaries • Instruments • Insulators • Lightning & Surge Arrestors • Line Traps • Photo Cells & Street Lighting • MCCB • Heat Shrink Tubing and Tape • Prefab Trenches & Boxes • Protection Relays and SCADA • Reactors, Resistors & Line Traps • Reclosers • Pylons • Service Platforms, Steel & Aluminum • Solar Energy Systems • Supports, Steel & Aluminum • Switchgear • Telecommunication Towers • Tower Structures • Transformers, Distribution • Transformers, Insutrument • Transformers, Padmount • Transformers, Dry Type • Transmission Line Hardware • Trolley Systems & Accessories We also supply spare parts, accessories and components that are hard to find. Contact us for your needs. 274 59 MVA - 6 - Produits Sous-stations Lignes de Distribution & Lignes de Transmission • Sous-station de moyenne et haute tension clé-en-main • Accessoires & Matériel pour Sous-stations • Accumulateurs & Chargeurs • Alimentation Statique Sans Coupure (UPS) • Appareillage • Boîtes d’inspection de Raccord M.A.L.T. • Câbles, Protège, Rouleaux, Étagère • Câbles, Aluminium & Cuivre • Câbles et Terminaisons, Haute Tension • Câbles à Fibre Optique • Câbles, Messager • Caniveaux & Boîtes Préfabriquées • Cellule Photoélectrique & Éclairage de Rue • Commutateurs • Compteurs d’Énergie • Système de Gestion d’Énergie • Condensateurs & Banc de Condensateurs • Conduits de Plancher • Équipement de Station Intérieure • Indicateurs • Isolateurs • Instruments • Jeux de Barres Blindés • M.A.L.T., Tiges, Câbles & Accessoires • Panneaux de Commandes & Protection • Parafoudres • Plates-formes d’Entretien, Aluminium & Acier • Poteaux & Ancrages • Portiques & Structures • Tresses Flexibles • Systèmes d’Énergie Solaire 275 60 MVA - 7 - • Pylônes • Quincaillerie de Ligne • Raccords Électriques • Ré-enclencheurs • Réactance, Limiteurs de Courant • Résistances • Relais de Protection & SCADA • Sectionneurs d’isolement • Sectionneurs-Interrupteurs • Supports, Aluminium, Acier & Fibre de Verre • Transformateurs, Type à Sec • Transformateurs, de Mesure • Transformateurs, de Puissance • Transformateurs, Distribution • Transformateurs, sur Socle • Traverses, Bois & Fibre de Verre Nous fournissons aussi des pièces de rechange, accessoires, et composantes difficiles à trouver. Contactez nous pour vos besoins. 276 61 - 8 - Suppliers Fournisseurs Our main suppliers include Canadian Nos fournisseurs principaux incluent des companies from across the country, compagnies Canadiennes d’un océan à as well as from all continents as per customer l’autre, ainsi que de tous les continents needs. Some of the major suppliers included: selon les besoins de nos clients. Une liste partielle des principaux fournisseurs : ABB Alstom / Areva Arruti Industias / Substaciones Cable Bus CDR Systems Central Moloney CES Transformer Circuitor Cleaveland Price CME Condumex Transformers Conduct Connector Products Cooper C G Power DSG / Canusa EMEK Fisher – Pierce GIG Insulators Goodfellow Hubbell (Lenoir City Enclosures) ICE / CEE/ Technirel ITEC Joslyn JSHP Kabar Lapp Nalda NGK Noram – SMC Northern Transformers Paillardet Pionneer Pirelli / Prysmian Poltec Primax Quazite Raychem Romar Industries S&C Electric Schneider Group Siemens Slacan Strongwell Ebert Solar Combo Suntech / Fisher Pierce Toshiba Tri Delta VTC Western Power Products WW Components MVA POWER Inc. Exclusive Distributor MVA Puissance Inc. Distributeur Exclusif MVA Power also works with other MVA Puissance travaille aussi avec d’autres International and Canadian suppliers on fournisseurs Internationaux et Canadiens Request. sur demande. 277 62 MVA - 9 - Contacts Our technical staff are very dynamic, highly technical and also commercially oriented. This allows us to focus on technical discussions and recommendations with our customers and ensure competitiveness of clients projects. MVA Power Inc. is also consulted at the early stages of projects for feasibility studies or budget quotations. The following is a table of products. Please contact MVA Power Inc. for any inquiries. Notre personnel est dynamique, très technique et consciencieux côté commercial. Ceci nous permet de nous concentrer sur les discussions techniques et les recommandations avec nos clients pour assurer que leurs projets sont compétitifs. MVA Puissance Inc. est aussi consultée dans les premières étapes des projets pour les études de faisabilité et pour des prix budgétaires. Le tableau suivant vous donne une liste type de matériel. SVP contacter MVA Puissance Inc. Breakers Cables & Terminations Disconnects Fuses & Fuse Cutouts Grounding Hardware Insulators Lightning Arrestors Portable Connection Pole Line Hardware Poles Power Distribution Management Power Factor Correction Equipment Protective Relays & Panels Static Excitation Systems Substations Spare Parts Switchgear & Components Testing Instruments Towers & Emergency Tower Tower Frames & Support Structures Transformers, Instrument Transformers, Pole Mount Transformers, Power Disjoncteurs Câbles et Terminaisons Sectionneurs Fusibles et Coupe-circuits Matériel de M.A.L.T. Isolateurs Liaisons Souples Parafoudres Matériel de Ligne Poteaux Automates et Gestion d’Énergie Matériel de Correction De Fact. Puiss. Panneaux et Relais de Protection Matériel d’Excitation Statique Sous-stations Pièces de Rechange Appareillages de Commutation Instruments d’Essais Pylônes et Pylônes d’Urgence Portiques et Supports Transformateurs, Mesure Transformateurs, Aériens Transformateurs, Puissance 278 63 MVA - 10 - Services Substations Transmission Lines & Distribution Lines MVA Power uses the latest techniques and computer software to detail design and manufacturing. This enables MVA Power to design, supply and deliver on time and within budget the projects and orders. Below is a list of services that are available within the context of a project : • Foundation Shop Drawings • Structural Shop Drawings • Field Technical Services • Field Supervison • Ground Grid Studies and Calculations • Bus Bar Calculations • Layout Details & Bill of Materials • Budget Pricing • Telecom Network Schemes • Span Calculations • Cable Thermal and Dynamic Loading • Power Factor Correction Systems • Voltage Regulation Systems • Network Rehabilitation • Street Lighting • Rural Electrification • Renewable Energy Systems • Used Materials 279 64 MVA - 11 - Services Sous-stations Lignes de Distribution & Lignes de Transmission MVA Puissance utilise les dernières techniques et logiciels pour la conception détaillée, gestion et fabrication. Ceci permet à MVA Puissance de faire la conception, fourniture et livraison à temps des projets de ses clients. Ci-dessous est une liste de services disponibles : • Services Technique en Chantier • Supervision en Chantier • Conception de Fondations • Conception Structurale • Études et Calculs de Matrice M.A.L.T. • Études de Dispositions d’Équipement • Études de Faisabilité • Études de Protection • Systèmes de Télécom • Calculs de Jeux de Barres • Calculs de flèches • Calcul pour Câble de Charge Thermique et Dynamique • Systèmes de Régulation de Tension • Systèmes d’énergie Renouvelable • Étude et Réhabilitation de Réseau • Éclairage Publique • Électrification Rurale • Matériel Usagé 280 65 - 12 - Key Personnel Personnel Clé M. Marc Hadid, ing./ Eng. Electrical high voltage engineer, team leader with Ingénieur en électricité haute tension, chef over 30 years of experience in the design, detail d’équipe avec plus de 30 ans d’expérience en design, calculation, site supervision and conception, conception de détail, calculs, commissionning of medium and high voltage supervision de chantier, mise en marche de substation for utilities and large industrial sous-stations à moyenne et haute tension pour substations. fournisseurs d’énergie et industries lourdes M. Charly-Marc Hadid, ing./ Eng. Over 5 years experience in sales, marketing and Plus de 5 ans d’expérience dans la vente, project management for utilities and industrial le marketing et la gestion de projets pour les customers and distributors. utilités, l’industrie et les distributeurs. M. Benjamin-Avi Hadid, ing. Jr./ Jr. Eng. Mechanical engineer with 3 years experience Ingénieur mécanique avec 3 ans d’expérience dans la in sales, marketing, project management, vente, le marketing,le design, la coordination sur place design, on site coordination and support for et le support pour les utilités, l’industrie et les utilities and industrial customers and distributors. distributeurs. M. Eric Langer, Marketing/Sales executive Over 20 years experience in sales, marketing Plus de 20 ans d’expérience dans la vente, and project management for utilities and le marketing et la gestion de projets pour les industrial customers and distributors. utilités, l’industrie et les distributeurs. In House Technical and Sales Personnel An efficient and reliable technical and Un support technique et administratif efficace et administrative support is asured with fiable est assuré par le personnel clé et d’autres key personnel and other inside staff. personnel interne. Other consultants and specialists are hired D’autres spécialistes et consultants sont embauchés as required by the projects. selon les besoins. Clients Our main customers are the major utilities, Nos clients principaux incluent les fournisseurs Public Utility Corporations (PUC), private d’énergie, privés & publics, industries lourdes, Utilities, heavy industries, specialised contractors entrepreneurs spécialisés, Fabricant (OEM’s), et and distributors, OEM’s, Consulting Engineering ingénieurs conseils. Une liste détaillée est disponible Firms. A detailed list is available on request. sur demande. 281 66 MOBILE SUBSTATIONS 24 – 13.8 KV, 5000 KVAJAMAICA PUBLIC SERVICE CO.282 67 MVA - 14 - Canadian Projects Projects done in Canada for Industrial Clients, Utilities and Consulting Engineering Firms include : (Other detailed list of customers is available on request) Projets Canadien Les projets fait au Canada en industrie, pour des fournisseurs d’énergie et pour des sociétés d’ingénieurs conseils incluent : (Liste détaillée de référence est disponible sur demande) ABB .sruetasnednoc ed scnab ed tejorP.tcejorp sknab roticapaC Alcan Supply of Apparatus & Spare Parts Fourniture d’Appareillage & Pièces de Rechange. Arno Électrique Field Commissioning Services.Services en Chantier de Mise en Marche. Domtar Supply of Switching Equipment & Hardware Fourniture de Matériel de Sectionnement & de Quincaillerie. G.E. Hydro / Star Lake Power Project Design & Supply of 25 kV substation. Design & Supply of 25 kV bus duct . Conception & Fourniture d’une sous-station 25kV. Conception & Fourniture de caniveaux 25 kV. BCTC / BCH Steel Structures, H.V. Substations.Fourniture d’acier pour postes H.T. Hydro-Magog Supply of Switching Equipment & Hardware Fourniture de Matériel de Sectionnement & de Quincaillerie. Hydro-Sherbrooke 46 kV Motorised Disconnects for Severe Ice Conditions. Sectionneurs Motorisés 46 kV pour conditions de Glace Sévère. New Brunswick Power Supply of transmission steel poles. Supply of meetering units. Fourniture de poteau d’acier 315 kV. Fourniture de transformateurs de mesurage. BFI Design & supply of a 25 kV pole type outdoor substation in Lachenaie, Quebec. Conception et fourniture d’une sous-station 25 kV type poteau à Lachenaie, Québec. T.G. Waterville Supply of Switching and Power Apparatus. Fourniture de Matériel de Sectionnement de Puissance. STM – Metro Montreal Supply of fire rated trenches & covers (500°C). Fourniture de rainures & couvercles coupe feu (500°C). 283 68 MVA - 15 - International Projects Some export projects we have participated through CIDA, the World Bank and other trading companies, consultants or direct to customers include : DOMINICAN REPUBLIC 4 Substations 110 kV and 69 kV Rural Electrification Project INDIA – Kerala State Power Factor Compensation on 16 Substations 132 kV & 69 kV JAMAICA 120 kV to 69 kV Substations MEXICO 400 kV Transmissions Lines – Towers & Hardware PAKISTAN Interconnection and Stability Improvement Feasability Study SENEGAL-M’BUR Rural Electrification Project TRINIDAD Equipment for 69 kV Substation ZIMBABWE Interconnection, Design, Supply and Procurement Management GUINEE Street lighting project Projets Internationaux Quelques uns des projets auxquels nous avons participé à travers l’ACDI, la Banque Mondiale, et autres agents, conseillers ou directement avec certains clients inclus : RÉPUBLIQUE DOMINICAINE 4 Sous-stations 110 kV et 69 kV Projet d’Électrification Rural INDE – État de Kerala Compensation du Facteur de Puissance sur 16 sous-stations 132 kV et 69 kV JAMAIQUE Sous-stations 120 kV à 69 kV MEXIQUE Lignes de Transmission 400 kV –Tours & Quincaillerie PAKISTAN Étude de faisabilité sur l’Interconnexion et l'amélioration de la Stabilité SENEGAL-M’BUR Projet d’Électrification Rural TRINIDAD Équipement de sous-stations 69 kV ZIMBABWE Conception, Fourniture et Gestion des Achats pour Interconnexion GUINEE Projet d’éclairage de rue PREPA Supply of electrical equipment & spare parts / Fourniture d’équipement électrique & pièces de rechange BECHTEL – IRAQ Supply of cable & spare parts / Fourniture de câbles & pièces de rechange 284 69 69 KV SUBSTATION – BAIE COMEAU S.D.O. POSTE 69 KV – BAIE COMEAU S.D.O sétilaicépSseitlaicepS • Medium & High Voltage Substation Packages • Ensembles de Sous-station de Moyenne et Haute Tension euqirtcelÉ egallierappA •sutarappA lacirtcelE • • Line Hardware & Insulators • Quincaillerie de ligne de distribution et de transmission et isolateurs elôrtnoC te noitcetorP •lortnoC & noitcetorP • eigrenÉ’d noitseG •tnemeganaM ygrenE • • Energy Generation & Accessories • Génération d’Énergie & Accessoires • Telecommunication Components • Télécommunication Manufacture : 734 St-Étienne, L’Assomption, Qué. J5W 1Z1, Canada Tel : (450) 589-0445 Fax : (450) 589-0733 www.mvapower.com Administration : 1 rue Holly, Montréal, Qué. H3X 3K6 Canada Tel : (450) 589-0445 Fax : (450) 589-0733 info@mvapower.qc.ca mhadid@mvapower.com MVA285 70 1 Holly Road Montreal, Quebec H3X 3K6 Tel : 450-589-0445 Fax : 450-589-0733 E-Mail : info@mvapower.com Web : www.mvapower.com References 2006-2011 projects 1 – Corridor Resources (Penobsquis, NB) McCully Phase 2 Field Development project - 138kV Substation (Detail Design, Manufacture & Supply Package) Corridor Resources Halifax, NS c/o Project Manager : AMEC Industrial & Infrastructure, Atlantic Region 56 Avonlea Court, Suite 300 Fredericton, NB E3C 1N8 David Anderson, CET,Senior Electrical Designer Tel: 506-460-5802 Mobile 506-461-0458 e-mail : dave.a.anderson@amec.com delivered : Dec. 2006 energized / in service date : Apr. 2007 2 – TOLKO Industries (Pulp Mill – Williams Lake, BC) 69kV Substation Package TOLKO Industries - Creekside Division Mark Everard, Buyer Tel: 250- c/o Project Manager: LEX Engineering Ltd. 2560 Simpson Road, Suite 200 Richmond, BC V6X 2P9 Shane D. Schneider, EIT Design Engineer Paul Fuoco, Eng. VP Engineering Projects Phone: 604-273-1758 Delivery date : May. 2007 286 71 3 – BCTC (BC Transmission Corp) – 69kV Clayburn Substation – Structural Steel (HSS) BC Hydro 6911 Southpoint Drive (A03) Burnaby, B.C. V3N 4X8 Jason Lo, Buyer Carmela Kwan-Chu, P. Eng. Civil Design Phone: (604) 528-2901 Email:Carmela.Kwan-Chu@bchydro.com Delivery date : Feb. 2008 4 – MSE Power Systems – 230kV Brown Hill Substation – Structural Steel (Tubular & HSS) UPC Wind Farm Dansville, NY c/o Project Manager: MSE Power Systems, Inc. 403 New Karner Road Albany, NY 12205 David Klein, V.P. Operations & Projects Tel: (518) 452-7718 Delivery date : Dec. 2007-Jan. 2008 5 - MSE Power Systems – 115kV Lent Hill Substation – Structural Steel (Tubular & HSS) UPC Wind Farm Cohocton, NY c/o Project Manager: MSE Power Systems, Inc. 403 New Karner Road Albany, NY 12205 David Klein, V.P. Operations & Projects Tel: (518) 452-7718 Delivery date : Dec. 2007-Jan. 2008 6 - MSE Power Systems – 230 & 115kV Brown & Lent Hill Substation – Structural Steel (TRX Platforms) UPC Wind Farm Cohocton, NY c/o Project Manager: MSE Power Systems, Inc. 403 New Karner Road Albany, NY 12205 David Klein, V.P. Operations & Projects Tel: (518) 452-7718 Delivery date : Dec. 2007 287 72 7 – MB (Manitoba) Hydro – Red River Crossing Deadend Towers QTY: 2x 82ft. Deadend Tubular Towers – Detail Design, Manufacture/Fabrication & delivery MB Hydro 820 Taylor Ave. Winnipeg, MB Ross Storie, Civil Design Tel: Delivery date: June 2007 - Nov. 2007 8 – SNC Lavalin – Hadjret En Nousse (Algeria – Thermal Power Plant) (Lattice Structures) 400kV Incoming Tower Lines & Substation Structures. c/o Project Manager: SNC Lavalin Constructors Inc. 455 Rene Levesque Blvd. West Montreal. QC Joseph-Alain Bedard, Eng. Project Manager Christopher Bragg, Buyer Pierre Monette, Buyer Tel : (514) 393 1000 Delivery date: May. 2007 – Jan. 2008 9 - SNC Lavalin – Hadjret En Nousse (Algeria – Thermal Power Plant) 400kV Conductor & Hardware (fittings, connectors, etc.) equipment. c/o Project Manager: SNC Lavalin Constructors Inc. 455 Rene Levesque Blvd. West,7th Floor Montreal. QC Joseph-Alain Bedard, Eng. Project Manager Christopher Bragg, Buyer Pierre Monette, Buyer Tel : (514) 393 1000 Delivery date: May. 2007 – Jan. 2008 10 - SNC Lavalin – Greenfield Ethanol (Ontario – Ethanol Plant) 25kV Switches & Arrestors package equipment. c/o Project Manager: SNC Lavalin Constructors Inc. 455 Rene Levesque Blvd. West Montreal. QC Michel Letourneau, Eng. Electrical Lead Peter Thibault, Buyer Pierre Monette, Buyer Tel : (514) 982-2777 Delivery date: May. 2007 – Jan. 2008 288 73 11 – SUNCOR Energy Inc. c /o Jacobs Engineering – Firebag Stage 3 Project Supply of 12 & 15MVA Power TRXs & NGRs (QTY: 4 each). SUNCOR Energy Inc. 112 - 4 Avenue S.W. Calgary, Alberta T2P 2V5 c/o Project Manager:Jacobs Engineering 13226 MacLeod Trail SE Calgary, AB T2J 7E5 Tarjit Singh Lally, Electrical Engineer Gregg Neden, Senior Buyer Tel: 403-258-6556 Delivery date: May. 2007 – June. 2008 12 – Yukon Energy Corporation – Carmacks – Pelly Crossing Transmission Line & Minto Mine Project Supply of 5/7MVA Power TRX & Load Interruptor (QTY: 1 each) for Minto Mine (Sherwood Copper end user/client) – Critical Delivery timeline (fast track) Supply of 25Kv Surge Arrestors (QTY: 15) Supply of 25kV By-Pass Switch (QTY: 3) Supply of 25kv Instrument TRXs (QTY: 6 CT’s, QTY: 3 PT’s) Supply of DC Battery Systems (QTY: 3) Supply of 1000Kva Padmount TRX (QTY: 1) Yukon Energy Corporation #2 Miles Canyon Road Whitehorse, Yukon Y1A 6S7 Tom Debolt, Buyer Tel: 867-393-5300 c/o Project Manager: Wardrop Engineering Inc. 6725 Airport Road, 6th Floor Toronto, ON L4V 1V2 Andrew C. Ioannou, P. Eng. Senior Project Manager - Energy Division Shilpa Shah, Eng. – Electrical Tel: 905 673 3788 Ext. 314 Delivery: March 2008 – Oct. 2008 289 74 13 – Forclum Energie Services (FES) – EIFFAGE – Benin SubX (Africa) – 40MVA Power TRX Supply of 40MVA Power TRX, 69kV/13.5kV Voltage (QTY: 1) for SubX reinforcement project in Benin, Africa Forclum Energie Services – EIFFAGE Groupe RD 937 - B.P.13 Verquin, 62131 France Pascal Martel, Electrical Engineering Lead Christophe Souillart, Purchasing Manager / Buyer Tel: +33 6 18 66 40 86 Delivery date: March 2008 – Sept. 2008 14 – Gibraltar Mines (Copper Mine – McLeese Lake, BC) 66kV Substation Package Gibraltar Mines Ltd. 10251 Gibraltar Mine Road McLeese Lake, BC V0L 1P0 Julie Arseneau,Buyer Harold Karcher, Electrical c/o Project Manager: LEX Engineering Ltd. 2560 Simpson Road, Suite 200 Richmond, BC V6X 2P9 Paul Fuoco, Eng. VP Engineering Projects Tel: 604-273-1758 Delivery date: July 2008 – Dec. 2008 290 75 15 - BCTC (BC Transmission Corp) – Dokie Wind Farm Terminal Substation – Structural Steel (HSS) Fabrication, Manufacture & Supply of 260kV Major Dead End Incoming Tower & structural SubX steel BCTC Four Bentall Centre, 1055 Dunsmuir Street, Suite 1100 Vancouver, BC V7X 1V5 Steve Gyabronka, Buyer Tel: 604-699-7300 c/o Project Manager: SNC Lavalin – ATP 1035 – 7th Avenue SW Calgary, AB T2P 3E9 Amar Atwal, Buyer 403-539-4625 Syed Iqbal, Eng. Project Manager Pauline Garcia, Eng, Civil Design Group Tel: 403-536-4954 Delivery date: July 2008 – Oct. 2008 (critical & tight schedule project delivery) 16 - BCTC (BC Transmission Corp) – Dokie Wind Farm Terminal Substation – Substation Bill of Material Fabrication, Manufacture, package & Supply of 260kV Substation Material (including: Busswork, SubX connectors, grounding equipment, cables, etc…) BCTC Four Bentall Centre, 1055 Dunsmuir Street, Suite 1100 Vancouver, BC V7X 1V5 Kavita Bains, Buyer Tel: 604-699-7300 c/o Project Manager: SNC Lavalin – ATP 1035 – 7th Avenue SW Calgary, AB T2P 3E9 Amar Atwal, Buyer 403-539-4625 Syed Iqbal, Eng. Project Manager Mary Shen, Eng, Electrical Design Group Pauline Garcia, Eng, Civil Design Group Delivery date: Oct 2008 – Jan. 2009 (critical & tight schedule project delivery) 291 76 17 - BCTC (BC Transmission Corp) – Upper Harrison Terminal Substation (c/o Cloudworks Energy Run of River Project) – Structural Steel (HSS) Fabrication, Manufacture & Supply of 360kV Major Dead End Incoming Tower & structural SubX steel BCTC Four Bentall Centre, 1055 Dunsmuir Street, Suite 1100 Vancouver, BC V7X 1V5 Linda Chung, Buyer Tel: 604-699-7300 c/o Project Manager: SNC Lavalin – ATP 1035 – 7th Avenue SW Calgary, AB T2P 3E9 Amar Atwal, Buyer 403-539-4625 Mark Kefford Project Manager Maria Acosta, Eng, Civil Design Group Delivery date: Aug. 2008 – Jan. 2009 (critical & tight schedule project delivery) energized / in service date : June 2009 18 - Bear Mountain Wind LP (AltaGas) – Bear Mountatin Wind Farm Project – ZigZag Padmount Transformer & NGR Fabrication, Manufacture & Supply of ZigZag Padmount Transformer & NGR package Bear Mountain LP (Altagas) c/o Project Manager: HATCH Energy 700, 840 - 7th Avenue S.W. Calgary, Alberta T2P 3G2 Lynda Scoville, Buyer Tel: 403-920-3244 Dan Perrin, Project Manager Brian Billay, Eng. Electrical Design Group Delivery date: Oct. 2008 – March 2009 (critical & tight schedule project delivery) 292 77 19 - BCTC (BC Transmission Corp) – 138Kv Bear Mountain Wind Farm Terminal Substation – Structural Steel (HSS) Fabrication, Manufacture & Supply of 138kV Major Dead End Incoming Tower & structural SubX steel BCTC Four Bentall Centre, 1055 Dunsmuir Street, Suite 1100 Vancouver, BC V7X 1V5 Linda Chung, Buyer Tel: 604-699-7300 c/o Project Manager: SNC Lavalin – ATP 1035 – 7th Avenue SW Calgary, AB T2P 3E9 Amar Atwal, Buyer 403-539-4625 Pappur Shankar, Project Manager Stella Tian, Eng, Civil Design Group Michael Novev, Eng. Electrical Design Group Delivery date: Jan. 2009 – Apr. 2009 (critical & tight schedule project delivery) 20 - BCTC (BC Transmission Corp) – BP (British Petroleum) - Noel Project - Tie-In 138Kv Substation – Structural Steel (HSS) Fabrication, Manufacture & Supply of 138kV Major Dead End Incoming Tower & structural SubX steel BCTC Four Bentall Centre, 1055 Dunsmuir Street, Suite 1100 Vancouver, BC V7X 1V5 Linda Chung, Buyer Tel: 604-699-7300 c/o Project Manager: SNC Lavalin – ATP 1035 – 7th Avenue SW Calgary, AB T2P 3E9 Amar Atwal, Buyer 403-539-4625 Pappur Shankar, Project Manager Stella Tian, Eng, Civil Design Group Michael Novev, Eng. Electrical Design Group Delivery date: Mar. 2009 – Apr. 2009 (critical & tight schedule project delivery) 293 78 21 - BCTC (BC Transmission Corp) – 138Kv Bear Mountain Wind Farm Terminal Substation & BP (British Petroleum) - Noel Project Tie-In – Substation Bill of Material Fabrication, Manufacture, package & Supply of 138kV Substation Material (including: Busswork, SubX connectors, grounding equipment, cables, etc…) BCTC Four Bentall Centre, 1055 Dunsmuir Street, Suite 1100 Vancouver, BC V7X 1V5 Kavita Bains, Buyer Tel: 604-699-7234 c/o Project Manager: SNC Lavalin – ATP 1035 – 7th Avenue SW Calgary, AB T2P 3E9 Amar Atwal, Buyer 403-539-4625 Pappur Shankar, Project Manager Michael Novev, Eng. Electrical Design Group Delivery date: Apr. 2009 – May 2009 (critical & tight schedule project delivery) 22 – PowerStream (Markham Hydro) – 230Kv Switchyard - Markham TS#4 – Structural Steel (HSS) & Tapered Tubular Lightning Masts. Fabrication, Manufacture & Supply of 230kV Major Dead End Incoming Tower & structural SubX steel with Tapered Tubular Lightning Masts PowerStream Inc. 161 Cityview Boulevard Vaughan, Ontario L4H 0A9 Brian Laws, Manager of Procurement and Inventory Tel: 905-532-4523 Mr. Gerry Reesor, Eng., Stations Engineer Tel: 905-532-4431 c/o Project Manager: SNC Lavalin T&D 2200 Lake Shore Blvd. West Toronto, ON M8V 1A4 Robert Bustraen, Electrical SubX Design Group & Project Manager Vanna Cheung, Eng, Civil Design Group Delivery date: Apr. 2009 – Dec. 2009 294 79 23 – ExxonMobil (Imperial Oil Ltd – ESSO (Canada)) – Kearl Oil Sands Project - Telecom Tower Detailed Design, Fabrication, Manufacture & Supply of 90m Self-Supporting Tower & Mounting equipment for telecom hardware. Detailed Design of Foundation System for 90m Self-Supporting Tower. IORVL – Imperial Oil Resources Venture Limited (c/o Exxon Mobil) 240 MidPark Way S.E. Calgary, AB T2P 3M9 c/o Project Manager: FLUOR 55 SunPark Plaza S.E. Calgary, AB T2X 3R4 Nurjahan Kassam, Buyer 403-537-5251 Khaled Saleh, Project Manager Ed Chiu, Telecom Engineer Sami Hashmi, Eng, Civil Design Group Delivery date: June 2009 – Oct. 2009 (critical path & tight schedule project delivery) 24 – ExxonMobil (Imperial Oil Ltd – ESSO (Canada)) – Kearl Oil Sands Project – 240Kv Steel Poles (QTY: 69) Fabrication, Manufacture & Supply of (QTY: 69 - various heights) 240Kv Steel Poles (Tapered Tubular) for Transmission Line. IORVL – Imperial Oil Resources Venture Limited (c/o Exxon Mobil) 240 MidPark Way S.E. Calgary, AB T2P 3M9 c/o Project Manager: FLUOR 55 SunPark Plaza S.E. Calgary, AB T2X 3R4 Daune Carmichael, Buyer 403-537-4986 Khaled Saleh, Project Manager Jase S. Chin, Electrical Design Group David Xia, Eng, Civil Design Group Delivery date: July 2009 – July 2010 295 80 25 - BCTC (BC Transmission Corp) – 138kV Harvie Road Substation – Substation Bill of Material Fabrication, Manufacture, package & Supply of 138kV Substation Material (including: Busswork, SubX connectors, grounding equipment, cables, etc…) BCTC Four Bentall Centre, 1055 Dunsmuir Street, Suite 1100 Vancouver, BC V7X 1V5 Gordon Stables, Buyer Tel: 604-699-7577 c/o Project Manager: SNC Lavalin – ATP 1035 – 7th Avenue SW Calgary, AB T2P 3E9 Amar Atwal, Buyer 403-539-4625 Jose Pico, Eng. Project Manager Imran Khan, Eng, Electrical Design Group Jaydeep Kumar Tailor, M.Sc. Electrical Design Group 403-539-4655 Delivery date: July 2009 – Sept. 2009 26 - BCTC (BC Transmission Corp) – ABB Power & Industrial Systems Division – Ashton Creek SVC Station – Substation Grounding Bill of Material Fabrication, Manufacture, package & Supply of SVC Station Grounding Material (including: connectors, grounding equipment, grounding cables, etc…) ABB Inc - Power & Industrial Systems Division 8585, Transcanada Hwy Montreal, QC H4S 1Z6 Fady Z. Matar, Buyer Tel: 514-856 6222 Janet J. Balza, Project Manager Kanika S. Sardana, Project Engineer Lewis R. Vaughan, Electrical Engineer c/o Project Manager: SNC Lavalin – ATP 1035 – 7th Avenue SW Calgary, AB T2P 3E9 Delivery date: Oct. 2009 – Mar. 2010 296 81 27 – ExxonMobil (Imperial Oil Ltd – ESSO (Canada)) – Kearl Oil Sands Project – 72Kv Steel Poles (QTY: 2) Fabrication, Manufacture & Supply of (QTY: 2) 72Kv Steel Poles (Tapered Tubular) for River Crossing Transmission Line. IORVL – Imperial Oil Resources Venture Limited (c/o Exxon Mobil) 240 MidPark Way S.E. Calgary, AB T2P 3M9 c/o Project Manager: FLUOR 55 SunPark Plaza S.E. Calgary, AB T2X 3R4 Daune Carmichael, Buyer 403-537-4986 Jase S. Chin, Electrical Design Group Delivery date: April 2010 – ONGOING 28 – BC Hydro (Generation) – Fort Nelson Generation Plant Upgrade – 100kVA, 14.4kV Generator Grounding Transformer Assembly Design, Fabrication, Manufacture, package, Supply & Delivery of 15kv NGR / 100kVA Transformer Assembly for generation application BC Hydro – Generation 6911 SouthPoint Drive Burnaby, BC V3N 4X8 Leanne Kievill, Buyer Tel: 604-590-7553 Satwant Gadhok, Project Manager/Client representative c/o Project Manager: AMEC Americas 111 Dunsmuir Street, Suite 400 Vancouver, BC V6B 5W3 Lori Morrison, Buyer 604-664-3006 Edwin Tong, Eng. Project Manager Hossein Zand, Eng, Electrical Design Group Delivery date: June 2010 – ONGOING 297 82 29 – NL Hydro (Newfoundland & Labrador) – NALCOR Energy – Long Harbour Terminal SubX Project – VALE INCO – SubX Steel Structures Fabrication, Manufacture & Supply of Structural Steel for 230kV Terminal Substation for Mining (Vale Inco) Interconnection application NALCOR Energy c/o NL Hydro P.O. Box 12400 St. John’s, NL A1B 4K7 Theresa Barnes, Buyer 709-737-1490 Derek Rendell, Civil Engineer Substation Group Delivery date: July 2010 – Dec. 2010 30 – EnCana Corporation – Horn River Basin - Cabin Gas Plant Project –- Zig Zag Grounding Transformer Assembly Design, Fabrication, Manufacture, package, Supply & Delivery of Zig Zag Grounding Transformer EnCana Corporation 9th Avenue SW Calgary, AB T2P 2S5 c/o Project Manager: DPH-Focus Corporation 8th Street SE Calgary, AB T2G 3A5 Ross Adolph, Buyer 403-287-5284 Bernie Beyer, Eng. Project Manager Delivery date: Aug. 2010 – ONGOING 31 – SIMS Metal (Steel Recycling Plant – Richmond, BC) - 69kV Substation Package SIMS Metal – Richmong Steel Recycling 11760 Mitchell Road Richmond, BC V6V 1V8 Raymond Li, Buyer Tel: 604-324-4656 Eric Lindenbaum, Project Superintendent c/o Project Manager: LEX Engineering Ltd. 2560 Simpson Road, Suite 200 Richmond, BC V6X 2P9 Bo Bi, EIT Design Engineer Paul Fuoco, Eng. VP Engineering Projects 298 83 Phone: 604-273-1758 Delivery date : Aug. 2010 – Nov. 2010 32 - GRDA – Grand River Dam Authority – Saline Creek & North MAID Substation Projects – 15kV Disconnect Switches (QTY: 3) Fabrication, Manufacture & Supply of (QTY: 3) 15kV V-Type Disconnect Switches for Substation applications GRDA 226 West Dwain Willis Ave Vinita, OK 74301 Monica Fowler, Buyer 405-297-9963 Jason Neely, Transmission & Engineering Group Delivery date: Sept. 2010 – Dec. 2010 33 – NL Hydro (Newfoundland & Labrador) – NALCOR Energy – Come By Chance Refinery Terminal SubX Project – Come By Chance Refinery – SubX Steel Structures Fabrication, Manufacture & Supply of Structural Steel for 230kV Terminal Substation for Refinery Interconnection application NALCOR Energy c/o NL Hydro P.O. Box 12400 St. John’s, NL A1B 4K7 Theresa Barnes, Buyer 709-737-1490 Derek Rendell, Civil Engineer Substation Group Delivery date: Dec. 2010 – ONGOING 299 84 MEMORANDUM TO: Mayor and City Council FROM: Jim Pratt, Aspen Golf Club General Manager THROUGH: Austin Weiss, Director of Parks and Recreation MEMO DATE: September 22, 2025 MEETING DATE: September 30, 2025 RE: Resolution #131 - Golf Clubhouse & Campus Master Plan Contract Resolution #136 - Golf Clubhouse & Campus Master Plan Contingency _____________________________________________________________________ REQUEST OF COUNCIL: Over the past 23 years, the Aspen Golf Club facility has seen a tremendous increase in year-round use for all programming, including golf, tennis, Nordic skiing, and the restaurant. Staff is seeking approval of a professional services contract with DTJ Design and the City of Aspen for creation of a Master Plan of the clubhouse and surrounding campus area to address important safety and operational needs. The intended outcome of this effort is to begin planning efforts for a more efficient and effective clubhouse, restaurant, and surrounding campus, along with a better user experience for the community and our visiting guests. SUMMARY AND BACKGROUND: The current clubhouse/Nordic center was built in 2002 and was able to effectively handle the demands and uses at that time for all users. Over the past 20+ years, the facility has had an increase in usage of over 30%. In addition, the facility houses 6 clay tennis courts, an incredible Nordic center in the winter months, golf practice facilities, Aspen Junior Golf, parking for trail users, and APCHA staff. The growth in use is largely contributed to the growing number of visitors to Aspen, the increase in year-round residents in the greater Aspen area, and the growth of participation in all outdoor sports following the COVID outbreak. The primary areas of concern are:  Clubhouse Building. The current building is undersized and lacks adequate staff office spaces, proper storage space, adequate restroom facilities for users, locker room 85 capacity, proper kitchen and food storage, restaurant capacity, trash disposal facilities and functional delivery docks.  Tennis: Enclosed tennis courts can facilitate year-round play. An adequate building with storage, retail options, restrooms, and shelter for users will support year-round tennis programming needs.  Golf & Nordic: Both users are in need of proper retail space that facilitates individual needs for their respective industries. Operationally, the facility is undersized and does not adequately meet the needs of both Golf and Nordic operations and as a result, diminishes users’ experience and staff’s ability to manage properly.  Golf Cart Storage: The current golf cart storage facility is not large enough to house the number of golf carts needed to meet the demand. The current golf cart storage facility requires foundation repair as well as insulation to maintain above freezing temperatures inside the building during winter. Cold winter temperatures expose the expensive, battery-powered golf cart fleet to reduced battery life and does not align with the manufacturers recommended winter storage requirements, which threatens the warranties of this expensive fleet asset. The golf cart storage facility also does not have a cart washing station that ensures wastewater is properly removed, which is a need that should be addressed.  Golf Driving Range: The current driving range is a safety concern for junior golfers who use the opposite end of the driving range through Aspen Junior Golf programming. Rick Phelps, the Aspen Golf Club’s architect, would work directly with DTJ Design to ensure all needs and concerns are addressed for all users through a redesign of the driving range.  Parking: The parking lot is already undersized and unable to support the existing volume of users for the facility. An evaluation and analysis are required to understand the opportunities and constraints for expansion of the vehicular parking. The Golf Fund is an Enterprise fund and as such operates off of its own revenue. As a part of DTJ Design’s scope, recommendations and ideas will be provided for additional revenue sources to help sustain the golf operations and the overall financial health of the Golf Fund. DISCUSSION: To fully explore the facility’s potential for all users, staff is seeking the professional expertise of DTJ Design. Their team’s involvement will help generate innovative solutions to address the identified deficiencies and provide a comprehensive cost evaluation, enabling us to realistically implement their recommendations. Staff selected members of the Golf, Parks, and Business Services team, as well as three members of the Golf Advisory Board to form a selection committee for this project. The team’s goal was to 86 select a firm specifically with golf, tennis, hospitality and multi-use facility operations experience, as well as experience with facilities in the Mountain West region. With the assistance of the procurement team, an RFP was created, and eleven (11) applicants responded. Of the eleven applicants, the selection committee narrowed the field to four (4) using a scoring template with the following criteria:  Firm Experience: o Experience with golf, tennis, Nordic, and restaurant projects outside the City of Aspen as well as experience with municipal golf facilities operational needs.  Public Experience: o Sensitivity to community o Experience with public engagement o Sensitivity to environment  Team Experience: o Executive summary outlining golf facility planning o Detailed summary of all team member experience o Work scope narrative listing all subcontracts  Project Understanding: o Understanding the needs specific to this project o Understanding the multi-use needs from all stakeholders of the facility  Reference Reponses  Costs All four of the applicants presented well and all had a unique approach to the project. Ultimately, the selection committee agreed that DTJ Design was the best selection due to their experience, fees, and approach to the project. BASIS FOR VENDOR SELECTION: The RFP process was used in the selection process for this procurement. A site visit was scheduled with over 30 interested parties attending. We received a total of 11 bids that a selection committee reviewed and scored. A total of 4 semi-finalists were selected, and 2 finalists were considered before the final selection was made by the committee. The selected bid was chosen due to fees, golf clubhouse experience, approach to project, and references. 87 FINANCIAL IMPACTS: The Capital project 471.582.81200.57210.51602 Golf Clubhouse & Campus Master Plan has a current 2025 budget of $100,000 within the Golf Fund. After final agreements on services, the final contracted amount totals $122,000. In addition to the $122,000 contracted service fees, an owner carried contingency, of $18,000, is proposed. This will only be utilized, if necessary, with City Manager approval. The balance of funding for this professional services contract and the additional contingency will come from the available $150,000 Golf Department 2025 departmental carryforward savings. ENVIRONMENTAL IMPACTS: As the project is in the masterplan phase, no environmental impacts are occurring. During the development of the masterplan, energy efficiency and decarbonization goals will integrated into the planning and design of the facility and campus area. ALTERNATIVES: City Council can choose not to approve the proposed contracted services and ask staff to go back and re-publish the RFP for this project. Since DTJ Design’s proposal was the lowest cost of those received, staff would have to reconsider the overall scope and re-evaluate the goals for this project. RECOMMENDATIONS: Staff recommends approval of Resolution 2025-131, authorizing a contact with the consultant, DTJ Design for the Golf Clubhouse & Campus Masterplan. Staff also recommends approval of Resolution 2025-136 to allow a total project budget of $140,000 for Capital project 51602 Golf Clubhouse & Campus Masterplan. CITY MANAGER COMMENTS: 88 RESOLUTION #131 (Series of 2025) A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF ASPEN, COLORADO, APPROVING A CONTRACT BETWEEN THE CITY OF ASPEN AND DTJ DESIGN AUTHORIZING THE CITY MANAGER TO EXECUTE SAID CONTRACT ON BEHALF OF THE CITY OF ASPEN, COLORADO. WHEREAS, there has been submitted to the City Council a contract for the research and design for a Golf Clubhouse Area Masterplan, between the City of Aspen and DTJ Design NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ASPEN, COLORADO, That the City Council of the City of Aspen hereby approves that a Contract for a Golf Clubhouse Area Masterplan in the amount of $122,000, between the City of Aspen and DTJ Design a copy of which is annexed hereto and incorporated herein, and does hereby authorize the City Manager to execute said agreement on behalf of the City of Aspen INTRODUCED, READ AND ADOPTED by the City Council of the City of Aspen on the 30th day of September 2025. ________________________ Rachel Richards, Mayor I, Nicole Henning, duly appointed and acting City Clerk do certify that the foregoing is a true and accurate copy of that resolution adopted by the City Council of the City of Aspen, Colorado, at a meeting held, September 30th,2025. __________________________ Nicole Henning, City Clerk 89 RESOLUTION #136 (Series of 2025) A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF ASPEN, COLORADO, APPROVING AN INCREASE IN SPENDING AUTHORITY FOR THE GOLF CLUBHOUSE AREA MASTERPLAN PROJECT, AND AUTHORIZING THE CITY MANAGER TO EXECUTE CHANGE ORDERS UP TO THE TOTAL AMOUNT OF THE PROJECT’S ALLOCATED FUNDING ON BEHALF OF THE CITY OF ASPEN, COLORADO. WHEREAS, in order to fund the contract for planning services for the Golf Clubhouse Area Masterplan with DTJ Design (Resolution #131-2025), supplemental funding will be needed to complete the project. WHEREAS, additional funding is estimated to be necessary in the amount of $18,000 in order to complete the project. WHEREAS, the Golf 471 fund has sufficient fund balance to appropriate said funding request. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ASPEN, COLORADO, That the City Council of the City of Aspen hereby approves the golf clubhouse area masterplan and does hereby authorize the City Manager to execute change orders up to the budget appropriation limit on behalf of the City of Aspen. INTRODUCED, READ AND ADOPTED by the City Council of the City of Aspen on the 30th day of September 2025. Rachel Richards, Mayor I, Nicole Henning, duly appointed and acting City Clerk do certify that the foregoing is a true and accurate copy of that resolution adopted by the City Council of the City of Aspen, Colorado, at a meeting held, September 30th, 2025. Nicole Henning, City Clerk 90 Agreement Professional Services Page 0Updated 8/2025 Golf Clubhouse & Campus Master Plan CITY OF ASPEN STANDARD FORM OF AGREEMENT PROFESSIONAL SERVICES City of Aspen Contract No.: 2025-181 AGREEMENT made the 2nd day of September, 2025. BETWEEN the City:Contract Amount:The City of Aspen 427 Rio Grande PlaceAspen, Colorado 81611Phone: (970) 920-5079 And the Professional: DTJ DESIGN, Inc.3101 Iris Ave, Ste. 130Boulder, CO 80301US303-443-7533dpoppleton@dtjdesign.com For the Following Project: Exhibits appended and made a part of this Agreement: The City and Professional agree as set forth below. If this Agreement requires the City to payan amount of money in excess of$100,000.00 it shall not be deemed validuntil it has been approved by the CityCouncil of the City of Aspen. City Council Approval: Date: Resolution No.: Exhibit A: Scope of Work.Exhibit B: Fee Schedule. Total: shall not exceed$122,000.00 Docusign Envelope ID: 775AB17D-FEBD-40E7-ADA5-9010A2BFA5CADocusign Envelope ID: 58DF72D8-DEBC-497B-8C75-B091BA6C5896 9/30/2025 2025-131 91215 Agreement Professional Services Page 1Updated 8/2025 1. ScopeofWork. ProfessionalshallperforminacompetentandprofessionalmannertheScopeof Work as set forth at Exhibit A attached hereto and by this reference incorporated herein. 2. Completion. ProfessionalshallcommenceWorkimmediatelyuponreceiptofawrittenNoticeto Proceed from the City and complete all phases of the Scope of Work as expeditiously as isconsistent with professional skill and care and the orderly progress of the Work in a timely manner.The parties anticipate that all Work pursuant to this Agreement shall be completed no later thanDecember 5, 2025. Upon request of the City, Professional shall submit, for the City's approval, aschedule for the performance of Professional's services which shall be adjusted as required as theprojectproceeds,andwhichshallincludeallowancesforperiodsoftimerequiredbytheCity'sprojectengineer for review and approval of submissions and for approvals of authorities having jurisdictionover the project. This schedule, when approved by the City, shall not, except for reasonable cause, beexceeded by the Professional. 3. Payment. Inconsiderationoftheworkperformed,CityshallpayProfessionalonatimeandexpense basis for all work performed. The hourly rates for work performed by Professional shall notexceedthosehourlyratessetforthatExhibitBappendedhereto.Exceptasotherwisemutuallyagreedto by the parties the payments made to Professional shall not initially exceed the amount set forthabove. Professional shall submit, in timely fashion, invoices for work performed. The City shallreviewsuchinvoicesand,iftheyareconsideredincorrectoruntimely,theCityshallreviewthematterwith Professional within ten days from receipt of the Professional's bill. 4. Non-Assignability. Both parties recognize that this Agreement is one for personal servicesand cannot be transferred, assigned, or sublet by either party without prior written consent of theother. Sub-Contracting, if authorized, shall not relieve the Professional of any of the responsibilitiesor obligations under this Agreement. Professional shall be and remain solely responsible to the Cityfor the acts, errors, omissions or neglect of any subcontractors’ officers, agents and employees, eachofwhomshall,forthispurposebedeemedtobeanagentoremployeeoftheProfessionaltotheextentof the subcontract. The City shall not be obligated to pay or be liable for payment of any sums duewhich may be due to any sub-contractor. 5. Termination of Procurement. The sale contemplated by this Agreement may be canceledby the City prior to acceptance by the City whenever for any reason and in its sole discretion theCity shall determine that such cancellation is in its best interests and convenience. 6. Termination of Professional Services. The Professional or the City may terminate theProfessional Services component of this Agreement, without specifying the reason therefor, bygivingnotice,inwriting,addressedtotheotherparty,specifyingtheeffectivedateofthetermination.No fees shall be earned after the effective date of the termination. Upon any termination, all finishedor unfinished documents, data, studies, surveys, drawings, maps, models, photographs, reports orother material prepared by the Professional pursuant to this Agreement shall become the property ofthe City. Notwithstanding the above, Professional shall not be relieved of any liability to the City fordamages sustained by the City by virtue of any breach of this Agreement by the Professional, andthe City may withhold any payments to the Professional for the purposes of set-off until such timeas the exact amount of damages due the City from the Professional may be determined. 