Loading...
HomeMy WebLinkAboutresolution.council.015-26RESOLUTION 4015 (Series of 2026) A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF ASPEN, COLORADO, APPROVING A CONTRACT BETWEEN THE CITY OF ASPEN AND APEX ANALYTIC S AND AUTHORIZING THE CITY MANAGER TO EXECUTE SAID CONTRACT ON BEHALF OF THE CITY OF ASPEN, COLORADO. WI�REAS, there has been submitted to the City Council a contract for Professional Services, between the City of Aspen and APEX Analytics, a true and accurate copy of which is attached hereto as Exhibit "A", NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ASPEN, COLORADO, That the City Council of the City of Aspen hereby approves that Contract for Professional Services, between the City of Aspen and APEX Analytics, a copy of which is annexed hereto and incorporated herein, and does hereby authorize the City Manager to execute said agreement on behalf of the City of Aspen. RESOLVED, APPROVED, AND ADOPTED FINALLY by the City Council of the City of Aspen on the 24th day of February 2026. hael Richards, �Vlayor I, Nicole Henning, duly appointed and acting City Clerk do certify that the foregoing is a true and accurate copy of that resolution adopted by the City Council of the City of Aspen, Colorado, at a meeting held February 24, 2026. Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 CITY OF ASPEN STANDARD FORM OF AGREEMENT PROFESSIONAL SERVICES AGREEMENT made the 12th day of December, 2025. BETWEEN the City: The City of Aspen 427 Rio Grande Place Aspen, Colorado 81611 Phone: (970) 920-5079 And the Professional: Apex Analytics, LLC 2500 30th Street, Suite 207 Boulder, CO 80301 US 720-773-9416 noah@apexanalyticsllc.com For the Following Project: Aspen Electrification Study Y'-. rA Lr �T Y OF ASPEN City of Aspen Contract No.: 2025-067 Contract Amount: Total: $132,175.00 y If this Agreement requires the City to pay an amount of monein excess of $100,000.00 it shall not be deemed valid until it has been approved by the City Counci l of the City of Aspen. Exhibits appended and made a part of this Agreement: Exhibit A: Scope of Work and Fee Schedule. ity Council Approval: C Date: 02/17/2026 Resolution No.: 202&015 Agreement Professional Services Page 0 Updated 8/2025 Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 The City and Professional agree as set forth below. l . Scope of Work. Professional shall perform in a competent and professional manner the Scope of Work as set forth at Exhibit A attached hereto and by this reference incorporated herein. 2. Completion. Professional shall commence Work immediately upon receipt of a written Notice to Proceed from the City and complete all phases of the Scope of Work as expeditiously as is consistent with professional skill and care and the orderly progress of the Work in a timely manner. The parties anticipate that all Work pursuant to this Agreement shall be completed no later than June 30, 2026. Upon request of the City, Professional shall submit, for the City's approval, a schedule for the performance of Professional's services which shall be adjusted as required as the project proceeds, and which shall include allowances for periods of time required by the City's project engineer for review and approval of submissions and for approvals of authorities having jurisdiction over the project. This schedule, when approved by the City, shall not, except for reasonable cause, be exceeded by the Professional. 3. Payment. In consideration of the work performed, City shall pay Professional on a time and expense basis for all work performed. The hourly rates for work performed by Professional shall not exceed those hourly rates set forth at Exhibit A appended hereto. Except as otherwise mutually agreed to by the parties the payments made to Professional shall not initially exceed the amount set forth above. Professional shall submit, in timely fashion, invoices for work performed. The City shall review such invoices and, if they are considered incorrect or untimely, the City shall review the matter with Professional within ten days from receipt of the Professional's bill. 4. Non-Assi nability. Both parties recognize that this Agreement is one for personal services and cannot be transferred, assigned, or sublet by either party without prior written consent of the other. Sub -Contracting, if authorized, shall not relieve the Professional of any of the responsibilities or obligations under this Agreement. Professional shall be and remain solely responsible to the City for the acts, errors, omissions or neglect of any subcontractors' officers, agents and employees, each of whom shall, for this purpose be deemed to be an agent or employee of the Professional to the extent of the subcontract. The City shall not be obligated to pay or be liable for payment of any sums due which may be due to any sub -contractor. 5. Termination of Procurement. The sale contemplated by this Agreement may be canceled by the City prior to acceptance by the City whenever for any reason and in its sole discretion the City shall determine that such cancellation is in its best interests and convenience. 6. Termination of Professional Services. The Professional or the City may terminate the Professional Services component of this Agreement, without specifying the reason therefor, by giving notice, in writing, addressed to the other party, specifying the effective date of the termination. No fees shall be earned after the effective date of the termination. Upon any termination, all finished or unfinished documents, data, studies, surveys, drawings, maps, models, photographs, reports or other material prepared by the Professional pursuant to this Agreement shall become the property of the City. Notwithstanding the above, Professional shall not be relieved of any liability to the City for damages sustained by the City by virtue of any breach of this Agreement by the Professional, and Agreement Professional Services Page 1 Updated 8/2025 Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 the City may withhold any payments to the Professional for the purposes of set-off until such time as the exact amount of damages due the City from the Professional may be determined. 