7. Independent Contractor Status. It is expressly acknowledged and understood by the partiesthatnothingcontainedinthisagreementshallresultinorbeconstruedasestablishinganemployment Docusign Envelope ID: 775AB17D-FEBD-40E7-ADA5-9010A2BFA5CADocusign Envelope ID: 58DF72D8-DEBC-497B-8C75-B091BA6C5896 92216 Agreement Professional Services Page 2Updated 8/2025 relationship. Professional shall be, and shall perform as, an independent Contractor who agrees touse his or her best efforts to provide the said services on behalf of the City. No agent, employee, orservant of Professional shall be, or shall be deemed to be, the employee, agent or servant of the City.City is interested only in the results obtained under this contract. The manner and means ofconductingtheworkareunderthesolecontrolofProfessional. NoneofthebenefitsprovidedbyCityto its employees including, but not limited to, workers' compensation insurance and unemploymentinsurance, are available from City to the employees, agents or servants of Professional. ProfessionalshallbesolelyandentirelyresponsibleforitsactsandfortheactsofProfessional'sagents,employees,servants and subcontractors during the performance of this contract. Professional shall indemnifyCity against all liability and loss in connection with and shall assume full responsibility for paymentof all federal, state and local taxes or contributions imposed or required under unemploymentinsurance, social security and income tax law, with respect to Professional and/or Professional'semployees engaged in the performance of the services agreed to herein. 8. Indemnification. Professional agrees to indemnify and hold harmless the City, its officers,employees, insurers, and self-insurance pool, from and against all liability, claims, and demands, onaccount of injury, loss, or damage, including without limitation claims arising from bodily injury,personal injury, sickness, disease, death, property loss or damage, or any other loss of any kindwhatsoever, which arise out of or are in any manner connected with this contract, to the extent andforanamountrepresentedbythedegreeorpercentagesuchinjury,loss,ordamageiscausedinwholeor in part by, the wrongful act, omission, error, professional error, mistake, negligence, or other faultof the Professional, any subcontractor of the Professional, or any officer, employee, representative,or agent of the Professional or of any subcontractor of the Professional, or which arises out of anyworkmen's compensation claim of any employee of the Professional or of any employee of anysubcontractor of the Professional. The Professional agrees to investigate, handle, respond to, and toprovide defense for and defend against, any such liability, claims or demands at the sole expense ofthe Professional, in connection with, any such liability, claims, or demands. If it is determined by thefinal judgment of a court of competent jurisdiction that such injury, loss, or damage was caused inwhole or in part by the act, omission, or other fault of the City, its officers, or its employees, the Cityshall reimburse the Professional for the portion of the judgment attributable to such act, omission, orother fault of the City, its officers, or employees. 9. Professional's Insurance. (a) Professional agrees to procure and maintain, at its own expense, a policy or policiesof insurance sufficient to insure against all liability, claims, demands, and other obligationsassumed by the Professional pursuant to Section 8 above. Such insurance shall be in additionto any other insurance requirements imposed by this contract or by law. The Professionalshall not be relieved of any liability, claims, demands, or other obligations assumed pursuantto Section 8 above by reason of its failure to procure or maintain insurance, or by reason ofits failure to procure or maintain insurance in sufficient amounts, duration, or types. (b) Professional shall procure and maintain, and shall cause any subcontractor of theProfessional to procure and maintain, the minimum insurance coverages listed below. Suchcoverages shall be procured and maintained with forms and insurance acceptable to the City.All coverages shall be continuously maintained to cover all liability, claims, demands, andother obligations assumed by the Professional pursuant to Section 8 above. In the case of any Docusign Envelope ID: 775AB17D-FEBD-40E7-ADA5-9010A2BFA5CADocusign Envelope ID: 58DF72D8-DEBC-497B-8C75-B091BA6C5896 93217 Agreement Professional Services Page 3Updated 8/2025 claims-made policy, the necessary retroactive dates and extended reporting periods shall beprocured to maintain such continuous coverage. (i)Worker'sCompensation insurancetocoverobligationsimposedbyapplicablelaws for any employee engaged in the performance of work under this contract, andEmployers' Liability insurance with minimum limits of ONE MILLION DOLLARS($1,000,000.00) for each accident, ONE MILLION DOLLARS ($1,000,000.00)disease-policylimit,andONEMILLIONDOLLARS($1,000,000.00)disease-eachemployee. Evidence of qualified self-insured status may be substituted for theWorker's Compensation requirements of this paragraph. (ii)Commercial General Liability insurance with minimum combined singlelimits of TWO MILLION DOLLARS ($2,000,000.00) each occurrence and THREEMILLION DOLLARS ($3,000,000.00) aggregate. The policy shall be applicable toallpremisesandoperations.Thepolicyshallincludecoverageforbodilyinjury,broadform property damage (including completed operations), personal injury (includingcoverage for contractual and employee acts), blanket contractual, independentcontractors, products, and completed operations. The policy shall include coveragefor explosion, collapse, and underground hazards. The policy shall contain aseverability of interests provision. (iii)Comprehensive Automobile Liability insurance with minimum combinedsingle limits for bodily injury and property damage of not less than ONE MILLIONDOLLARS ($1,000,000.00) each occurrence and ONE MILLION DOLLARS($1,000,000.00)aggregate with respect to each Professional's owned, hired and non-owned vehicles assigned to or used in performance of the Scope of Work. The policyshall contain a severability of interests provision. If the Professional has no ownedautomobiles, the requirements of this Section shall be met by each employee of theProfessional providing services to the City under this contract. (iv)Professional Liability insurance with the minimum limits of ONE MILLIONDOLLARS ($1,000,000) each claim and TWO MILLION DOLLARS ($2,000,000)aggregate. (c) The policy or policies required above shall be endorsed to include the City and the City'sofficers and employees as additional insureds. Every policy required above shall be primaryinsurance, and any insurance carried by the City, its officers or employees, or carried by orprovided through any insurance pool of the City, shall be excess and not contributoryinsurance to that provided by Professional. No additional insured endorsement to the policyrequired above shall contain any exclusion for bodily injury or property damage arising fromcompleted operations. The Professional shall be solely responsible for any deductible lossesunder any policy required above. (d) The certificate of insurance provided to the City shall be completed by the Professional'sinsurance agent as evidence that policies providing the required coverages, conditions, andminimum limits are in full force and effect, and shall be reviewed and approved by the Cityprior to commencement of the contract. No other form of certificate shall be used. Thecertificate shall identify this contract and shall provide that the coverages afforded under the Docusign Envelope ID: 775AB17D-FEBD-40E7-ADA5-9010A2BFA5CADocusign Envelope ID: 58DF72D8-DEBC-497B-8C75-B091BA6C5896 94218 Agreement Professional Services Page 4Updated 8/2025 policies shall not be canceled, terminated or materially changed until at least thirty (30) daysprior written notice has been given to the City. (e) Failure on the part of the Professional to procure or maintain policies providing therequired coverages, conditions, and minimum limits shall constitute a material breach ofcontract upon which City may immediately terminate this contract, or at its discretion Citymay procure or renew any such policy or any extended reporting period thereto and may payany and all premiums in connection therewith, and all monies so paid by City shall be repaidby Professional to City upon demand, or City may offset the cost of the premiums againstmonies due to Professional from City. (f) City reserves the right to request and receive a certified copy of any policy and anyendorsement thereto. (g) The parties hereto understand and agree that City is relying on, and does not waive orintend to waive by any provision of this contract, the monetary limitations (presently$350,000.00 per person and $990,000 per occurrence) or any other rights, immunities, andprotections provided by the Colorado Governmental Immunity Act, Section 24-10-101 etseq., C.R.S., as from time to time amended, or otherwise available to City, its officers, or itsemployees. 10. City's Insurance. The parties hereto understand that the City is a member of the ColoradoIntergovernmental Risk Sharing Agency (CIRSA) and as such participates in the CIRSAProperty/Casualty Pool. Copies of the CIRSA policies and manual are kept at the City of Aspen RiskManagement Department and are available to Professional for inspection during normal businesshours. City makes no representations whatsoever with respect to specific coverages offered byCIRSA. City shall provide Professional reasonable notice of any changes in its membership orparticipation in CIRSA. 11. Completeness of Agreement. It is expressly agreed that this agreement contains the entireundertaking of the parties relevant to the subject matter thereof and there are no verbal or writtenrepresentations, agreements, warranties or promises pertaining to the project matter thereof notexpressly incorporated in this writing. 12. Notice. Anywrittennoticesascalledforhereinmaybehanddeliveredormailedbycertifiedmail return receipt requested to the respective persons and/or addresses listed above. 13. Non-Discrimination. No discrimination because of race, color, creed, sex, marital status,affectional or sexual orientation, family responsibility, national origin, ancestry, handicap, or religionshall be made in the employment of persons to perform services under this contract. Professionalagrees to meet all of the requirements of City's municipal code, Section 15.04.570, pertaining to non-discrimination in employment. Any business that enters into a contract for goods or services with the City of Aspen or any of itsboards, agencies, or departments shall:(a) Implement an employment nondiscrimination policy prohibiting discrimination inhiring, discharging, promoting or demoting, matters of compensation, or any otheremployment-related decision or benefit on account of actual or perceived race, Docusign Envelope ID: 775AB17D-FEBD-40E7-ADA5-9010A2BFA5CADocusign Envelope ID: 58DF72D8-DEBC-497B-8C75-B091BA6C5896 95219 Agreement Professional Services Page 5Updated 8/2025 color, religion, national origin, gender, physical or mental disability, age, militarystatus, sexual orientation, gender identity, gender expression, or marital orfamilial status.(b) Not discriminate in the performance of the contract on account of actual orperceived race, color, religion, national origin, gender, physical or mentaldisability, age, military status, sexual orientation, gender identity, genderexpression, or marital or familial status.(c) Incorporate the foregoing provisions in all subcontracts hereunder. 14. Waiver. The waiver by the City of any term, covenant, or condition hereof shall not operateas a waiver of any subsequent breach of the same or any other term. No term, covenant, or conditionof this Agreement can be waived except by the written consent of the City, and forbearance orindulgence by the City in any regard whatsoever shall not constitute a waiver of any term, covenant,or condition to be performed by Professional to which the same may apply and, until completeperformance by Professional of said term, covenant or condition, the City shall be entitled to invokeanyremedyavailabletoitunderthisAgreementorbylawdespiteanysuchforbearanceorindulgence. 15. Execution of Agreement by City. This Agreement shall be binding upon all parties heretoand their respective heirs, executors, administrators, successors, and assigns. Notwithstandinganything to the contrary contained herein, this Agreement shall not be binding upon the City unlessduly executed by the City Manager of the City of Aspen (or a duly authorized official in the CityManager’s absence) and if above $100,000, following a Motion or Resolution of the Council of theCity of Aspen authorizing the City Manager (or other duly authorized official in the City Manager’sabsence) to execute the same. 16. Warranties Against Contingent Fees, Gratuities, Kickbacks and Conflicts of Interest. (a) Professional warrants that no person or selling agency has been employed or retainedto solicit or secure this Contract upon an agreement or understanding for a commission,percentage, brokerage, or contingent fee, excepting bona fide employees or bona fideestablished commercial or selling agencies maintained by the Professional for the purposeof securing business. (b) Professional agrees not to give any employee of the City a gratuity or any offer ofemployment in connection with any decision, approval, disapproval, recommendation,preparation of any part of a program requirement or a purchase request, influencing thecontent of any specification or procurement standard, rendering advice, investigation,auditing, or in any other advisory capacity in any proceeding or application, request forruling, determination, claim or controversy, or other particular matter, pertaining to thisAgreement, or to any solicitation or proposal therefore. (c) Professional represents that no official, officer, employee or representative of theCityduringthetermofthisAgreementhasorone(1)yearthereaftershallhaveanyinterest,direct or indirect, in this Agreement or the proceeds thereof, except those that may havebeen disclosed at the time City Council approved the execution of this Agreement. Docusign Envelope ID: 775AB17D-FEBD-40E7-ADA5-9010A2BFA5CADocusign Envelope ID: 58DF72D8-DEBC-497B-8C75-B091BA6C5896 96220 Agreement Professional Services Page 6Updated 8/2025 (d) In addition to other remedies it may have for breach of the prohibitions againstcontingent fees, gratuities, kickbacks and conflict of interest, the City shall have the rightto: 1. Cancel this Purchase Agreement without any liability by the City;2. Debar or suspend the offending parties from being a Professional, contractor orsubcontractor under City contracts;3. Deduct from the contract price or consideration, or otherwise recover, the value ofanything transferred or received by the Professional; and4. Recover such value from the offending parties. 17. Fund Availability. Financial obligations of the City payable after the current fiscal yearare contingent upon funds for that purpose being appropriated, budgeted and otherwise madeavailable. If this Agreement contemplates the City utilizing state or federal funds to meet itsobligations herein, this Agreement shall be contingent upon the availability of those funds forpayment pursuant to the terms of this Agreement. 18. General Terms. (a) It is agreed that neither this Agreement nor any of its terms, provisions, conditions,representations or covenants can be modified, changed, terminated or amended, waived,supersededorextendedexceptbyappropriatewritteninstrumentfullyexecutedbytheparties. (b) If any of the provisions of this Agreement shall be held invalid, illegal orunenforceable it shall not affect or impair the validity, legality or enforceability of any otherprovision. (c) The parties acknowledge and understand that there are no conditions or limitations tothis understanding except those as contained herein at the time of the execution hereof andthat after execution no alteration, change or modification shall be made except upon a writingsigned by the parties. (d) This Agreement shall be governed by the laws of the State of Colorado as from timetotimeineffect. VenueisagreedtobeexclusivelyinthecourtsofPitkinCounty,Colorado. 19. Electronic Signatures and Electronic Records. This Agreement and any amendmentshereto may be executed in several counterparts, each of which shall be deemed an original, andall of which together shall constitute one agreement binding on the Parties, notwithstanding thepossible event that all Parties may not have signed the same counterpart. Furthermore, each Partyconsents to the use of electronic signatures by either Party. The Scope of Work, and any otherdocuments requiring a signature hereunder, may be signed electronically in the manner agreed toby the Parties. The Parties agree not to deny the legal effect or enforceability of the Agreementsolely because it is in electronic form or because an electronic record was used in its formation.The Parties agree not to object to the admissibility of the Agreement in the form of an electronicrecord, or a paper copy of an electronic documents, or a paper copy of a document bearing anelectronic signature, on the grounds that it is an electronic record or electronic signature or that itis not in its original form or is not an original. Docusign Envelope ID: 775AB17D-FEBD-40E7-ADA5-9010A2BFA5CADocusign Envelope ID: 58DF72D8-DEBC-497B-8C75-B091BA6C5896 97221 Agreement Professional Services Page 7Updated 8/2025 20. Successors and Assigns. This Agreement and all of the covenants hereof shall inure tothe benefit of and be binding upon the City and the Professional respectively and their agents,representatives, employee, successors, assigns and legal representatives. Neither the City nor theProfessional shall have the right to assign, transfer or sublet its interest or obligations hereunderwithout the written consent of the other party. 21. Third Parties. This Agreement does not and shall not be deemed or construed to conferupon or grant to any third party or parties, except to parties to whom Professional or City mayassign this Agreement in accordance with the specific written permission, any right to claimdamages or to bring any suit, action or other proceeding against either the City or Professionalbecause of any breach hereof or because of any of the terms, covenants, agreements or conditionsherein contained. 22. Attorney’s Fees. In the event that legal action is necessary to enforce any of theprovisions of this Agreement, the prevailing party shall be entitled to its costs and reasonableattorney’s fees. 23. Waiver of Presumption. This Agreement was negotiated and reviewed through themutual efforts of the parties hereto and the parties agree that no construction shall be made orpresumption shall arise for or against either party based on any alleged unequal status of the partiesin the negotiation, review or drafting of the Agreement. 24. Certification Regarding Debarment, Suspension, Ineligibility, and Voluntary Exclusion.Professional certifies, by acceptance of this Agreement, that neither it nor its principals is presentlydebarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded fromparticipation in any transaction with a Federal or State department or agency. It further certifiesthat prior to submitting its Bid that it did include this clause without modification in all lower tiertransactions, solicitations, proposals, contracts and subcontracts. In the event that Professional orany lower tier participant was unable to certify to the statement, an explanation was attached tothe Bid and was determined by the City to be satisfactory to the City. 25. Integration and Modification. This written Agreement along with all Contract Documentsshall constitute the contract between the parties and supersedes or incorporates any prior writtenand oral agreements of the parties. In addition, Professional understands that no City official oremployee, other than the Mayor and City Council acting as a body at a council meeting, hasauthority to enter into an Agreement or to modify the terms of the Agreement on behalf of the City.Any such Agreement or modification to this Agreement must be in writing and be executed by theparties hereto. 26. The Professional in performing the Services hereunder must comply with all applicableprovisions of Colorado laws for persons with disability, including the provisions of §§24-85-101,et seq., C.R.S., and the Rules Establishing Technology Accessibility Standards, as established bythe Office Of Information Technology pursuant to Section §24-85- 103(2.5) and found at 8 CCR1501-11. Services rendered hereunder that use information and communication technology, as theterm is defined in Colorado law, including but not limited to websites, applications, software,videos, and electronic documents must also comply with the latest version of Level AA of the WebContent Accessibility Guidelines (WCAG), currently version 2.1. To confirm that the informationand communication technology used, created, developed, or procured in connection with the Docusign Envelope ID: 775AB17D-FEBD-40E7-ADA5-9010A2BFA5CADocusign Envelope ID: 58DF72D8-DEBC-497B-8C75-B091BA6C5896 98222 Agreement Professional Services Page 8Updated 8/2025 Services hereunder meets these standards, Professional may be required to demonstratecompliance. The Professional shall indemnify the CITY pursuant to the Indemnification sectionabove in relation to the Professional’s failure to comply with §§24-85-101, et seq., C.R.S., or theTechnology Accessibility Standards for Individuals with a Disability as established by the Officeof Information Technology pursuant to Section §24-85-103(2.5). 27. Additional Provisions. In addition to those provisions set forth herein and in the ContractDocuments, the parties hereto agree as follows: [ ] No additional provisions are adopted. [X] See Exhibit A and B below. 28. Authorized Representative. The undersigned representative of Professional, as aninducement to the City to execute this Agreement, represents that he/she is an authorizedrepresentative of Professional for the purposes of executing this Agreement and that he/she hasfull and complete authority to enter into this Agreement for the terms and conditions specifiedherein. 29. Order of Precedence of Contract Documents. The terms and conditions set forth in theCity of Aspen Standard Form of Agreement establish the rights, obligations, and remedies of theparties. No additional or different terms or conditions, whether contained in bid packets,documents, order forms, or any other document or communication pertaining to the agreementwill be binding upon the City of Aspen unless accepted in writing by an authorized representativeof the City. In the case of conflicts or inconsistencies between the City of Aspen Standard Formof Agreement and any other document attached thereto which cannot be resolved by giving effectto both provisions, the City of Aspen Standard Form of Agreement shall control. Docusign Envelope ID: 775AB17D-FEBD-40E7-ADA5-9010A2BFA5CADocusign Envelope ID: 58DF72D8-DEBC-497B-8C75-B091BA6C5896 99223 Agreement Professional Services Page 9Updated 8/2025 IN WITNESS WHEREOF, the parties hereto have executed, or caused to be executed by their dulyauthorized officials, this Agreement of which shall be deemed an original on the date first writtenabove. CITY OF ASPEN, COLORADO: PROFESSIONAL: _____________________________ _______________________________[Signature] [Signature] By: __________________________ By: ____________________________ Title: _________________________ Title: ___________________________ Date: _________________________ Date: ___________________________ Approved as to form: _______________________________City Attorney’s Office Docusign Envelope ID: 775AB17D-FEBD-40E7-ADA5-9010A2BFA5CA Chris Moore 9/17/2025 | 10:25:53 AM CDT Vice President Docusign Envelope ID: 58DF72D8-DEBC-497B-8C75-B091BA6C5896 100224 Agreement Professional Services Page 10Updated 8/2025 EXHIBIT A: SCOPE OF WORK Docusign Envelope ID: 775AB17D-FEBD-40E7-ADA5-9010A2BFA5CADocusign Envelope ID: 58DF72D8-DEBC-497B-8C75-B091BA6C5896 101225 Agreement Professional Services Page 11Updated 8/2025 EXHIBIT B: FEE SCHEDULE Shall not exceed $122,000.00 by 12/01/2025 Docusign Envelope ID: 775AB17D-FEBD-40E7-ADA5-9010A2BFA5CADocusign Envelope ID: 58DF72D8-DEBC-497B-8C75-B091BA6C5896 102226 1 REGULAR MEETING ASPEN CITY COUNCIL SEPTEMBER 9, 2025 Mayor Richards called the meeting to order at 5:00 p.m. with Councilors Doyle, Benedetti, and Rose present. Councilor Guth was absent. PUBLIC COMMENT: None. COUNCILMEMBER COMMENTS: Councilor Doyle said he is grateful to be getting some rain. It’s a step in the right direction. Councilor Benedetti mentioned Lucy Peterson. She said the printing press deadline is earlier than normal for the Times and Daily News so decisions made at council will not be printed the next day. Mayor Richards said this might make watching Grassroots tv more important. Councilor Rose said it’s wild there is no public comment. He said he is looking forward to talking about the west end follow up memo. He is hoping for some resolution there. Mayor Richards said the Interim City Manager, Pete Strecker, is having conversations with some individuals this week regarding the west end traffic and how it is related to Highway 82 traffic. Councilor Rose brought up the Aspen Country Inn budget process. Our hands are tied when placing people in APCHA units. Mr. Strecker said we are going to fill one of the 2-bedroom units. We have received inquiries because of outreach that staff is doing. Mayor Richards said the Environmental Health department is hosting an electric demo day on September 15th at Rio Grande Park. There will also be a Ready and Resilient event at APD for emergency preparedness. CDOT will be conducting asphalt service maintenance and will be fixing potholes before winter. It is a one-day project. There will be separate asphalt and paving project with temporary impacts that will be locally. We appreciate community patience with this. The City Hall biannual exhibition will be on September 11th from 4-6 pm to celebrate Colorado artists. Friday September 12th will be the trash crush from 10-1230 at Northstar for a trash cleanup put on by Erik Skarvan. CITY MANAGER COMMENTS: Mr. Strecker thanked Councilor Rose for bringing up the information only memos. Thank you for the meet and greet at the Wheeler. He got to meet some new folks in the community. BOARD REPORTS: Councilor Doyle said earlier today in City Hall, CORE gave a presentation about energy bills. He is also reminding everyone that CORE is giving a green expo for free at the Limelight Lodge on September 12th from 1-5 pm which is free and open to the public. Mayor Richards said she had a Club 20 conference. It was a really exciting conference because they adopted new resolutions, and it was a gathering of a great many political leaders. She saw Senator Hickenlooper and Congressman Jeff Hurd. She thanked him for the funding for RFTA that was recently released. CONSENT CALENDAR: 103 2 REGULAR MEETING ASPEN CITY COUNCIL SEPTEMBER 9, 2025 Councilor Rose motioned to approve; Councilor Benedetti seconded. Roll call vote: Benedetti, yes; Doyle, yes; Rose, yes; Richards, yes. 4-0, motion carried. NOTICE OF CALL UP: Wild Fig – 305 S. Mill Street – Notice of Historic Preservation Commission approval of Certificate of Appropriateness for Major Development Plan Conceptual Review – Gillian White Ms. White gave an overview of what was approved in HPC. This request was to enclose the outdoor seating area. The resolution includes approved conditions, and it would be to increase the net leasable space with mitigation requirements. Staff supported this request and are asking Council to support. Councilor Benedetti asked if this sets a precedent for other spaces to enclose their patios. Community Development Director, Ben Anderson, said this can be quite expensive for a restaurant to consider this. He doesn’t want to say it’s a deterrent, but it is a big consideration. On a temporary basis, it’s not such a significant mitigation impact. Mayor Richards said she is glad this is moving forward in a licensable way that isn’t temporary every season. She said there will be no call up. PUBLIC HEARINGS: Resolution #118, Series of 2025 – Policy Resolution Amendments to Special Review – Haley Hart and Ben Anderson Ms. Hart introduced the item and said it’s a batch grouping of code amendments. The first one was initiated by the Planning & Zoning Commission regarding review criteria for nonconformities. The second was initiated by Council regarding residential signs in response to a recent residential yard sign enforcement. The third component is specific to a subsection which regulates signage on public property and was initiated by Engineering and the ComDev staff. The last item was the creation of a fee deferral and/or waiver program initiated by Council. Staff will bring the 1st reading of an ordinance as individual topics and staff recommends approval. Mayor Richards opened the public hearing. Patrick Rawley – Mr. Rawley of Rawley Design Planning, said he is happy you are considering this. It is an important matter. Longtime locals are the cornerstone of our community. We should support them by giving them a break and predictability on what these fees will be. He is looking forward to following this item. Mayor Richards closed the public hearing. Councilor Doyle motioned to approve; Councilor Rose seconded. Mayor Richards thanked Mr. Anderson and ComDev for bringing this forward. Roll call vote: Benedetti, yes; Doyle, yes; Rose, yes; Richards, yes. 4-0, motion carried. ACTION ITEMS: 104 3 REGULAR MEETING ASPEN CITY COUNCIL SEPTEMBER 9, 2025 Resolution #129, Series of 2025 – Armory Hall Remodel and Reuse: Interior Design Progress – Jen Phelan Jen Phelan, Beau Breck online and CCY Architects were present. Simon Elliot introduced himself and said he is here presenting for Todd Kennedy. Tonight, they are focusing on project interiors and design character. They started with the main level and said there will be three kitchen vendors which they are calling the Lunch Counter. It’s a family friendly space. Tables and soft seating. There will be coffee and pastry service and then beverage service. The ACRA Visitor Center will also be a part of this level. Mezzanine will be the community lounge with casual seating for dining and relaxing along with games. The upper level will be the primary bar along with two kitchen vendors and soft seating and cozy nooks. The lower level will be the community flex room with employee lockers, a meeting room, banquet seating, mechanical and kitchen storage. Sydney Quinlan introduced herself and said she is an interior designer with CCY and is presenting the interior design of the space. Ms. Phelan went over the estimated construction costs. 44 million in hard costs, 1.8 million for soft costs and then a contingency of 7 million. Mayor Richards and Councilor Doyle both suggested public and private support for this as well since people have shown interest in contributing. Councilor Rose said this is a lot of money, but this is supposed to be a place for Aspen for generations to come. Mr. Elliot agreed and said they are setting the Armory up for its next 100 years. Councilor Benedetti spoke about incorporating the ski town character in the design and thinking about seasons and floors that can handle ski boots and ski racks and kid friendly tables, and areas. Mayor Richards likes a modern feel and not so much homage to the past. Councilor Rose motioned to approve; Councilor Benedetti seconded. Roll call vote: Benedetti, yes; Doyle, yes; Rose, yes; Richards, yes. 4-0, motion carried. Resolution #130, Series of 2025 – Centennial Settlement – James R. True, Special Counsel This resolution would approve the Centennial term sheet agreement and authorize the Mayor to execute the agreement. There is a lot of work to be completed. The city will conduct a survey of the property and determine the final acreage. This is for the benefit of the homeowners. He doesn’t want to get into the details of the dispute. Over the years the Centennial homeowners have had problems with various issues and have filed a lawsuit against the city, which was addressed by the local court. The purpose of all the discussion and the purchase of land by the city was to create a win win situation for Centennial and the city of Aspen. Councilor Rose said it’s crazy this is an empty room since this is a massive resolution. It’s a champagne popping moment. Councilor Doyle said it is a watershed moment. 105 4 REGULAR MEETING ASPEN CITY COUNCIL SEPTEMBER 9, 2025 Mayor Richards thanked the city attorney team and said it is monumentous. She will feel better once the bow has been tied. Councilor Doyle motioned to approve; Councilor Rose seconded. Roll call vote: Benedetti, yes; Doyle, yes; Rose, yes; Richards, yes. 4-0, motion carried. EXECUTIVE SESSION: Mr. True introduced the items. Councilor Rose motioned to move into Executive Session; Councilor Doyle seconded. Roll call vote: Benedetti, yes; Doyle, yes; Rose, yes; Richards, yes. 4-0, motion carried at 7:03 p.m. ______________________ City Clerk, Nicole Henning 106 First Reading - Ordinance #08, Series of 2025 STR Land Use Code Amendments Page 1 of 9 MEMORANDUM TO: Mayor Rachael Richards and Aspen City Council FROM: Emmy Oliver, Lodging & Commercial Core Program Manager Haley Hart, Senior Long-Range Planner THROUGH: Ben Anderson, Community Development Director MEMO DATE: September 22, 2025 MEETING DATE: September 30, 2025 RE: First Reading of Ordinance #08, Series of 2025 Amendments to the Land Use Code related to Short-term Rental Regulations and Definitions ____________________________________________________________________ REQUEST OF COUNCIL: Staff requests that Council reviews Ordinance #08, Series of 2025, at First Reading. Ordinance #08 contains proposed amendments to the Land Use Code (LUC) that reflect Council directive stemming from a February 2025 Work Session. Code sections proposed for amendments are limited to Short-term Rental Regulations (26.530), Definitions (26.104.100), and various other sections in support of and in consistency with the sections identified above. Following review, discussion, and provision of direction to staff for any changes or additional information needed at Second Reading, Council is requested to read and approve Ordinance #08 at First Reading. SUMMARY AND BACKGROUND: The LUC amendments proposed in Ordinance #08 were developed in response to Council’s direction to staff during a Work Session on February 24, 2025. Discussion at the Council table was focused on several topics related to short-term rentals (STR) that warranted policy revisions. Of those topics, six out of seven were related to program processes and administrative procedures. The seventh topic, that of caps on STR permits in the R/MF Zone District, was acknowledged to be of increased complexity and to require additional information and discussion. Council directed staff to proceed with code 107 First Reading - Ordinance #08, Series of 2025 STR Land Use Code Amendments Page 2 of 9 amendment proposals for the six administrative topics, and to schedule a separate Work Session to discuss caps in the R/MF Zone District. On June 24, 2025, Council approved Policy Resolution #077, Series of 2025, which initiated the process to amend the LUC for the STR topics identified at the February 2025 Work Session (Exhibit A). All seven topics discussed at the Work Session were included in the Resolution, with the acknowledgement that staff still required direction from Council on whether policy changes were desired for the R/MF Zone District. During a Work Session on August 25, 2025, staff met with Council to discuss options for modifying availability of STR-C permits in the R/MF Zone District. Staff presented information related to zoning, caps, waitlists, attrition, and applicant case studies, and Council considered options for policy changes in R/MF, including changing, eliminating, or maintaining the current cap and waitlist. The majority of Council directed staff to make no changes to the existing cap, waitlist, or zoning policies for the R/MF Zone District. Despite the inclusion of language in Policy Resolution #077 referencing modification to STR policy in the R/MF Zone District, in alignment with Council’s direction from the August 2025 Work Session, Ordinance #08 does not propose amendments to the zoning, permit cap, or waitlist for the R/MF Zone District. The six topics and associated code amendment proposals in Ordinance #08 are intended to clarify and streamline permit application requirements, increase compliance with existing regulations, and provide exemptions for unique circumstances that were unaccounted for at the time the STR regulations were last updated. The proposed amendments respond to Council’s direction for minor modifications to program operations, and to customer requests that would enhance their experience with the program. THE LAND USE CODE AMENDMENT PROCESS: The LUC prescribes several steps that must be taken to amend the Code. The STR amendments were informally initiated by City Council during the Work Session on February 24, 2025. Policy Resolution #077, which was required to initiate the formal code amendment process, was passed unanimously by Council on June 24, 2025. The LUC also requires that the Historic Preservation Commission (HPC) and the Planning and Zoning Commission (P&Z) serve as advisory bodies for City Council, reviewing and commenting on LUC changes before they are presented to Council. Staff made 108 First Reading - Ordinance #08, Series of 2025 STR Land Use Code Amendments Page 3 of 9 presentations to both HPC and P&Z in August 2025. Commission members made comments and recommendations, which are summarized later in this memo. When reviewing amendments to the LUC, there are three review criteria to guide Council’s consideration. Per Section 26.310.050 – Amendments to the Land Use Code Standards of Review – Adoption, Council shall consider the following Review Criteria for all amendments to the text of the LUC: A. Whether the proposed amendment is in conflict with any applicable portions of [the Land Use Code]. B. Whether the proposed amendment achieves the policy, community goal, or objective cited as reasons for the code amendment or achieves other public policy objectives. C. Whether the proposed amendment is compatible with the community character of the City and is in harmony with the public interest and the purpose and intent of [the Land Use Code]. Community Development staff, in partnership with the City Attorney’s office, have determined that the draft ordinance is not in conflict with applicable portions of the LUC. They have also determined that the draft ordinance meets the criteria in B – that it is a measured and appropriate response to Council’s mandate, and that it supports adopted City policy. Staff finds that the proposed updates would continue to support community character as articulated in the Aspen Area Community Plan (AACP), and that they are responsive to community requests for minor updates to programmatic functions. It is for Council to decide whether each of the review criteria is met by Ordinance #08. Staff finds that all review criteria are met. DISCUSSION: The following discussion mirrors the order of the proposed changes within the LUC. A description of the proposed change is provided for each topic, in addition to an explanation about the effect of the proposal. Complete redlines of the code amendment proposals are attached to this memorandum as Exhibit B. SECTION 1: Section 26.104.100 – Definitions Part 100 of the LUC contains defined terms for the contents of the LUC. When amending or adding to the LUC, it is important to make sure that defined terms reflect the language 109 First Reading - Ordinance #08, Series of 2025 STR Land Use Code Amendments Page 4 of 9 and intent of the code and assist users in understanding the meaning behind terms and code language. Summary of proposed amendments: Addition of “Short-term Rental Service” and “Act of Nature” definitions. 1. Ordinance #08 proposes the addition of terms and definitions for “Short-term Rental Service” and for “Act of Nature.” These new terms would support amendments proposed within Chapter 26.530, including the tax filing exemptions and accountability mechanisms for STR platforms. SECTION 2: Chapter 26.530 – Short-term Rental Regulations The following sections within Chapter 26.530 – Short Term Rental Regulations are proposed for code amendments. Section 26.530.030 – Permitting Requirements Summary of proposed amendments: Addition of exemptions to non-transferability clause and addition of the “Temporary Short-term Rental (STR-T)” permit type. 1. The first amendment proposed for Section 26.530.030(a)(5) would allow for an STR permit to be transferred in the event of the permittee’s death or divorce. Staff believe these instances to be an adequate response to the original community requests for modification of this clause, which centered around estate planning and permit transfer upon the death of the permittee. The proposal would allow for a new permittee to be designated through either estate planning documents or divorce court proceedings. These instances would be administratively processed in accordance with procedures for Real Estate Transfer Tax (RETT) exemptions outlined in Section 23.48.040.(d-e) Exemptions. 2. The proposed introduction of the STR-T permit in 26.530.030(b)(4) is staff’s response to the “runout” topic; whereby real estate professionals have requested a mechanism for new property owners to honor STR bookings made by sellers of the same property. The newly proposed STR-T permit would be valid for a maximum of ninety (90) days without the option for renewal and would allow existing bookings to be completed within a three-month period from the date of permit issuance. New owners would need to apply for the STR-T permit within 15 days after the property transfer and would be required to report all existing bookings on the STR-T permit application. New STR bookings or STR 110 First Reading - Ordinance #08, Series of 2025 STR Land Use Code Amendments Page 5 of 9 advertisements would not be permitted for the duration of the permit. Like other STR permit types, STR-T permits would be subject to public notice, life safety standards, and operational standards. Section 26.530.040 – Permit Procedures and Standards Summary of proposed amendments: Modification of public notice requirements for properties in select zone districts, clarification of Homeowners Association (HOA) approval requirements for renewal applications, and addition of exemptions to tax filing requirements. 1. Proposed amendments to 26.530.040(b)(1) would eliminate the mailing portion of the public notice for properties located in zone districts without caps. Applicants would still be required to erect a poster for 14 days on the STR property; however, they would not be required to mail notices to all addresses within a 300-foot radius of the STR property. This amendment would decrease paper waste and eliminate the administrative and financial burden of mass mailings for STR applicants in uncapped zones, only. Mailings would still be required in capped zones. 2. Proposed amendments for 26.530.040(d)(4) would clarify that HOA approvals are not required with the annual submission of permit renewal applications, and that HOA approvals are only required for new STR permit applications. Proposed language also states that permittees must notify the City if at any point the HOA approvals submitted with their original STR permit application change. This amendment would reduce the administrative burden for managers of large or multiple HOAs and would streamline the permit renewal process for recurring applicants and City staff. 3. Code amendments proposed to the Tax Filing Requirement in Section 26.530.040(d)(8) include the addition of exemptions for properties under construction and for properties that have experienced an Act of Nature emergency. The “Building Permit Exemption,” intended for properties voluntarily undertaking construction projects, would allow permittees to apply for a one-time exemption from the tax filing requirement, provided a valid building permit accompanied the exemption request and the scope of work renders the STR property uninhabitable for the duration of the permit. Offering a one-time exemption in this circumstance would allow permittees undertaking remodels on STR properties the ability to forego filing taxes for one calendar year without the threat permit abandonment due to non-filing. 111 First Reading - Ordinance #08, Series of 2025 STR Land Use Code Amendments Page 6 of 9 The “Act of Nature Exemption” is intended for properties which have been rendered uninhabitable due to an involuntary act of nature. Homeowner’s insurance documentation would be required to validate the exemption request. There is no limit on the number of Act of Nature Exemptions that may be granted to a property due to the accidental nature of this event. A definition of “Act of Nature” is proposed to be added in Section 26.104.100 – Definitions, see above. Offering a Tax Filing Requirement exemption due to an Act of Nature would help ensure permittees are not at risk of losing an STR permit after incurring accidental property damage. Sec. 26.530.060 - STR Advertising Requirements Summary of proposed amendments: The creation of Section 26.530.060 – STR Advertising Requirements would consolidate existing advertising requirements for permittees, propose new advertising requirements for short-term rental services, and change section numbering for all sections thereafter. 1. STR advertising requirements are currently outlined in Sections 26.530.030(a)(2) - Permitting Requirements, 26.530.040(d)(6) - Permit Procedures and Standards, 26.530.050(a) - Occupancy and Operational Standards, and 26.530.060(c) - Enforcement. The proposed creation of a new Section 26.530.060 – STR Advertising Requirements would condense the existing regulations to enable program participants and prospective customers to easily locate and review the regulations in a single location within the STR chapter. 2. The amendments proposed in Section 26.530.060(b) include the addition of a requirement for Short-term Rental Services to mandate that users include an STR permit number in each advertisement. Also proposed is the addition of a mandatory takedown clause which would allow City of Aspen employees the ability to notify a Short-term Rental Service to initiate removal of any advertisement that staff have determined is out of compliance with existing regulations. A definition of “Short-term Rental Service” is also proposed to be added in Section 26.104.100 – Definitions, see above. The proposed amendments would allow staff to address unpermitted advertisements directly with any Short-term Rental Service that hosts the advertisement, thereby increasing compliance with Aspen’s existing regulations. Staff notes that other Colorado municipalities have implemented similar code language, and that municipalities are supported by Colorado state law in doing so. 112 First Reading - Ordinance #08, Series of 2025 STR Land Use Code Amendments Page 7 of 9 Staff collaborated with major STR services to develop these proposals and assess their feasibility for implementation. ADVISORY BODY RECOMMENDATIONS: Historic Preservation Commission (HPC) Recommendation At an HPC meeting on August 13, 2025, staff presented a summary of the proposed changes to the Commission. At meeting time, staff had yet to receive direction from Council regarding policy changes to the R/MF Zone District, so the topic was mentioned to HPC, however no options for changes were presented to the Commission. After review of staff’s presentation, memorandum, draft code amendments, and consideration of the changes proposed for the STR program, HPC approved Resolution #08, Series of 2025, by a four-zero (4-0) vote, recommending Council consideration and approval of amending Section 26.530 Short Term Rental Regulations and 26.104.100 Definitions, with an amended motion to recommend to City Council that the R/MF Zone District caps remain “as is and unchanged” (Exhibit C). Planning and Zoning Commission (P&Z) Recommendation At a P&Z meeting on August 20, 2025, staff presented the same information as was presented to the HPC. Again, at the time of this meeting staff did not have Council direction for changes to the R/MF cap policy, so staff summarized the topic for P&Z but did not present options for amendments. Conversation among Commissioners highlighted what some members expressed to be a lack of necessary information about permit utilization in the R/MF Zone District. Several commissioners were discouraged to learn that STR customers are not currently required to report the number of nights their properties are rented and expressed a desire to implement collection of that data to aid in determining future permit utilization rates across permit types and zone districts. To date, staff has not been directed to collect this data, and instead primarily uses tax remittance to create estimates of permit utilization. After review of staff’s presentation, memorandum, draft code amendments, and consideration of changes proposed for the STR program, P&Z approved Resolution #08, Series of 2025, by a four-three (4-3) vote, recommending Council consideration and approval of amending Section 26.530 Short-term Rental Regulations and 26.104.100 Definitions. 113 First Reading - Ordinance #08, Series of 2025 STR Land Use Code Amendments Page 8 of 9 P&Z did not offer a formal recommendation on the R/MF cap policy, citing a lack of data on which to base their recommendation, and formally requested that Council direct staff to begin collecting “pertinent information such as [permit] utilization rates in the future” (Exhibit D). CONCLUSION AND NEXT STEPS: As a response to STR activity and related community sentiment, Council implemented significant regulatory changes for STRs in 2022. The current code amendment proposals represent the first phase of ongoing refinement to those initial regulations. Future revisions will be informed by evolving data and continued assessment of Aspen's STR environment. It is up to staff and Council to proactively monitor program outcomes and incorporate community feedback as we continue to navigate this relatively new territory. These amendments reflect the City’s dedication to meeting the needs of Aspen residents and the broader community while balancing diverse stakeholder interests. Following the incorporation of any changes or additional information requested by Council at First Reading, staff intends to conduct stakeholder outreach and return to Council in October 2025 for a Second Reading of Ordinance #08, Series of 2025. FINANCIAL IMPACTS: N/A ENVIRONMENTAL IMPACTS: N/A ALTERNATIVES: N/A RECOMMENDATIONS: Staff recommends that City Council consider the amendments proposed. At First Reading, City Council will be given the opportunity to ask questions and discuss the merits of the proposed code provisions. Staff will be prepared to provide responses during the First Reading discussion or to bring any additional requested information back to City Council for Second Reading. 114 First Reading - Ordinance #08, Series of 2025 STR Land Use Code Amendments Page 9 of 9 Staff recommends that Council approves Ordinance #08, Series of 2025, on First Reading. CITY MANAGER COMMENTS: EXHIBITS Ordinance #08, Series of 2025 A – Policy Resolution #077, Series of 2025 B – Redlined Code Amendment Proposals C – HPC Resolution #008, Series of 2025 D – P&Z Resolution #009, Series of 2025 115 Ordinance #08, Series of 2025 STR Land Use Code Amendments Page 1 of 5 ORDINANCE #08 SERIES OF 2025 AN ORDINANCE OF THE ASPEN CITY COUNCIL ADOPTING AMENDMENTS TO THE LAND USE CODE RELATED TO SECTION 26.104.100, DEFINITIONS, AND SECTION 26.530, SHORT-TERM RENTAL REGULATIONS FOR THE PURPOSE OF STREAMLINING SHORT-TERM RENTAL PERMIT APPLICATIONS AND INCREASING COMPLIANCE WITH EXISTING REGULATIONS. WHEREAS, the City of Aspen (the “City”) is a legally and regularly created, established, organized and existing municipal corporation under the provisions of Article XX of the Constitution of the State of Colorado and the home rule charter of the City (the “Charter”); and, WHEREAS, the zoning and land use powers conferred upon the City by the State of Colorado as a Home Rule Municipality empower the City to manage land use to ensure the public health, safety, and welfare; and, WHEREAS, the City of Aspen currently regulates land uses within the City limits in accordance with the Aspen Land Use Code (hereinafter "Land Use Code"), Title 26 of the Aspen Municipal Code, adopted pursuant to its Home Rule Constitutional authority and the Local Government Land Use Control Enabling Act of 1974, as amended, §§29-20-101, et seq. C.R.S; and, WHEREAS, the Land Use Code requires periodic amendments to ensure it supports compliance with adopted City policy, is aligned with the community vision, and bolsters administrative oversight; and, WHEREAS, during a regular meeting on June 28, 2022, City Council approved Ordinance #09, Series of 2022 at Second Reading by a unanimous affirmative vote, establishing a robust set of regulations governing the licensing, permitting, capping, inspecting, enforcing, and creation of a new fee structure for services performed for Short-term Rentals (STRs); and, WHEREAS, during a Work Session on February 24, 2025, staff updated City Council on the STR program, and during that meeting received majority direction from City Council to proceed with exploring policy updates for administrative topics and future policy related topics related to streamlining STR permit application requirements, increasing compliance with existing regulations, providing exemptions for unique circumstances unaccounted for in the current STR regulations, and the R/MF Zone District permit cap number; and, WHEREAS, pursuant to Section 26.310.020(B)(2), during a duly noticed public hearing on June 24, 2025, the City Council approved Policy Resolution #077, Series of 2025, by a five to zero (5-0) vote, requesting a code amendment to the Land Use Code for Section - 26.104.100, Definitions and Chapter - 26.530, Short-term Rental Regulations; and, 116 Ordinance #08, Series of 2025 STR Land Use Code Amendments Page 2 of 5 WHEREAS, on August 25, 2025, during a Work Session, Council gave staff direction to remove the R/MF Zone District permit cap number topic from the policy updates; and, WHEREAS, amending the Land Use Code as described below will ensure the ongoing effectiveness, coordination, and viability of the regulations within the City of Aspen Land Use Code; and, WHEREAS, at a regular meeting on August 13, 2025, the Historic Preservation Commission considered the amended code, and reviewed staff’s memo, and by a four to zero (4 - 0) vote approved Resolution #08, Series of 2025, recommending Council consideration and approval of Ordinance #08, Series of 2025; and, WHEREAS, at a regular meeting on August 20, 2025, the Planning and Zoning Commission considered the amended code, and reviewed staff’s memo, and by a four to three (4 - 3) vote approved Resolution #09, Series of 2025, recommending Council consideration and approval of Ordinance #08, Series of 2025; and, WHEREAS, the Aspen City Council finds that this Ordinance furthers and is necessary for the promotion of public health, safety, and welfare; and, NOW, THEREFORE BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF ASPEN, COLORADO THAT: Section 1: Section - 26.104.100 - Definitions Section - 26.104.100 – Definitions, shall adopt and define the following two terms for further coordination with the STR Chapter and as redlined in Exhibit A: Act of Nature. An accident or other natural event caused without human intervention that could not be prevented by reasonable foresight or care. Examples include fires, floods, landslides, avalanches, or other unforeseen natural events. Short-term Rental Service. A person or company that operates a website or any other digital or print platform that provides a means through which a property owner or their representative may offer a residential property or dwelling unit, or portion thereof, for short-term rentals, and from which the person or company financially benefits. Section 2: Chapter - 26.530 - Short-term Rental Regulations City Council approves the following objectives for code amendments within Chapter 26.530 – Short-term Rental Regulations, and as redlined in Exhibit B: 1. Streamline the STR permit application process and provide increased clarity and detail around application requirements. a. Modify the public notice requirements for new STR permit applications when the property is in a zone district that does not have a cap on the number of 117 Ordinance #08, Series of 2025 STR Land Use Code Amendments Page 3 of 5 available STR permits. Updated requirements would remove the mailing notice and require a poster notice only (Section 26.530.040 - Permit Procedures and Standards). b. Eliminate the requirement for a signed letter from a property’s Homeowner’s Association (HOA) on annual STR permit renewal applications (Section 26.530.040 - Permit Procedures and Standards). c. Add language to specify that STR permit renewal applications must be complete to be accepted by the City (Section 26.530.040 - Permit Procedures and Standards). d. Add language stating that falsification of information on STR permit applications is against municipal law (Section 26.530.060 - Enforcement). 2. Provide exemptions for unique circumstances that are not accounted for in current STR regulations. a. Modify the tax filing requirement to provide a one-time exemption for permittees with active building permits. Provide an additional exemption to the tax filing requirement for “act of nature” emergencies (Section 26.530.040 - Permit Procedures and Standards), see Section 1, above. b. Modify the non-transferability clause to provide an exemption in the case of permittee death or permittee’s divorce, whereby a deceased’s STR permit may be transferred to a person designated on the permittee’s estate planning documents or an STR permit may be transferred due to a change in property ownership pursuant to a divorce decree (26.530.030 - Permitting Requirements and 26.530.040 - Permit Procedures and Standards). c. Create a fourth Short-term Rental Temporary (STR-T) permit type that allows a new property owner to honor STR booking agreements made by the previous property owner for a period of not more than three (3) months after the sale of the property has occurred (26.530.030 - Permitting Requirements, 26.530.040 - Permit Procedures and Standards, 26.530.050 - Occupancy and Operational Standards). 3. Increase compliance with and provide additional avenues for enforcement of existing STR advertising requirements. a. Add definition for “Short-term Rental Service” (26.104.100 - Definitions), see Section 1, above. 118 Ordinance #08, Series of 2025 STR Land Use Code Amendments Page 4 of 5 b. Create a new code subsection that clearly outlines existing permittee advertising requirements in addition to Short-term Rental Service advertising requirements (26.530.050 - Occupancy and Operational Standards). c. Add language requiring Short-term Rental Services to take down advertisements of STRs located within the City of Aspen that do not comply with the City’s STR advertising requirements (26.530.050 - Occupancy and Operational Standards). d. Add language requiring Short-term Rental Services to enable a mandatory permit number field on STR advertising templates for properties in the City of Aspen, where applicable (26.530.050 - Occupancy and Operational Standards). e. Correct the misspelling of “complaint” (26.530.060 - Enforcement). Section 3: Any scrivener’s errors contained in the code amendments herein, including but not limited to mislabeled subsections or titles, may be corrected administratively following adoption of the Ordinance. Section 4: This ordinance shall not affect any existing litigation and shall not operate as an abatement of any action or proceeding now pending under or by virtue of the resolutions or ordinances repealed or amended as herein provided, and the same shall be conducted and concluded under such prior resolutions or ordinances. Section 5: If any section, subsection, sentence, clause, phrase, or portion of this resolution is for any reason held invalid or unconstitutional in a court of competent jurisdiction, such portion shall be deemed a separate, distinct and independent provision and shall not affect the validity of the remaining portions thereof. Section 6: A public hearing on this ordinance was held on the XXth day of XX 2025, at a regular meeting of the Aspen City Council commencing at 5:00 p.m. in the City Council Chambers, Aspen City Hall, Aspen, Colorado. INTRODUCED, READ, AND ORDERED PUBLISHED as provided by law, by the City Council of the City of Aspen on the 30th day of September 2025. ATTEST: _____________________________ ____________________________ Nicole Henning, City Clerk Rachael Richards, Mayor 119 Ordinance #08, Series of 2025 STR Land Use Code Amendments Page 5 of 5 FINALLY, adopted, passed and approved this XXth day of XX 2025. _______________________________ Rachael Richards, Mayor ATTEST: APPROVED AS TO FORM: _______________________________ ______________________________ Nicole Henning, City Clerk Katharine Johnson, City Attorney EXHIBITS A – Section 26.104.100 – Definitions Redlines B – Chapter 26.530 – Short-term Rental Regulations Redlines 120 Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 1 of 1 Chapter 26.104 – GENERAL PROVISIONS Sec. 26.104.100. Definitions. As used in this Code, unless the context otherwise requires, the following terms shall be defined as follows: Act of Nature. An accident or other natural event caused without human intervention that could not be prevented by reasonable foresight or care. Examples include fires, floods, landslides, avalanches, or other unforeseen natural events. Short-term Rental Service. A person or company that operates a website or any other digital or print platform that provides a means through which a property owner or their representative may offer a residential property or dwelling unit, or portion thereof, for short-term rentals, and from which the person or company financially benefits. Exhibit A 121 Title 26 - LAND USE REGULATIONS PART 500 - SUPPLEMENTARY REGULATIONS Chapter 26.530. SHORT-TERM RENTAL REGULATIONS Aspen, Colorado, Municipal Code Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 1 of 12 Chapter 26.530. SHORT-TERM RENTAL REGULATIONS 1 Sec. 26.530.010. Purpose. The purpose of this Chapter is to regulate short-term rentals (STRs) as a land use within the City of Aspen. STRs are an important component of the City's lodging bed base, support a vibrant tourist economy, and provide real property owners with STR permits significant financial benefit. STRs influence property value and occupancy patterns of residential dwelling units. STRs influence neighborhood character by introducing commercial lodging uses in residential neighborhoods. STRs require services and infrastructure to operate. STRs further reduce the potential availability of long-term rental housing to support the local economy and community. STRs require regulation as a distinct land use to ensure the health, safety, peace, and welfare of the community through the application of zoning police powers. The following regulations support the operation of STRs balanced with community policies related to housing, development, growth management, and a sustainable economy as described in the Aspen Area Community Plan. (Ord. No. 9-2022, § 4, 6-28-2022) Sec. 26.530.020. Applicability. (a)This Chapter applies to all STRs in the City of Aspen. STRs are required to obtain a permit in accordance with their type and operation as defined in this Section. STRs operating without a permit are subject to enforcement as defined in Section 26.530.060, Enforcement. (b)It shall be unlawful for any person, whether a principal or agent, clerk, or employee, either for him or herself, or for any other person for anybody, corporation or otherwise, to lease or operate an STR without first obtaining an STR permit in accordance with the provisions and procedures of this Section. (Ord. No. 9-2022, § 4, 6-28-2022) Sec. 26.530.030. Permitting requirements. (a)Permits. Any property rented as an STR shall require a permit to operate. Permits shall be approved, approved with conditions, or denied by the Community Development Director based on the following criteria: (1)Permittee. Permits shall only be issued in the name of one (1) natural person who has an ownership interest in the property for which the permit is issued ("Permittee"). (2)Permit Number. STR permits are issued a unique permit number. That permit number shall be clearly displayed in all advertising and listings of the STR, including but not limited to all digital and print advertising. The permit number must be listed in the STR, along with permittee and/or qualified 1Editor's note(s)—Prior to the reenactment of Chapter 26.530 by Ordinance No. 9-2022, § 1, adopted June 28, 2022, said chapter was repealed by Ordinance No. 14-2007 § 1. Former Chapter 26.530 pertained to the resident multi-family replacement program and was derived from Ordinance No. 40-2002 § 2 as amended by Ordinance No. 51-2003 § 1. Exhibit B 122 Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 2 of 12 owner's representative and emergency contact information as part of the in-unit Community Messaging Program described in the STR Program Guidelines. (3)Permit Application Contents. The following information is required for STR permit applications: the owner(s) of the property, the name and contact information of the proposed permittee; if title to the subject property is held by a corporation, partnership, association, or company, the name and contact information of any officer, director or stockholder holding ten (10) percent or more of the interests in the corporation, partnership, association, or company; the property address, Pitkin County parcel identification number; Pitkin County owner name; number of bedrooms and pillows in the unit in its largest configuration; size of heated area of the STR residence, and all previous notices of code violations or complaints filed against the property. (4)Licensing. STRs are required to maintain a City of Aspen Business License and are required to remit lodging and sales tax in accordance with Municipal Code regulations and Finance Department policies. The STR-Program Guidelines include details about licensing and tax compliance standards and procedures. (5)Non-Transferability. Commencing October 1, 2022, STR permits shall be granted only for the property for which it is issued and solely to the permittee to whom it is issued. The permit shall not be transferable to any other person, legal entity, or residential address, with limited exemptions considered in the event of the divorce or death of the permittee as outlined in 23.480.040(d-e), Exemptions. If the property is owned by a partnership, corporation, association or company, a transfer shall be deemed to occur if the permittee transfers his or her interest in the property to a third-party individual or entity or if more than ten (10) percent of the partnership, corporation, association, or company is transferred to a third-party individual or entity, even if the permittee retains an ownership interest in the property. Upon such transfer of ownership, the permit shall be deemed terminated and revoked and the new owner of the property shall be required to apply for a new STR permit if it wishes to continue the use of the property as a vacation rental. The STR permit shall include a non- transferability clause and notice that the permit shall be deemed terminated and revoked automatically upon the sale or change of ownership of the property for which a permit has been issued, as described herein. i.Exemptions to Non-Transferability. If the property qualifies for a real-estate transfer tax exemption under 23.48.040(d) due to a change in ownership pursuant to a divorce decree, or under 23.48.040(e) due to a transfer of title or change of interest in the property by reason of the permittee’s death, will, or decree of distribution, then the permit may be transferred. The property must first be granted an exemption under section 23.48.040(d) or (e) before the permit may be transferred. Expired STR permits shall not be transferred in any instance. The party to whom the permit is transferred must qualify under all other applicable sections of this code. (b)Permit Types. STRs shall be eligible for one (1) of three (3)four (4) permit types: Short-term Rental Classic, Owner-Occupied Short-term Rental, or Lodging Exempt Short-term Rental, or Short-term Rental Temporary. The ability to obtain an STR permit is conditioned upon the permittee’s consent of the eligibility, requirements, and standards for each permit type as follows: (1)Short-term Rental Classic (STR-C). This permit is issued only to residential units located in eligible zones and the approved use of which is not a Lodge use. (Condo-hotel properties must apply for a Lodging- Exempt STR permit.) a.STR-C permits shall be renewed annually and are assessed an annual permit fee in accordance with Section 26.530.0870, Fees. 123 Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 3 of 12 b. STR-C permits are subject to the life-safety standards and the operational standards described in this Chapter and the STR Program Guidelines. c. There is no annual limit on the number of nights an STR-C permittee may operate the STR unit. Bedrooms, lock-offs, or portions of the residential unit, in addition to the whole residential unit, may be rented. Occupancy for the unit is limited by the standards described in Section 26.530.050. (2) Owner-occupied Short-term Rental (STR-OO). This permit is issued only to owner-occupied residential units, where the property is the primary residence of the permittee. Part 700 of this Title describes the zone districts where STRs are a permitted use. a. STR-OO rental permits shall be renewed annually and are assessed an annual permit fee in accordance with Section 26.530.0870, Fees. b. STR-OO are subject to the life-safety standards and the operational standards for STRs described in this Chapter and the Program Guidelines, and upon application for STR-OO permit, the applicant who must have provide two (2) of the following valid documents indicating that the STR is the applicant's primary residence: i. valid Colorado driver's license; ii. valid motor vehicle registration; iii. voter registration; iv. Federal or state tax return; or v. other legal documentation deemed sufficient by the Community Development Director which is pertinent toward establishing principal residence. (3) Lodging Exempt Short-term Rental (STR-LE). Lodges and condo-hotels which meet the definition of Lodge are eligible for STR-LE permits. a. For eligible properties, only one (1) permit is required for all units under management. b. In addition to the limitations of the definition of Lodge and/or Condo-hotel, Lodging Exempt eligible properties must offer STR units under a unified brand and marketing model where individual ownership of units is secondary to the central brand of the property. c. Lodging Exempt permittees must submit an affidavit attesting to their eligibility. d. STR-LE permits must be renewed annually and are assessed an annual permit fee in accordance with Section 26.530.0870, Fees. To ensure ongoing eligibility for the STR-LE permit, permittees are subject to the Lodging Occupancy Auditing regulations in Section 26.575.210. (4) Temporary Short-term Rental (STR-T). This permit is issued only to residential units in eligible zones and for the sole purpose of allowing new property owners to accommodate STR reservations made by the previous owners for limited dates after the property’s sale. a. STR-T permits are valid for a maximum of ninety (90) days from the date of issuance and are not eligible for renewal after the permit expiration date. b. STR-T permits are assessed a one-time administrative permit fee in accordance with Section 26.530.080, Fees. c. STR-T permit applications must be submitted within fifteen (15) days of the date of transfer of property ownership. Proof of purchase or ownership transfer must be provided with the application for an STR-T permit. A list of all existing STR reservations made prior to the property sale must be provided with the application for an STR-T permit. 124 Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 4 of 12 d. STR-T permittees may not accept any new STR bookings for the duration of the STR-T permit. e. STR-T permits are subject to public notice requirements in Section 26.304.060(e)(3)b. Manner of Notice. Proof of notice is required with each STR-T permit application. A waiting period during the posted notice and prior to permit issuance is not required. f. STR-T permits are subject to the life-safety standards and the operational standards described in this Chapter and the STR Program Guidelines. g. Advertising short-term rentals at an STR-T property is not permitted. All short-term rental advertisements for an STR-T property shall be deactivated, removed, or otherwise made unavailable to prospective customers. h. Failure to comply with the STR-T permit requirements is a violation of the municipal code and subject to fines and penalties as stated in 26.530.070 Enforcement. (c) Zoning Limitations. STR-C permits are limited by number in residential zone districts. Refer to Part 700 of this title for permitted uses by zone to assess where STR-Cs are permitted. In zones where STR is not a permitted use, it is a prohibited use. (1) STR-C permits are limited by number in specific zone districts as follows: a. RR: Two (2) permits; b. R-3: One (1) permit; c. R-6: Eighty-one (81) permits; d. R-15: Forty-seven (47) permits; e. R-15A: Eight (8) permits; f. R-15B: Twelve (12) permits; g. R-30: One (1) permit; h. R/MF: One hundred ninety (190) permits; i. R/MFA: Twelve (12) permits; j. AH: Nine (9) permits; k. MU: Thirty-nine (39) permits; l. NC: One (1) permit; m. SCI: Two (2) permits; n. SKI: Two (2) permits. (2) There is no limit to the number of STR-C permits in the following zone districts: Commercial (C-1), Commercial Core (CC), Lodge (L), Commercial Lodge (CL), Lodge Overlay (LP), Lodge Preservation Overlay (LO). (3) STR-OO are not limited by number in any allowable zone district. Refer to Part 700 of this title for zone districts where STR is a permitted use. (4) STR-LE are not limited by number in any allowable zone district. Refer to Part 700 of this title for zone districts where STR is a permitted or prohibited use. (5) STR-T are not limited by number in any allowable zone district. Refer to Part 700 of this title for zone districts where STR is a permitted or prohibited use. (Ord. No. 9-2022, § 4, 6-28-2022) 125 Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 5 of 12 Sec. 26.530.040. Permit procedures and standards. Prior to the issuance of an STR permit, the permit application will be reviewed for compliance with the following standards. (a) Zoning Compliance. All STR permits must comply with zoning regulations for the zone district in which they are located. STR permit applications shall include the Parcel Identification Number and residential address including unit number for the property to ensure compliance with underlying zoning. Zone district STR regulations, including permitted uses and cap limitations, may change over time per City Council action. Possession of an STR permit does not supersede compliance with zone district STR regulations. (b) Life-safety Compliance and Inspection. (1) Required Noticing. All new STR-C and STR-OO applicationsnts for properties located in zone districts with caps on the number of permits shall comply with neighborhood noticing requirements per Section 26.304.060(e)(3)b.—c., Manner of Notice. New STR-C and STR-OO applications for properties located in zone districts without caps on the number of permits shall comply with neighborhood noticing requirements per Section 26.304.060.(e)(3)b, Manner of Notice. All STR-T applications shall comply with neighborhood noticing requirements per Section 26.304.060(e)(3)b, Manner of Notice. STR-LE applications are exempt from this provision. (2) Inspections. By signing and submitting an STR permit application, and subsequently being granted a permit, the owner(s) of the property shall consent to inspections of the property by City of Aspen personnel and their agents for the purpose of determining compliance with City Codes, Regulations and Laws. No inspection will be made without first giving the permittee and, if applicable, the qualified owner's representative, forty-eight (48) hours' notice of the inspection. (3) Life-Safety. STRs are required to comply with all applicable life-safety standards in Municipal Code Title 8 and the STR Program Guidelines, as amended from time to time. Life-safety standards includinginclude: fire suppression, occupancy limitations, mechanical codes, emergency contacts and procedures, and inspections. (c) Qualified Owner's Representative. Permittees who cannot meet requirement for regulatory compliance, in-person service, emergency response and other regulations in this title may designate a qualified owner's representative. A qualified owner's representative shall be a natural person residing in the Roaring Fork River Drainage area situated in Eagle, Pitkin, Garfield or Gunnison Counties, or within the Colorado River Drainage area from and including the unincorporated No Name area to and including Rifle. The qualified owner's representative is designated by the permittee who is the property owner as the point of contact for the permitted STR. For permittees that designate a qualified owner's representative, the qualified owner's representative shall be responsible for responding to tenant and City inquiries, complaints, enforcement actions, and other on-site needs. (1) If a qualified owner's representative is designated for an STR, the qualified owner's representative must have a City of Aspen business license. The qualified owner's representative shall be listed on the STR permit for the property including the qualified owner's representative's name, entity or company name, telephone number, email address, and physical address. (2) STR permittees who designate a qualified owner's representative are liable for compliance with applicable Land Use Code and Municipal Code regulations. The qualified owner's representative is not legally liable for violations of this Section or compliance with applicable Municipal Code regulations but is responsible for notifying the permittee when a violation has occurred. 126 Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 6 of 12 (3) The name, address, and telephone number(s) of the qualified owner's representative, as shown on the STR permit, shall be made available to the Community Development Department, the Aspen Police Department, and the Aspen Fire Protection District. Any change to the qualified owner's representative or permittees' contact information shall be promptly furnished to the City of Aspen via a revised STR permit application within ten (10) days. Failure of the permittee to provide or update the qualified owner's representative contact information to the City shall constitute an enforcement violation subject to actions and penalties as described in Section 26.530.0760, Enforcement. (4) The permittee, or if designated, the qualified owner's representative, shall be available twenty- four (24) hours a day, year-round to ensure that the property is maintained and operated as required by Land Use Code standards and the STR Program Guidelines. The permittee, or if designated, the qualified owner's representative, shall respond to service or compliance inquiries from occupants and City officials, and shall be available to be at the property within two (2) hours in an emergency. Failure of the permittee, or if designated, the qualified owner's representative, to respond to a call from a tenant or the Community Development Director within twenty-four (24) hours shall result in an enforcement violation subject to actions and penalties as described in Section 26.530.0760, Enforcement, against the permittee. (d) Permit application, fees, issuance, renewal, revocation, and abandonment. (1) Application. Permit applications shall be received and processed on a first come, first served basis. The Community Development Director shall deem applications complete based on the requirements of this Chapter and the standards in the STR Program Guidelines. Only complete STR permit applications shall be accepted and reviewed. An application shall only be deemed complete when all information, tasks, and administrative fee payments required for the application have been submitted by the applicant and received on a date certain by the City of Aspen. (2) Fee payment. Permit fees shall be remitted at the time of permit application and cover the cost of processing the application. Application fees are non-refundable. (3) Neighborhood noticing. Upon application for a new STR-C or STR-OO permit for a property located in a zone district with a cap on the number of allowable permits,, the applicant shall provide neighborhood noticing in accordance with Section 26.304.060(e)(3)b.—c. Manner of Notice. Upon application for a new STR-C or STR-OO permit for a property located in a zone district without a cap on the number of allowable permits, the applicant shall provide neighborhood noticing in accordance with Section 26.304.060(e)(3)b, Manner of Notice. Upon application for a new STR-T permit, the applicant shall comply with neighborhood noticing requirements in Section 26.304.060(e)(3)b, Manner of Notice. Annual STR permit Ppermit renewals do not require neighborhood noticing. Permits shall be approved, approved with conditions, or denied following the notice period. STR-LE are exempt from this provision. (4) HOA compliance. New STR Ppermit applications for residential properties which are in a Homeowners Association (HOA) must include HOA approval for the applicant to operate an STR in the form of a signed letter, including telephone and email contact information for the HOA, with the permit application. Annual STR permit renewals do not require updated HOA approvals. Permittees shall notify the City of Aspen if any HOA approvals change regarding short-term rentals at any point during the life of an active permit. (5) Issuance. Permits shall be approved, approved with conditions, or denied within twenty-one (21) working days of the closure of the notice period described above. The Community Development Director may issue permits with conditions based on review of the permit application and public 127 Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 7 of 12 comment. The review and issuance period for individual permit applications may be extended at the direction of the Community Development Director. (6) Waitlist. Once the permit limit is reached for each zone district, applicants will be placed on a waitlist for the next available permit in the order in which the application was received. A waitlist applicant shall be a natural person. The residential address included in the waitlist application must match the residential address for which the subsequent permit is issued. Applicants who sell the property for which the permit is sought shall be removed from the waitlist. As permits become available, waitlist applications shall be reviewed and approved, approved with conditions, or denied. If the property has been found in violation of this Chapter during the waitlist period, the application shall be denied and the property shall be removed from the waitlist. (7) Renewal. STR permits shall be renewed annually in accordance with the procedures in the STR Program Guidelines. Only complete STR permit renewal applications will be accepted for annual STR permit renewal. An application shall only be deemed complete when all information, tasks, and administrative fee payments required for the application have been submitted by the applicant and receipt can be confirmed by the City of Aspen. Failure to renew a permit within fourteen days (14) of the permit expiration date shall result in the abandonment of the permit. STR-T permits are not eligible for renewal and become abandoned upon the permit expiration date. (8) Tax filing. STRs must be occupied by a short-term renter a minimum of once per year, as shown in tax filings to be eligible for renewal. Permits with one (1) year of zero tax filings from the date of permit issuance or renewal will be considered abandoned and be processed in accordance with the standards in this Chapter. STRs that are under construction or that endure an act of nature emergency may be eligible for an exemption from this provision. (i) Building Permit Exemptions. Permittees may apply for a one-time exemption from the tax filing requirement if the STR is uninhabitable due to construction and an active building permit is issued to the STR property. To request a building permit exemption, the permittee must notify the Community Development Director within 30 days of the issue date of the building permit. Building permit exemptions are granted at the discretion of the Community Development Director with proof of a valid building permit. (i)(ii) Act of Nature Exemptions. Permittees may apply for an exemption from the tax filing requirement if an act of nature, as defined in 26.104.100 Definitions, renders the STR uninhabitable. To request an act of nature exemption, the permittee must notify the Community Development Director within 30 days of the act of nature incident. Act of nature exemptions are granted at the discretion of the Community Development Director with sufficient proof of uninhabitability from the permittee’s homeowner’s insurance. (9) Abandonment. STR-C and STR-OO permits shall be valid for one (1) year from the date of issuance and shall be renewed annually. Failure to renew a permit in accordance with the STR Program Guidelines will result in the abandonment of the permit. STR permits may be abandoned by permittees at any time by notifying the Community Development Director of the intent to abandon the permit. Abandoned permits will be made available to the next applicant on a first- come, first-served basis or the next applicant on the waitlist for that zone district in accordance with the STR Program Guidelines. STR-LE and STR-T permits are exempt from this provision. 128 Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 8 of 12 (10) Revocation. STR permits may be revoked by the Community Development Director for any of the following reasons: three (3) violations of the requirements of this Chapter and applicable Municipal Code standards as described in the STR Program Guidelines, failure to rent the property during the term of the permit, failure to pay STR taxes and fees, or violations of the requirements of this Section. (Ord. No. 9-2022, § 4, 6-28-2022) Sec. 26.530.050. Occupancy and operational standards. Prior to the issuance of an STR permit, the permit application will be reviewed for compliance with the following standards. (a) Occupancy limits and unit size. STRs arec limited to a total occupancy of two (2) occupants per bedroom plus two (2) additional occupants, and studios are limited to a total occupancy of two (2) occupants plus one (1) additional occupant. Permit applications are required to list the number of bedrooms in the unit at its largest configuration. STRs may be inspected for accuracy of bedroom count on the permit application and for compliance with these occupancy requirements. For the purpose of establishing unit occupancy, a studio shall have an occupancy of two (2) occupants plus one (1) additional occupant. Occupancy for each STR shall be included in all STR advertising, the in-unit messaging, and permit on display in each permitted STR. Bedrooms, lock-offs, or portions of the residential unit, in addition to the whole residential unit, may be rented. (b) Annual rental night limits. STR-OO are limited to one hundred twenty (120) short-term rental nights per year from the date of permit issuance. There is no annual limit on the number of nights per year an STR-C, STR-LE, or STR-T can be rented. There is no annual limit on the number of nights per year an STR-LE can be rented. (c) Good neighbor guide. STRs are required to operate in accordance with all applicable Municipal Code regulations protecting the health, safety, and peace of the community and supporting the maintenance of community character and values. STR owners and permittees are required to assist STR occupants in being 'good neighbors' by recognizing their obligation to followingfollow the rules and customs of the community. To support these community goals, the Community Development Department maintains the Short-term Rental Program Guidelines, Good Neighbor Guide, and collaborates with non- governmental organizations to promote good neighbor behavior by visitors. (1) STR-C and STR-OO permittees, and if designated, their qualified owner's representatives must comply with the policies described in the City of Aspen Good Neighbor Guide and must provide that information at all times to occupants of the unit. (2) In-unit messaging is essential to assisting STR occupants in supporting the City's good neighbor policies, ensuring STRs in neighborhoods support community character, and assisting in the promotion of Aspen's community character. The following notices shall be posted in a conspicuous location inside the rental unit: i. A copy of the STR-C or STR-OO permit; ii. A copy of the STR business license and business number; iii. The name, address, and telephone number(s) of the permittee or qualified owner's representative; iv. A statement which reads: Occupants shall comply with the City's Noise Ordinance; v. The location of the required parking spaces; 129 Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 9 of 12 vi. Wildlife protection policy; vii. The location of the fire extinguisher; viii. Information on the trash, recycling, and composting programs including: a. Solid waste pickup schedules; b. Guidelines on living with wildlife and instructions for operating wildlife containers; and c. A notice that trash and recycling containers must be stored indoors except between 6:00 a.m. and 6:00 p.m. on the day of scheduled trash or recycling pickup, where they may be placed at the curbside or in alleys; ix. City of Aspen emergency services information and contact information; x. The City of Aspen's Good Neighbor Guide. (d) Adoption of and compliance with STR program guidelines. The City Council hereby adopts the Short- term Rental Program Guidelines. The Community Development Department shall keep the STR Program Guidelines on file and make the guidelines available to STR permittees, and if applicable, qualified owner's representatives. These guidelines set forth the standards, procedures, and supplemental information necessary for the operation of an STR within the City of Aspen. The Community Development Director may use the guidelines as a basis for enforcement actions in accordance with the requirements of this Chapter. The Guidelines may be updated, amended, and expanded from time to time by City Council Resolution. (Ord. No. 9-2022, § 4, 6-28-2022) Sec. 26.530.060. STR Advertising Requirements. Permittees shall be responsible for ensuring that all advertisements for the STR property comply with the requirements in this Chapter. Short-term rental services shall be responsible for ensuring that all advertisements for STRs within the City of Aspen comply with the advertising requirements in this Chapter. Following the issuance of an STR permit, the permittee and all short-term rental services will be reviewed for compliance with the following standards. (a) Permittee Advertising Requirements. The STR permittee and if designated, the qualified owner’s representative, shall ensure that any and all advertisements for the STR property list the valid City of Aspen STR permit number and maximum occupancy for the property in all listings that advertise or allow bookings for short-term rentals of the property. (1) The STR permit number, as found on the City of Aspen STR permit issued to the permittee, must always be visible on any STR advertisement. The permittee shall include the permit number in the advertisement title, the advertisement description, or the designated permit number field of the advertisement. (2) Maximum occupancy for the STR, as found on the City of Aspen STR permit issued to the permittee, must always be visible on any STR advertisement. The permittee shall include the maximum occupancy in the advertisement title, the advertisement description, or the designated occupancy field of the advertisement. (3) Properties on waitlists for STR-C permits shall not be advertised for short-term rentals unless or until a valid STR permit is issued to the property owner. If a waitlisted property has been found in violation of this section during the waitlist period, the application shall be denied and the property 130 Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 10 of 12 shall be removed from the waitlist. (4) STR-T properties shall not be advertised for short-term rentals. All short-term rental advertisements for an STR-T property shall be deactivated, removed, or otherwise made unavailable to prospective customers for the duration of the STR-T permit. (5) STR advertisements where the permit number or maximum occupancy are not listed, the maximum occupancy is inaccurate, the permit number listed is expired, abandoned, or revoked, or the property has a valid STR-T permit are subject to enforcement and penalties pursuant to 26.530.070.