7. Independent Contractor Status. It is expressly acknowledged and understood by the parties that nothing contained in this agreement shall result in or be construed as establishing an employment relationship. Professional shall be, and shall perform as, an independent Contractor who agrees to use his or her best efforts to provide the said services on behalf of the City. No agent, employee, or servant of Professional shall be, or shall be deemed to be, the employee, agent or servant of the City. City is interested only in the results obtained under this contract. The manner and means of conducting the work are under the sole control of Professional. None of the benefits provided by City to its employees including, but not limited to, workers' compensation insurance and unemployment insurance, are available from City to the employees, agents or servants of Professional. Professional shall be solely and entirely responsible for its acts and for the acts of Professional's agents, employees, servants and subcontractors during the performance of this contract. Professional shall indemnify City against all liability and loss in connection with and shall assume full responsibility for payment of all federal, state and local taxes or contributions imposed or required under unemployment insurance, social security and income tax law, with respect to Professional and/or Professional's employees engaged in the performance of the services agreed to herein. 8. Indemnification. Professional agrees to indemnify and hold harmless the City, its officers, employees, insurers, and self-insurance pool, from and against all liability, claims, and demands, on account of injury, loss, or damage, including without limitation claims arising from bodily injury, personal injury, sickness, disease, death, property loss or damage, or any other loss of any kind whatsoever, which arise out of or are in any manner connected with this contract, to the extent and For an amount represented by the degree or percentage such injury, loss, or damage is caused in whole or in part by, or is claimed to be caused in whole or in part by, the wrongful act, omission, error, professional error, mistake, negligence, or other fault of the Professional, any subcontractor of the Professional, or any officer, employee, representative, or agent of the Professional or of any subcontractor of the Professional, or which arises out of any workmen's compensation claim of any employee of the Professional or of any employee of any subcontractor of the Professional. The Professional agrees to investigate, handle, respond to, and to provide defense for and defend against, any such liability, claims or demands at the sole expense of the Professional, or at the option of the City, agrees to pay the City or reimburse the City for the defense costs incurred by the City in connection with, any such liability, claims, or demands. If it is determined by the final judgment of a court of competent jurisdiction that such injury, loss, or damage was caused in whole or in part by the act, omission, or other fault of the City, its officers, or its employees, the City shall reimburse the Professional for the portion of the judgment attributable to such act, omission, or other fault of the City, its officers, or employees. 9. Professional's Insurance. (a) Professional agrees to procure and maintain, at its own expense, a policy or policies of insurance sufficient to insure against all liability, claims, demands, and other obligations assumed by the Professional pursuant to Section 8 above. Such insurance shall be in addition to any other insurance requirements imposed by this contract or by law. The Professional shall Agreement Professional Services Page 2 Updated 8/2025 Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 not be relieved of any liability, claims, demands, or other obligations assumed pursuant to Section 8 above by reason of its failure to procure or maintain insurance, or by reason of its failure to procure or maintain insurance in sufficient amounts, duration, or types. (b) Professional shall procure and maintain, and shall cause any subcontractor of the Professional to procure and maintain, the minimum insurance coverages listed below. Such coverages shall be procured and maintained with forms and insurance acceptable to the City. All coverages shall be continuously maintained to cover all liability, claims, demands, and other obligations assumed by the Professional pursuant to Section 8 above. In the case of any claims -made policy, the necessary retroactive dates and extended reporting periods shall be procured to maintain such continuous coverage. (i) Worker's Compensation insurance to cover obligations imposed by applicable laws for any employee engaged in the performance of work under this contract, and Employers' Liability insurance with minimum limits of ONE MILLION DOLLARS ($1,000,000.00) for each accident, ONE MILLION DOLLARS ($1,000,000.00) disease - policy limit, and ONE MILLION DOLLARS ($1,000,000.00) disease - each employee. Evidence of qualified self -insured status may be substituted for the Worker's Compensation requirements of this paragraph. (ii) Commercial General Liability insurance with minimum combined single limits of TWO MILLION DOLLARS ($2,000,000.00) each occurrence and THREE MILLION DOLLARS ($3,000,000.00) aggregate. The policy shall be applicable to all premises and operations. The policy shall include coverage for bodily injury, broad form property damage (including completed operations), personal injury (including coverage for contractual and employee acts), blanket contractual, independent contractors, products, and completed operations. The policy shall include coverage for explosion, collapse, and underground hazards. The policy shall contain a severability of interests provision. (iii) Comprehensive Automobile Liability insurance with minimum combined single limits for bodily injury and property damage of not less than ONE MILLION DOLLARS ($1, 000, 000. 00) each occurrence and TWO MILLION DOLLARS ($2, 000, 000.00) aggregate with respect to each Professional's owned, hired and non - owned vehicles assigned to or used in performance of the Scope of Work. The policy shall contain a severability of interests provision. If the Professional has no owned automobiles, the requirements of this Section shall be met by each employee of the Professional providing services to the City under this contract. (iv) Professional Liability insurance with the minimum limits of ONE MILLION DOLLARS ($1,000,000) each claim and TWO MILLION DOLLARS ($2,000,000) aggregate. (c) The policy or policies required above shall be endorsed to include the City and the City's officers and employees as additional insureds. Every policy required above shall be primary Agreement Professional Services Page 3 Updated 8/2025 Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 insurance, and any insurance carried by the City, its officers or employees, or carried by or provided through any insurance pool of the City, shall be excess and not contributory insurance to that provided by Professional. No additional insured endorsement to the policy required above shall contain any exclusion for bodily injury or property damage arising from completed operations. The Professional shall be solely responsible for any deductible losses under any policy required above. (d) The certificate of insurance provided to the City shall be completed by the Professional's insurance agent as evidence that policies providing the required coverages, conditions, and minimum limits are in full force and effect, and shall be reviewed and approved by the City prior to commencement of the contract. No other form of certificate shall be used. The certificate shall identify this contract and shall provide that the coverages afforded under the policies shall not be canceled, terminated or materially changed until at least thirty (30) days prior written notice has been given to the City. (e) Failure on the part of the Professional to procure or maintain policies providing the required coverages, conditions, and minimum limits shall constitute a material breach of contract upon which City may immediately terminate this contract, or at its discretion City may procure or renew any such policy or any extended reporting period thereto and may pay any and all premiums in connection therewith, and all monies so paid by City shall be repaid by Professional to City upon demand, or City may offset the cost of the premiums against monies due to Professional from City. (f) City reserves the right to request and receive a certified copy of any policy and any endorsement thereto. (g) The parties hereto understand and agree that City is relying on, and does not waive or intend to waive by any provision of this contract, the monetary limitations (presently $350,000.00 per person and $990,000 per occurrence) or any other rights, immunities, and protections provided by the Colorado Governmental Immunity Act, Section 24-10-101 etseq., C.R.S., as from time to time amended, or otherwise available to City, its officers, or its employees. 10. City's Insurance. The parties hereto understand that the City is a member of the Colorado Intergovernmental Risk Sharing Agency (CIRSA) and as such participates in the CIRSA Property/Casualty Pool. Copies of the CIRSA policies and manual are kept at the City of Aspen Risk Management Department and are available to Professional for inspection during normal business hours. City makes no representations whatsoever with respect to specific coverages offered by CIRSA. City shall provide Professional reasonable notice of any changes in its membership or participation in CIRSA. 11. Completeness of Agreement. It is expressly agreed that this agreement contains the entire undertaking of the parties relevant to the subject matter thereof and there are no verbal or written representations, agreements, warranties or promises pertaining to the project matter thereof not expressly incorporated in this writing. Agreement Professional Services Page 4 Updated 8/2025 Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 12. Notice. Any written notices as called for herein may be hand delivered or mailed by certified mail return receipt requested to the respective persons and/or addresses listed above. 13. Non -Discrimination. No discrimination because of race, color, creed, sex, marital status, affectional or sexual orientation, family responsibility, national origin, ancestry, handicap, or religion shall be made in the employment of persons to perform services under this contract. Professional agrees to meet all of the requirements of City's municipal code, Section 15.04.570, pertaining to non- discrimination in employment. Any business that enters into a contract for goods or services with the City of Aspen or any of its boards, agencies, or departments shall: (a) Implement an employment nondiscrimination policy prohibiting discrimination in hiring, discharging, promoting or demoting, matters of compensation, or any other employment -related decision or benefit on account of actual or perceived race, color, religion, national origin, gender, physical or mental disability, age, military status, sexual orientation, gender identity, gender expression, or marital or familial status. (b) Not discriminate in the performance of the contract on account of actual or perceived race, color, religion, national origin, gender, physical or mental disability, age, military status, sexual orientation, gender identity, gender expression, or marital or familial status. (c) Incorporate the foregoing provisions in all subcontracts hereunder. 