(c) Enforcement and Penalties, including issuance of a Notice of Violation (NOV) and/or revocation of the existing STR permit. (b) Short-term Rental Service Advertising Requirements. Pursuant to CRS 30-150-401(1)(s)(III), all short-term rental services that display short-term rental advertisements for properties in the City of Aspen shall require that each permittee or their representatives using the short-term rental service include a STR permit number issued by the City of Aspen to the property owner in any advertisement for a short-term rental on the short-term rental service platform. (1) A short-term rental service displaying advertisements for STR properties in the City of Aspen shall require that the STR property owner, permittee, or their representative include an STR permit number issued by the City of Aspen. (2) A short-term rental service shall remove any STR advertisement from the platform after receiving notification by City of Aspen that the STR permit number associated with the listing is missing, invalid, abandoned, or expired, or that the STR permit associated with the property has been revoked. The notification shall include the advertisement URL, the reason that removal of the advertisement is required, and any other identifying information available to the City of Aspen. The short-term rental service shall remove the advertisement from the platform within fourteen (14) days of receiving the notification from the City of Aspen. (3) A short-term rental service that fails to remove a STR advertisement from the platform within fifteen (15) or more days of receiving a removal notification from the City of Aspen shall be subject to enforcement and penalties pursuant to 26.530.070(c) Enforcement and Penalties. Sec. 26.530.0760. Enforcement. The City of Aspen actively enforces its STR regulations through inspections, citizen complaints, audits, and permitting. These measures ensure that STRs reinforce, not undermine, community policies and character. Active enforcement ensures that visitors who choose to stay in STRs are informed of the unique qualities of mountain living and enhance our community culture by being good visitors and acting as neighbors and community members during their stay. STR permittee, and if applicable, qualified owner's representative, play an essential role in supporting and advancing these policies and supporting the City's enforcement activities. (a) Falsifying Information. Falsifying information on an STR permit application or any related document is a violation of Municipal Code and subject to Penalties. (b) Complaints. Any valid complaint received regarding the STR property will first be referred to the permittee, and if applicable, qualified owner's representative for response and correction. The Community Development Director will follow up with any complaining party, the permittee, and if applicable, qualified owner's representative, for compliance or resolution. The permittee or qualified owner's representative must respond to all complaints or inquiries from City officials within twenty- four (24) hours and occupant complaints within two (2) hours. The City of Aspen is not responsible for complaints against a HOA, hotel, or condo-hotel's own guidelines outside of the City's code, rules and regulations. Failure to respond within twenty-four (24) hours shall result in a notice of violation and demand to cure. All valid complaints will be recorded and kept on-file including the address, permittee, 131 Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 11 of 12 permit number, business license number associated with the complaint, and the complainer's name and contact information. (b) Enforcement and Penalties. Upon receipt of a compliantcomplaint, the Community Development Department shall investigate and if it is determined there are grounds to believe a violation of this Chapter or any STR rules and regulations may have occurred, the Community Development Director may issue an Administrative Notice of Violation to the permittee. The Director shall revoke the STR permit of any permittee who receives three (3) Administrative Notices of Violation within the one (1) year permit cycle, effective upon mailing notice to the permittee's address on file. The permittee may appeal the decision to revoke the STR permit by providing notice of appeal to the Community Development Director within fourteen (14) days of the date of the decision to revoke the permit. The Administrative Hearing Officer shall hear appeals brought pursuant to this subsection (b). Appeals shall be governed by the procedures set forth in Section 26.316.030. (1) Penalty. Any permittee that violates or allows another to violate any section of this Title shall be subject to prosecution in Municipal Court and upon conviction subject to the fines and penalties set forth in Section 1.04.080. A first offense shall be punishable by a fine of no less than five hundred dollars ($500.00). Each day of any violation of this Section shall constitute a separate offense. (2) Civil Remedies. a. The City Attorney may institute injunctive, abatement, or other appropriate action to prevent, enjoin, abate or remove a violation of this Title when it occurs. The same right of action shall accrue to any property owner who may be especially damaged by violation of this Title. b. In addition to the penalties and remedies set forth herein, an STR permit shall be automatically revoked by the Community Development Director upon the third conviction of a violation of this Title by the permittee of the property subject to the permit within the one (1) year. c. Until paid, any delinquent charges, assessments, or taxes made or levied by the City pursuant to this Title shall, as of recording, be a lien against the property on which the violation has been found to exist. If not paid within thirty (30) days from the date of assessment, the City Clerk may certify any unpaid charges, assessments, or taxes to the Pitkin County Treasurer to be collected and paid over by the Pitkin County Treasurer in the same manner as taxes are authorized to be by statute together with a ten (10) percent penalty for costs of collection. Any lien placed against the property pursuant to this Chapter shall be recorded with the Pitkin County clerk and recorder. (Ord. No. 9-2022, § 4, 6-28-2022) Sec. 26.530.0870. Fees. STR permits are assessed an annual fee per unit, remitted at the time of permit application, in accordance with the following table. Annual Administrative Fee STR-Classic: $394.00 STR-Owner-occupied: $394.00 STR-Lodging Exempt: $148.00/unit STR-Temporary: $394.00 132 Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 12 of 12 Table I: Fee Schedule (Ord. No. 9-2022, § 4, 6-28-2022) Sec. 26.530.0980. Appeals. Permittees may appeal decisions made by the Community Development Director in the enforcement of this Chapter. Appeals will be heard by the Administrative Hearing Officer in accordance with Section 26.316.020(d). Appeals shall be processed in accordance with Section 26.316.030. (Ord. No. 9-2022, § 4, 6-28-2022) 133 RESOLUTION #077 SERIES OF 2025 A RESOLUTION OF THE CITY OF ASPEN CITY COUNCIL ADOPTING POLICIES AUTHORIZING AMENDMENTS TO THE LAND USE CODE RELATED TO SECTION 26.104.100 - DEFINITIONS AND SECTION 26.530 - SHORT-TERM RENTAL REGULATIONS WHEREAS, pursuant to Section 26.310.020(A), a Policy Resolution is required to initiate the process of amending the City of Aspen Land Use Code; and, WHEREAS, Section 26.104.100, Definitions; Section 26.530, Short-term Rental Regulations; and other sections of the Land Use Code, as necessary, will be proposed for amendments; and, WHEREAS, pursuant to Section 26.310.020(A), during a regular City Council meeting on December 14, 2021, City Council adopted Ordinance #026, Series of 2021, by a unanimous affirmative vote placing, a moratorium on the issuance of new short-term rental (STR) permits until September 30, 2022; and, WHEREAS, during a regular meeting on March 22, 2022, City Council adopted Policy Resolution #043, Series of 2022, directing staff to develop regulations for STRs related to zoning, good neighbor policies, operational standards, life safety standards, permitting, financials, and enforcement; and, WHEREAS, during a regular meeting on June 28, 2022, City Council approved Ordinance 09, Series of 2022 at Second Reading by a unanimous affirmative vote, establishing a robust set of regulations governing the licensing, permitting, capping, inspecting, enforcing, and creation of a new fee structure for services performed for STRs; and, WHEREAS, Ordinance #09, Series of 2022 became effective on July 29, 2022, and at the expiration of the moratorium created by Ordinance #026, Series of 2022, the City began issuing new STR permits on October 1, 2022; and, WHEREAS, during a Work Session on February 24, 2025, staff updated City Council on the STR program, and during that meeting received majority direction from City Council to proceed with exploring policy updates for administrative topics and future policy related topics related to streamlining STR permit application requirements, increasing compliance with existing regulations, providing exemptions for unique circumstances unaccounted for in the current STR regulations, and the R/MF Zone District permit cap number; and, WHEREAS, amending the Land Use Code as described below will ensure the ongoing effectiveness, coordination, and viability of the regulations within the City of Aspen Land Use Code; and, Resolution #077, Series of 2025 Land Use Code Amendments Policy Resolution Page 1 of 4 134 WHEREAS, pursuant to Section 26.310.020(B)(1), the Community Development Department, following approval of this Policy Resolution, will conduct a limited public outreach effort to inform the public, STR program participants, the Historic Planning Commission, the Planning and Zoning Commission, and members of the STR Technical Advisory Committee of the proposed updates; and, WHEREAS, pursuant to Section 26.310.020(B)(2), during a duly noticed public hearing on June 24, 2025, the City Council approved Resolution #077, Series of 2025, by a five to zero (5-0) vote, requesting a code amendment to the Land Use Code; and, WHEREAS, this Resolution does not amend the Land Use Code, but provides direction to staff for amending the Land Use Code; and, WHEREAS, the City Council finds that this Resolution furthers and is necessary for the promotion of public health, safety, and welfare. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ASPEN AS FOLLOWS: Section 1 City Council approves the following objectives for possible code amendments: 1. Streamline the STR permit application process and provide increased clarity and detail around application requirements. a. Modify the public notice requirements for new STR permit applications when the property is in a Zone District that does not have a cap on the number of available STR permits. Updated requirements would remove the mailing notice and require a poster notice only (Section 26.530.040 - Permit Procedures and Standards). b. Eliminate the requirement for a signed letter from a property's Homeowner's Association (HOA) on annual STR permit renewal applications Section 26.530.040 - Permit Procedures and Standards). c. Add language to specify that STR permit renewal applications must be complete to be accepted by the City (Section 26.530.040 - Permit Procedures and Standards). Add language stating that falsification of information on STR permit applications is against municipal law (Section 26.530.060 - Enforcement). 2. Provide exemptions for unique circumstances that are not accounted for in current STR regulations. a. Modify the tax filing requirement to provide a one-time exemption for permittees with active building permits. Provide an additional exemption to the tax filing requirement for "act of nature" emergencies. (Section 26.530.040 - Permit Procedures and Standards). Resolution #077, Series of 2025 Land Use Code Amendments Policy Resolution Page 2 of 4 135 b. Modify the non -transferability clause to provide an exemption in the case of permittee death, whereby a deceased's STR permit may be transferred to a person designated on the permittee's estate planning documents (26.530.030 - Permitting Requirements and 26.530.040 - Permit Procedures and Standards). c. Create a fourth Short-term Rental Temporary (STR-T) permit type that allows a new property owner to honor STR booking agreements made by the previous property owner for a period of not more than three (3) months after the sale of the property has occurred (26.530.030 - Permitting Requirements, 26.530.040 - Permit Procedures and Standards, 26.530.050 - Occupancy and Operational Standards). 3. Increase compliance with and provide additional avenues for enforcement of existing STR advertising requirements. a. Add definition for "Vacation Rental Service" (26.104.100 -Definitions). b. Add language requiring Vacation Rental Services to take down advertisements of STRs located within the City of Aspen that do not comply with the City's STR advertising requirements (26.530.050 - Occupancy and Operational Standards). c. Add language requiring Vacation Rental Services to enable a mandatory permit number field on STR advertising templates for properties in the City of Aspen, where applicable (26.530.050 - Occupancy and Operational Standards). d. Create a new code subsection that clearly outlines existing permittee advertising requirements in addition to Vacation Rental Service advertising requirements (26.530.050 - Occupancy and Operational Standards). e. Correct the misspelling of "complaint" (26.530.060 - Enforcement). 4. Allow for future amendments related to the R/MF Zone District. Section 2• This resolution shall not affect any existing litigation and shall not operate as an abatement of any action or proceeding now pending under or by virtue of the resolutions or ordinances repealed or amended as herein provided, and the same shall be conducted and concluded under such prior resolutions or ordinances. Section 3: If any section, subsection, sentence, clause, phrase, or portion of this resolution is for any reason held invalid or unconstitutional in a court of competent jurisdiction, such portion shall be deemed a separate, distinct and independent provision and shall not affect the validity of the remaining portions thereof. FINALLY, adopted this 24th day of J ne, Rachael ichards, Mayor Resolution #077, Series of 2025 Land Use Code Amendments Policy Resolution Page 3 of 4 136 ATTESY: APPROVED AS TO FORM: Nicole Henning, City Clerk K harme Joh City Attorney Resolution #077, Series of 2025 Land Use Code Amendments Policy Resolution Page 4 of 4 137 TO: FROM: THROUGH: MEMO DATE: MEETING DATE: RE: MEMORANDUM Mayor Torre and Aspen City Council Emmy Oliver, Lodging and Commercial Core Program Manager Ben Anderson, Community Development Director February 18, 2025 February 24, 2025 City Council Work Session Review of the Short-term Rental (STR) Program REQUEST OF COUNCIL: The purpose of this work session is to review Short-term Rental (STR) Program data, respond to Council's questions about the STR Program, and to introduce policy topics for which Council may wish to explore Land Use Code (LUC) changes. Staff requests consensus Council direction for any STR program changes the Council desires for staff to pursue. SUMMARY AND BACKGROUND: In December of 2021, following an unprecedented expansion of the Aspen STR market during Covid-19, City Council passed Ordinance #26, Series of 2021, which instated a moratorium on the issuance of new STR permits (Exhibit A, Ordinance #26, Series of 2021). The moratorium was a direct response to escalated community concerns about the proliferation of STRs. Lasting approximately ten months, the moratorium provided space for staff to closely engage with the community and Council in the development of new regulations governing STRs in Aspen. At the beginning of the moratorium, five "problem statements" were identified by Council Memo _Second Reading of Ordinance #09, Series of 2022). These problem statements guided staff's work in developing the new STR policy: 1) STRs are a land use distinct from residential and lodge uses. Yet land use regulations do not make that distinction. This results in a variety of inequities and community impacts which our current system fails to address. 2) Aspen has not sought to mitigate the impacts of STRs on employee generation and other infrastructure and service demands. 3) The community has not established review criteria to ensure basic health and safety standards for individual STRs, or to provide common expectations related to property management and guest behavior standards. 4) The scale and rapid expansion of STRs are changing the nature of important aspects of neighborhood and community character in ways that we are just beginning to understand. It is clear that some STRs are operating as commercial uses in dedicated residential zone districts. 5) STRs, particularly in multi -family developments, have accelerated the transition of many housing units that previously were owned or rented by working locals into de facto lodge units. The displacement of locals from these units over time is not a new trend, but STRs have brought a new scale and pace to this challenge. 138 On June 28, 2022, Council adopted the new set of STR regulations in Ordinance #09, Series of 2022 (Exhibit C, Ordinance #09, Series of 2022). Ordinance #09 established definitions for STRs, a three -permit system, caps on STR-C permit availability, permitting requirements and fee structure, occupancy and operational standards, active enforcement, and a non -transferability clause. Staff began operating under the new regulations on October 1, 2022. In addition to the new land use regulations, City of Aspen voters approved excise taxes on STR revenue as codified in Resolution #106, Series of 2022 (Exhibit D, Resolution #106, Series of 2022). The following excise tax rates became effective for all STR stays commencing on or after May 1, 2023: STR-C (investment properties): 10% excise tax STR-00 and STR-LE (primary resident and lodge properties): 5% excise tax Council requested periodic updates about program functionality. Up to now, staff have provided those updates in the form of information -only memos. This will be the first Council Work Session to discuss performance and policy topics since the launch of the program. Essential Program Data 8,000,000 7,000,000 4,8531907 6,000,000 5,000,000 4,000,000 3,000,000 2,084,035 2,383,903 z,000,000- 15009,668 1,000,000 0 STR-C STR-00 & LE 2023 1,12024 Figure A. Annual STR Excise Tax Revenue by Permit Type Figure A shows STR excise tax revenue collected in 2023 and 2024. It is important to note that that 2023 figures only reflect eight (8) months of collections, and that December 2024 figures reflect unaudited collections and are still subject to change. STR-00 and STR-LE figures are combined because the tax rate is 5% for each of those permit types. STR excise tax revenue collected in 2023 totals $3,393,571. STR excise tax revenue collected in 2024 totals $6,937,942. STR excise tax revenue collected to date totals $10,331,513. 2 139 Housing Development Fund 7,232,059 Asset Management Plan Fund 25324,590 Iqk General Fund 774,864 Figure E. Allocation of STR Excise Tax Revenue (2023-2024 combined) Aspen voters approved at least 70% of the STR excise tax revenue to be allocated to affordable housing development, and the remaining 30% to be allocated to environmental initiatives and infrastructure maintenance and repair. Of the remaining 30% of revenue, 75% is allocated to the Asset Management Plan Fund and 25% to the General Fund. Figure B illustrates the allocation of combined tax revenue from 2023 and 2024 to these City funds to date. 500,000 4225120 400,000 $3775698 -- 300,000 2007000 1007000 0 2023 2024 Figure C. Annual Administrative Fee Revenue Figure C illustrates the administrative fee totals collected in 2023 and 2024. Administrative fees are paid by the applicant at the time a STR permit application is submitted. 3 140 City Attorney's Office 142, 648 Community Development Department 451,031 Finance Department 206,139 Figure D. Allocation of STR Administrative Fee Revenue (2023-2024 combined) Figure D shows how the administrative fees are allocated within the City organization. Revenue is split between Community Development, Finance, and the City Attorneys for staff labor. Administrative fees also offset the cost of the permitting and tax collection software utilized by customers and staff. 800 740 700 698 658 600 500 400 392 385 379 300 200 100 76 72 63 Not STR-C STR-LE STR-00 12023 i 12024 2025 Figure E. Number of STR Units from 2023-Present Figure E depicts the number of STR unit types from 2023 to present. A slight decline in all property types can be seen from 2023-2025, culminating in an 89% renewal rate for Classic properties, a 97% renewal rate for Lodging Exempt properties, and an 83% renewal rate for Owner Occupied properties. Overall, there has been an 8.9% decline in the total number of STRs since 2023. The decline can be attributed to some of the following factors: Switch to long-term rentals, Forfeiture of permits due to property sales, Attrition of permits in capped zones, and Decisions to stop renting on a short-term basis. 141 STAFF DISCUSSION: During a November 2024 Council meeting, Councilors posed a series of questions to staff about the STR program. Answers to those questions follow. Question 1: In response to the Frias Properties representative's public comments about the HOA signoff required for annual permit renewal, is there a way to simplify that process? Language requiring HOA approval was adopted in Ordinance #09, Series of 2022: "Permit applications for residential properties which are in a Homeowners Association (HOA) must include HOA approval for the applicant to operate an STR in the form of a signed letter, including telephone and email contact information for the HOA, with the permit application." (Exhibit C, Ordinance #09, Series of 2022) Currently, a signature from an HOA representative is required with each new permit application, and updated signatures are required for annual permit renewal. Annual HOA signoffs are required by staff because HOAs have been known to change their STR permissions from year to year. Certainly, if Council directs staff to adjust the HOA signoff for renewal applications, staff could explore paths to ease the burden on HOA managers and simplify the permit renewal process. Question 2: Regarding outstanding applicants in the different zone districts, help us better understand what the STR market and those seeking permits that aren't able to get them mean? Review the caps and outstanding applicants in different zones. What happens to people who apply but permits are unavailable? Ordinance #09 established limits on the maximum number of STR-C permits available in 14 of Aspen's residential -serving zone districts (Exhibit C, Ordinance #09, Series of 2022). The purpose of the limits (AKA "caps") is to curtail neighborhood impacts of STRs, limit conversion of long-term and owner -occupied housing to STRs, and distribute STR uses within appropriate zones throughout the community. Caps do not apply to STR-00 or STR-LE permits. 200 180 _ 160 140 120 - 100 _ _.n 80 60 6- 40 _ - -- 20 0 0 0 0 5 0 1 0 4 0 0 0 0 AH MU NC R/MF R/MFA R-15 R-15A R-15B R-3 R-30 R-6 RR SCI SKI Permit Cap Active Permits i # Applications on Waitlist Figure F: Permit Cap Analysis (as of 2/14/25) 5 142 Figure F illustrates the numbers of active and waitlisted STR-C accounts in all 14 (fourteen) capped zones, alongside the cap for each zone. There are currently waitlists for STR-C permits in 4 (four) of the fourteen (14) capped zones. Waitlist totals are shown by the numbers along the horizontal axis in Figure F. In 6 (six) of the 14 (fourteen) capped zones, the number of active permits is equal to the permit cap. When an STR-C permit application is received for a property in these zones, it is placed on a waitlist for the next available permit, which would be issued when an existing permit is relinquished by the owner. In 5 (five) of the fourteen (14) of capped zones, the number of active permits is less than the permit cap. STR-C permits are currently available to applicants without a waitlist in these zones. In 3 (three) out of fourteen (14) zones, the number of active permits is greater than the cap. In these zones (R/MF, R-30, and SCI), permits that predate the moratorium have not yet been reduced to the caps through attrition. Applications for STR-C permits are placed on waitlists in these zones, and new permits will be available once the number of active permits falls below the caps. 50 45 40 35 30 25 20 15 10 IN 4000 0 Oct-22 Jan-23 Apr-23 Jul-23 Oct-23 Jan-24 Apr-24 Jul-24 Oct-24 Jan-25 R-6 R-15 , R-15B R-30 --, R/M F Figure G. STR-C Waitlist Sizes, 2022-2025 Figure G illustrates the fluctuations in waitlists for STR-C permits. The R/MF waitlist, indicated by the line climbing steadily at the top half of Figure G, is the obvious outlier. Staff received twenty- 143 two (22) applications for STR-C permits in R/MF zone within the first two (2) months of the program, and the waitlist has increased to forty-six (46) applications since 2022. The R-30 waitlist has also only increased in size since 2022; there are four (4) applicants on this waitlist currently. Due to the slow rates of permit attrition in these zones, no new permits have been issued in R-30 or R/MF since 2022. Dips in the lines, as shown for R-6, R-15, and R-15B zones, indicate reductions in the waitlist size at points when permits became available to applicants in the top positions for those zones. Question 3: Regarding STR violations, how many have been issued, what are the nature of the violations, where were they located, and were they licensed? Staff follows the City's policy of progressive enforcement in responding to STR issues. In alignment with this policy, staff must first validate any alleged compliance issue before proceeding through enforcement steps. When an issue is validated, staff works with owners to educate them about how to come into compliance through a series of courtesy contacts and, if necessary, formal warnings. If the issue is not corrected after outreach and a formal warning, only then will a Notice of Violation (NOV) be issued to the property owner. The NOV is the last step in the enforcement process before a summons to court, fines, and/or jail time is imposed. 60 50 40 30 20 10 x 1 lam. 3 J ,,,,,,;;,,l... Issues Courtesy # Warnings # Notices of Identified Outreach Issued Violation Contacts Issued Figure H. STR Compliance Summary, 2022-2025 The purpose of progressive enforcement is to encourage compliance through education rather than to impose punitive measures. As shown in Figure H, only 6% of alleged compliance issues at STR properties have resulted in NOVs. A total of three (3) NOVs have been issued to property owners for STR issues. While all the subject properties have subsequently come into compliance, details of those NOVs are as follows: Two (2) for unpermitted STR use (R-6 and R/MF zones), and One (1) for improper waste disposal that resulted in a wildlife intrusion at an STR- permitted property (R-6 zone). 7 144 Nuisance No Permit - i Wildlife Intrusion Lighting Renter Complaint Waste Container HOA Approval Snow Removal Figure I. Number of STR Compliance Issues Reported, 2022-2025 The public can report STR issues directly to City staff through the Aspen 311 Connect app. Staff also utilize active measures, such as reviewing internet advertisements, to detect issues at STR properties. As shown in Figure I, of the fifty-three (53) total compliance issues identified since 2022, 26% of those issues were nuisance -related (noise and smoke). 16 14 12 10 8 6 4 0 AH R-6 L R/MF MU R-15 R-15B R-30 Figure J. STR Compliance Issues by Zone District, 2022-2025 Figure J depicts the number of compliance issues reported per zone district. 81 % of all issues were reported to have occurred in zones that are capped for STR-C permits. The majority of issues were reported for properties in the AH zone, however it should be noted that reports in AH were primarily for lighting- and nuisance -related issues at free-market properties. Question 4: How do STR tax collections compare to 2022 estimates? As mentioned previously, Aspen voters approved the STR excise tax in 2022 (Exhibit D, Resolution #106, Series of 2022). While estimating potential revenue for the first full year of the proposed tax, staff in 2022 were required to 'make many assumptions of the 2024 pool of STR permits, including: The average nightly rental rate in 2024, 145 The distribution of STR-LE, STR-00, and STR-C permits, The number of permits in uncapped zones, The pace of permit attrition in capped zones, and The economic conditions that would exist in 2024. Staff added a buffer to the estimate of revenue to reflect these and other unknown factors, as well as to limit the need to seek additional direction from voters if collections surpassed an estimate that was too low. The 2022 estimate of 2024 STIR excise tax collections combined from all three permit types was 9,140,000. The 2024 actual STIR excise tax collections totaled $6,937,942. Question 5: Should we have an equal tax rate across all rentals of less than 30 days? Could the program be more successful if we rethought some initial assumptions about tax rates? Council considered the following factors when landing on differential tax rates for the three types of STIR permits: Community sentiment, Delta in property taxation between residential and commercial properties, and Delta in housing mitigation fees paid at time of development of commercial lodge properties. Prior to the 2022 STIR tax ballot question, Frederick Polls conducted voter polling to understand voter acceptance of a new tax, the preferred taxation rate(s), and possible supported uses for the revenue. Of the 322 registered voters polled, 65% wanted investor -owned rentals (STR-C permits) to be taxed at a higher rate, while 35% of respondents wanted all STIR permits to be taxed at the same rate. This community sentiment aligned with staff and consultant recommendations for STR-LE properties, which were historically used as lodge properties and had already paid affordable housing mitigation, to be taxed at a lower rate than properties with STR-C permits. STR-00 permits, which are intended for full time residents as an occasional source of supplemental income, also fell into the lower tax category since their community impacts would be less than those of the STR-C permits. Question 6: What are we learning about what's falling through the cracks? There's a way to create 31-day lease; is there any way to evaluate how much of that is happening? What are people doing to get around our regs? Short-term rentals are differentiated from long-term rentals by the length of stay. STRs are defined by stays of 29 days (or less) at a time, while rentals of 30 days (or more) at a time constitute long- term rentals. Long-term rental income is tax exempt, and while the City requests that long-term rental income is reported, the number of rental days per year is not a requirement for reporting. Long-term rental business licenses have increased overall in recent years, however it is difficult to assess whether the increase is due to an increase in long-term activity, an increase in reporting frequency, or an increase in compliance with licensing requirements. It should also be noted that some STIR accounts hold long-term rental business licenses and STIR permits at the same time. For these reasons, it is difficult to conclude that owners are scheduling long-term rentals in lieu of STRs. 0 146 Staff have received reports from members ofthe public about properties being rented osSTRa without permits, however without definitive evidence that an 8TR is occurring (such as an advertisement for rental of less than 30 days), staff is unable to successfully pursue enforcement in those instances. As mentioned previously, staff have validated two instances of STRs occurring without permit. Those two properties were issued NOVs and have since come into compliance. Question 7:&s theme empirical data to show how the program is preserving or generating housing for primary residents? It was an initial goal of the program. Can we demonstrate any results? In many communities pursuing STR regulation, the clearly stated desire has been to try to protect housing for locals. Due to the nature of Aspen's real estate and residential markets, it was clearly understood at the time Ordinance #09 was passed that the intentions were not to preserve actual housing units, but instead to reduce and mitigate the impacts ofthe STRoaagrowing land use type on the community. From problem statement 5, STRo / n developments, have accelerated a/nano i»n of many housing units that previously were owned or rented by working locals into de too/o lodge units. The displacement of locals from these units over time is not a new trend, but STRs have brought a new scale and pace to this challenge." Data to understand correlation from problem statement number 5 is hard to draw conclusions from, however staff would reference the |ovv number ofenforcement cases against STHa as evidence that community impacts are being mitigated. Though the program does not directly preserve or generate housing for locals, 70% of STR excise tax revenue is allocated to funding affordable housing for locals ($7,232,059 to date). These funds are direct contributions to the cost of housing stock for primary residents. STAFF OBSERVATIONS AND REQUESTS FOR DIRECTION Over the last two years of program operation, staff have identified several recurring and potentially problematic themes within the 8TR regulations. The following topics are the primary sources of concern for program participants (and in some cases, staff). Staff requests Council majority direction as to Counoi|'m desire to explore code updates for the following topics. Non - Transferability Language STR permits may only be issued to one individual owner with at least 10% interest in the STR property. Permits are non -transferable toother individuals or properties and are terminated and revoked upon a property sale. Non -transferability provisions support the attrition of permits in capped zones and subsequent movement of applications on waitlists, and they give new property owners a chance to obtain a permit where they may otherwise be monopolized if transfers were allowed between owners. Non -transferability ofpermits hsomajor oonoernforpennktees engaged inestate planning. Many married couples rely heavily on income from STR properties, and if a spouse who is named on on STR permit passes away, the surviving spouse must apply to obtain an entirely new permit and could be subject towaiting periods for such permit. Staff have received frequent requests for the ability to transfer an Sl[R permit to the surviving spouse in the event of the death of a permittee. Question I for Council: Does Council desire to update non-transferabifity language so that a permit may be transferred tomspouse in the event of death of the permit holder? 147 Permit Cap in R/MF Zone The R/MF zone has the largest waitlist of any capped zone (see Figure G). Due to the slow rate of permit attrition in R/MF, staff estimates it may take up to two more years until a STR-C permit becomes available to the first applicant on the waiting list for permits in R/MF. Staff often receive questions from real estate professionals and potential buyers about whether the limits on the number of STR-C permits will be raised or eliminated altogether in the R/MF zone due to the slow rate of attrition and related large waitlist size. Question 2 for Council: Does Council wish to adjust or eliminate the cap on STR-C permits in the R/MF zone district? Permit Application Requirements: Public Notice and HOA Affidavit To help mitigate the impacts of STRs on surrounding properties, all new STIR properties must complete a public notice prior to approval of the permit. Notices are posted on STIR properties and mailed to surrounding neighbors. Staff has received feedback that the mailing of notices produces excessive paper waste, and that notices should be sent virtually instead of through paper mail (though virtual notice is not permitted by the land use code). Property owners receiving notices in uncapped zones, where STIR activity is heavily concentrated, have indicated that notices are entirely unnecessary because STIR activity is both assumed and widespread. STIR code does not delineate between sending notices in some but not all zone districts. Question 3 for Council: Does Council desire to revise the public notice requirement to exempt properties in zones where caps on STR-C permits do not exist? An HOA affidavit is a required submission with any STIR permit application. The affidavit notifies an HOA that an owner is applying for STIR permit, and it absolves the City of interpreting or applying HOA rules. If a property is subject to an HOA, the signature of an HOA member is required on the affidavit. Staff and Council have heard requests that this requirement be adjusted or removed altogether as it produces a significant burden on managers of large HOAs during the annual permit renewal process. Question 4 for Council: Does Council wish to eliminate the need for the signature of an HOA member on STR permit renewal applications? Tax Filing Requirement STIR owners must demonstrate that they have utilized their STIR permit at least once per calendar year to be able to renew their permit for the following year. Permit use is verified via an account's tax filings when an owner applies to renew the permit, and accounts with $0 in tax filings are ineligible to renew the permit. This policy encourages owners to obtain permits only when necessary, and helps ensure that attrition of permits occurs in zones where permits are limited, and waitlists may be in effect. Some STIR owners have expressed frustration at the inability to utilize their permits while their property is under construction for renovation. These owners have requested exemptions from this rule, so they do not forfeit a permit due to upgrading the property and being unable to take rentals during that time. The STIR code does not provide any exemptions for tax filing requirements. 11 148 Question 5 for Council: Would Council like to revise the tax filing requirement to exempt permitted properties that are under construction and unable to engage in short-term rentals for an entire calendar year? Advertising Platform Accountability The majority of staff's active enforcement work involves the attempt to identify illegal STRs in the community. To achieve this, advertisements on internet rental platforms are reviewed to verify that the properties are permitted. To aid in the identification of permitted properties, STR operators are required to post STR permit numbers in all ads of the property. STR permit numbers are absent from approximately 40% of online STR advertisements in Aspen. Also absent from many of the same ads is identifying information for the property owner or address, which makes verification of the legality of the STR extremely difficult. Even though the property owner is responsible for compliance with these requirements, in many cases, staff cannot identify the owner to hold them accountable. A handful of Colorado municipalities are combatting this issue by holding advertising platforms accountable for publishing only compliant advertisements on their websites. In these instances, when a municipality finds an STR ad that is out of compliance with its regulations, staff contact the website directly to request that the ad is either brought into compliance or removed from the site. Staff are confident that the overall compliance of internet advertisements (and illegal STR advertisements) would increase dramatically if Aspen adopted a similar approach. Question 6 for Council: Is Council open to revising Aspen's requirements to hold STR booking platforms accountable for posting only ads that clearly show valid STR permit numbers for the STR property? Run Out" Period for STR Bookings Non -transferability language in Ordinance #09 states that STR permits are forfeited upon the sale of a property and may not be transferred to a new owner when a property transaction occurs. One issue noted consistently by the rental community is that when a STR property sells, and the seller has pre-existing binding contracts for rentals that begin after the sale of the property, there is no mechanism for the new property owner to honor the contracts made by the previous owner. Rental professionals have often asked for a "run -out" period or permit type to allow new property owners to honor contracts from the old owners. Potential consequences of these situations for the seller and new buyer include financial liability to their customers, damage to the reputation of rental agencies involved, and compliance issues for new property owners choosing to honor the existing rentals before a permit is rightfully obtained. This topic was presented during a Council Work Session in 2022 at the request of the lodging community (Exhibit F, Memo _STR Run -out Work Session). A Council majority decided that the City should not be the arbiter of such situations involving property transactions and contracts that the City is not a party to. Staff continues to believe that regulating these "run -out" instances puts the City in a difficult situation to evaluate the unique circumstances of each situation, and that offering a "run -out" period for each permit would raise equity issues for applications that have been on waitlists for permits. Due to the frequency with which these "run -out" questions are received, staff is noting this issue purely for Council's awareness. 12 149 POLICY / REGULATORY TOPICS IN SUMMARY: Staff desires a Council majority position on each of these topics for further staff exploration and possible future code amendments: 1. Does Council desire to update non -transferability language so that a permit may be transferred to a spouse in the event of death of the permit holder? 2. Does Council wish to ad'lust or eliminate the cap on STR-C permits in the R/MF zone district? 3. Would Council like to revise the public notice requirement to exempt properties in zones where caps on STR-C permits do not exist? 4. Does Council desire to eliminate the need for the signature of an HOA member on STR permit renewal applications? 5. Would Council like to revise the tax filing requirement to exempt properties that are under construction and unable to engage in short-term rentals for an entire calendar year? 6. Is Council open to revising compliance requirements to hold STR booking platforms accountable for posting only compliant ads that show permit numbers for the STR property? Are there any other topics not listed here that a Council majority would like to explore further? CITY MANAGER COMMENTS: EXHIBITS: Exhibit A — Ordinance #26, Series of 2021 Exhibit B — Memo _Second Reading of Ordinance #09, Series of 2022 Exhibit C - Ordinance #09, Series of 2022 Exhibit D - Resolution #106, Series of 2022 Exhibit E — Memo—STR Tax Polling Results and Next Steps Exhibit F — Memo STR Run -out Work Session 13 150 151 Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 1 of 1 Chapter 26.104 – GENERAL PROVISIONS Sec. 26.104.100. Definitions. As used in this Code, unless the context otherwise requires, the following terms shall be defined as follows: Act of Nature. An accident or other natural event caused without human intervention that could not be prevented by reasonable foresight or care. Examples include fires, floods, landslides, avalanches, or other unforeseen natural events. Short-term Rental Service. A person or company that operates a website or any other digital or print platform that provides a means through which a property owner or their representative may offer a residential property or dwelling unit, or portion thereof, for short-term rentals, and from which the person or company financially benefits. 152 Title 26 - LAND USE REGULATIONS PART 500 - SUPPLEMENTARY REGULATIONS Chapter 26.530. SHORT-TERM RENTAL REGULATIONS Aspen, Colorado, Municipal Code Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 1 of 12 Chapter 26.530. SHORT-TERM RENTAL REGULATIONS1 Sec. 26.530.010. Purpose. The purpose of this Chapter is to regulate short-term rentals (STRs) as a land use within the City of Aspen. STRs are an important component of the City's lodging bed base, support a vibrant tourist economy, and provide real property owners with STR permits significant financial benefit. STRs influence property value and occupancy patterns of residential dwelling units. STRs influence neighborhood character by introducing commercial lodging uses in residential neighborhoods. STRs require services and infrastructure to operate. STRs further reduce the potential availability of long-term rental housing to support the local economy and community. STRs require regulation as a distinct land use to ensure the health, safety, peace, and welfare of the community through the application of zoning police powers. The following regulations support the operation of STRs balanced with community policies related to housing, development, growth management, and a sustainable economy as described in the Aspen Area Community Plan. (Ord. No. 9-2022, § 4, 6-28-2022) Sec. 26.530.020. Applicability. (a) This Chapter applies to all STRs in the City of Aspen. STRs are required to obtain a permit in accordance with their type and operation as defined in this Section. STRs operating without a permit are subject to enforcement as defined in Section 26.530.060, Enforcement. (b) It shall be unlawful for any person, whether a principal or agent, clerk, or employee, either for him or herself, or for any other person for anybody, corporation or otherwise, to lease or operate an STR without first obtaining an STR permit in accordance with the provisions and procedures of this Section. (Ord. No. 9-2022, § 4, 6-28-2022) Sec. 26.530.030. Permitting requirements. (a) Permits. Any property rented as an STR shall require a permit to operate. Permits shall be approved, approved with conditions, or denied by the Community Development Director based on the following criteria: (1) Permittee. Permits shall only be issued in the name of one (1) natural person who has an ownership interest in the property for which the permit is issued ("Permittee"). (2) Permit Number. STR permits are issued a unique permit number. That permit number shall be clearly displayed in all advertising and listings of the STR, including but not limited to all digital and print advertising. The permit number must be listed in the STR, along with permittee and/or qualified 1Editor's note(s)—Prior to the reenactment of Chapter 26.530 by Ordinance No. 9-2022, § 1, adopted June 28, 2022, said chapter was repealed by Ordinance No. 14-2007 § 1. Former Chapter 26.530 pertained to the resident multi-family replacement program and was derived from Ordinance No. 40-2002 § 2 as amended by Ordinance No. 51-2003 § 1. 153 Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 2 of 12 owner's representative and emergency contact information as part of the in-unit Community Messaging Program described in the STR Program Guidelines. (3) Permit Application Contents. The following information is required for STR permit applications: the owner(s) of the property, the name and contact information of the proposed permittee; if title to the subject property is held by a corporation, partnership, association, or company, t he name and contact information of any officer, director or stockholder holding ten (10) percent or more of the interests in the corporation, partnership, association, or company; the property address, Pitkin County parcel identification number; Pitkin County owner name; number of bedrooms and pillows in the unit in its largest configuration; size of heated area of the STR residence, and all previous notices of code violations or complaints filed against the property. (4) Licensing. STRs are required to maintain a City of Aspen Business License and are required to remit lodging and sales tax in accordance with Municipal Code regulations and Finance Department policies. The STR-Program Guidelines include details about licensing and tax compliance standards and procedures. (5) Non-Transferability. Commencing October 1, 2022, STR permits shall be granted only for the property for which it is issued and solely to the permittee to whom it is issued. The permit shall not be transferable to any other person, legal entity, or residential address, with limited exemptions considered in the event of the divorce or death of the permittee as outlined in 23.480.040(d-e), Exemptions. If the property is owned by a partnership, corporation, association or company, a transfer shall be deemed to occur if the permittee transfers his or her interest in the property to a third-party individual or entity or if more than ten (10) percent of the partnership, corporation, association, or company is transferred to a third-party individual or entity, even if the permittee retains an ownership interest in the property. Upon such transfer of ownership, the permit shall be deemed terminated and revoked and the new owner of the property shall be required to apply for a new STR permit if it wishes to continue the use of the property as a vacation rental. The STR permit shall include a non- transferability clause and notice that the permit shall be deemed terminated and revoked automatically upon the sale or change of ownership of the property for which a permit has been issued, as described herein. i. Exemptions to Non-Transferability. If the property qualifies for a real-estate transfer tax exemption under 23.48.040(d) due to a change in ownership pursuant to a divorce decree, or under 23.48.040(e) due to a transfer of title or change of interest in the property by reason of the permittee’s death, will, or decree of distribution, then the permit may be transferred. The property must first be granted an exemption under section 23.48.040(d) or (e) before the permit may be transferred. Expired STR permits shall not be transferred in any instance. The party to whom the permit is transferred must qualify under all other applicable sections of this code. (b) Permit Types. STRs shall be eligible for one (1) of four (4) permit types: Short-term Rental Classic, Owner- Occupied Short-term Rental, Lodging Exempt Short-term Rental, or Short-term Rental Temporary. The ability to obtain an STR permit is conditioned upon the permittee’s consent of the eligibility, requirements, and standards for each permit type as follows: (1) Short-term Rental Classic (STR-C). This permit is issued only to residential units located in eligible zones and the approved use of which is not a Lodge use. (Condo-hotel properties must apply for a Lodging- Exempt STR permit.) a. STR-C permits shall be renewed annually and are assessed an annual permit fee in accordance with Section 26.530.080, Fees. Deleted: three (3) Deleted: or Deleted: 7 154 Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 3 of 12 b. STR-C permits are subject to the life-safety standards and the operational standards described in this Chapter and the STR Program Guidelines. c. There is no annual limit on the number of nights an STR-C permittee may operate the STR unit. Bedrooms, lock-offs, or portions of the residential unit, in addition to the whole residential unit, may be rented. Occupancy for the unit is limited by the standards described in Section 26.530.050. (2) Owner-occupied Short-term Rental (STR-OO). This permit is issued only to owner-occupied residential units, where the property is the primary residence of the permittee. Part 700 of this Title describes the zone districts where STRs are a permitted use. a. STR-OO rental permits shall be renewed annually and are assessed an annual permit fee in accordance with Section 26.530.080, Fees. b. STR-OO are subject to the life-safety standards and the operational standards for STRs described in this Chapter and the Program Guidelines, and upon application for STR-OO permit, the applicant must provide two (2) of the following valid documents indicating that the STR is the applicant's primary residence: i. valid Colorado driver's license; ii. valid motor vehicle registration; iii. voter registration; iv. Federal or state tax return; or v. other legal documentation deemed sufficient by the Community Development Director which is pertinent toward establishing principal residence. (3) Lodging Exempt Short-term Rental (STR-LE). Lodges and condo-hotels which meet the definition of Lodge are eligible for STR-LE permits. a. For eligible properties, only one (1) permit is required for all units under management. b. In addition to the limitations of the definition of Lodge and/or Condo-hotel, Lodging Exempt eligible properties must offer STR units under a unified brand and marketing model where individual ownership of units is secondary to the central brand of the property. c. Lodging Exempt permittees must submit an affidavit attesting to their eligibility. d. STR-LE permits must be renewed annually and are assessed an annual permit fee in accordance with Section 26.530.080, Fees. To ensure ongoing eligibility for the STR-LE permit, permittees are subject to the Lodging Occupancy Auditing regulations in Section 26.575.210. (4) Temporary Short-term Rental (STR-T). This permit is issued only to residential units in eligible zones and for the sole purpose of allowing new property owners to accommodate STR reservations made by the previous owners for limited dates after the property’s sale. a. STR-T permits are valid for a maximum of ninety (90) days from the date of issuance and are not eligible for renewal after the permit expiration date. b. STR-T permits are assessed a one-time administrative permit fee in accordance with Section 26.530.080, Fees. c. STR-T permit applications must be submitted within fifteen (15) days of the date of transfer of property ownership. Proof of purchase or ownership transfer must be provided with the application for an STR-T permit. A list of all existing STR reservations made prior to the property sale must be provided with the application for an STR-T permit. Deleted: 7 Deleted: who Deleted: have Deleted: 7 155 Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 4 of 12 d. STR-T permittees may not accept any new STR bookings for the duration of the STR-T permit. e. STR-T permits are subject to public notice requirements in Section 26.304.060(e)(3)b. Manner of Notice. Proof of notice is required with each STR-T permit application. A waiting period during the posted notice and prior to permit issuance is not required. f. STR-T permits are subject to the life-safety standards and the operational standards described in this Chapter and the STR Program Guidelines. g. Advertising short-term rentals at an STR-T property is not permitted. All short-term rental advertisements for an STR-T property shall be deactivated, removed, or otherwise made unavailable to prospective customers. h. Failure to comply with the STR-T permit requirements is a violation of the municipal code and subject to fines and penalties as stated in 26.530.070 Enforcement. (c) Zoning Limitations. STR-C permits are limited by number in residential zone districts. Refer to Part 700 of this title for permitted uses by zone to assess where STR-Cs are permitted. In zones where STR is not a permitted use, it is a prohibited use. (1) STR-C permits are limited by number in specific zone districts as follows: a. RR: Two (2) permits; b. R-3: One (1) permit; c. R-6: Eighty-one (81) permits; d. R-15: Forty-seven (47) permits; e. R-15A: Eight (8) permits; f. R-15B: Twelve (12) permits; g. R-30: One (1) permit; h. R/MF: One hundred ninety (190) permits; i. R/MFA: Twelve (12) permits; j. AH: Nine (9) permits; k. MU: Thirty-nine (39) permits; l. NC: One (1) permit; m. SCI: Two (2) permits; n. SKI: Two (2) permits. (2) There is no limit to the number of STR-C permits in the following zone districts: Commercial (C-1), Commercial Core (CC), Lodge (L), Commercial Lodge (CL), Lodge Overlay (LP), Lodge Preservation Overlay (LO). (3) STR-OO are not limited by number in any allowable zone district. Refer to Part 700 of this title for zone districts where STR is a permitted use. (4) STR-LE are not limited by number in any allowable zone district. Refer to Part 700 of this title for zone districts where STR is a permitted or prohibited use. (5) STR-T are not limited by number in any allowable zone district. Refer to Part 700 of this title for zone districts where STR is a permitted or prohibited use. (Ord. No. 9-2022, § 4, 6-28-2022) 156 Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 5 of 12 Sec. 26.530.040. Permit procedures and standards. Prior to the issuance of an STR permit, the permit application will be reviewed for compliance with the following standards. (a) Zoning Compliance. All STR permits must comply with zoning regulations for the zone district in which they are located. STR permit applications shall include the Parcel Identification Number and residential address including unit number for the property to ensure compliance with underlying zoning. Zone district STR regulations, including permitted uses and cap limitations, may change over time per City Council action. Possession of an STR permit does not supersede compliance with zone district STR regulations. (b) Life-safety Compliance and Inspection. (1) Required Noticing. All new STR-C and STR-OO applications for properties located in zone districts with caps on the number of permits shall comply with neighborhood noticing requirements per Section 26.304.060(e)(3)b.—c., Manner of Notice. New STR-C and STR-OO applications for properties located in zone districts without caps on the number of permits shall comply with neighborhood noticing requirements per Section 26.304.060.(e)(3)b, Manner of Notice. All STR-T applications shall comply with neighborhood noticing requirements per Section 26.304.060(e)(3)b, Manner of Notice. STR-LE applications are exempt from this provision. (2) Inspections. By signing and submitting an STR permit application, and subsequently being granted a permit, the owner(s) of the property shall consent to inspections of the property by City of Aspen personnel and their agents for the purpose of determining compliance with City Codes, Regulations and Laws. No inspection will be made without first giving the permittee and, if applicable, the qualified owner's representative, forty-eight (48) hours' notice of the inspection. (3) Life-Safety. STRs are required to comply with all applicable life-safety standards in Municipal Code Title 8 and the STR Program Guidelines, as amended from time to time. Life-safety standards include: fire suppression, occupancy limitations, mechanical codes, emergency contacts and procedures, and inspections. (c) Qualified Owner's Representative. Permittees who cannot meet requirement for regulatory compliance, in-person service, emergency response and other regulations in this title may designate a qualified owner's representative. A qualified owner's representative shall be a natural person residing in the Roaring Fork River Drainage area situated in Eagle, Pitkin, Garfield or Gunnison Counties, or within the Colorado River Drainage area from and including the unincorporated No Name area to and including Rifle. The qualified owner's representative is designated by the permittee who is the property owner as the point of contact for the permitted STR. For permittees that designate a qualified owner's representative, the qualified owner's representative shall be responsible for responding to tenant and City inquiries, complaints, enforcement actions, and other on-site needs. (1) If a qualified owner's representative is designated for an STR, the qualified owner's representative must have a City of Aspen business license. The qualified owner's representative shall be listed on the STR permit for the property including the qualified owner's representative's name, entity or company name, telephone number, email address, and physical address. (2) STR permittees who designate a qualified owner's representative are liable for compliance with applicable Land Use Code and Municipal Code regulations. The qualified owner's representative is not legally liable for violations of this Section or compliance with applicable Municipal Code regulations but is responsible for notifying the permittee when a violation has occurred. Deleted: nts Deleted: including 157 Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 6 of 12 (3) The name, address, and telephone number(s) of the qualified owner's representative, as shown on the STR permit, shall be made available to the Community Development Department, the Aspen Police Department, and the Aspen Fire Protection District. Any change to the qualified owner's representative or permittees' contact information shall be promptly furnished to the City of Aspen via a revised STR permit application within ten (10) days. Failure of the permittee to provide or update the qualified owner's representative contact information to the City shall constitute an enforcement violation subject to actions and penalties as described in Section 26.530.070, Enforcement. (4) The permittee, or if designated, the qualified owner's representative, shall be available twenty- four (24) hours a day, year-round to ensure that the property is maintained and operated as required by Land Use Code standards and the STR Program Guidelines. The permittee, or if designated, the qualified owner's representative, shall respond to service or compliance inquiries from occupants and City officials, and shall be available to be at the property within two (2) hours in an emergency. Failure of the permittee, or if designated, the qualified owner's representative, to respond to a call from a tenant or the Community Development Director within twenty-four (24) hours shall result in an enforcement violation subject to actions and penalties as describ ed in Section 26.530.070, Enforcement, against the permittee. (d) Permit application, fees, issuance, renewal, revocation, and abandonment. (1) Application. Permit applications shall be received and processed on a first come, first served basis. The Community Development Director shall deem applications complete based on the requirements of this Chapter and the standards in the STR Program Guidelines. Only complete STR permit applications shall be accepted and reviewed. An application shall only be deemed complete when all information, tasks, and administrative fee payments required for the application have been submitted by the applicant and received on a date certain by the City of Aspen. (2) Fee payment. Permit fees shall be remitted at the time of permit application and cover the cost of processing the application. Application fees are non-refundable. (3) Neighborhood noticing. Upon application for a new STR-C or STR-OO permit for a property located in a zone district with a cap on the number of allowable permits, the applicant shall provide neighborhood noticing in accordance with Section 26.304.060(e)(3)b.—c. Manner of Notice. Upon application for a new STR-C or STR-OO permit for a property located in a zone district without a cap on the number of allowable permits, the applicant shall provide neighborhood noticing in accordance with Section 26.304.060(e)(3)b, Manner of Notice. Upon application for a new STR-T permit, the applicant shall comply with neighborhood noticing requirements in Section 26.304.060(e)(3)b, Manner of Notice. Annual STR permit permit renewals do not require neighborhood noticing. Permits shall be approved, approved with conditions, or denied following the notice period. STR-LE are exempt from this provision. (4) HOA compliance. New STR permit applications for residential properties which are in a Homeowners Association (HOA) must include HOA approval for the applicant to operate an STR in the form of a signed letter, including telephone and email contact information for the HOA, with the permit application. Annual STR permit renewals do not require updated HOA approvals. Permittees shall notify the City of Aspen if any HOA approvals change regarding short-term rentals at any point during the life of an active permit. (5) Issuance. Permits shall be approved, approved with conditions, or denied within twenty-one (21) working days of the closure of the notice period described above. The Community Development Director may issue permits with conditions based on review of the permit application and public Deleted: 6 Deleted: 6 Deleted: , Deleted: P Deleted: P 158 Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 7 of 12 comment. The review and issuance period for individual permit applications may be extended at the direction of the Community Development Director. (6) Waitlist. Once the permit limit is reached for each zone district, applicants will be placed on a waitlist for the next available permit in the order in which the application was received. A waitlist applicant shall be a natural person. The residential address included in the waitlist application must match the residential address for which the subsequent permit is issued. Applicants who sell the property for which the permit is sought shall be removed from the waitlist. As permits become available, waitlist applications shall be reviewed and approved, approved with conditions, or denied. If the property has been found in violation of this Chapter during the waitlist period, the application shall be denied and the property shall be removed from the waitlist. (7) Renewal. STR permits shall be renewed annually in accordance with the procedures in the STR Program Guidelines. Only complete STR permit renewal applications will be accepted for annual STR permit renewal. An application shall only be deemed complete when all information, tasks, and administrative fee payments required for the application have been submitted by the applicant and receipt can be confirmed by the City of Aspen. Failure to renew a permit within fourteen days (14) of the permit expiration date shall result in the abandonment of the permit. STR-T permits are not eligible for renewal and become abandoned upon the permit expiration date. (8) Tax filing. STRs must be occupied by a short-term renter a minimum of once per year, as shown in tax filings to be eligible for renewal. Permits with one (1) year of zero tax filings from the date of permit issuance or renewal will be considered abandoned and be processed in accordance with the standards in this Chapter. STRs that are under construction or that endure an act of nature emergency may be eligible for an exemption from this provision. (i) Building Permit Exemptions. Permittees may apply for a one-time exemption from the tax filing requirement if the STR is uninhabitable due to construction and an active building permit is issued to the STR property. To request a building permit exemption, the permittee must notify the Community Development Director within 30 days of the issue date of the building permit. Building permit exemptions are granted at the discretion of the Community Development Director with proof of a valid building permit. (ii) Act of Nature Exemptions. Permittees may apply for an exemption from the tax filing requirement if an act of nature, as defined in 26.104.100 Definitions, renders the STR uninhabitable. To request an act of nature exemption, the permittee must notify the Community Development Director within 30 days of the act of nature incident. Act of nature exemptions are granted at the discretion of the Community Development Director with sufficient proof of uninhabitability from the permittee’s homeowner’s insurance. (9) Abandonment. STR-C and STR-OO permits shall be valid for one (1) year from the date of issuance and shall be renewed annually. Failure to renew a permit in accordance with the STR Program Guidelines will result in the abandonment of the permit. STR permits may be abandoned by permittees at any time by notifying the Community Development Director of the intent to abandon the permit. Abandoned permits will be made available to the next applicant on a first- come, first-served basis or the next applicant on the waitlist for that zone district in accordance with the STR Program Guidelines. STR-LE and STR-T permits are exempt from this provision. 159 Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 8 of 12 (10) Revocation. STR permits may be revoked by the Community Development Director for any of the following reasons: three (3) violations of the requirements of this Chapter and applicable Municipal Code standards as described in the STR Program Guidelines, failure to rent the property during the term of the permit, failure to pay STR taxes and fees, or violations of the requirements of this Section. (Ord. No. 9-2022, § 4, 6-28-2022) Sec. 26.530.050. Occupancy and operational standards. Prior to the issuance of an STR permit, the permit application will be reviewed for compliance with the following standards. (a) Occupancy limits and unit size. STRs are limited to a total occupancy of two (2) occupants per bedroom plus two (2) additional occupants, and studios are limited to a total occupancy of two (2) occupants plus one (1) additional occupant. Permit applications are required to list the number of bedrooms in the unit at its largest configuration. STRs may be inspected for accuracy of bedroom count on the permit application and for compliance with these occupancy requirements. For the purpose of establishing unit occupancy, a studio shall have an occupancy of two (2) occupants plus one (1) additional occupant. Occupancy for each STR shall be included in all STR advertising, the in-unit messaging, and permit on display in each permitted STR. Bedrooms, lock-offs, or portions of the residential unit, in addition to the whole residential unit, may be rented. (b) Annual rental night limits. STR-OO are limited to one hundred twenty (120) short-term rental nights per year from the date of permit issuance. There is no annual limit on the number of nights per year an STR-C, STR-LE, or STR-T can be rented. (c) Good neighbor guide. STRs are required to operate in accordance with all applicable Municipal Code regulations protecting the health, safety, and peace of the community and supporting the maintenance of community character and values. STR owners and permittees are required to assist STR occupants in being 'good neighbors' by recognizing their obligation to follow the rules and customs of the community. To support these community goals, the Community Development Department maintains the Short-term Rental Program Guidelines, Good Neighbor Guide, and collaborates with non- governmental organizations to promote good neighbor behavior by visitors. (1) STR-C and STR-OO permittees, and if designated, their qualified owner's representatives must comply with the policies described in the City of Aspen Good Neighbor Guide and must provide that information at all times to occupants of the unit. (2) In-unit messaging is essential to assisting STR occupants in supporting the City's good neighbor policies, ensuring STRs in neighborhoods support community character, and assisting in the promotion of Aspen's community character. The following notices shall be posted in a conspicuous location inside the rental unit: i. A copy of the STR-C or STR-OO permit; ii. A copy of the STR business license; iii. The name, address, and telephone number(s) of the permittee or qualified owner's representative; iv. A statement which reads: Occupants shall comply with the City's Noise Ordinance; v. The location of the required parking spaces; vi. Wildlife protection policy; Deleted: c Deleted: There is no annual limit on the number of nights per year an STR-LE can be rented. Deleted: following Deleted: and business number 160 Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 9 of 12 vii. The location of the fire extinguisher; viii. Information on the trash, recycling, and composting programs including: a. Solid waste pickup schedules; b. Guidelines on living with wildlife and instructions for operating wildlife containers; and c. A notice that trash and recycling containers must be stored indoors except between 6:00 a.m. and 6:00 p.m. on the day of scheduled trash or recycling pickup, where they may be placed at the curbside or in alleys; ix. City of Aspen emergency services information and contact information; x. The City of Aspen's Good Neighbor Guide. (d) Adoption of and compliance with STR program guidelines. The City Council hereby adopts the Short- term Rental Program Guidelines. The Community Development Department shall keep the STR Program Guidelines on file and make the guidelines available to STR permittees, and if applicable, qualified owner's representatives. These guidelines set forth the standards, procedures, and supplemental information necessary for the operation of an STR within the City of Aspen. The Community Development Director may use the guidelines as a basis for enforcement actions in accordance with the requirements of this Chapter. The Guidelines may be updated, amended, and expanded from time to time by City Council Resolution. (Ord. No. 9-2022, § 4, 6-28-2022) Sec. 26.530.060. STR Advertising Requirements. Permittees shall be responsible for ensuring that all advertisements for the STR property comply with the requirements in this Chapter. Short-term rental services shall be responsible for ensuring that all advertisements for STRs within the City of Aspen comply with the advertising requirements in this Chapter. Following the issuance of an STR permit, the permittee and all short-term rental services will be reviewed for compliance with the following standards. (a) Permittee Advertising Requirements. The STR permittee and if designated, the qualified owner’s representative, shall ensure that any and all advertisements for the STR property list the valid City of Aspen STR permit number and maximum occupancy for the property in all listings that advertise or allow bookings for short-term rentals of the property. (1) The STR permit number, as found on the City of Aspen STR permit issued to the permittee, must always be visible on any STR advertisement. The permittee shall include the permit number in the advertisement title, the advertisement description, or the designated permit number field of the advertisement. (2) Maximum occupancy for the STR, as found on the City of Aspen STR permit issued to the permittee, must always be visible on any STR advertisement. The permittee shall include the maximum occupancy in the advertisement title, the advertisement description, or the designated occupancy field of the advertisement. (3) Properties on waitlists for STR-C permits shall not be advertised for short-term rentals unless or until a valid STR permit is issued to the property owner. If a waitlisted property has been found in violation of this section during the waitlist period, the application shall be denied and the property shall be removed from the waitlist. 161 Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 10 of 12 (4) STR-T properties shall not be advertised for short-term rentals. All short-term rental advertisements for an STR-T property shall be deactivated, removed, or otherwise made unavailable to prospective customers for the duration of the STR-T permit. (5) STR advertisements where the permit number or maximum occupancy are not listed, the maximum occupancy is inaccurate, the permit number listed is expired, abandoned, or revoked, or the property has a valid STR-T permit are subject to enforcement and penalties pursuant to 26.530.070.(c) Enforcement and Penalties, including issuance of a Notice of Violation (NOV) and/or revocation of the existing STR permit. (b) Short-term Rental Service Advertising Requirements. Pursuant to CRS 30-150-401(1)(s)(III), all short-term rental services that display short-term rental advertisements for properties in the City of Aspen shall require that each permittee or their representatives using the short-term rental service include a STR permit number issued by the City of Aspen to the property owner in any advertisement for a short-term rental on the short-term rental service platform. (1) A short-term rental service displaying advertisements for STR properties in the City of Aspen shall require that the STR property owner, permittee, or their representative include an STR permit number issued by the City of Aspen. (2) A short-term rental service shall remove any STR advertisement from the platform after receiving notification by City of Aspen that the STR permit number associated with the listing is missing, invalid, abandoned, or expired, or that the STR permit associated with the property has been revoked. The notification shall include the advertisement URL, the reason that removal of the advertisement is required, and any other identifying information available to the City of Aspen. The short-term rental service shall remove the advertisement from the platform within fourteen (14) days of receiving the notification from the City of Aspen. (3) A short-term rental service that fails to remove a STR advertisement from the platform within fifteen (15) or more days of receiving a removal notification from the City of Aspen shall be subject to enforcement and penalties pursuant to 26.530.070(c) Enforcement and Penalties. Sec. 26.530.070. Enforcement. The City of Aspen actively enforces its STR regulations through inspections, citizen complaints, audits, and permitting. These measures ensure that STRs reinforce, not undermine, community policies and character. Active enforcement ensures that visitors who choose to stay in STRs are informed of the unique qualities of mountain living and enhance our community culture by being good visitors and acting as neighbors and community members during their stay. STR permittee, and if applicable, qualified owner's representative, play an essential role in supporting and advancing these policies and supporting the City's enforcement activities. (a) Falsifying Information. Falsifying information on an STR permit application or any related document is a violation of Municipal Code and subject to Penalties. (b) Complaints. Any valid complaint received regarding the STR property will first be referred to the permittee, and if applicable, qualified owner's representative for response and correction. The Community Development Director will follow up with any complaining party, the permittee, and if applicable, qualified owner's representative, for compliance or resolution. The permittee or qualified owner's representative must respond to all complaints or inquiries from City officials within twenty- four (24) hours and occupant complaints within two (2) hours. The City of Aspen is not responsible for complaints against a HOA, hotel, or condo-hotel's own guidelines outside of the City's code, rules and regulations. Failure to respond within twenty-four (24) hours shall result in a notice of violation and demand to cure. All valid complaints will be recorded and kept on-file including the address, permittee, permit number, business license number associated with the complaint, and the complainer's name and contact information. Deleted: 6 162 Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 11 of 12 (b) Enforcement and Penalties. Upon receipt of a complaint, the Community Development Department shall investigate and if it is determined there are grounds to believe a violation of this Chapter or any STR rules and regulations may have occurred, the Community Development Director may issue an Administrative Notice of Violation to the permittee. The Director shall revoke the STR permit of any permittee who receives three (3) Administrative Notices of Violation within the one (1) year permit cycle, effective upon mailing notice to the permittee's address on file. The permittee may appeal the decision to revoke the STR permit by providing notice of appeal to the Community Development Director within fourteen (14) days of the date of the decision to revoke the permit. The Administrative Hearing Officer shall hear appeals brought pursuant to this subsection (b). Appeals shall be governed by the procedures set forth in Section 26.316.030. (1) Penalty. Any permittee that violates or allows another to violate any section of this Title shall be subject to prosecution in Municipal Court and upon conviction subject to the fines and penalties set forth in Section 1.04.080. A first offense shall be punishable by a fine of no less than five hundred dollars ($500.00). Each day of any violation of this Section shall constitute a separate offense. (2) Civil Remedies. a. The City Attorney may institute injunctive, abatement, or other appropriate action to prevent, enjoin, abate or remove a violation of this Title when it occurs. The same right of action shall accrue to any property owner who may be especially damaged by violation of this Title. b. In addition to the penalties and remedies set forth herein, an STR permit shall be automatically revoked by the Community Development Director upon the third conviction of a violation of this Title by the permittee of the property subject to the permit within the one (1) year. c. Until paid, any delinquent charges, assessments, or taxes made or levied by the City pursuant to this Title shall, as of recording, be a lien against the property on which the violation has been found to exist. If not paid within thirty (30) days from the date of assessment, the City Clerk may certify any unpaid charges, assessments, or taxes to the Pitkin County Treasurer to be collected and paid over by the Pitkin County Treasurer in the same manner as taxes are authorized to be by statute together with a ten (10) percent penalty for costs of collection. Any lien placed against the property pursuant to this Chapter shall be recorded with the Pitkin County clerk and recorder. (Ord. No. 9-2022, § 4, 6-28-2022) Sec. 26.530.080. Fees. STR permits are assessed an annual fee per unit, remitted at the time of permit application, in accordance with the following table. Annual Administrative Fee STR-Classic: $394.00 STR-Owner-occupied: $394.00 STR-Lodging Exempt: $148.00/unit STR-Temporary: $394.00 Table I: Fee Schedule Deleted: compliant Deleted: 7 163 Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 12 of 12 (Ord. No. 9-2022, § 4, 6-28-2022) Sec. 26.530.090. Appeals. Permittees may appeal decisions made by the Community Development Director in the enforcement of this Chapter. Appeals will be heard by the Administrative Hearing Officer in accordance with Section 26.316.020(d). Appeals shall be processed in accordance with Section 26.316.030. (Ord. No. 9-2022, § 4, 6-28-2022) Deleted: 8 164 HPC Resolution #08, Series of 2025 Recommendation for STR Policy Updates Page 1 of 3 RESOLUTION #08 SERIES OF 2025 A RESOLUTION OF THE ASPEN HISTORIC PRESERVATION COMMISSION RECOMMENDING APPROVAL BY CITY COUNCIL FOR THE AMENDMENT OF CITY OF ASPEN LAND USE CODE SECTION 26.530 – SHORT TERM RENTAL REGULATIONS, AND SECTION 26.104.100 – DEFINITIONS WHEREAS, pursuant to Section 26. 310. 020(A), during a regular City Council meeting on December 14, 2021, City Council adopted Ordinance # 026, Series of 2021, by a unanimous affirmative vote placing, a moratorium on the issuance of new short- term rental (STR) permits until September 30, 2022; and, WHEREAS, during a duly noticed public hearing on June 28, 2022, City Council approved Ordinance #09, Series of 2022 at Second Reading by a unanimous affirmative vote, establishing a robust set of regulations governing the licensing, permitting, capping, inspecting, enforcing, and creation of a new fee structure for services performed for STRs; and, WHEREAS, Ordinance # 09, Series of 2022 became effective on July 29, 2022, and at the expiration of the moratorium created by Ordinance #026, Series of 2022, the City began issuing new STR permits on October 1, 2022; and, WHEREAS, during a Work Session on February 24, 2025, staff updated City Council on the STR program, and during that meeting received majority direction from City Council to proceed with exploring policy updates for administrative topics and future policy related topics related to streamlining STR permit application requirements, increasing compliance with existing regulations, providing exemptions for unique circumstances unaccounted for in the current STR regulations, and the R/MF Zone District permit cap number; and, WHEREAS, pursuant to Section 26.310.020(B)(2), during a duly noticed public hearing on June 24, 2025, the City Council approved Resolution #077, Series of 2025, by a five to zero (5- 0) vote, requesting a code amendment to the Land Use Code; and, WHEREAS, amending the Land Use Code from time to time is necessary to ensure the ongoing effectiveness, coordination, and viability of the regulations within the City of Aspen Land Use Code; and, WHEREAS, Section 26.104.100, Definitions; Section 26.530, Short-term Rental Regulations; and other sections of the Land Use Code, as necessary, are being proposed for amendments; and, WHEREAS, pursuant to Section 26.310.020(B)(1), the Community Development Department, following approval of Resolution #077, Series of 2025, is conducting a limited public outreach effort to inform the public, STR program participants, the Historic Planning Commission, the Planning and Zoning Commission, and members of the STR Technical Advisory Committee of the proposed updates; and, 165 HPC Resolution #08, Series of 2025 Recommendation for STR Policy Updates Page 2 of 3 WHEREAS, Community Development has presented a memorandum outlining the proposed topics for code amendments with the Historic Preservation Commission; and, WHEREAS, at a regular meeting on August 13, 2025, the Historic Preservation Commission considered the proposed topics for code amendments, and reviewed staff’s memo, and by a four – zero (4-0) vote approves Resolution #08, Series of 2025, recommending Council consideration and approval of amending Section 26.530 – Short-term Rental Regulations and 26.104.100 – Definitions with an amended motion to recommend to City Council that the R/MF Zone District caps remain as is and unchanged. NOW, THEREFORE BE IT RESOLVED BY THE HISTORIC PRESERVATION COMMISSION OF THE CITY OF ASPEN, COLORADO THAT: Section 1: The Historic Preservation Commission recommends the Land Use Code Section 26.530 – Short Term Rental Regulations, and Section 26.104.100 – Definitions be rescinded and readopted as described in Exhibit A. Section 2: Any scrivener’s errors contained in the code amendments herein, including but not limited to mislabeled subsections or titles, may be corrected administratively following adoption of the Ordinance. Section 3: This resolution shall not affect any existing litigation and shall not operate as an abatement of any action or proceeding now pending under or by virtue of the resolutions or ordinances repealed or amended as herein provided, and the same shall be conducted and concluded under such prior resolutions or ordinances. Section 4: If any section, subsection, sentence, clause, phrase, or portion of this resolution is for any reason held invalid or unconstitutional in a court of competent jurisdiction, such portion shall be deemed a separate, distinct and independent provision and shall not affect the validity of the remaining portions thereof. FINALLY, adopted, passed, and approved this 13th day of August, 2025. Approved as to form: Approved as to content: ______________________________ __________________________________ Luisa Berne, Assistant City Attorney Kara Thompson, Chair 166 HPC Resolution #08, Series of 2025 Recommendation for STR Policy Updates Page 3 of 3 Attest: ______________________________ Mike Sear, Deputy City Clerk Exhibit A – Draft Redlines 167 D R A F TAspen, Colorado, Municipal Code Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 1 of 13 Chapter 26.104. – GENERAL PROVISIONS Sec. 26.104.100. Definitions. As used in this Code, unless the context otherwise requires, the following terms shall be defined as follows: Short-term Rental Service. A person or company that operates a website or any other digital or print platform that provides a means through which a property owner or their repres entative may offer a residential property or dwelling unit, or portion thereof, for short-term rentals, and from which the person or company financially benefits. 168 D R A F T Aspen, Colorado, Municipal Code Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 2 of 13 Chapter 26.530. SHORT-TERM RENTAL REGULATIONS1 Sec. 26.530.010. Purpose. The purpose of this Chapter is to regulate short-term rentals (STRs) as a land use within the City of Aspen. STRs are an important component of the City's lodging bed base, support a vibrant tourist economy, and provide real property owners with STR permits significant financial benefit. STRs influence property value and occupancy patterns of residential dwelling units. STRs influence neighborhood character by introducing commercial lodging uses in residential neighborhoods. STRs require services and infras tructure to operate. STRs further reduce the potential availability of long-term rental housing to support the local economy and community. STRs require regulation as a distinct land use to ensure the health, safety, peace, and welfare of the community through the application of zoning police powers. The following regulations support the operation of STRs balanced with community policies related to housing, development, growth management, and a sustainable economy as described in the Aspen Area Community Plan. (Ord. No. 9-2022, § 4, 6-28-2022) Sec. 26.530.020. Applicability. (a) This Chapter applies to all STRs in the City of Aspen. STRs are required to obtain a permit in accordance with their type and operation as defined in this Section. STRs operating without a permit are subject to enforcement as defined in Section 26.530.060, Enforcement. (b) It shall be unlawful for any person, whether a principal or agent, clerk, or employee, either for him or herself, or for any other person for anybody, corporation or otherwise, to lease or operate an STR without first obtaining an STR permit in accordance with the provisions and procedures of this Section. (Ord. No. 9-2022, § 4, 6-28-2022) Sec. 26.530.030. Permitting requirements. (a) Permits. Any property rented as an STR shall require a permit to operate. Permits shall be approved, approved with conditions, or denied by the Community Development Director based on the following criteria: (1) Permittee. Permits shall only be issued in the name of one (1) natural person who has an ownership interest in the property for which the permit is issued ("Permittee"). (2) Permit Number. STR permits are issued a unique permit number. That permit number shall be clearly displayed in all advertising and listings of the STR, including but not limited to all digital and print advertising. The permit number must be listed in the STR, along wit h permittee and/or qualified 1Editor's note(s)—Prior to the reenactment of Chapter 26.530 by Ordinance No. 9-2022, § 1, adopted June 28, 2022, said chapter was repealed by Ordinance No. 14-2007 § 1. Former Chapter 26.530 pertained to the resident multi-family replacement program and was derived from Ordinance No. 40-2002 § 2 as amended by Ordinance No. 51-2003 § 1. 