14. Waiver. The waiver by the City of any term, covenant, or condition hereof shall not operate as a waiver of any subsequent breach of the same or any other term. No term, covenant, or condition of this Agreement can be waived except by the written consent of the City, and forbearance or indulgence by the City in any regard whatsoever shall not constitute a waiver of any term, covenant, or condition to be performed by Professional to which the same may apply and, until complete performance by Professional of said term, covenant or condition, the City shall be entitled to invoke any remedy available to it under this Agreement or by law despite any such forbearance or indulgence. 15. Execution of Agreement by City. This Agreement shall be binding upon all parties hereto and their respective heirs, executors, administrators, successors, and assigns. Notwithstanding anything to the contrary contained herein, this Agreement shall not be binding upon the City unless July executed by the City Manager of the City of Aspen (or a duly authorized official in the City Manager's absence) and if above $100,000, following a Motion or Resolution of the Council of the City of Aspen authorizing the City Manager (or other duly authorized official in the City Manager's absence) to execute the same. 16. Warranties Against Contingent Fees, Gratuities, Kickbacks and Conflicts of Interest. (a) Professional warrants that no person or selling agency has been employed or retained to solicit or secure this Contract upon an agreement or understanding for a commission, Agreement Professional Services Page 5 Updated 8/2025 Docusign Envelope ID: 9CC3A546-6FDF-45B4-B35lmF5993CE46777 percentage, brokerage, or contingent fee, excepting bona fide employees or bona fide established commercial or selling agencies maintained by the Professional for the purpose of securing business. (b) Professional agrees not to give any employee of the City a gratuity or any offer of employment in connection with any decision, approval, disapproval, recommendation, preparation of any part of a program requirement or a purchase request, influencing the content of any specification or procurement standard, rendering advice, investigation, auditing, or in any other advisory capacity in any proceeding or application, request for ruling, determination, claim or controversy, or other particular matter, pertaining to this Agreement, or to any solicitation or proposal therefore. (c) Professional represents that no official, officer, employee or representative of the City during the term of this Agreement has or one (1) year thereafter shall have any interest, direct or indirect, in this Agreement or the proceeds thereof, except those that may have been disclosed at the time City Council approved the execution of this Agreement. (d) In addition to other remedies it may have for breach of the prohibitions against contingent fees, gratuities, kickbacks and conflict of interest, the City shall have the right to: 1. Cancel this Purchase Agreement without any liability by the City; 2. Debar or suspend the offending parties from being a Professional, contractor or subcontractor under City contracts, 3. Deduct from the contract price or consideration, or otherwise recover, the value of anything transferred or received by the Professional; and 4. Recover such value from the offending parties. 17. Fund Availability. Financial obligations of the City payable after the current fiscal year are contingent upon funds for that purpose being appropriated, budgeted and otherwise made available. If this Agreement contemplates the City utilizing state or federal funds to meet its obligations herein, this Agreement shall be contingent upon the availability of those funds for payment pursuant to the terms of this Agreement. 18. General Terms. (a) It is agreed that neither this Agreement nor any of its terms, provisions, conditions, representations or covenants can be modified, changed, terminated or amended, waived, superseded or extended except by appropriate written instrument fully executed by the parties. (b) If any of the provisions of this Agreement shall be held invalid, illegal or unenforceable it shall not affect or impair the validity, legality or enforceability of any other provision. (c) The parties acknowledge and understand that there are no conditions or limitations to this understanding except those as contained herein at the time of the execution hereof and Agreement Professional Services Page 6 Updated 8/2025 Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 that after execution no alteration, change or modification shall be made except upon a writing signed by the parties. (d) This Agreement shall be governed by the laws of the State of Colorado as from time to time in effect. Venue is agreed to be exclusively in the courts of Pitkin County, Colorado. 19. Electronic Signatures and Electronic Records. This Agreement and any amendments hereto may be executed in several counterparts, each of which shall be deemed an original, and all of which together shall constitute one agreement binding on the Parties, notwithstanding the possible event that all Parties may not have signed the same counterpart. Furthermore, each Party consents to the use of electronic signatures by either Party. The Scope of Work, and any other documents requiring a signature hereunder, may be signed electronically in the manner agreed to by the Parties. The Parties agree not to deny the legal effect or enforceability of the Agreement solely because it is in electronic form or because an electronic record was used in its formation. The Parties agree not to object to the admissibility of the Agreement in the form of an electronic record, or a paper copy of an electronic documents, or a paper copy of a document bearing an electronic signature, on the grounds that it is an electronic record or electronic signature or that it is not in its original form or is not an original. 