169 D R A F T Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 3 of 13 owner's representative and emergency contact information as part of the in -unit Community Messaging Program described in the STR Program Guidelines. (3) Permit Application Contents. The following information is required for STR permit applications: the owner(s) of the property, the name and contact information of the proposed permittee; if title to the subject property is held by a corporation, partnership, association, or company, t he name and contact information of any officer, director or stockholder holding ten (10) percent or more of the interests in the corporation, partnership, association, or company; the property address, Pitkin County parcel identification number; Pitkin County owner name; number of bedrooms and pillows in the unit in its largest configuration; size of heated area of the STR residence, and all previous notices of code violations or complaints filed against the property. (4) Licensing. STRs are required to maintain a City of Aspen Business License and are required to remit lodging and sales tax in accordance with Municipal Code regulations and Finance Department policies. The STR-Program Guidelines include details about licensing and tax compliance standards and procedures. (5) Non-Transferability. Commencing October 1, 2022, STR permits shall be granted only for the property for which it is issued and solely to the permittee to whom it is issued. The permit shall not be transferable to any other person, legal entity, or residential address ., with limited exemptions granted only in the event of the permittee’s divorce or death as outlined in Sec 23.48.040.d-e. If the property is owned by a partnership, corporation, association or company, a transfer shall be deemed to occur if the permittee transfers his or her interest in the property to a third-party individual or entity or if more than ten (10) percent of the partnership, corporation, association, or company is transferred to a third - party individual or entity, even if the permittee retains an ownership interest in the property. Upon such transfer of ownership, the permit shall be deemed terminated and revoke d and the new owner of the property shall be required to apply for a new STR permit if it wishes to continue the use of the property as a vacation rental. The STR permit shall include a non-transferability clause and notice that the permit shall be deemed terminated and revoked automatically upon the sale or change of ownership of the property for which a permit has been issued, as described herein. (b) Permit Types. STRs shall be eligible for one (1) of three (3) permit types: Short -term Rental Classic, Owner- Occupied Short-term Rental, or Lodging Exempt Short-term Rental. The ability to obtain an STR permit is conditioned upon the permittees consent of the eligibility, requirements, and standards for each permit type as follows: (1) Short-term Rental Classic (STR-C). This permit is issued only to residential units located in eligible zones and the approved use of which is not a Lodge use. (Condo-hotel properties must apply for a Lodging- Exempt STR permit.) a. STR-C permits shall be renewed annually and are assessed an annual permit fee in accordance with Section 26.530.0780, Fees. b. STR-C permits are subject to the life-safety standards and the operational standards described in this Chapter and the STR Program Guidelines. c. There is no annual limit on the number of nights an STR-C permittee may operate the STR unit. Bedrooms, lock-offs, or portions of the residential unit, in addition to the whole residential unit, may be rented. Occupancy for the unit is limited by the standards described in Section 26.530.050. (2) Owner-occupied Short-term Rental (STR-OO). This permit is issued only to owner-occupied residential units, where the property is the primary residence of the permittee. Part 700 of this Title describes the zone districts where STRs are a permitted use. 170 D R A F T Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 4 of 13 a. STR-OO rental permits shall be renewed annually and are assessed an annual permit fee in accordance with Section 26.530.0780, Fees. b. STR-OO are subject to the life-safety standards for STRs described in this Chapter and the Program Guidelines, and who must have two (2) of the following valid documents indicating that the STR is the applicant's primary residence: i. valid Colorado driver's license; ii. valid motor vehicle registration; iii. voter registration; iv. Federal or state tax return; or v. other legal documentation deemed sufficient by the Community Development Director which is pertinent toward establishing principal residence. (3) Lodging Exempt Short-term Rental (STR-LE). Lodges and condo-hotels which meet the definition of Lodge are eligible for STR-LE permits. a. For eligible properties, only one (1) permit is required for all units under management. b. In addition to the limitations of the definition of Lodge and/or Condo -hotel, Lodging Exempt eligible properties must offer STR units under a unified brand and marketing model where individual ownership of units is secondary to the central brand of the pr operty. c. Lodging Exempt permittees must submit an affidavit attesting to their eligibility. d. STR-LE permits must be renewed annually and are assessed an annual permit fee in accordance with Section 26.530.0780, Fees. To ensure ongoing eligibility for the STR-LE permit, permittees are subject to the Lodging Occupancy Auditing regulations in Section 26.575.210. (4) Temporary Short-term Rental (STR-T). An STR-T permit may be issued to a residential unit in eligible zones for the sole purpose of allowing a new property owner to honor booking reservations made by the previous owner that post-date the sale of the property. a. STR-T permits are valid for a maximum of ninety (90) days from the date of issuance and are not eligible for renewal after the permit expiration date. b. STR-T permits are assessed a one-time administrative permit fee in accordance with Section 26.530.080, Fees. c. STR-T permit applications must be submitted within fifteen (15) days from the date of transfer of property ownership. Proof of purchase or ownership transfer is a required submission with each STR-T permit application. All existing short-term rental reservations made prior to the property sale must be declared on an application for a STR-T permit. d. STR-T permits are subject to public notice requirements in Section 26.304.060(e)(3)b. Manner of Notice. Proof of notice is a required submission with the STR-T permit application. A waiting period during the posted notice and prior to permit issuance is not required. e. STR-T permits are subject to the life-safety and operational standards described in this Chapter and the STR Program Guidelines. f. STR-T permittees may not accept any new STR bookings for the duration of the STR-T permit. g. Advertising short-term rentals at an STR-T property is not permitted. All pre-existing short-term rental advertisements for the STR-T property must be deactivated, removed, or otherwise made unavailable to prospective customers for the duration of the STR-T permit. 171 D R A F T Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 5 of 13 h. Failure to comply with the STR-T permit requirements is a violation of the municipal code and subject to fines and penalties as stated in 26.530.070 Enforcement. (c) Zoning Limitations. STR-C permits are limited by number in residential zone districts. Refer to Part 700 of this title for permitted uses by zone to assess where STR-Cs are permitted. In zones where STR is not a permitted use, it is a prohibited use. (1) STR-C permits are limited by number in specific zone districts as follows: a. RR: Two (2) permits; b. R-3: One (1) permit; c. R-6: Eighty-one (81) permits; d. R-15: Forty-seven (47) permits; e. R-15A: Eight (8) permits; f. R-15B: Twelve (12) permits; g. R-30: One (1) permit; h. R/MF: One hundred ninety (190) permits; i. R/MFA: Twelve (12) permits; j. AH: Nine (9) permits; k. MU: Thirty-nine (39) permits; l. NC: One (1) permit; m. SCI: Two (2) permits; n. SKI: Two (2) permits. (2) There is no limit to the number of STR-C permits in the following zone districts: Commercial (C-1), Commercial Core (CC), Lodge (L), Commercial Lodge (CL), Lodge Overlay (LP), Lodge Preservation Overlay (LO). (3) STR-OO are not limited by number in any allowable zone district. Refer to Part 700 of this title for zone districts where STR is a permitted use. (4) STR-LE are not limited by number in any allowable zone district. Refer to Part 700 of this title for zone districts where STR is a permitted or prohibited use. (Ord. No. 9-2022, § 4, 6-28-2022) Sec. 26.530.040. Permit procedures and standards. Prior to the issuance of an STR permit, the permit application will be reviewed for compliance with the following standards. (a) Zoning Compliance. All STR permits must comply with zoning regulations for the zone district in which they are located. STR permit applications shall include the Parcel Identification Number and residential address including unit number for the property to ensure compliance with underlying zoning. Zone district STR regulations, including permitted uses and cap limitations, may change over time per City 172 D R A F T Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 6 of 13 Council action. Possession of an STR permit does not supersede compliance with zone district STR regulations. (b) Life-safety Compliance and Inspection. (1) Required Noticing. All new STR-C and STR-OO applicantstions for properties located in zone districts with caps on the number of permits shall comply with neighborhood noticing requirements per Section 26.304.060(e)(3)b.—c., Manner of Notice. New STR-C and STR-OO applications for properties located in zone districts without caps on the number of permits shall comply with neighborhood noticing requirements per Section 26.304.060.E.3.b, Manner of Notice. All STR-T applications shall comply with neighborhood noticing requirements per section Section 26.304.060.E.3.b, Manner of Notice. STR-LE applications are exempt from this provision. (2) Inspections. By signing and submitting an STR permit application, and subsequently being granted a permit, the owner(s) of the property shall consent to inspections of the property by City of Aspen personnel and their agents for the purpose of determining compliance with City Codes, Regulations and Laws. No inspection will be made without first giving the permittee and, if applicable, the qualified owner's representative, forty-eight (48) hours' notice of the inspection. (3) Life-Safety. STRs are required to comply with all applicable life -safety standards in Municipal Code Title 8 and the STR Program Guidelines, as amended from time to time. Life-safety standards including: fire suppression, occupancy limitations, mechanical codes, emerg ency contacts and procedures, and inspections. (c) Qualified Owner's Representative. Permittees who cannot meet requirement for regulatory compliance, in-person service, emergency response and other regulations in this title may designate a qualified owner's representative. A qualified owner's representative shall be a natural person resi ding in the Roaring Fork River Drainage area situated in Eagle, Pitkin, Garfield or Gunnison Counties, or within the Colorado River Drainage area from and including the unincorporated No Name area to and including Rifle. The qualified owner's representative is designated by the permittee who is the property owner as the point of contact for the permitted STR. For permittees that designate a qualified owner's representative, the qualified owner's representative shall be r esponsible for responding to tenant and City inquiries, complaints, enforcement actions, and other on -site needs. (1) If a qualified owner's representative is designated for an STR, the qualified owner's representative must have a City of Aspen business license. The qualified owner's representative shall be listed on the STR permit for the property including the qualified owner's representative's name, entity or company name, telephone number, email address, and physical address. (2) STR permittees who designate a qualified owner's representative are liable for compliance with applicable Land Use Code and Municipal Code regulations. The qualified owner's representative is not legally liable for violations of this Section or compliance with applicable Municipal Code regulations but is responsible for notifying the permittee when a violation has occurred. (3) The name, address, and telephone number(s) of the qualified owner's representative, as shown on the STR permit, shall be made available to the Community Development Department, the Aspen Police Department, and the Aspen Fire Protection District. Any change to the qualified owner's representative or permittees' contact information shall be promptly furnished to the City of Aspen via a revised STR permit application within ten (10) days. Failure of the permittee to provide or update the qualified owner's representative contact information to the City shall constitute an enforcement violation subject to actions and penalties as described in Section 26.530.0670, Enforcement. (4) The permittee, or if designated, the qualified owner's representative, shall be available twenty - four (24) hours a day, year-round to ensure that the property is maintained and operated as 173 D R A F T Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 7 of 13 required by Land Use Code standards and the STR Program Guidelines. The permittee, or if designated, the qualified owner's representative, shall respond to service or compliance inquiries from occupants and City officials, and shall be available to be at the property within two (2) hours in an emergency. Failure of the permittee, or if designated, the qualified owner's representative, to respond to a call from a tenant or the Community Development Director within twenty -four (24) hours shall result in an enforcement violation subject to actions and penalties as described in Section 26.530.0670, Enforcement, against the permittee. (d) Permit application, fees, issuance, renewal, revocation, and abandonment. (1) Application. Permit applications shall be received and processed on a first-come, first-served basis. The Community Development Director shall deem applications complete based on the requirements of this Chapter and the standards in the STR Program Guidelines. Only complete STR permit applications shall be accepted and reviewed. An application shall only be complete when all information, tasks, and administrative fee payments required for the application type have been submitted by the applicant and received by the City of Aspen. (2) Fee payment. Permit fees shall be remitted at the time of permit application and cover the cost of processing the application. Application fees are nonrefundablenon-refundable. (3) Neighborhood noticing. Upon application for a new STR-C or STR-OO permit, for a property located in a zone district with a cap on the number of allowable permits, the applicant shall provide neighborhood noticing in accordance with Section 26.304.060(e)(3)b.—c. Manner of Notice. Upon application for a new STR-C or STR-OO permit for a property located in an zone district without a cap on the number of allowable permits, the applicant shall provide neighborhood noticing in accordance with Section 26.304.060.E.3.b, Manner of Notice. Upon submission of an STR-T application, the applicant shall comply with neighborhood noticing requirements in Section 26.304.060.E.3.b, Manner of Notice. Annual STR permit Permit renewals do not require neighborhood noticing. Permits shall be approved, approved with conditions, or denied following the notice period. STR-LE are exempt from this provision. (4) HOA compliance. Permit New STR permit applications for residential properties which are in a Homeowners Association (HOA) must include HOA approval for the applicant to operate an STR in the form of a signed letter, including telephone and email contact information for the HOA, with the permit application. Annual STR permit renewals do not require an updated HOA approval letter. Permittees shall notify the City of Aspen if any HOA permissions change regarding short-term rentals at any point during the life of an issued permit. (5) Issuance. Permits shall be approved, approved with conditions, or denied within twenty -one (21) working days of the closure of the notice period described above. The Community Development Director may issue permits with conditions based on review of the permit application and public comment. The review and issuance period for individual permit applications may be extended at the direction of the Community Development Director. (6) Waitlist. Once the permit limit is reached for each zone district, applicants will be placed on a waitlist for the next available permit in the order in which the application was received. A waitlist applicant shall be a natural person. The residential address included in the waitlist application must match the residential address for which the subsequent permit is issued. Applicants who sell the property for which the permit is sought shall be removed from the waitlist. As permits become available, waitlist applications shall be reviewed and approved, approved with conditions, or denied. If the property has been found in violation of this Chapter during the waitlist period, the application shall be denied. 174 D R A F T Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 8 of 13 (7) Renewal. STR permits shall be renewed annually in accordance with the procedures in the STR Program Guidelines. Only complete STR permit renewal applications will be accepted for annual STR permit renewal. An application shall be complete when all information, tasks, and administrative fee payments required for the application type have been submitted by the applicant and received by the City of Aspen. Failure to renew a permit within fourteen days (14) of the permit expiration date shall result in the abandonment of the permit. STR-T permits are not eligible for renewal and expire automatically upon the expiration date of the permit. (8) Tax filing. STRs must be occupied by a short-term renter a minimum of once per year, as shown in tax filings, to be eligible for renewal. Permits with one (1) year of zero tax filings from the date of permit issuance or renewal will be considered abandoned and be processed in accordance with the standards in this Chapter. STRs that obtain active building permits may be eligible for a one-time exemption from the Tax Filing requirement. STR-permitted properties that experience an “act of nature” emergency that renders the property uninhabitable may also be eligible for an exemption from the Tax Filing requirement. (i) Building Permit Exemptions. STR permittees may apply for a one-time permit renewal exemption if the STR property is under construction. To apply for a building permit exemption, the permittee must notify the Community Development Director in writing within 14 days of the date of issuance of the building permit. Building permit exemptions are granted at the discretion of the Community Development Director with proof of a valid building permit. (ii) Act of Nature Exemptions. STR permittees may apply for a permit renewal exemption due to an “act of nature” that renders the property uninhabitable. To apply for an act of nature exemption, the permittee must notify the Community Development Director in writing that the STR property has experienced an act of nature within 30 days of the incident. An “act of nature” is defined as “an accident or other natural event caused without human intervention that could not be prevented by reasonable foresight or care.” Example acts of nature include forest fires, floods, landslides, or other unforeseen natural events. Act of nature exemptions are granted at the discretion of the Community Development Director with sufficient proof of uninhabitability. (9) Abandonment. STR-C and STR-OO permits shall be valid for one (1) year from the date of issuance and shall be renewed annually. Failure to renew a permit in accordance with the STR Program Guidelines will result in the abandonment of the permit. STR permits may be aban doned by permittees at any time by notifying the Community Development Director of the intent to abandon the permit. Abandoned permits will be made available to the next applicant on a first - come, first-served basis or the next applicant on the waitlist for that zone district in accordance with the STR Program Guidelines. STR-LE are exempt from this provision. (10) Revocation. STR permits may be revoked by the Community Development Director for any of the following reasons: three (3) violations of the requirements of this Chapter and applicable Municipal Code standards as described in the STR Program Guidelines, failure to rent the property during the term of the permit, failure to pay STR taxes and fees, or violations of the requirements of this Section. (Ord. No. 9-2022, § 4, 6-28-2022) 175 D R A F T Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 9 of 13 Sec. 26.530.050. Occupancy and operational standards. Prior to the issuance of an STR permit, the permit application will be reviewed for compliance with the following standards. (a) Occupancy limits and unit size. STRs arc limited to a total occupancy of two (2) occupants per bedroom plus two (2) additional occupants, studios are limited to a total occupancy of two (2) occupants plus one (1) additional occupant. Permit applications are required to list the number o f bedrooms in the unit at its largest configuration. STRs may be inspected for accuracy of bedroom count on the permit application and for compliance with these occupancy requirements. For the purpose of establishing unit occupancy, a studio shall have an occupancy of two (2) occupants plus one (1) additional occupant. Occupancy for each STR shall be included in all STR advertising, the in-unit messaging, and permit on display in each permitted STR. Bedrooms, lock-offs, or portions of the residential unit, in addition to the whole residential unit, may be rented. (b) Annual rental night limits. STR-OO are limited to one hundred twenty (120) short-term rental nights per year from the date of permit issuance. There is no annual limit on the number of nights per year an STR-C can be rented. There is no annual limit on the number of nights per year an STR-LE can be rented. (c) Good neighbor guide. STRs are required to operate in accordance with all applicable Municipal Code regulations protecting the health, safety, and peace of the community and supporting the maintenance of community character and values. STR owners and permittees are required to assist STR occupants in being 'good neighbors' by recognizing their obligation to following the rules and customs of the community. To support these community goals, the Community Development Department maintains the Short-term Rental Program Guidelines, Good Neighbor Guide, and collaborates with non - governmental organizations to promote good neighbor behavior by visitors. (1) STR-C and STR-OO permittees, and if designated, their qualified owner's representatives must comply with the policies described in the City of Aspen Good Neighbor Guide and provide that information at all times to occupants of the unit. (2) In-unit messaging is essential to assisting STR occupants in supporting the City's good neighbor policies, ensuring STRs in neighborhoods support community character, and assisting in the promotion of Aspen's community character. The following notices shall be posted in a conspicuous location inside the rental unit: i. A copy of the STR-C or STR-OO permit; ii. STR license and business number; iii. The name, address, and telephone number(s) of the permittee or qualified owner's representative; iv. A statement which reads: Occupants shall comply with the City's Noise Ordinance; v. The location of the required parking spaces; vi. Wildlife protection policy; vii. The location of the fire extinguisher; viii. Information on the trash, recycling, and composting programs including: a. Solid waste pickup schedules; b. Guidelines on living with wildlife and instructions for operating wildlife containers; and 176 D R A F T Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 10 of 13 c. A notice that trash and recycling containers must be stored indoors except between 6:00 a.m. and 6:00 p.m. on the day of scheduled trash or recycling pickup, where they may be placed at the curbside or in alleys; ix. City of Aspen emergency services information and contact information; x. The City of Aspen's Good Neighbor Guide. (d) Adoption of and compliance with STR program guidelines. The City Council hereby adopts the Short- term Rental Program Guidelines. The Community Development Department shall keep on file and make available to STR permittees, and if applicable, qualified owner's representatives. These guidelines set forth the standards, procedures, and supplemental information necessary for the operation of an STR within the City of Aspen. The Community Development Director may use the guidelines as a basis for enforcement actions in accordance with the requirements of this Chapter. The Guidelines may be updated, amended, and expanded from time to time by City Council Resolution. (Ord. No. 9-2022, § 4, 6-28-2022) Sec. 26.530.060. STR Advertising Requirements. STR permittees shall be responsible for ensuring any advertisements for the STR property are in compliance with this Chapter. Short-term rental services shall be responsible for ensuring all advertisements of STR properties within the City of Aspen that are listed throughout their platforms comply with the advertising requirements in this Chapter. Following the issuance of an STR permit, the permittee and all short-term rental services will be reviewed for compliance with the following standards. (a) Permittee Advertising Requirements. STR owners, permittees, and/or their representatives shall ensure that any advertisements of the STR property show the valid City of Aspen STR permit number and maximum occupancy for the property in all listings that advertise short-term rentals of the property. (1) The STR permit number for the property, as found on the valid City of Aspen STR permit issued to the property owner, must always be visible on any STR advertisement. The permittee shall enter the permit number in the advertisement title, the advertisement description, or the designated permit number field of the advertisement. (2) Maximum occupancy for the property, as found on a valid City of Aspen STR permit issued to the property owner, must always be visible on any STR advertisement. The permittee shall enter the maximum occupancy in the advertisement title, the advertisement description, or the designated occupancy field of the advertisement. (3) Permittees that are on a waitlist for an STR-C permit shall not advertise for short-term rentals of the property unless they hold a valid STR-OO or STR-LE permit. (4) STR-T permittees shall not advertise short-term rentals of the property for the duration of the STR- T permit. (5) STR advertisements where the maximum occupancy is missing, the STR permit number is invalid or expired, where the STR permit has been revoked, or where the property has a valid STR-T permit or is on a waitlist for STR permit, are subject to enforcement and penalties pursuant to 26.530.070.(b) Enforcement and Penalties, including revocation of the existing STR permit and/or the inability to obtain an STR permit in the future if the property is found to be advertised for short-term rentals while the property is on a waitlist for STR permit or has a valid STR-T permit. (b) Short-term Rental Service Advertising Requirements. 177 D R A F T Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 11 of 13 Pursuant to CRS 30-150-401(1)(s)(III), all short-term rental services that display short-term rental advertisements for properties in the City of Aspen shall require that each permittee or their representatives using the short-term rental service include a valid STR permit number issued by the City of Aspen to the property owner in any advertisement for a short-term rental on the short-term rental service platform. (1) A short-term rental service displaying advertisements for STR properties in the City of Aspen shall require that the STR property owner, permittee, or their representative include a valid STR permit number issued by the City of Aspen and the maximum occupancy for the STR property in each advertisement on the short-term rental service platform. (2) A short-term rental service shall remove any STR advertisement from the platform after receiving notification by City of Aspen that the STR permit number associated with the listing is missing, invalid, or expired, or that the STR permit associated with the property has been revoked, or that the City of Aspen has a prohibition on STRs that applies to the property in the advertisement, or that the maximum occupancy for the STR unit is missing, invalid, or expired. The notification shall include the advertisement URL, the reason that removal of the advertisement is required, and any other identifying information available to the City of Aspen. The short-term rental service shall remove the advertisement from the platform within fourteen (14) days of receiving the notification from the City of Aspen. (3) A short-term rental service that fails to remove a STR advertisement from the platform within fifteen (15) or more days of receiving a removal notification from the City of Aspen shall be subject to enforcement and penalties pursuant to 26.530.070(b) Enforcement and Penalties. Sec. 26.530.0760. Enforcement. The City of Aspen actively enforces its STR regulations through inspections, citizen complaints, audits, and permitting. These measures ensure that STRs reinforce, not undermine, community policies and character. Active enforcement ensures that visitors who choose to stay in STRs are informed of the unique qualities of mountain living and enhance our community culture by being good visitors and acting as neighbors and community members during their stay. STR permittee, and if applicable, qualified owner's representative, play an essential role in supporting and advancing these policies and supporting the City's enforcement activities. (a) Falsifying Information. Falsifying information on an STR permit application or any related document is a violation of Municipal Code and subject to Penalties. (b) Complaints. Any valid complaint received regarding the STR property will first be referred to the permittee, and if applicable, qualified owner's representative for response and correction. The Community Development Director will follow up with any complaining party, the permittee, and if applicable, qualified owner's representative, for compliance or resolution. The permittee or qualified owner's representative must respond to all complaints or inquiries from City officials within twenty - four (24) hours and occupant complaints within two (2) hours. The City of Aspen is not responsible for complaints against a HOA, hotel, or condo-hotel's own guidelines outside of the City's code, rules and regulations. Failure to respond within twenty -four (24) hours shall result in a notice of violation and demand to cure. All valid complaints will be recorded and kept on -file including the address, permittee, permit number, business license number associated with the complaint, and the complainer's name and contact information. (bc) Enforcement and Penalties. Upon receipt of a compliantcomplaint, the Community Development Department shall investigate and if it is determined there are grounds to believe a violation of this Chapter or any STR rules and regulations may have occurred, the Community Development Director may issue an Administrative Notice of Violation to the permittee. The Director shall revoke the STR permit of any permittee who receives three (3) Administrative Notices of Violation within the one (1) year permit cycle, effective upon mailing notice to the permittee's address on file. The permittee may 178 D R A F T Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 12 of 13 appeal the decision to revoke the STR permit by providing notice of appeal to the Community Development Director within fourteen (14) days of the date of the decision to revoke the permit. The Administrative Hearing Officer shall hear appeals brought pursu ant to this subsection (b). Appeals shall be governed by the procedures set forth in Section 26.316.030. (1) Penalty. Any permittee that violates or allows another to violate any section of this Title shall be subject to prosecution in Municipal Court and upon conviction subject to the fines and penalties set forth in Section 1.04.080. A first offense shall be punishable by a fine of no less than five hundred dollars ($500.00). Each day of any violation of this Section shall constitute a separate offense. (2) Civil Remedies. a. The City Attorney may institute injunctive, abatement, or other appropriate action to prevent, enjoin, abate or remove a violation of this Title when it occurs. The same right of action shall accrue to any property owner who may be especially damaged by v iolation of this Title. b. In addition to the penalties and remedies set forth herein, an STR permit shall be automatically revoked by the Community Development Director upon the third conviction of a violation of this Title by the permittee of the property subject to the permit within the one (1) year. c. Until paid, any delinquent charges, assessments, or taxes made or levied by the City pursuant to this Title shall, as of recording, be a lien against the property on which the violation has been found to exist. If not paid within thirty (30) days from the date of assessment, the City Clerk may certify any unpaid charges, assessments, or taxes to the Pitkin County Treasurer to be collected and paid over by the Pitkin County Treasurer in the same manner as taxes are authorized to be by statute together wit h a ten (10) percent penalty for costs of collection. Any lien placed against the property pursuant to this Chapter shall be recorded with the Pitkin County clerk and recorder. (Ord. No. 9-2022, § 4, 6-28-2022) Sec. 26.530.0870. Fees. STR permits are assessed an annual fee per unit, remitted at the time of permit application, in accordance with the following table. Annual Administrative Fee STR-Classic: $394.00 STR-Owner-occupied: $394.00 STR-Temporary: $394.00 STR-Lodging Exempt: $148.00/unit Table I: Fee Schedule (Ord. No. 9-2022, § 4, 6-28-2022) 179 D R A F T Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 13 of 13 Sec. 26.530.0980. Appeals. Permittees may appeal decisions made by the Community Development Director in the enforcement of this Chapter. Appeals will be heard by the Administrative Hearing Officer in accordance with Section 26.316.020(d). Appeals shall be processed in accordance with Section 26.316.030. (Ord. No. 9-2022, § 4, 6-28-2022) 180 P&Z Resolution #09, Series of 2025 Recommendation for STR Policy Updates Page 1 of 3 RESOLUTION #09 SERIES OF 2025 A RESOLUTION OF THE ASPEN PLANNING AND ZONING COMMISSION RECOMMENDING APPROVAL BY CITY COUNCIL FOR THE AMENDMENT OF CITY OF ASPEN LAND USE CODE CHAPTER 26.530 – SHORT TERM RENTAL REGULATIONS, AND SECTION 26.104.100 – DEFINITIONS WHEREAS, pursuant to Section 26. 310. 020(A), during a regular City Council meeting on December 14, 2021, City Council adopted Ordinance # 026, Series of 2021, by a unanimous affirmative vote placing, a moratorium on the issuance of new short- term rental (STR) permits until September 30, 2022; and, WHEREAS, during a duly noticed public hearing on June 28, 2022, City Council approved Ordinance #09, Series of 2022 at Second Reading by a unanimous affirmative vote, establishing a robust set of regulations governing the licensing, permitting, capping, inspecting, enforcing, and creation of a new fee structure for services performed for STRs; and, WHEREAS, Ordinance # 09, Series of 2022 became effective on July 29, 2022, and at the expiration of the moratorium created by Ordinance #026, Series of 2022, the City began issuing new STR permits on October 1, 2022; and, WHEREAS, during a Work Session on February 24, 2025, staff updated City Council on the STR program, and during that meeting received majority direction from City Council to proceed with exploring policy updates for administrative topics and future policy related topics related to streamlining STR permit application requirements, increasing compliance with existing regulations, providing exemptions for unique circumstances unaccounted for in the current STR regulations, and the R/MF Zone District permit cap number; and, WHEREAS, pursuant to Section 26.310.020(B)(2), during a duly noticed public hearing on June 24, 2025, the City Council approved Resolution #077, Series of 2025, by a five to zero (5- 0) vote, requesting a code amendment to the Land Use Code; and, WHEREAS, amending the Land Use Code from time to time is necessary to ensure the ongoing effectiveness, coordination, and viability of the regulations within the City of Aspen Land Use Code; and, WHEREAS, Section 26.104.100, Definitions; Section 26.530, Short-term Rental Regulations and other sections of the Land Use Code, as necessary, are being proposed for amendments; and, WHEREAS, pursuant to Section 26.310.020(B)(1), the Community Development Department, following approval of Resolution #077, Series of 2025, is conducting a limited public outreach effort to inform the public, STR program participants, the Historic Planning Commission, 181 P&Z Resolution #09, Series of 2025 Recommendation for STR Policy Updates Page 2 of 3 the Planning and Zoning Commission, and members of the STR Technical Advisory Committee of the proposed updates; and, WHEREAS, Community Development has presented a memorandum outlining the proposed topics for code amendments to the Planning and Zoning Commission; and, WHEREAS, at a regular meeting on August 20, 2025, the Planning and Zoning Commission considered the topics proposed for code amendments, and reviewed staff’s memo, and by a four – three (4-3) vote approves Resolution #09, Series of 2025, recommending Council consideration and approval of topics one through six, amending Section 26.530 – Short-term Rental Regulations and 26.104.100 – Definitions, no recommendation is made on topic seven due to lack of data, with a request to Council to direct staff to begin collecting pertinent information such as utilization rates in the future. NOW, THEREFORE BE IT RESOLVED BY THE PLANNING AND ZONING COMMISSION OF THE CITY OF ASPEN, COLORADO THAT: Section 1: The Planning and Zoning Commission recommends the Land Use Code Section 26.530 – Short Term Rental Regulations, and Section 26.104.100 – Definitions be rescinded and readopted as described in Exhibit A for topics one through six. Section 2: Any scrivener’s errors contained in the code amendments herein, including but not limited to mislabeled subsections or titles, may be corrected administratively following adoption of the Ordinance. Section 3: This resolution shall not affect any existing litigation and shall not operate as an abatement of any action or proceeding now pending under or by virtue of the resolutions or ordinances repealed or amended as herein provided, and the same shall be conducted and concluded under such prior resolutions or ordinances. Section 4: If any section, subsection, sentence, clause, phrase, or portion of this resolution is for any reason held invalid or unconstitutional in a court of competent jurisdiction, such portion shall be deemed a separate, distinct and independent provision and shall not affect the validity of the remaining portions thereof. FINALLY, adopted, passed, and approved this 20th day of August, 2025. 182 P&Z Resolution #09, Series of 2025 Recommendation for STR Policy Updates Page 3 of 3 Approved as to form: Approved as to content: ______________________________ __________________________________ Luisa Berne, Assistant City Attorney Ken Canfield, Vice Chair Attest: ______________________________ Tracy Terry, Municipal Court Clerk Exhibit A – Draft Code Amendments – Section 26.104.100 Definitions, and Section 26.530 Short term Rental Regulations 183 D R A F TAspen, Colorado, Municipal Code Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 1 of 13 Chapter 26.104. – GENERAL PROVISIONS Sec. 26.104.100. Definitions. As used in this Code, unless the context otherwise requires, the following terms shall be defined as follows: Short-term Rental Service. A person or company that operates a website or any other digital or print platform that provides a means through which a property owner or their repres entative may offer a residential property or dwelling unit, or portion thereof, for short-term rentals, and from which the person or company financially benefits. Exhibit A 184 D R A F T Aspen, Colorado, Municipal Code Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 2 of 13 Chapter 26.530. SHORT-TERM RENTAL REGULATIONS1 Sec. 26.530.010. Purpose. The purpose of this Chapter is to regulate short-term rentals (STRs) as a land use within the City of Aspen. STRs are an important component of the City's lodging bed base, support a vibrant tourist economy, and provide real property owners with STR permits significant financial benefit. STRs influence property value and occupancy patterns of residential dwelling units. STRs influence neighborhood character by introducing commercial lodging uses in residential neighborhoods. STRs require services and infras tructure to operate. STRs further reduce the potential availability of long-term rental housing to support the local economy and community. STRs require regulation as a distinct land use to ensure the health, safety, peace, and welfare of the community through the application of zoning police powers. The following regulations support the operation of STRs balanced with community policies related to housing, development, growth management, and a sustainable economy as described in the Aspen Area Community Plan. (Ord. No. 9-2022, § 4, 6-28-2022) Sec. 26.530.020. Applicability. (a) This Chapter applies to all STRs in the City of Aspen. STRs are required to obtain a permit in accordance with their type and operation as defined in this Section. STRs operating without a permit are subject to enforcement as defined in Section 26.530.060, Enforcement. (b) It shall be unlawful for any person, whether a principal or agent, clerk, or employee, either for him or herself, or for any other person for anybody, corporation or otherwise, to lease or operate an STR without first obtaining an STR permit in accordance with the provisions and procedures of this Section. (Ord. No. 9-2022, § 4, 6-28-2022) Sec. 26.530.030. Permitting requirements. (a) Permits. Any property rented as an STR shall require a permit to operate. Permits shall be approved, approved with conditions, or denied by the Community Development Director based on the following criteria: (1) Permittee. Permits shall only be issued in the name of one (1) natural person who has an ownership interest in the property for which the permit is issued ("Permittee"). (2) Permit Number. STR permits are issued a unique permit number. That permit number shall be clearly displayed in all advertising and listings of the STR, including but not limited to all digital and print advertising. The permit number must be listed in the STR, along wit h permittee and/or qualified 1Editor's note(s)—Prior to the reenactment of Chapter 26.530 by Ordinance No. 9-2022, § 1, adopted June 28, 2022, said chapter was repealed by Ordinance No. 14-2007 § 1. Former Chapter 26.530 pertained to the resident multi-family replacement program and was derived from Ordinance No. 40-2002 § 2 as amended by Ordinance No. 51-2003 § 1. 185 D R A F T Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 3 of 13 owner's representative and emergency contact information as part of the in -unit Community Messaging Program described in the STR Program Guidelines. (3) Permit Application Contents. The following information is required for STR permit applications: the owner(s) of the property, the name and contact information of the proposed permittee; if title to the subject property is held by a corporation, partnership, association, or company, t he name and contact information of any officer, director or stockholder holding ten (10) percent or more of the interests in the corporation, partnership, association, or company; the property address, Pitkin County parcel identification number; Pitkin County owner name; number of bedrooms and pillows in the unit in its largest configuration; size of heated area of the STR residence, and all previous notices of code violations or complaints filed against the property. (4) Licensing. STRs are required to maintain a City of Aspen Business License and are required to remit lodging and sales tax in accordance with Municipal Code regulations and Finance Department policies. The STR-Program Guidelines include details about licensing and tax compliance standards and procedures. (5) Non-Transferability. Commencing October 1, 2022, STR permits shall be granted only for the property for which it is issued and solely to the permittee to whom it is issued. The permit shall not be transferable to any other person, legal entity, or residential address ., with limited exemptions granted only in the event of the permittee’s divorce or death as outlined in Sec 23.48.040.d-e. If the property is owned by a partnership, corporation, association or company, a transfer shall be deemed to occur if the permittee transfers his or her interest in the property to a third-party individual or entity or if more than ten (10) percent of the partnership, corporation, association, or company is transferred to a third - party individual or entity, even if the permittee retains an ownership interest in the property. Upon such transfer of ownership, the permit shall be deemed terminated and revoke d and the new owner of the property shall be required to apply for a new STR permit if it wishes to continue the use of the property as a vacation rental. The STR permit shall include a non-transferability clause and notice that the permit shall be deemed terminated and revoked automatically upon the sale or change of ownership of the property for which a permit has been issued, as described herein. (b) Permit Types. STRs shall be eligible for one (1) of three (3) permit types: Short -term Rental Classic, Owner- Occupied Short-term Rental, or Lodging Exempt Short-term Rental. The ability to obtain an STR permit is conditioned upon the permittees consent of the eligibility, requirements, and standards for each permit type as follows: (1) Short-term Rental Classic (STR-C). This permit is issued only to residential units located in eligible zones and the approved use of which is not a Lodge use. (Condo-hotel properties must apply for a Lodging- Exempt STR permit.) a. STR-C permits shall be renewed annually and are assessed an annual permit fee in accordance with Section 26.530.0780, Fees. b. STR-C permits are subject to the life-safety standards and the operational standards described in this Chapter and the STR Program Guidelines. c. There is no annual limit on the number of nights an STR-C permittee may operate the STR unit. Bedrooms, lock-offs, or portions of the residential unit, in addition to the whole residential unit, may be rented. Occupancy for the unit is limited by the standards described in Section 26.530.050. (2) Owner-occupied Short-term Rental (STR-OO). This permit is issued only to owner-occupied residential units, where the property is the primary residence of the permittee. Part 700 of this Title describes the zone districts where STRs are a permitted use. 186 D R A F T Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 4 of 13 a. STR-OO rental permits shall be renewed annually and are assessed an annual permit fee in accordance with Section 26.530.0780, Fees. b. STR-OO are subject to the life-safety standards for STRs described in this Chapter and the Program Guidelines, and who must have two (2) of the following valid documents indicating that the STR is the applicant's primary residence: i. valid Colorado driver's license; ii. valid motor vehicle registration; iii. voter registration; iv. Federal or state tax return; or v. other legal documentation deemed sufficient by the Community Development Director which is pertinent toward establishing principal residence. (3) Lodging Exempt Short-term Rental (STR-LE). Lodges and condo-hotels which meet the definition of Lodge are eligible for STR-LE permits. a. For eligible properties, only one (1) permit is required for all units under management. b. In addition to the limitations of the definition of Lodge and/or Condo -hotel, Lodging Exempt eligible properties must offer STR units under a unified brand and marketing model where individual ownership of units is secondary to the central brand of the pr operty. c. Lodging Exempt permittees must submit an affidavit attesting to their eligibility. d. STR-LE permits must be renewed annually and are assessed an annual permit fee in accordance with Section 26.530.0780, Fees. To ensure ongoing eligibility for the STR-LE permit, permittees are subject to the Lodging Occupancy Auditing regulations in Section 26.575.210. (4) Temporary Short-term Rental (STR-T). An STR-T permit may be issued to a residential unit in eligible zones for the sole purpose of allowing a new property owner to honor booking reservations made by the previous owner that post-date the sale of the property. a. STR-T permits are valid for a maximum of ninety (90) days from the date of issuance and are not eligible for renewal after the permit expiration date. b. STR-T permits are assessed a one-time administrative permit fee in accordance with Section 26.530.080, Fees. c. STR-T permit applications must be submitted within fifteen (15) days from the date of transfer of property ownership. Proof of purchase or ownership transfer is a required submission with each STR-T permit application. All existing short-term rental reservations made prior to the property sale must be declared on an application for a STR-T permit. d. STR-T permits are subject to public notice requirements in Section 26.304.060(e)(3)b. Manner of Notice. Proof of notice is a required submission with the STR-T permit application. A waiting period during the posted notice and prior to permit issuance is not required. e. STR-T permits are subject to the life-safety and operational standards described in this Chapter and the STR Program Guidelines. f. STR-T permittees may not accept any new STR bookings for the duration of the STR-T permit. g. Advertising short-term rentals at an STR-T property is not permitted. All pre-existing short-term rental advertisements for the STR-T property must be deactivated, removed, or otherwise made unavailable to prospective customers for the duration of the STR-T permit. 187 D R A F T Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 5 of 13 h. Failure to comply with the STR-T permit requirements is a violation of the municipal code and subject to fines and penalties as stated in 26.530.070 Enforcement. (c) Zoning Limitations. STR-C permits are limited by number in residential zone districts. Refer to Part 700 of this title for permitted uses by zone to assess where STR-Cs are permitted. In zones where STR is not a permitted use, it is a prohibited use. (1) STR-C permits are limited by number in specific zone districts as follows: a. RR: Two (2) permits; b. R-3: One (1) permit; c. R-6: Eighty-one (81) permits; d. R-15: Forty-seven (47) permits; e. R-15A: Eight (8) permits; f. R-15B: Twelve (12) permits; g. R-30: One (1) permit; h. R/MF: One hundred ninety (190) permits; i. R/MFA: Twelve (12) permits; j. AH: Nine (9) permits; k. MU: Thirty-nine (39) permits; l. NC: One (1) permit; m. SCI: Two (2) permits; n. SKI: Two (2) permits. (2) There is no limit to the number of STR-C permits in the following zone districts: Commercial (C-1), Commercial Core (CC), Lodge (L), Commercial Lodge (CL), Lodge Overlay (LP), Lodge Preservation Overlay (LO). (3) STR-OO are not limited by number in any allowable zone district. Refer to Part 700 of this title for zone districts where STR is a permitted use. (4) STR-LE are not limited by number in any allowable zone district. Refer to Part 700 of this title for zone districts where STR is a permitted or prohibited use. (Ord. No. 9-2022, § 4, 6-28-2022) Sec. 26.530.040. Permit procedures and standards. Prior to the issuance of an STR permit, the permit application will be reviewed for compliance with the following standards. (a) Zoning Compliance. All STR permits must comply with zoning regulations for the zone district in which they are located. STR permit applications shall include the Parcel Identification Number and residential address including unit number for the property to ensure compliance with underlying zoning. Zone district STR regulations, including permitted uses and cap limitations, may change over time per City 188 D R A F T Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 6 of 13 Council action. Possession of an STR permit does not supersede compliance with zone district STR regulations. (b) Life-safety Compliance and Inspection. (1) Required Noticing. All new STR-C and STR-OO applicantstions for properties located in zone districts with caps on the number of permits shall comply with neighborhood noticing requirements per Section 26.304.060(e)(3)b.—c., Manner of Notice. New STR-C and STR-OO applications for properties located in zone districts without caps on the number of permits shall comply with neighborhood noticing requirements per Section 26.304.060.E.3.b, Manner of Notice. All STR-T applications shall comply with neighborhood noticing requirements per section Section 26.304.060.E.3.b, Manner of Notice. STR-LE applications are exempt from this provision. (2) Inspections. By signing and submitting an STR permit application, and subsequently being granted a permit, the owner(s) of the property shall consent to inspections of the property by City of Aspen personnel and their agents for the purpose of determining compliance with City Codes, Regulations and Laws. No inspection will be made without first giving the permittee and, if applicable, the qualified owner's representative, forty-eight (48) hours' notice of the inspection. (3) Life-Safety. STRs are required to comply with all applicable life -safety standards in Municipal Code Title 8 and the STR Program Guidelines, as amended from time to time. Life-safety standards including: fire suppression, occupancy limitations, mechanical codes, emerg ency contacts and procedures, and inspections. (c) Qualified Owner's Representative. Permittees who cannot meet requirement for regulatory compliance, in-person service, emergency response and other regulations in this title may designate a qualified owner's representative. A qualified owner's representative shall be a natural person resi ding in the Roaring Fork River Drainage area situated in Eagle, Pitkin, Garfield or Gunnison Counties, or within the Colorado River Drainage area from and including the unincorporated No Name area to and including Rifle. The qualified owner's representative is designated by the permittee who is the property owner as the point of contact for the permitted STR. For permittees that designate a qualified owner's representative, the qualified owner's representative shall be r esponsible for responding to tenant and City inquiries, complaints, enforcement actions, and other on -site needs. (1) If a qualified owner's representative is designated for an STR, the qualified owner's representative must have a City of Aspen business license. The qualified owner's representative shall be listed on the STR permit for the property including the qualified owner's representative's name, entity or company name, telephone number, email address, and physical address. (2) STR permittees who designate a qualified owner's representative are liable for compliance with applicable Land Use Code and Municipal Code regulations. The qualified owner's representative is not legally liable for violations of this Section or compliance with applicable Municipal Code regulations but is responsible for notifying the permittee when a violation has occurred. (3) The name, address, and telephone number(s) of the qualified owner's representative, as shown on the STR permit, shall be made available to the Community Development Department, the Aspen Police Department, and the Aspen Fire Protection District. Any change to the qualified owner's representative or permittees' contact information shall be promptly furnished to the City of Aspen via a revised STR permit application within ten (10) days. Failure of the permittee to provide or update the qualified owner's representative contact information to the City shall constitute an enforcement violation subject to actions and penalties as described in Section 26.530.0670, Enforcement. (4) The permittee, or if designated, the qualified owner's representative, shall be available twenty - four (24) hours a day, year-round to ensure that the property is maintained and operated as 189 D R A F T Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 7 of 13 required by Land Use Code standards and the STR Program Guidelines. The permittee, or if designated, the qualified owner's representative, shall respond to service or compliance inquiries from occupants and City officials, and shall be available to be at the property within two (2) hours in an emergency. Failure of the permittee, or if designated, the qualified owner's representative, to respond to a call from a tenant or the Community Development Director within twenty -four (24) hours shall result in an enforcement violation subject to actions and penalties as described in Section 26.530.0670, Enforcement, against the permittee. (d) Permit application, fees, issuance, renewal, revocation, and abandonment. (1) Application. Permit applications shall be received and processed on a first-come, first-served basis. The Community Development Director shall deem applications complete based on the requirements of this Chapter and the standards in the STR Program Guidelines. Only complete STR permit applications shall be accepted and reviewed. An application shall only be complete when all information, tasks, and administrative fee payments required for the application type have been submitted by the applicant and received by the City of Aspen. (2) Fee payment. Permit fees shall be remitted at the time of permit application and cover the cost of processing the application. Application fees are nonrefundablenon-refundable. (3) Neighborhood noticing. Upon application for a new STR-C or STR-OO permit, for a property located in a zone district with a cap on the number of allowable permits, the applicant shall provide neighborhood noticing in accordance with Section 26.304.060(e)(3)b.—c. Manner of Notice. Upon application for a new STR-C or STR-OO permit for a property located in an zone district without a cap on the number of allowable permits, the applicant shall provide neighborhood noticing in accordance with Section 26.304.060.E.3.b, Manner of Notice. Upon submission of an STR-T application, the applicant shall comply with neighborhood noticing requirements in Section 26.304.060.E.3.b, Manner of Notice. Annual STR permit Permit renewals do not require neighborhood noticing. Permits shall be approved, approved with conditions, or denied following the notice period. STR-LE are exempt from this provision. (4) HOA compliance. Permit New STR permit applications for residential properties which are in a Homeowners Association (HOA) must include HOA approval for the applicant to operate an STR in the form of a signed letter, including telephone and email contact information for the HOA, with the permit application. Annual STR permit renewals do not require an updated HOA approval letter. Permittees shall notify the City of Aspen if any HOA permissions change regarding short-term rentals at any point during the life of an issued permit. (5) Issuance. Permits shall be approved, approved with conditions, or denied within twenty -one (21) working days of the closure of the notice period described above. The Community Development Director may issue permits with conditions based on review of the permit application and public comment. The review and issuance period for individual permit applications may be extended at the direction of the Community Development Director. (6) Waitlist. Once the permit limit is reached for each zone district, applicants will be placed on a waitlist for the next available permit in the order in which the application was received. A waitlist applicant shall be a natural person. The residential address included in the waitlist application must match the residential address for which the subsequent permit is issued. Applicants who sell the property for which the permit is sought shall be removed from the waitlist. As permits become available, waitlist applications shall be reviewed and approved, approved with conditions, or denied. If the property has been found in violation of this Chapter during the waitlist period, the application shall be denied. 190 D R A F T Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 8 of 13 (7) Renewal. STR permits shall be renewed annually in accordance with the procedures in the STR Program Guidelines. Only complete STR permit renewal applications will be accepted for annual STR permit renewal. An application shall be complete when all information, tasks, and administrative fee payments required for the application type have been submitted by the applicant and received by the City of Aspen. Failure to renew a permit within fourteen days (14) of the permit expiration date shall result in the abandonment of the permit. STR-T permits are not eligible for renewal and expire automatically upon the expiration date of the permit. (8) Tax filing. STRs must be occupied by a short-term renter a minimum of once per year, as shown in tax filings, to be eligible for renewal. Permits with one (1) year of zero tax filings from the date of permit issuance or renewal will be considered abandoned and be processed in accordance with the standards in this Chapter. STRs that obtain active building permits may be eligible for a one-time exemption from the Tax Filing requirement. STR-permitted properties that experience an “act of nature” emergency that renders the property uninhabitable may also be eligible for an exemption from the Tax Filing requirement. (i) Building Permit Exemptions. STR permittees may apply for a one-time permit renewal exemption if the STR property is under construction. To apply for a building permit exemption, the permittee must notify the Community Development Director in writing within 14 days of the date of issuance of the building permit. Building permit exemptions are granted at the discretion of the Community Development Director with proof of a valid building permit. (ii) Act of Nature Exemptions. STR permittees may apply for a permit renewal exemption due to an “act of nature” that renders the property uninhabitable. To apply for an act of nature exemption, the permittee must notify the Community Development Director in writing that the STR property has experienced an act of nature within 30 days of the incident. An “act of nature” is defined as “an accident or other natural event caused without human intervention that could not be prevented by reasonable foresight or care.” Example acts of nature include forest fires, floods, landslides, or other unforeseen natural events. Act of nature exemptions are granted at the discretion of the Community Development Director with sufficient proof of uninhabitability. (9) Abandonment. STR-C and STR-OO permits shall be valid for one (1) year from the date of issuance and shall be renewed annually. Failure to renew a permit in accordance with the STR Program Guidelines will result in the abandonment of the permit. STR permits may be aban doned by permittees at any time by notifying the Community Development Director of the intent to abandon the permit. Abandoned permits will be made available to the next applicant on a first - come, first-served basis or the next applicant on the waitlist for that zone district in accordance with the STR Program Guidelines. STR-LE are exempt from this provision. (10) Revocation. STR permits may be revoked by the Community Development Director for any of the following reasons: three (3) violations of the requirements of this Chapter and applicable Municipal Code standards as described in the STR Program Guidelines, failure to rent the property during the term of the permit, failure to pay STR taxes and fees, or violations of the requirements of this Section. (Ord. No. 9-2022, § 4, 6-28-2022) 191 D R A F T Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 9 of 13 Sec. 26.530.050. Occupancy and operational standards. Prior to the issuance of an STR permit, the permit application will be reviewed for compliance with the following standards. (a) Occupancy limits and unit size. STRs arc limited to a total occupancy of two (2) occupants per bedroom plus two (2) additional occupants, studios are limited to a total occupancy of two (2) occupants plus one (1) additional occupant. Permit applications are required to list the number o f bedrooms in the unit at its largest configuration. STRs may be inspected for accuracy of bedroom count on the permit application and for compliance with these occupancy requirements. For the purpose of establishing unit occupancy, a studio shall have an occupancy of two (2) occupants plus one (1) additional occupant. Occupancy for each STR shall be included in all STR advertising, the in-unit messaging, and permit on display in each permitted STR. Bedrooms, lock-offs, or portions of the residential unit, in addition to the whole residential unit, may be rented. (b) Annual rental night limits. STR-OO are limited to one hundred twenty (120) short-term rental nights per year from the date of permit issuance. There is no annual limit on the number of nights per year an STR-C can be rented. There is no annual limit on the number of nights per year an STR-LE can be rented. (c) Good neighbor guide. STRs are required to operate in accordance with all applicable Municipal Code regulations protecting the health, safety, and peace of the community and supporting the maintenance of community character and values. STR owners and permittees are required to assist STR occupants in being 'good neighbors' by recognizing their obligation to following the rules and customs of the community. To support these community goals, the Community Development Department maintains the Short-term Rental Program Guidelines, Good Neighbor Guide, and collaborates with non - governmental organizations to promote good neighbor behavior by visitors. (1) STR-C and STR-OO permittees, and if designated, their qualified owner's representatives must comply with the policies described in the City of Aspen Good Neighbor Guide and provide that information at all times to occupants of the unit. (2) In-unit messaging is essential to assisting STR occupants in supporting the City's good neighbor policies, ensuring STRs in neighborhoods support community character, and assisting in the promotion of Aspen's community character. The following notices shall be posted in a conspicuous location inside the rental unit: i. A copy of the STR-C or STR-OO permit; ii. STR license and business number; iii. The name, address, and telephone number(s) of the permittee or qualified owner's representative; iv. A statement which reads: Occupants shall comply with the City's Noise Ordinance; v. The location of the required parking spaces; vi. Wildlife protection policy; vii. The location of the fire extinguisher; viii. Information on the trash, recycling, and composting programs including: a. Solid waste pickup schedules; b. Guidelines on living with wildlife and instructions for operating wildlife containers; and 192 D R A F T Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 10 of 13 c. A notice that trash and recycling containers must be stored indoors except between 6:00 a.m. and 6:00 p.m. on the day of scheduled trash or recycling pickup, where they may be placed at the curbside or in alleys; ix. City of Aspen emergency services information and contact information; x. The City of Aspen's Good Neighbor Guide. (d) Adoption of and compliance with STR program guidelines. The City Council hereby adopts the Short- term Rental Program Guidelines. The Community Development Department shall keep on file and make available to STR permittees, and if applicable, qualified owner's representatives. These guidelines set forth the standards, procedures, and supplemental information necessary for the operation of an STR within the City of Aspen. The Community Development Director may use the guidelines as a basis for enforcement actions in accordance with the requirements of this Chapter. The Guidelines may be updated, amended, and expanded from time to time by City Council Resolution. (Ord. No. 9-2022, § 4, 6-28-2022) Sec. 26.530.060. STR Advertising Requirements. STR permittees shall be responsible for ensuring any advertisements for the STR property are in compliance with this Chapter. Short-term rental services shall be responsible for ensuring all advertisements of STR properties within the City of Aspen that are listed throughout their platforms comply with the advertising requirements in this Chapter. Following the issuance of an STR permit, the permittee and all short-term rental services will be reviewed for compliance with the following standards. (a) Permittee Advertising Requirements. STR owners, permittees, and/or their representatives shall ensure that any advertisements of the STR property show the valid City of Aspen STR permit number and maximum occupancy for the property in all listings that advertise short-term rentals of the property. (1) The STR permit number for the property, as found on the valid City of Aspen STR permit issued to the property owner, must always be visible on any STR advertisement. The permittee shall enter the permit number in the advertisement title, the advertisement description, or the designated permit number field of the advertisement. (2) Maximum occupancy for the property, as found on a valid City of Aspen STR permit issued to the property owner, must always be visible on any STR advertisement. The permittee shall enter the maximum occupancy in the advertisement title, the advertisement description, or the designated occupancy field of the advertisement. (3) Permittees that are on a waitlist for an STR-C permit shall not advertise for short-term rentals of the property unless they hold a valid STR-OO or STR-LE permit. (4) STR-T permittees shall not advertise short-term rentals of the property for the duration of the STR- T permit. (5) STR advertisements where the maximum occupancy is missing, the STR permit number is invalid or expired, where the STR permit has been revoked, or where the property has a valid STR-T permit or is on a waitlist for STR permit, are subject to enforcement and penalties pursuant to 26.530.070.(b) Enforcement and Penalties, including revocation of the existing STR permit and/or the inability to obtain an STR permit in the future if the property is found to be advertised for short-term rentals while the property is on a waitlist for STR permit or has a valid STR-T permit. (b) Short-term Rental Service Advertising Requirements. 193 D R A F T Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 11 of 13 Pursuant to CRS 30-150-401(1)(s)(III), all short-term rental services that display short-term rental advertisements for properties in the City of Aspen shall require that each permittee or their representatives using the short-term rental service include a valid STR permit number issued by the City of Aspen to the property owner in any advertisement for a short-term rental on the short-term rental service platform. (1) A short-term rental service displaying advertisements for STR properties in the City of Aspen shall require that the STR property owner, permittee, or their representative include a valid STR permit number issued by the City of Aspen and the maximum occupancy for the STR property in each advertisement on the short-term rental service platform. (2) A short-term rental service shall remove any STR advertisement from the platform after receiving notification by City of Aspen that the STR permit number associated with the listing is missing, invalid, or expired, or that the STR permit associated with the property has been revoked, or that the City of Aspen has a prohibition on STRs that applies to the property in the advertisement, or that the maximum occupancy for the STR unit is missing, invalid, or expired. The notification shall include the advertisement URL, the reason that removal of the advertisement is required, and any other identifying information available to the City of Aspen. The short-term rental service shall remove the advertisement from the platform within fourteen (14) days of receiving the notification from the City of Aspen. (3) A short-term rental service that fails to remove a STR advertisement from the platform within fifteen (15) or more days of receiving a removal notification from the City of Aspen shall be subject to enforcement and penalties pursuant to 26.530.070(b) Enforcement and Penalties. Sec. 26.530.0760. Enforcement. The City of Aspen actively enforces its STR regulations through inspections, citizen complaints, audits, and permitting. These measures ensure that STRs reinforce, not undermine, community policies and character. Active enforcement ensures that visitors who choose to stay in STRs are informed of the unique qualities of mountain living and enhance our community culture by being good visitors and acting as neighbors and community members during their stay. STR permittee, and if applicable, qualified owner's representative, play an essential role in supporting and advancing these policies and supporting the City's enforcement activities. (a) Falsifying Information. Falsifying information on an STR permit application or any related document is a violation of Municipal Code and subject to Penalties. (b) Complaints. Any valid complaint received regarding the STR property will first be referred to the permittee, and if applicable, qualified owner's representative for response and correction. The Community Development Director will follow up with any complaining party, the permittee, and if applicable, qualified owner's representative, for compliance or resolution. The permittee or qualified owner's representative must respond to all complaints or inquiries from City officials within twenty - four (24) hours and occupant complaints within two (2) hours. The City of Aspen is not responsible for complaints against a HOA, hotel, or condo-hotel's own guidelines outside of the City's code, rules and regulations. Failure to respond within twenty -four (24) hours shall result in a notice of violation and demand to cure. All valid complaints will be recorded and kept on -file including the address, permittee, permit number, business license number associated with the complaint, and the complainer's name and contact information. (bc) Enforcement and Penalties. Upon receipt of a compliantcomplaint, the Community Development Department shall investigate and if it is determined there are grounds to believe a violation of this Chapter or any STR rules and regulations may have occurred, the Community Development Director may issue an Administrative Notice of Violation to the permittee. The Director shall revoke the STR permit of any permittee who receives three (3) Administrative Notices of Violation within the one (1) year permit cycle, effective upon mailing notice to the permittee's address on file. The permittee may 194 D R A F T Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 12 of 13 appeal the decision to revoke the STR permit by providing notice of appeal to the Community Development Director within fourteen (14) days of the date of the decision to revoke the permit. The Administrative Hearing Officer shall hear appeals brought pursu ant to this subsection (b). Appeals shall be governed by the procedures set forth in Section 26.316.030. (1) Penalty. Any permittee that violates or allows another to violate any section of this Title shall be subject to prosecution in Municipal Court and upon conviction subject to the fines and penalties set forth in Section 1.04.080. A first offense shall be punishable by a fine of no less than five hundred dollars ($500.00). Each day of any violation of this Section shall constitute a separate offense. (2) Civil Remedies. a. The City Attorney may institute injunctive, abatement, or other appropriate action to prevent, enjoin, abate or remove a violation of this Title when it occurs. The same right of action shall accrue to any property owner who may be especially damaged by v iolation of this Title. b. In addition to the penalties and remedies set forth herein, an STR permit shall be automatically revoked by the Community Development Director upon the third conviction of a violation of this Title by the permittee of the property subject to the permit within the one (1) year. c. Until paid, any delinquent charges, assessments, or taxes made or levied by the City pursuant to this Title shall, as of recording, be a lien against the property on which the violation has been found to exist. If not paid within thirty (30) days from the date of assessment, the City Clerk may certify any unpaid charges, assessments, or taxes to the Pitkin County Treasurer to be collected and paid over by the Pitkin County Treasurer in the same manner as taxes are authorized to be by statute together wit h a ten (10) percent penalty for costs of collection. Any lien placed against the property pursuant to this Chapter shall be recorded with the Pitkin County clerk and recorder. (Ord. No. 9-2022, § 4, 6-28-2022) Sec. 26.530.0870. Fees. STR permits are assessed an annual fee per unit, remitted at the time of permit application, in accordance with the following table. Annual Administrative Fee STR-Classic: $394.00 STR-Owner-occupied: $394.00 STR-Temporary: $394.00 STR-Lodging Exempt: $148.00/unit Table I: Fee Schedule (Ord. No. 9-2022, § 4, 6-28-2022) 195 D R A F T Created: 2025-07-23 07:02:07 [EST] (Supp. No. 6, Update 2) Page 13 of 13 Sec. 26.530.0980. Appeals. Permittees may appeal decisions made by the Community Development Director in the enforcement of this Chapter. Appeals will be heard by the Administrative Hearing Officer in accordance with Section 26.316.020(d). Appeals shall be processed in accordance with Section 26.316.030. (Ord. No. 9-2022, § 4, 6-28-2022) 196 MEMORANDUM TO: Mayor Richards and City Council FROM: Liz Axberg, Housing Policy Analyst THROUGH: Pete Strecker, Interim City Manager MEMO DATE: September 22, 2025 MEETING DATE: September 30, 2025 RE: Resolution #099, Series of 2025 Approval of Memorandum of Understanding for Purchase of Unit Priority at Habitat for Humanity L3 Apartment _____________________________________________________________________ REQUEST OF COUNCIL: The Habitat for Humanity Roaring Fork Valley Chapter has requested $150,000 from the City of Aspen to support Habitat for Humanity’s Carter (L3) Housing Project. The $150,000 would provide the City of Aspen with one priority access for an employee to purchase a unit at the Carter. The attached Memorandum of Understanding (MOU) outlines this agreement. Staff requests City Council review the proposed resolution and MOU and consider approving the request from Habitat for Humanity L3 housing project or if Council wishes to pursue an alternative option. The City’s 2022-2028 Affordable Housing Strategic Plan identifies regional collaboration and development neutral affordable housing as priorities, which is in alignment with this request. SUMMARY AND BACKGROUND: On May 12th, 2025, City Council received a presentation from Habitat for Humanity Roaring Fork Valley on two of their initiatives. This included the modular housing facility and the Glenwood Springs-based 88-unit Carter (L3) Apartment conversion. The Carter building is located in Glenwood Springs (253 Wulfsohn Rd) near the West Glenwood Park & Ride. Habitat utilized a development neutral strategy for this project by shifting the 88 rental units out of the free market and into deed-restricted condos. The property is conveniently located near groceries, restaurants, retail, recreation center, and hiking trails. 197 After the presentation to City Council, Habitat for Humanity approached City of Aspen staff with the opportunity to purchase unit priorities at the L3 project. Each priority is $150,000. The outlined resolution would approve the purchase of one (1) unit priority. City Council has the discretion to decide whether to purchase any unit priorities and, if so, the number of priorities or take alternative action. Habitat stated that the City of Aspen’s support would help bring the project through to the finish line. During this action item, Habitat for Humanity will be present to provide Council with project updates, additional information, and answer questions. DISCUSSION: The Carter project includes 88 condominium units (studio to one -bedroom) available to purchase for people who work locally. The condos are already for sale with applications on the Habitat for Humanity website. Sales prices are dependent on the buyer’s income and range from $320,000 to $400,000 for studios and $388,000 to $490,000 for one - bedrooms. Habitat’s priority model protects both the worker and the priority holder. For the worker, the unit is not tied to any employer; the Resident Occupied (RO) deed restriction only requires that the unit remains owner occupied. This ensures that owners stay in the region but gives them the freedom to not have their housing tied to any specific job. For the priority holder, the protections are twofold. First, if the worker ever leaves the building or leaves employment with their initial employer, the priority right moves the next employee to the front of the line to purchase the next available unit. Second, each priority can be sold at a future date for up to $150,000 - making the funds potentially recoverable. Habitat for Humanity views these condominiums as a valuable pathway to homeownership for the Aspen workforce. The recent traffic report compiled by Jacobs Engineering estimated that ~20% of Aspen's workforce commute from or through Glenwood Springs. 6% of the City of Aspen’s employees commute from Glenwood Springs with an additional 7% commuting from beyond Glenwood. So far, at the Carter, 3 out of 13 homeowners under contract (23%) are employed in Pitkin County. The 3 contracts pending for Aspen/ Pitkin employees are listed below: 1. Air traffic controller - Aspen Airport 2. Garbage truck driver - Waste Connections (Aspen route) 3. Department of Human Services - Pitkin County 198 FINANCIAL IMPACTS: Each unit priority is $150,000. The $150,000 total request would acquire one unit priority at the 88-unit L3 apartment project in Glenwood Springs. This expenditure would be through the 150 Housing Development Fund. Like all other cases, any funds utilized for this project could otherwise be used for other property acquisitions, partnerships, or housing development. This is a one-time ask. Since this has not been accounted for in the 2025 budget, it will be included in the Fall Supplemental. ENVIRONMENTAL IMPACTS: The L3 apartments are a developmental neutral project which has less environmental impact than new development. ALTERNATIVES: There are alternatives which Council could suggest if they wish not to proceed with the MOU as written including changing the number of unit priorities that the City of Aspen purchases or provide a grant to Habitat for Humanity to support the project in lieu of buying unit priorities. If Council is interested in any of the suggested alternatives (or other alternatives not listed), staff would make requested revisions and bring the item back as a new action item at a future Council meeting. RECOMMENDATIONS: Staff recommend that City Council consider and discuss the proposed resolution then provide direction to staff on if the city wishes to purchase a unit priority at Habitat for Humanity’s Carter project. CITY MANAGER COMMENTS: 199 RESOLUTION #099 (Series of 2025) A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF ASPEN, COLORADO, APPROVING A MEMORANDUM OF UNDERSTANDING BETWEEN THE CITY OF ASPEN AND HABITAT FOR HUMANITY ROARING FORK VALLEY IN SUPPORT OF PURCHASING AN EMPLOYEE UNIT PRIORITY AT THE CARTER CONDOMINIUM HOUSING PROJECT WHEREAS, there has been submitted to the City Council a memorandum of understanding for the purchase of one (1) unit priority at the Carter condominiums, a development in Glenwood Springs which was converted into affordable housing by the nonprofit Habitat for Humanity Roaring Fork Valley; and, WHEREAS, the Aspen City Council heard a presentation from Habitat for Humanity on May 12, 2025, regarding the project and other habitat initiatives; and WHEREAS, the Project consists of 88 deed restricted with 35 units held for priority purchase rights that are available to regional employers for $150,000 each ; and WHEREAS, there has been submitted to the City Council a Memorandum of Understanding between Habitat for Humanity and the city of Aspen, a true and accurate copy of which is attached hereto as Exhibit “A”. NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ASPEN, COLORADO, That the City Council of the City of Aspen hereby approves the Memorandum of Understanding for the purchase of one unit priority in the amount of $150,000 to be paid from the city of Aspen’s 150- Housing Development Fund, a draft of which is attached hereto and does hereby authorize the City Manager of the City of Aspen to execute a final agreement on behalf of the City of Aspen in substantially the form attached hereto, subject to the approval of the City Manager and the City Attorney. INTRODUCED, READ AND ADOPTED by the City Council of the City of Aspen on the 30th day of September 2025. Rachael Richards, Mayor 200 I, Nicole Henning, duly appointed and acting City Clerk do certify that the foregoing is a true and accurate copy of that resolution adopted by the City Council of the City of Aspen, Colorado, at a meeting held on the day herein above stated. Nicole Henning, City Clerk 201 202 50066249.1/603080.0002 MEMORANDUM OF UNDERSTANDING L3 CONDOMINIUMS EMPLOYEE UNIT PRIORITY This Memorandum of Understanding (“MOU”) is entered into this 12th day of August, 2025 (“Effective Date”), by and between HFHRFV L3 SPE, LLC, a Colorado limited liability company (“L3 SPE”), and the city of Aspen (“Employer”). L3 SPE and Employer are referred to individually herein as “Party” and are referred to collectively herein as “Parties.” WHEREAS, L3 SPE is purchasing or has purchased that certain multifamily residential development commonly known as L3 Apartments located at 253 Wulfsohn Road, Glenwood Springs, Colorado (the “L3 Project”), for purposes of conversion to condominiums to be sold to qualified applicants that are full time employees of Roaring Fork Valley employers with combined household gross income at or below 80%, 100%,120% or 150% Area Median Income (“AMI”) (based on the residential unit being purchased) for Garfield County, Colorado (the “County”), with preference to employment in the geographic area of Garfield, Pitkin, and Eagle Counties, State of Colorado, and otherwise qualifies as “Qualified Buyers” (as such term is defined in the Master Deed Restriction Agreement). WHEREAS, Employer desires to purchase one or more priority rights for its employees, qualified pursuant to the terms herein and in the Declaration of Master Deed Restriction for the Occupancy and Resale of Units (“Master Deed Restriction Agreement”) to be recorded in the real property records of the County, for the purchase of one or more residential units at the L3 Project (individually, an “L3 Unit” and collectively, “L3 Units”) in accordance hereof. WHEREAS, the L3 Project will consist of eighty-eight (88) residential units, with thirty- five (35) units initially designated for priority purchase rights available to the Employer and other third-party employers (the “Priority Pool”). NOW, THEREFORE, in consideration of the foregoing recitals and the mutu al promises and covenants contained herein, and for other good and valuable consideration, the parties agree as follows: 1. Definitions; Recitals. Defined terms used herein that are not otherwise defined herein shall have the meaning ascribed to such term(s) in the Master Deed Restriction Agreement (as further described below). The above recitals are hereby incorporated herein in their entirety. 2. Purchase of Priority Purchase Right(s). a. Employer hereby purchases ONE (1) Priority Purchase Rights (as hereinafter defined) in the L3 Project for its employees, qualified pursuant to the terms and conditions of this MOU and the Master Deed Restriction Agreement, to purchase 203 50066249.1/603080.0002 and occupy L3 Units, subject to the provisions of this MOU. Promptly after the recording of (i) the condominium map for the L3 Project for its conversion to condominiums and (ii) the Master Deed Restriction Agreement, the Parties shall execute and record a Memorandum of Priority Purchase Rights providing notice to third-parties, in a form substantially consistent with the form attached hereto as Exhibit B, in the real property records of the County. b. For each Priority Purchase Right purchased by Employer pursuant to this MOU, Employer shall remit $150,000 to either L3 SPE or Land Title Guarantee Company in accordance with Section 3 below. As used herein, the term “Employee Homebuyer” (collectively, “Employee Homebuyers”) shall mean a household in which at least one member is a full-time employee of Employer with a combined household gross income at or below 80%, 100%,120% or 150% AMI (based on the specific L3 Unit being purchased) for Garfield County, with preference to employment in the geographic area Garfield, Pitkin, and Eagle Counties, State of Colorado, and otherwise qualifies as a Qualified Buyer. 