20. Successors and Assigns. This Agreement and all of the covenants hereof shall inure to the benefit of and be binding upon the City and the Professional respectively and their agents, representatives, employee, successors, assigns and legal representatives. Neither the City nor the Professional shall have the right to assign, transfer or sublet its interest or obligations hereunder without the written consent of the other party. 21. Third Parties. This Agreement does not and shall not be deemed or construed to confer upon or grant to any third party or parties, except to parties to whom Professional or City may assign this Agreement in accordance with the specific written permission, any right to claim damages or to bring any suit, action or other proceeding against either the City or Professional because of any breach hereof or because of any of the terms, covenants, agreements or conditions herein contained. 22. Attorneys Fees. In the event that legal action is necessary to enforce any of the provisions of this Agreement, the prevailing party shall be entitled to its costs and reasonable attorney's fees. 23. Waiver of Presumption. This Agreement was negotiated and reviewed through the mutual efforts of the parties hereto and the parties agree that no construction shall be made or presumption shall arise for or against either party based on any alleged unequal status of the parties in the negotiation, review or drafting of the Agreement. 24. Certification Regarding Debarment, Suspension, Ineligibility, and Voluntary Exclusion. Professional certifies, by acceptance of this Agreement, that neither it nor its principals is presently debarred, suspended, proposed for debarment, declared ineligible or voluntarily excluded from participation in any transaction with a Federal or State department or agency. It further certifies that prior to submitting its Bid that it did include this clause without modification in all lower tier Agreement Professional Services Page 7 Updated 8/2025 Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 transactions, solicitations, proposals, contracts and subcontracts. In the event that Professional or any lower tier participant was unable to certify to the statement, an explanation was attached to the Bid and was determined by the City to be satisfactory to the City. 25. Integration and Modification. This written Agreement along with ail Contract Documents shall constitute the contract between the parties and supersedes or incorporates any prior written and oral agreements of the parties. In addition, Professional understands that no City official or employee, other than the Mayor and City Council acting as a body at a council meeting, has authority to enter into an Agreement or to modify the terms of the Agreement on behalf of the City. Any such Agreement or modification to this Agreement must be in writing and be executed by the parties hereto. 26. The Professional in performing the Services hereunder must comply with all applicable provisions of Colorado laws for persons with disability, including the provisions of 6624-85401, et seq., C.R.S., and the Rules Establishing Technology Accessibility Standards, as established by the Office Of Information Technology pursuant to Section §24-85- 103(2.5) and found at 8 CCR 1501-11. Services rendered hereunder that use information and communication technology, as the term is defined in Colorado law, including but not limited to websites, applications, software, videos, and electronic documents must also comply with the latest version of Level AA of the Web Content Accessibility Guidelines (WCAG), currently version 2.1. To confirm that the information and communication technology used, created, developed, or procured in connection with the Services hereunder meets these standards, Professional may be required to demonstrate compliance. The Professional shall indemnify the CITY pursuant to the Indemnification section above in relation to the Professional's failure to comply with §§24-85401, et seq., C.R.S., or the Technology Accessibility Standards for Individuals with a Disability as established by the Office of Information Technology pursuant to Section §2445-103(2.5). 27. Additional Provisions. In addition to those provisions set forth herein and in the Contract Documents, the parties hereto agree as follows: [ ] No additional provisions are adopted. [X] See attached Exhibit A. 28. Authorized Representative. The undersigned representative of Professional, as an inducement to the City to execute this Agreement, represents that he/she is an authorized representative of Professional for the purposes of executing this Agreement and that he/she has full and complete authority to enter into this Agreement for the terms and conditions specified herein. 29. Order of Precedence of Contract Documents. The terms and conditions set forth in the City of Aspen Standard Form of Agreement establish the rights, obligations, and remedies of the parties. No additional or different terms or conditions, whether contained in bid packets, Agreement Professional Services Page 8 Updated 8/2025 Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 documents, order forms, or any other document or communication pertaining to the agreement will be binding upon the City of Aspen unless accepted in writing by an authorized representative of the City. In the case of conflicts or inconsistencies between the City of Aspen Standard Form of Agreement and any other document attached thereto which cannot be resolved by giving effect to both provisions, the City of Aspen Standard Form of Agreement shall control. Agreement Professional Services Page 9 Updated 8/2025 Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 IN WITNESS WHEREOF, the parties hereto have executed, or caused to be executed by their duly authorized officials, this Agreement of which shall be deemed an original on the date first written above. CITY OF A�> neFd a ORADO0 By: Title: Date: j�tft• S{vti,c�t,V' [Signature, Pete Strecker City Manager 3/2/2026 � 8:31:37 PM MST Approved as to form: yDocculSigned by: iCa u wo �i0"Ov 747F1d9El]5d57 City Attorney's Office By: PROFESSIONAL: —Signed by: uds, Noah Lieb Title: Principal and Operations Director Date: 1/8/2026 � 10:38:08 AM MST Agreement Professional Services Page 10 Updated 8/2025 Docusign Envelope ID: 9CC3A546�6FDF-45B4-B351-F5993CE46777 Submitted by Apex Analytics, LLC September 26, 2025 Revised January 2, 2026 Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 C l rants 1. Introduction...................................................................................................................................1 2. Qualifications and Experience. . 4 a a 4 a 0 a a a 8 a a 0 a a 0 0 0 8 0 a a 0 0 4 0 a 4 a 6 * a 0 0 0 0 0 0 a a 0 a a a 0 a a a a 4 0 0 a 0 6 a 0 4 * 0 0 a a a a 0 8 a 4 0 0 a a a 8 a 0 a 8 6 0 a a 0 0 a 0 0 & 4 0 0 0 0 a a a a a a 2 3. Approach to Project...................................................................................................................... 5 Task 0: Project/Task Kickoff. 6 0 a 0 0 0 0 0 0 0 0 a 6 6 6 6 6 0 0 a a 0 0 0 0 0 a 0 0 a 0 0 0 0 0 a 0 0 0 a 6 6 a a 6 a 6 a 6 a 0 a 0 0 0 0 0 0 9 0 0 0 0 0 0 0 0 a a a 9 6 0 0 6 Task 1: Understand Current Energy Usage and Usage Patterns..............................................................7 Task 1.1: Baseline Summary of Annual Energy Use7 Task 1.2: Baseline Peak Day and Peak Hour Energy Use...... .......:.......:`.. east assesses ........ 8 Task 1.3: Baseline Electrification Adoption........................................`.................................:'..... 8 Task 1.4s Review of Relevant Colorado Electric Utility Landscape........` ................................:`..... 9 Task 1.5, Review of Relevant Alternative Rate Structures.. ................. ...................... ..... 9 Task 1.6: Interim Report...... 0*40 $sees* 0040990669 agootseaso .......10 Task 2: Project Future Adoption of Electric Technologies. . 0 0 0 0 a 0 0 a 6 a 6 6 0 a a a a a a a 0 0 4 0 6 S * 0 6 6 a 6 6 a a a 4 0 0 0 0 0 0 0 0 0 a a a 6 a a 0 a 4 a 0 0 0 0 0 a a 0 a a 0 a 10 Task 2.1: Measure Characterization .........................................:.......::......::..................11 Task 2.2: Customer Segmentation. a a a a 0 a a I a a a * 4 a 0 a a 0 0 a a a 8 a 0 a 0 a a 0 a a 0 0 a a 9 a a a a a 0 a a a 0 a 9 a a 0 0 a a 0 0 a a I a 8 a a 0 0 a ......................:...11 Task 2.3: Technical Potential Estimation. . 0 a a a a I a a a a 0 a a a 9 0 a a 0 * 0 0 0 a 0 9 2 9 9 a a a 0 V 0 9 a 0 a 0 4 0 5 a a 2 a a a & a a a 0 a a a a a 0 * a 0 9 9 0 a a a a 0 0 a a a a a a 0 a a a 9 12 Task 2.4: Achievable Potential Estimation .. .. .. 13 Task 3: Innovative Incentives and Programs............ 00*0000 ease*# ovosaea 004$0666*60*444 14 Task 3.1: `Leverage Our Current Work and Benchmarks.....::.......:........:................................:..14 Task 3.2s Fill Gaps Through Industry Expertise..................,......:.................`.......s.............Sees* 15 Task 4: Model Future Grid Requirements................................................................................................15 Task 4.1: Calculate Equipment -Level Grid Impacts............:........:............................................15 Task 4.2: Analyze Potential Demand impact of Distributed Energy Resources ......:.......`...........16 Task5: Reporting............ sees***#* of 06 a a a 6 a 0 0 0 0 0 *Ott** 0 0 0 a * 0 a a a a a 6 a a a 4 0 a 0 0 a 0 0 0 0 0 0 0 * 0 4 a 6 a a a 0 a a 0 a 0 4 a a 4 0 0 6 6 a a a a a a a 0 a 4 a a 4 0 4 0 0 0 0 0 9 0 0 a 0 0 a * 0 a 0 a 0 a 0 0 a 0 9 0 0 0 * a 17 Draft Request for Information00000000 6464660 toes*** 17 4. References........ 6 0 0 66 004 toes Sea 04*00 a see asett*0000 0 06*6 ***beat 66*0060 Sea &*ago set a 9 5. Fee Proposal and Schedule........................................................................................................19 Appendix A: Resumes........................................................................... Error! Bookmark not defined. APEx ANALYTICS Page I ii Docusign Envelope ID: 9CC3A546-6FDF-45B4�B351-F5993CE46777 1. Introduction Key Contact: Noah Lieu noahl@apexanalyticsllc.com Work: 720-773-9416 APEX ANALYTICS I he Apex Analytics (Apex) team proposed for this engagement combines broad experience in beneficial electrification (both building and transportation sectors), unparalleled Colorado utility planning and forecasting experience, and local knowledge to provide everything the City of Aspen (City or Aspen) needs to understand future grid side impacts of electrification along with any opportunities or problems likely to arise from this transition. Aspen Utilities will likely receive many responses to this RFP from qualified firms that, like Apex, have led similar studies across the country far many years. What sets Apex apart, however, is our small team of employee=owners that have a hands�on approach to working as a trusted partner to our clients as well as our local Aspen presence. What also sets Apex apart is our objective approach to understanding complex problems: our team thrives on solving complex utility®centric questions, yet we remain objective and do not advocate for any particular technology or pre -identified solution. The Apex advantage includes the following: Th e A pex Tea m A va nta e Smell team of utility demand side experts specializing in c!.lstomized analysis and creative thinking Municipal Utility Beneficial Electrification Experience Build on our existing knowledge and previous work Team of Experts We deliver higher quality with fewer hours Streamlined Approach Focus on the most impaciful measures and their features Local Project Leadership Strong understanding of your context and needs Noah Lieb, resident of Aspen since 2008, will serve as the