3. Payment Terms. Concurrent with the mutual execution and delivery of this MOU by the Parties, but in no event more than three (3) business days thereafter, Employer shall remit a lump sum amount equaling $150,000 (“Purchase Right Payment”) as follows: (i) directly to the closing title company, Old Republic National Title Ins. Co., Attn: M. Taylor Knudsen and Sandra Paige, Phone (713) 482-2805 (“Closing/Escrow Agent”), to be held in escrow pursuant to that certain Escrow Agreement by and between L3 SPE and Escrow Agent, or (ii) if after L3 SPE’s acquisition of the L3 Project, Employer shall remit such amount directly to L3 SPE in accordance with written instructions provided by L3 SPE’s Manager, Habitat for Humanity of the Roaring Fork Valley, Inc. If L3 SPE does not complete the purchase of the L3 Project, L3 SPE shall thereafter instruct LTGC to promptly return the Purchase Right Payment to Employer. 4. Existing Tenancies for L3 Project. The Parties hereby acknowledge that there are existing residential tenancies at the L3 Project as of the date hereof (each, individually, a “Existing Tenancy”), the terms of which may extend as much as 12 months following the date L3 SPE acquires the L3 Project (the “Closing Date”). L3 SPE agrees that it shall not enter into any agreement (including any amendment to an existing lease) that would extend an Existing Tenancy to a date later than the first anniversary of the Closing Date that adversely affects the ability of Employer to make full and timely use of its Priority Purchase Rights. 5. Condominiumization Process. Employer acknowledges that L3 SPE intends to diligently pursue a land-use application with the City of Glenwood Springs to condominiumize all units within the L3 Project promptly after the Closing Date. 6. Review and Selection. During L3 SPE’s selection process for Qualified Buyers, L3 SPE’s Homebuyer Selection Committee and staff will evaluate each applicant’s qualification 204 50066249.1/603080.0002 against the selection criteria of housing need, ability to pay, willingness to partner, and residency. By purchase of the Priority Purchase Rights pursuant to the terms hereof and subject to L3 SPE’s Priority Purchase Right Policies & Procedures to be provided in writing to Employer (as updated from time to time, “Priority Policies & Procedures”), L3 SPE agrees to grant priority to applicants who meet the qualification criteria and income requirements for L3 Units outlined above for ONE (1) L3 Unit, which specific L3 Units shall be designated in writing to Employer and maintained in the internal records of the L3 Project’s homeowners association or by the manager for L3 SPE, said ledger will not otherwise be reflected in any document recorded in the real property records of the County. Nothing herein shall prevent a Qualified Buyer, who is employed by the Employer, from being eligible to apply for and purchase a non-designated priority unit if Employer has allocated all, ONE (1), of its Priority Purchase Rights to ONE (1) Employee Homebuyers. a. Priority Policies & Procedures. L3 SPE shall include the following terms and conditions, or substantively similar terms, in the initial draft and all future updates unless otherwise agreed to by the Parties: i. L3 SPE will sell a set number of units to each AMI threshold (similar to the thresholds used in the attached Exhibit A). There will be no difference in the sale price between the 80%, 100%, or 120% AMI units, however, a higher price applies for 150% AMI and RO units. For example, a unit that is initially sold to an 80% AMI buyer could subsequently be sold to a 120% AMI buyer so long as the AMI percentage threshold is preserved. ii. If an Employee Homebuyer purchases an L3 Unit and ceases to be employed by the Employer, upon written request by the Employer to L3 SPE’s Homebuyer Selection Committee, the Homebuyer Selection Committee shall shift the Employer’s Priority Right associated with that unit to another non- priority designated unit or to the Priority Pool. iii. Nothing herein shall prevent a Qualified Buyer, who is employed by the Employer, from being eligible to apply for and purchase a non-designated priority unit if Employer has allocated all, ONE (1), of its Priority Purchase Rights to ONE (1) Employee Homebuyer. iv. The Priority Pool is a working list used to prioritize Priority Purchase Rights in the event there are no non-priority designated units available at any given time or in the event an employer elects to pass on a unit designated to that employer. For example, in the event an employee homebuyer wants to sell their unit, but the employer does not have a replacement Qualified Buyer, the employer’s Priority Purchase Right associated with that unit would be added to the Priority Pool list and applied to a different unit; the application would 205 50066249.1/603080.0002 be subject to availability of L3 Units at that time and subject to any other employer(s) already on the list waiting for a redesignation of a Priority Purchase Right. 7. Declaration and Master Deed Restriction Agreement. L3 SPE shall prepare and record the Master Deed Restriction Agreement in a form substantially similar to the declaration for the Wapiti Commons recorded at Reception No. [993043] in the Clerk and Records County public records. See Attached Exhibit C. All terms and conditions of the Master Deed Restriction Agreement and any declaration of covenants recorded against the L3 Project (as amended from time to time) shall apply to and remain in force for any and all L3 Units, including any L3 Units owned by an Employee Homebuyer. 8. Resale of L3 Units and Transfers of Priority Purchase Rights. L3 SPE shall manage the process for the sale of any L3 Unit owned by an Employee Homeowner, or new resale of another home to be allocated to Employer for purchase by an Employee Homebuyer through the qualification and selection process provided for herein and as provided in the Priority Policies & Procedures. 9. Default of L3 Project Documentation; Cessation of Employment. a. Employer hereby acknowledges that if at any time a Employee Homebuyer is in default of the terms and conditions of this MOU, the Master Deed Restriction Agreement, and/or any recorded declaration or other document applicable to the L3 Project, L3 SPE may exercise its rights under the Master Deed Restriction Agreement’s “Right of First Refusal” and purchase such L3 Unit. L3 SPE shall follow the Priority Policies & Procedures to select another qualified purchaser, shall notify Employer, and give priority to Employer’s applicants if Employer has a Priority Purchase Right applicable to such available L3 Unit. b. If any Employee Homeowner ceases to be employed by Employer for any reason, and therefore that L3 Unit owner is no longer an Employee Homeowner (as defined herein), Employer shall notify L3 SPE as soon as possible. Such L3 Unit owner may continue to occupy the L3 Unit as long as such homeowner complies with the Master Deed Restriction Agreement and all documents of record. Subject to the Priority Policies & Procedures, L3 SPE shall transfer Employer’s Priority Purchase Right for such L3 Unit either (a) to another non-priority designated unit or (b) to the next L3 Unit to be offered for sale in the Priority Pool, which unit is not otherwise subject to an existing and superior Priority Purchase Right owned by a third party, including, without limitation, any existing and superior Priority Pool rights. 10. Transfer of Priority Purchase Right. Employer may not assign, transfer, sell, or otherwise convey (“Transfer”) any Priority Purchase Right to any third party, including any other qualifying Roaring Fork Valley employer, without L3 SPE’s prior written consent, which 206 50066249.1/603080.0002 shall not be unreasonably withheld, conditioned or delayed, and, notwithstanding any language herein to the contrary, Employer may not Transfer a Priority Purchase Right for any amount other than the Purchase Right Payment of $150,000 per L3 Unit Priority Purchase Right. 11. Conflict. In the event of any conflict between the provisions of this MOU and the Master Deed Restriction Agreement, the Master Deed Restriction Agreement shall control. 12. Notices. All notices, instructions and other communications given hereunder or in connection herewith shall be in writing. Any such notice, instruction or communication shall be sent either (i) by registered or certified mail, return receipt requested, postage prepaid, (ii) by electronic mail with confirmation, or (iii) via a reputable nationwide overnight courier service, in each case to the address set forth below. Any such notice, instruction or communication shall be deemed to have been delivered three (3) business days after it is sent by registered or certified mail, return receipt requested, postage prepaid, or one business day after it is sent via a reputable nationwide overnight courier service. If to L3 SPE: HFHRFV L3 SPE, LLC c/o Habitat for Humanity of the Roaring Fork Valley, Inc. 53 Calaway Court Glenwood Springs, CO 81601 Attn: Gail Schwartz, President Phone: (970) 309-1411 E-mail: gails@habitatroaringfork.org With a copy to: Fennemore Craig, PC 3615 Delgany Street, Suite 1100 Denver, CO 80216 Attn: Arthur Griffin Phone: (303) 813-3824 E-mail: agriffin@fennemorelaw.com If to Employer: City of Aspen Attn: City Manager’s Office 427 Rio Grande Pl Aspen, CO 81611 Phone: 970-920-5000 Any Party may give any notice, instruction or communication in connection with this MOU using any other means (including personal delivery or ordinary mail), but no such notice, instruction or communication shall be deemed to have been delivered unless and until it is actually received by the Party to whom it was sent. Any Party may change the address to which notices, instructions or communications are to be delivered by giving the other Parties to this MOU notice thereof in the manner set forth in this Section. 13. This MOU will remain in effect unless terminated by the mutual written Agreement of the 207 50066249.1/603080.0002 Parties and may be terminated only by mutual written agreement by the Parties. The parties hereby execute this Memorandum of Understanding on the date written above. L3 SPE: HFHRFV L3 SPE, LLC, a Colorado limited liability company By: Habitat for Humanity of the Roaring Fork Valley, Inc., a Colorado nonprofit limited liability company, its Manager By: Name: Gail Schwartz Title: President EMPLOYER: City of Aspen, Colorado By:__________________________________ Name: Pete Strecker Title: Interim City Maanger 208 50066249.1/603080.0002 EXHIBIT A Sample Purchase Prices by % AMI 209 8 50066249.1/603080.0002 EXHIBIT B FORM OF MEMORANDUM OF PRIORITY PURCHASE RIGHT MEMORANDUM OF PRIORITY PURCHASE RIGHT THIS MEMORANDUM OF PRIORITY PURCHASE RIGHT (“Memorandum”) is entered into on ____________________, 20__ by and between HRHRFV L3 SPE, LLC, a Colorado limited liability company (“Grantor”), and XXX (“Grantee”). Hereinafter, Grantor and Grantee may be referred to individually as a “Party,” or jointly as the “Parties.” RECITALS A. Grantor purchased that certain multifamily residential development commonly known as L3 Apartments located at 253 Wulfsohn Road, Glenwood Springs, Colorado, as more particularly described in Exhibit “A” attached hereto (the “Property”), for purposes of conversion to condominiums to be sold to qualified applicants that are full time employees of Roaring Fork Valley employers with combined household gross income at or below 80%, 100%, 120% or 150% Area Median Income (AMI) (based on the residential unit being purchased) for XXX County, Colorado (the “County”), with preference to employment in the geographic area of XXX, XXX, and XXX Counties, State of Colorado (collectively, the “Preferred Geographic Area”), and otherwise qualifies as Qualified Buyers (as such term is defined in that certain Declaration of Master Deed Restriction for the Occupancy and Resale of Units (“Master Deed Restriction Agreement”), recorded against the Property in the real property records of the County. B. In conjunction with Grantor’s conversion of the Property to condominiums, Grantor created a program pursuant to which employers in the Preferred Geographic Area could purchase one or more priority rights for its Qualified Buyers to purchase residential units at the Property (such rights individually and collectively referred to herein as, “Priority Purchase Rights”, as such term is defined in the MOU (defined hereinafter)). C. Grantor and Grantee are parties to that certain Memorandum of Understanding dated _________, 20__ (“MOU”), pursuant to which Grantee purchased one or more Priority Purchase Rights for its employees, qualified as Qualified Buyers pursuant to the terms thereof and in the Master Deed Restriction Agreement, to purchase of one or more residential units at the Property (each a “Unit” and collectively, the “Units”). C. The Parties desire to enter into and record this Memorandum in the real property records of the County to put third-parties on notice of Grantee’s Priority Purchase Rights purchased pursuant to the MOU. OPERATIVE PROVISIONS NOW, THEREFORE, in consideration of the foregoing Recitals, which Recitals are incorporated herein by this reference, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, and for the mutual covenants contained herein, the Parties hereto agree as follows: 210 9 50066249.1/603080.0002 1. Grantee’s Priority Purchase Rights. Pursuant to the MOU, Grantee purchased [ONE (1)] Priority Purchase Rights for its employees, qualified as Qualified Buyers, to purchase and occupy Units of the Property, subject to the provisions of such agreements. 2. Designation and Record of Priority Purchase Rights. This Memorandum shall be recorded against the Property but not against any specific Unit or Units. The specific application of Grantee’s Priority Purchase Rights and all other Priority Purchase Rights purchased by other employers as it relates to any specific Units shall be maintained in the internal records of the Property’s homeowners association or by Grantor’s managing entity. 3. Recitals; Defined Terms. The above recitals are incorporated herein in their entirety. Unless otherwise defined herein, capitalized terms have the same meanings attributed to them in the MOU. 3. Memorandum. This Memorandum is intended solely for notice and recording purposes only and does not modify, amend, supersede, diminish, supplement or change the terms of the MOU, the Master Deed Restriction Agreement, or any other agreement by and between Grantor and Grantee. 4. Counterparts. This Memorandum may be executed in counterparts, each of which shall be deemed an original, but all of which together shall be deemed to be one and the same agreement. [Signatures Follow on Next Two Pages] 211 Signature Page to Memorandum of Priority Purchase Rights 50066249.1/603080.0002 IN WITNESS WHEREOF, the Parties have executed this Memorandum as of the date(s) set forth below. “GRANTOR” HFHRFV L3 SPE, LLC, a Colorado limited liability company By: Habitat for Humanity of the Roaring Fork Valley, Inc., a Colorado nonprofit limited liability company, its Manager By: Name: Gail Schwartz Title: President A notary public or other officer completing this certificate verifies only the identity of the individual who signed the document to which this certificate is attached, and not the truthfulness, accuracy, or validity of that document. STATE OF ) ) COUNTY OF ) On __________________, 20__ before me, _________________________________, personally appeared ___________________________________________________________, who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I certify under PENALTY of PERJURY under the laws of the State of Colorado that the foregoing paragraph is true and correct. WITNESS my hand and official seal. Signature: ___________________________________ (Seal) 212 Signature Page to Memorandum of Priority Purchase Rights 50066249.1/603080.0002 “GRANTEE” XXX By: ____________________________ Name: XXX Title: Board President A notary public or other officer completing this certificate verifies only the identity of the individual who signed the document to which this certificate is attached, and not the truthfulness, accuracy, or validity of that document. STATE OF ) ) COUNTY OF ) On __________________, 20__ before me, _________________________________, personally appeared ___________________________________________________________, who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to the within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. I certify under PENALTY of PERJURY under the laws of the State of Colorado that the foregoing paragraph is true and correct. WITNESS my hand and official seal. Signature: ___________________________________ (Seal) 213 50066249.1/603080.0002 EXHIBIT “A” LEGAL DESCRIPTION OF THE PROPERTY [to be added prior to executing and recording] 214 Agreement Professional Services Page 0Updated 8/2025 Golf Clubhouse & Campus Master Plan CITY OF ASPEN STANDARD FORM OF AGREEMENT PROFESSIONAL SERVICES City of Aspen Contract No.: 2025-181 AGREEMENT made the 2nd day of September, 2025. BETWEEN the City:Contract Amount:The City of Aspen 427 Rio Grande PlaceAspen, Colorado 81611Phone: (970) 920-5079 And the Professional: DTJ DESIGN, Inc.3101 Iris Ave, Ste. 130Boulder, CO 80301US303-443-7533dpoppleton@dtjdesign.com For the Following Project: Exhibits appended and made a part of this Agreement: The City and Professional agree as set forth below. If this Agreement requires the City to payan amount of money in excess of$100,000.00 it shall not be deemed validuntil it has been approved by the CityCouncil of the City of Aspen. City Council Approval: Date: Resolution No.: Exhibit A: Scope of Work.Exhibit B: Fee Schedule. Total: shall not exceed$122,000.00 Docusign Envelope ID: 775AB17D-FEBD-40E7-ADA5-9010A2BFA5CADocusign Envelope ID: 58DF72D8-DEBC-497B-8C75-B091BA6C5896 9/30/2025 2025-131 91215 Agreement Professional Services Page 1Updated 8/2025 1. ScopeofWork. ProfessionalshallperforminacompetentandprofessionalmannertheScopeof Work as set forth at Exhibit A attached hereto and by this reference incorporated herein. 2. Completion. ProfessionalshallcommenceWorkimmediatelyuponreceiptofawrittenNoticeto Proceed from the City and complete all phases of the Scope of Work as expeditiously as isconsistent with professional skill and care and the orderly progress of the Work in a timely manner.The parties anticipate that all Work pursuant to this Agreement shall be completed no later thanDecember 5, 2025. Upon request of the City, Professional shall submit, for the City's approval, aschedule for the performance of Professional's services which shall be adjusted as required as theprojectproceeds,andwhichshallincludeallowancesforperiodsoftimerequiredbytheCity'sprojectengineer for review and approval of submissions and for approvals of authorities having jurisdictionover the project. This schedule, when approved by the City, shall not, except for reasonable cause, beexceeded by the Professional. 3. Payment. Inconsiderationoftheworkperformed,CityshallpayProfessionalonatimeandexpense basis for all work performed. The hourly rates for work performed by Professional shall notexceedthosehourlyratessetforthatExhibitBappendedhereto.Exceptasotherwisemutuallyagreedto by the parties the payments made to Professional shall not initially exceed the amount set forthabove. Professional shall submit, in timely fashion, invoices for work performed. The City shallreviewsuchinvoicesand,iftheyareconsideredincorrectoruntimely,theCityshallreviewthematterwith Professional within ten days from receipt of the Professional's bill. 4. Non-Assignability. Both parties recognize that this Agreement is one for personal servicesand cannot be transferred, assigned, or sublet by either party without prior written consent of theother. Sub-Contracting, if authorized, shall not relieve the Professional of any of the responsibilitiesor obligations under this Agreement. Professional shall be and remain solely responsible to the Cityfor the acts, errors, omissions or neglect of any subcontractors’ officers, agents and employees, eachofwhomshall,forthispurposebedeemedtobeanagentoremployeeoftheProfessionaltotheextentof the subcontract. The City shall not be obligated to pay or be liable for payment of any sums duewhich may be due to any sub-contractor. 5. Termination of Procurement. The sale contemplated by this Agreement may be canceledby the City prior to acceptance by the City whenever for any reason and in its sole discretion theCity shall determine that such cancellation is in its best interests and convenience. 6. Termination of Professional Services. The Professional or the City may terminate theProfessional Services component of this Agreement, without specifying the reason therefor, bygivingnotice,inwriting,addressedtotheotherparty,specifyingtheeffectivedateofthetermination.No fees shall be earned after the effective date of the termination. Upon any termination, all finishedor unfinished documents, data, studies, surveys, drawings, maps, models, photographs, reports orother material prepared by the Professional pursuant to this Agreement shall become the property ofthe City. Notwithstanding the above, Professional shall not be relieved of any liability to the City fordamages sustained by the City by virtue of any breach of this Agreement by the Professional, andthe City may withhold any payments to the Professional for the purposes of set-off until such timeas the exact amount of damages due the City from the Professional may be determined. 7. Independent Contractor Status. It is expressly acknowledged and understood by the partiesthatnothingcontainedinthisagreementshallresultinorbeconstruedasestablishinganemployment Docusign Envelope ID: 775AB17D-FEBD-40E7-ADA5-9010A2BFA5CADocusign Envelope ID: 58DF72D8-DEBC-497B-8C75-B091BA6C5896 92216 Agreement Professional Services Page 2Updated 8/2025 relationship. Professional shall be, and shall perform as, an independent Contractor who agrees touse his or her best efforts to provide the said services on behalf of the City. No agent, employee, orservant of Professional shall be, or shall be deemed to be, the employee, agent or servant of the City.City is interested only in the results obtained under this contract. The manner and means ofconductingtheworkareunderthesolecontrolofProfessional. NoneofthebenefitsprovidedbyCityto its employees including, but not limited to, workers' compensation insurance and unemploymentinsurance, are available from City to the employees, agents or servants of Professional. ProfessionalshallbesolelyandentirelyresponsibleforitsactsandfortheactsofProfessional'sagents,employees,servants and subcontractors during the performance of this contract. Professional shall indemnifyCity against all liability and loss in connection with and shall assume full responsibility for paymentof all federal, state and local taxes or contributions imposed or required under unemploymentinsurance, social security and income tax law, with respect to Professional and/or Professional'semployees engaged in the performance of the services agreed to herein. 8. Indemnification. Professional agrees to indemnify and hold harmless the City, its officers,employees, insurers, and self-insurance pool, from and against all liability, claims, and demands, onaccount of injury, loss, or damage, including without limitation claims arising from bodily injury,personal injury, sickness, disease, death, property loss or damage, or any other loss of any kindwhatsoever, which arise out of or are in any manner connected with this contract, to the extent andforanamountrepresentedbythedegreeorpercentagesuchinjury,loss,ordamageiscausedinwholeor in part by, the wrongful act, omission, error, professional error, mistake, negligence, or other faultof the Professional, any subcontractor of the Professional, or any officer, employee, representative,or agent of the Professional or of any subcontractor of the Professional, or which arises out of anyworkmen's compensation claim of any employee of the Professional or of any employee of anysubcontractor of the Professional. The Professional agrees to investigate, handle, respond to, and toprovide defense for and defend against, any such liability, claims or demands at the sole expense ofthe Professional, in connection with, any such liability, claims, or demands. If it is determined by thefinal judgment of a court of competent jurisdiction that such injury, loss, or damage was caused inwhole or in part by the act, omission, or other fault of the City, its officers, or its employees, the Cityshall reimburse the Professional for the portion of the judgment attributable to such act, omission, orother fault of the City, its officers, or employees. 9. Professional's Insurance. (a) Professional agrees to procure and maintain, at its own expense, a policy or policiesof insurance sufficient to insure against all liability, claims, demands, and other obligationsassumed by the Professional pursuant to Section 8 above. Such insurance shall be in additionto any other insurance requirements imposed by this contract or by law. The Professionalshall not be relieved of any liability, claims, demands, or other obligations assumed pursuantto Section 8 above by reason of its failure to procure or maintain insurance, or by reason ofits failure to procure or maintain insurance in sufficient amounts, duration, or types. (b) Professional shall procure and maintain, and shall cause any subcontractor of theProfessional to procure and maintain, the minimum insurance coverages listed below. Suchcoverages shall be procured and maintained with forms and insurance acceptable to the City.All coverages shall be continuously maintained to cover all liability, claims, demands, andother obligations assumed by the Professional pursuant to Section 8 above. In the case of any Docusign Envelope ID: 775AB17D-FEBD-40E7-ADA5-9010A2BFA5CADocusign Envelope ID: 58DF72D8-DEBC-497B-8C75-B091BA6C5896 93217 Agreement Professional Services Page 3Updated 8/2025 claims-made policy, the necessary retroactive dates and extended reporting periods shall beprocured to maintain such continuous coverage. (i)Worker'sCompensation insurancetocoverobligationsimposedbyapplicablelaws for any employee engaged in the performance of work under this contract, andEmployers' Liability insurance with minimum limits of ONE MILLION DOLLARS($1,000,000.00) for each accident, ONE MILLION DOLLARS ($1,000,000.00)disease-policylimit,andONEMILLIONDOLLARS($1,000,000.00)disease-eachemployee. Evidence of qualified self-insured status may be substituted for theWorker's Compensation requirements of this paragraph. (ii)Commercial General Liability insurance with minimum combined singlelimits of TWO MILLION DOLLARS ($2,000,000.00) each occurrence and THREEMILLION DOLLARS ($3,000,000.00) aggregate. The policy shall be applicable toallpremisesandoperations.Thepolicyshallincludecoverageforbodilyinjury,broadform property damage (including completed operations), personal injury (includingcoverage for contractual and employee acts), blanket contractual, independentcontractors, products, and completed operations. The policy shall include coveragefor explosion, collapse, and underground hazards. The policy shall contain aseverability of interests provision. (iii)Comprehensive Automobile Liability insurance with minimum combinedsingle limits for bodily injury and property damage of not less than ONE MILLIONDOLLARS ($1,000,000.00) each occurrence and ONE MILLION DOLLARS($1,000,000.00)aggregate with respect to each Professional's owned, hired and non-owned vehicles assigned to or used in performance of the Scope of Work. The policyshall contain a severability of interests provision. If the Professional has no ownedautomobiles, the requirements of this Section shall be met by each employee of theProfessional providing services to the City under this contract. (iv)Professional Liability insurance with the minimum limits of ONE MILLIONDOLLARS ($1,000,000) each claim and TWO MILLION DOLLARS ($2,000,000)aggregate. (c) The policy or policies required above shall be endorsed to include the City and the City'sofficers and employees as additional insureds. Every policy required above shall be primaryinsurance, and any insurance carried by the City, its officers or employees, or carried by orprovided through any insurance pool of the City, shall be excess and not contributoryinsurance to that provided by Professional. No additional insured endorsement to the policyrequired above shall contain any exclusion for bodily injury or property damage arising fromcompleted operations. The Professional shall be solely responsible for any deductible lossesunder any policy required above. (d) The certificate of insurance provided to the City shall be completed by the Professional'sinsurance agent as evidence that policies providing the required coverages, conditions, andminimum limits are in full force and effect, and shall be reviewed and approved by the Cityprior to commencement of the contract. No other form of certificate shall be used. Thecertificate shall identify this contract and shall provide that the coverages afforded under the Docusign Envelope ID: 775AB17D-FEBD-40E7-ADA5-9010A2BFA5CADocusign Envelope ID: 58DF72D8-DEBC-497B-8C75-B091BA6C5896 94218 Agreement Professional Services Page 4Updated 8/2025 policies shall not be canceled, terminated or materially changed until at least thirty (30) daysprior written notice has been given to the City. (e) Failure on the part of the Professional to procure or maintain policies providing therequired coverages, conditions, and minimum limits shall constitute a material breach ofcontract upon which City may immediately terminate this contract, or at its discretion Citymay procure or renew any such policy or any extended reporting period thereto and may payany and all premiums in connection therewith, and all monies so paid by City shall be repaidby Professional to City upon demand, or City may offset the cost of the premiums againstmonies due to Professional from City. (f) City reserves the right to request and receive a certified copy of any policy and anyendorsement thereto. (g) The parties hereto understand and agree that City is relying on, and does not waive orintend to waive by any provision of this contract, the monetary limitations (presently$350,000.00 per person and $990,000 per occurrence) or any other rights, immunities, andprotections provided by the Colorado Governmental Immunity Act, Section 24-10-101 etseq., C.R.S., as from time to time amended, or otherwise available to City, its officers, or itsemployees. 10. City's Insurance. The parties hereto understand that the City is a member of the ColoradoIntergovernmental Risk Sharing Agency (CIRSA) and as such participates in the CIRSAProperty/Casualty Pool. Copies of the CIRSA policies and manual are kept at the City of Aspen RiskManagement Department and are available to Professional for inspection during normal businesshours. City makes no representations whatsoever with respect to specific coverages offered byCIRSA. City shall provide Professional reasonable notice of any changes in its membership orparticipation in CIRSA. 11. Completeness of Agreement. It is expressly agreed that this agreement contains the entireundertaking of the parties relevant to the subject matter thereof and there are no verbal or writtenrepresentations, agreements, warranties or promises pertaining to the project matter thereof notexpressly incorporated in this writing. 12. Notice. Anywrittennoticesascalledforhereinmaybehanddeliveredormailedbycertifiedmail return receipt requested to the respective persons and/or addresses listed above. 13. Non-Discrimination. No discrimination because of race, color, creed, sex, marital status,affectional or sexual orientation, family responsibility, national origin, ancestry, handicap, or religionshall be made in the employment of persons to perform services under this contract. Professionalagrees to meet all of the requirements of City's municipal code, Section 15.04.570, pertaining to non-discrimination in employment. Any business that enters into a contract for goods or services with the City of Aspen or any of itsboards, agencies, or departments shall:(a) Implement an employment nondiscrimination policy prohibiting discrimination inhiring, discharging, promoting or demoting, matters of compensation, or any otheremployment-related decision or benefit on account of actual or perceived race, Docusign Envelope ID: 775AB17D-FEBD-40E7-ADA5-9010A2BFA5CADocusign Envelope ID: 58DF72D8-DEBC-497B-8C75-B091BA6C5896 95219 Agreement Professional Services Page 5Updated 8/2025 color, religion, national origin, gender, physical or mental disability, age, militarystatus, sexual orientation, gender identity, gender expression, or marital orfamilial status.(b) Not discriminate in the performance of the contract on account of actual orperceived race, color, religion, national origin, gender, physical or mentaldisability, age, military status, sexual orientation, gender identity, genderexpression, or marital or familial status.(c) Incorporate the foregoing provisions in all subcontracts hereunder. 14. Waiver. The waiver by the City of any term, covenant, or condition hereof shall not operateas a waiver of any subsequent breach of the same or any other term. No term, covenant, or conditionof this Agreement can be waived except by the written consent of the City, and forbearance orindulgence by the City in any regard whatsoever shall not constitute a waiver of any term, covenant,or condition to be performed by Professional to which the same may apply and, until completeperformance by Professional of said term, covenant or condition, the City shall be entitled to invokeanyremedyavailabletoitunderthisAgreementorbylawdespiteanysuchforbearanceorindulgence. 15. Execution of Agreement by City. This Agreement shall be binding upon all parties heretoand their respective heirs, executors, administrators, successors, and assigns. Notwithstandinganything to the contrary contained herein, this Agreement shall not be binding upon the City unlessduly executed by the City Manager of the City of Aspen (or a duly authorized official in the CityManager’s absence) and if above $100,000, following a Motion or Resolution of the Council of theCity of Aspen authorizing the City Manager (or other duly authorized official in the City Manager’sabsence) to execute the same. 16. Warranties Against Contingent Fees, Gratuities, Kickbacks and Conflicts of Interest. (a) Professional warrants that no person or selling agency has been employed or retainedto solicit or secure this Contract upon an agreement or understanding for a commission,percentage, brokerage, or contingent fee, excepting bona fide employees or bona fideestablished commercial or selling agencies maintained by the Professional for the purposeof securing business. (b) Professional agrees not to give any employee of the City a gratuity or any offer ofemployment in connection with any decision, approval, disapproval, recommendation,preparation of any part of a program requirement or a purchase request, influencing thecontent of any specification or procurement standard, rendering advice, investigation,auditing, or in any other advisory capacity in any proceeding or application, request forruling, determination, claim or controversy, or other particular matter, pertaining to thisAgreement, or to any solicitation or proposal therefore. (c) Professional represents that no official, officer, employee or representative of theCityduringthetermofthisAgreementhasorone(1)yearthereaftershallhaveanyinterest,direct or indirect, in this Agreement or the proceeds thereof, except those that may havebeen disclosed at the time City Council approved the execution of this Agreement. Docusign Envelope ID: 775AB17D-FEBD-40E7-ADA5-9010A2BFA5CADocusign Envelope ID: 58DF72D8-DEBC-497B-8C75-B091BA6C5896 96220 Agreement Professional Services Page 6Updated 8/2025 (d) In addition to other remedies it may have for breach of the prohibitions againstcontingent fees, gratuities, kickbacks and conflict of interest, the City shall have the rightto: 1. Cancel this Purchase Agreement without any liability by the City;2. Debar or suspend the offending parties from being a Professional, contractor orsubcontractor under City contracts;3. Deduct from the contract price or consideration, or otherwise recover, the value ofanything transferred or received by the Professional; and4. Recover such value from the offending parties. 17. Fund Availability. Financial obligations of the City payable after the current fiscal yearare contingent upon funds for that purpose being appropriated, budgeted and otherwise madeavailable. If this Agreement contemplates the City utilizing state or federal funds to meet itsobligations herein, this Agreement shall be contingent upon the availability of those funds forpayment pursuant to the terms of this Agreement. 18. General Terms. (a) It is agreed that neither this Agreement nor any of its terms, provisions, conditions,representations or covenants can be modified, changed, terminated or amended, waived,supersededorextendedexceptbyappropriatewritteninstrumentfullyexecutedbytheparties. (b) If any of the provisions of this Agreement shall be held invalid, illegal orunenforceable it shall not affect or impair the validity, legality or enforceability of any otherprovision. (c) The parties acknowledge and understand that there are no conditions or limitations tothis understanding except those as contained herein at the time of the execution hereof andthat after execution no alteration, change or modification shall be made except upon a writingsigned by the parties. (d) This Agreement shall be governed by the laws of the State of Colorado as from timetotimeineffect. VenueisagreedtobeexclusivelyinthecourtsofPitkinCounty,Colorado. 19. Electronic Signatures and Electronic Records. This Agreement and any amendmentshereto may be executed in several counterparts, each of which shall be deemed an original, andall of which together shall constitute one agreement binding on the Parties, notwithstanding thepossible event that all Parties may not have signed the same counterpart. Furthermore, each Partyconsents to the use of electronic signatures by either Party. The Scope of Work, and any otherdocuments requiring a signature hereunder, may be signed electronically in the manner agreed toby the Parties. The Parties agree not to deny the legal effect or enforceability of the Agreementsolely because it is in electronic form or because an electronic record was used in its formation.The Parties agree not to object to the admissibility of the Agreement in the form of an electronicrecord, or a paper copy of an electronic documents, or a paper copy of a document bearing anelectronic signature, on the grounds that it is an electronic record or electronic signature or that itis not in its original form or is not an original. Docusign Envelope ID: 775AB17D-FEBD-40E7-ADA5-9010A2BFA5CADocusign Envelope ID: 58DF72D8-DEBC-497B-8C75-B091BA6C5896 97221 Agreement Professional Services Page 7Updated 8/2025 20. Successors and Assigns. This Agreement and all of the covenants hereof shall inure tothe benefit of and be binding upon the City and the Professional respectively and their agents,representatives, employee, successors, assigns and legal representatives. Neither the City nor theProfessional shall have the right to assign, transfer or sublet its interest or obligations hereunderwithout the written consent of the other party. 21. Third Parties. This Agreement does not and shall not be deemed or construed to conferupon or grant to any third party or parties, except to parties to whom Professional or City mayassign this Agreement in accordance with the specific written permission, any right to claimdamages or to bring any suit, action or other proceeding against either the City or Professionalbecause of any breach hereof or because of any of the terms, covenants, agreements or conditionsherein contained. 22. Attorney’s Fees. In the event that legal action is necessary to enforce any of theprovisions of this Agreement, the prevailing party shall be entitled to its costs and reasonableattorney’s fees. 23. Waiver of Presumption. This Agreement was negotiated and reviewed through themutual efforts of the parties hereto and the parties agree that no construction shall be made orpresumption shall arise for or against either party based on any alleged unequal status of the partiesin the negotiation, review or drafting of the Agreement. 24. Certification Regarding Debarment, Suspension, Ineligibility, and Voluntary Exclusion.Professional certifies, by acceptance of this Agreement, that neither it nor its principals is presentlydebarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded fromparticipation in any transaction with a Federal or State department or agency. It further certifiesthat prior to submitting its Bid that it did include this clause without modification in all lower tiertransactions, solicitations, proposals, contracts and subcontracts. In the event that Professional orany lower tier participant was unable to certify to the statement, an explanation was attached tothe Bid and was determined by the City to be satisfactory to the City. 25. Integration and Modification. This written Agreement along with all Contract Documentsshall constitute the contract between the parties and supersedes or incorporates any prior writtenand oral agreements of the parties. In addition, Professional understands that no City official oremployee, other than the Mayor and City Council acting as a body at a council meeting, hasauthority to enter into an Agreement or to modify the terms of the Agreement on behalf of the City.Any such Agreement or modification to this Agreement must be in writing and be executed by theparties hereto. 26. The Professional in performing the Services hereunder must comply with all applicableprovisions of Colorado laws for persons with disability, including the provisions of §§24-85-101,et seq., C.R.S., and the Rules Establishing Technology Accessibility Standards, as established bythe Office Of Information Technology pursuant to Section §24-85- 103(2.5) and found at 8 CCR1501-11. Services rendered hereunder that use information and communication technology, as theterm is defined in Colorado law, including but not limited to websites, applications, software,videos, and electronic documents must also comply with the latest version of Level AA of the WebContent Accessibility Guidelines (WCAG), currently version 2.1. To confirm that the informationand communication technology used, created, developed, or procured in connection with the Docusign Envelope ID: 775AB17D-FEBD-40E7-ADA5-9010A2BFA5CADocusign Envelope ID: 58DF72D8-DEBC-497B-8C75-B091BA6C5896 98222 Agreement Professional Services Page 8Updated 8/2025 Services hereunder meets these standards, Professional may be required to demonstratecompliance. The Professional shall indemnify the CITY pursuant to the Indemnification sectionabove in relation to the Professional’s failure to comply with §§24-85-101, et seq., C.R.S., or theTechnology Accessibility Standards for Individuals with a Disability as established by the Officeof Information Technology pursuant to Section §24-85-103(2.5). 27. Additional Provisions. In addition to those provisions set forth herein and in the ContractDocuments, the parties hereto agree as follows: [ ] No additional provisions are adopted. [X] See Exhibit A and B below. 28. Authorized Representative. The undersigned representative of Professional, as aninducement to the City to execute this Agreement, represents that he/she is an authorizedrepresentative of Professional for the purposes of executing this Agreement and that he/she hasfull and complete authority to enter into this Agreement for the terms and conditions specifiedherein. 29. Order of Precedence of Contract Documents. The terms and conditions set forth in theCity of Aspen Standard Form of Agreement establish the rights, obligations, and remedies of theparties. No additional or different terms or conditions, whether contained in bid packets,documents, order forms, or any other document or communication pertaining to the agreementwill be binding upon the City of Aspen unless accepted in writing by an authorized representativeof the City. In the case of conflicts or inconsistencies between the City of Aspen Standard Formof Agreement and any other document attached thereto which cannot be resolved by giving effectto both provisions, the City of Aspen Standard Form of Agreement shall control. Docusign Envelope ID: 775AB17D-FEBD-40E7-ADA5-9010A2BFA5CADocusign Envelope ID: 58DF72D8-DEBC-497B-8C75-B091BA6C5896 99223 Agreement Professional Services Page 9Updated 8/2025 IN WITNESS WHEREOF, the parties hereto have executed, or caused to be executed by their dulyauthorized officials, this Agreement of which shall be deemed an original on the date first writtenabove. CITY OF ASPEN, COLORADO: PROFESSIONAL: _____________________________ _______________________________[Signature] [Signature] By: __________________________ By: ____________________________ Title: _________________________ Title: ___________________________ Date: _________________________ Date: ___________________________ Approved as to form: _______________________________City Attorney’s Office Docusign Envelope ID: 775AB17D-FEBD-40E7-ADA5-9010A2BFA5CA Chris Moore 9/17/2025 | 10:25:53 AM CDT Vice President Docusign Envelope ID: 58DF72D8-DEBC-497B-8C75-B091BA6C5896 100224 Agreement Professional Services Page 10Updated 8/2025 EXHIBIT A: SCOPE OF WORK Docusign Envelope ID: 775AB17D-FEBD-40E7-ADA5-9010A2BFA5CADocusign Envelope ID: 58DF72D8-DEBC-497B-8C75-B091BA6C5896 101225 Agreement Professional Services Page 11Updated 8/2025 EXHIBIT B: FEE SCHEDULE Shall not exceed $122,000.00 by 12/01/2025 Docusign Envelope ID: 775AB17D-FEBD-40E7-ADA5-9010A2BFA5CADocusign Envelope ID: 58DF72D8-DEBC-497B-8C75-B091BA6C5896 102226