project manager, key proposal contactI and a technical quality assurance advisor to the project (contact information: noahl@apexanalyticsllc.com; work phone: 720-773-9416, cell phone: 518.354.2334). Noah led the overall residential building electrification study for Fort Collins and Longmont and Platte River forecasting. Noah has worked with the Longmont and Fort Collins Utilities over the past five years, leading the residential impact evaluation efforts while also managing other ad hoc research efforts for both utilities. Justin Spencer, resident of Lyons, Colorado, and expert in building electrification, will serve as the technical engineering lead for this project. Justin was an early proponent of local building electrification, giving a talk on the topic at the switch energy conference in Boulder, CO in the fall of 2014. He's an expert in heat pumps and heat pump water heaters and has conducted several heat pump and heat pump water heater metering studies and forecasting studies over the last 10 years. He led the residential building electrification measure characterization and cost-effectiveness work for Fort Collins and Longmont and was the technical lead for the Platte Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 P LYTICS River Power Authority (PRPA) forecasting project. He was also the DSM study lead for the Mountain Energy Non -Pipeline Alternatives (NPA) Project for Xcel Energy, Jordan Mann, Project Director, resident of Boulder, Colorado, will serve as the Task 2 forecasting lead. He brings over a decade of experience in utility research, planning, and potential study forecasting. Jordan led a recent building characterization study and separately a heat pump study for the Colorado Energy Office, developed the electrification forecast for the Mountain Energy NPA project for Xcel Energy, including providing expert witness testimony to the Colorado Public Utility Commission, and led the most recent Xcel Energy Colorado DSM and beneficial electrification potential study. Jordan has extensive experience forecasting adoption rates and resulting grid impacts of electrification programs and has published on the economics of cold -climate electrification. Scott Dimetrosky, President and founder of Apex Analytics and part-time resident of Snowmass Village, will serve in an advisory role with particular focus on electric vehicle (EV)-related grid forecast and associated impacts. Scott also founded and was President of the EV managed charging startup, Rolling Energy Resources. Matt Nelson, Principal and former Chair of the Massachusetts Public Utility Commission, will serve as a subject matter expert to lead the review of relevant Colorado electric utility landscape (wholesale market volatility task). Cherlyn Seruto, Principal and Founder of Eco(Zpark Solutions LLC in Boulder, Colorado, will lead Task 3, Innovative Incentives and Programs. EcoSpark is a certified woman -owned small business with the City and County of Denver and brings over 15 years of experience in electrification -focused market research and strategic planning. She led Evergy's 2020 Strategic Electrification Plan and has a long history of collaborating with Apex, including market research (interviews with trade allies, contractors, and builders) for Xcel Energy's Energy Non -Pipeline Alternatives Project, reflecting long-standing and effective collaboration. Thomas Wells, Principal and Founder of Dynamodal LLC in Fruita, Colorado, will lead Task 4, modeling Future Grid Requirements. Thomas brings 20 years of experience with data management, energy systems, and utility analytics. Previously, a field electrical engineer for BP Alaska, Thomas became a utility consultant in 2014. He has worked on a wide range of projects on both sides of the customer meter including grid modernization modeling, conservation voltage reduction and volt-var optimization M&V, AMI disaggregation, heat pump performance evaluation, and billing data analysis. He has experience with distribution system modeling using ETAP. He holds a B.S. in Engineering Physics and an M.S. in Electrical Engineering from the Colorado School of Mines. Apex is located in Boulder, Colorado, with remote consultants nationwide, including in Aspen. The Apex team has been offering electric utility consulting and advisory services since 2011 i wth the goal of providing the highest quality planning, potential, market research and evaluation APEX AIVALYTICS Page 1 7 Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 studies for energy efficiency (EE), electrification, transportation electrification, load management, and market transformation programs. Apex is a small employee -owned firm with 15 consultants with backgrounds in economics, engineering and market research. We lead the development of some of the largest portfolio planning efforts in the U.S. while also supporting smaller Colorado municipal utilities and Wyoming communities, and we have helped utilities understand the technical impacts and qualitative outcomes of pursuing EE and electrification goals. Apex is unique compared to other firms in that over half of our projects are working directly for utilities in a staff extension/augmentation position. In this role, we assist with EE planning and beneficial electrification strategy. We have unique access to the most recent policies, methods, and findings throughout the United States —and more regionally applicable Colorado studies — that we can utilize for this project. Our team is also unique in having launched an EV managed charging startup, Rolling Energy Resources, which gave our team access to over 6,000 EVs to analyze charging and driving behaviors and ultimately load profiles. Our team has leveraged this EV data and conducted numerous evaluations and research studies for utilities and program administrators regionally (Colorado) and nationally. Partnering with Apex are Cherlyn Seruto, Principal and Founder of EcoSpark Solutions LLC (a certified women -owned small business located in Denver, cseruto@eco-spark.com), and Thomas Wells of Dynamodal (located in Fruita, 067thomas@dynamodal.com). Together, the Apex team has conducted numerous electrification market potential studies; has in-depth knowledge of heat pumps, EV adoption, and associated load impacts; brings directly relevant experience in electrification barrier assessment and strategy development; and has a local presence within and adjacent to Aspen territory. Below we provide several example projects on which our team has recently worked that are relevant to this project. A ID F x Electrification Planning, Potential Analysis, and Transformer Loading Studies Client: City of Fort Apex has supported Fort Collins Utilities as it designs and evolves Collins, programs to support beneficial electrification, particularly Longmont, and adoption of cold climate heat pumps to offset fossil fuel use for PRPA heating. Research included online roundtable discussions with ers: 200,000+ HVAC supply chain actors to understand their business 2021—Present considerations, motivations, and decision making around heat s: Brian Tholl (FC), pump installations; customer surveys to assess awareness of Ryan Gibson heat pumps and electrification benefits and attitudes around heat (PRPA) pump technologies; development of a cost-effectiveness cgov.com; framework to determine the jurisdiction -wide benefits and costs @prpa.org of offering various electrification measures; and a short-, mid-, and -4326 long-term forecast for electrification adoption across six adoption cases (varying between business as usual, achievable and technical potentials with varying constraints). Apex also analyzed AMI data for all -electric and gas -heat household groups tied to individual transformers to estimate electrification loading (by summer and winter peak periods). Finally, for PRPA, Apex forecasted the long-range impacts across six achievable and @f ustom C Timing: Reference BTholl gibsonr 970-416 Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 technical potential scenarios to estimate the volume and electric kWh and kW impacts of electrification. Client: Colorado Springs Utilities Customers: 250,000 + Timing: 2022-2023 Reference: Samantha Bailey samanthabailey@coloradosprings.gov (719) 362-7360 Client: Xcel Colorado Customers: 1.4 million Timing: 2023-2025 Reference: Grace Jones Grace.k.jones@xcelenergy.com Phone number available upon Apex staff members (as part of Rolling Energy Resources, our sister company) led a study, with Drive Clean Colorado and the City of Colorado Springs as partners, to examine equitable EV adoption in the residential rental segment. The study conducted a comprehensive research effort that included analysis of EV adoption rates and driving patterns, plus 50 interviews with multi -unit dwelling (MUD) property managers to better understand the barriers to and interest in installing EV charging stations. The project also developed a user-friendly online dashboard (EV Digital Equity Platform, or DEP), to serve as a planning tool for city and regional planners throughout the U.S. who are looking for ways to increase EV adoption in MUDs, particularly through increasing access to EV charging stations for the rental community. Apex, under subcontract to PA Consulting, conducted a potential assessment of Et and electrification alternatives that could delay or eliminate a need to upgrade pipeline infrastructure in Xcel Energy's Mountain areas. We analyzed customer billing data in that area and segmented loads by customer type. We conducted surveys of residential and commercial customers to assess request willingness to participate in programs with varying levels of incentives. We interviewed builders and contractors to assess their understanding and impression of electrification options in mountain areasWe forecasted program participationestimated . , grid impacts at the feeder level, and presented results to stakeholders. The team supported Xcel in responding to discovery questions from a variety of stakeholders as part of the commission hearing process. Xcel was able to reach a settlement agreement with the Sierra Club, the mountain communities of Keystone and Breckenridge, SWEEP, and the Colorado Energy Office, demonstrating the team's ability to propose broadly supported electrification solutions for mountain communities. The team provided expert witness testimony in the Public Utility Commission case hearing. Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 APEX AIk\1 ALYTICS ' Approach to Project The Apex team will leverage our prior beneficial electrification work in Fort Collins, Longmont, Jackson Hole, and PRPA as well as our work for Colorado Energy Office, Xcel Energy, and across the country' to help the Aspen Utilities gain perspective on the potential of advanced electrification penetration on the community -wide electric grid. The use of existing data will help provide a goldilocks level of research —a robust analysis resolution that also provides cost- efficient research. Apex can also offer recommendations for supplemental research to increase the precision and accuracy in the grid impact forecast should the City require it. Apex will conduct a phased study, attempting to leverage existing City and other secondary data sources, to estimate grid loading potential as demonstrated below in Figure 1. Figure 1. Aspen Community Electrification Research Process �n objectives ranularity •Conduct initial measure screen •Propose assumptions •Define scenarios •Gas baseline •Grid impacts •Technical potential •High/low/mid forecast scenarios • Easy to understand high-level results •Detailed backup for interested parties The team has previously assessed the residential and commercial building electrification measures and their technical potential as part of our ongoing study for Fort Collins, Longmont, and PRPA as well as Xcel Energy's Mountain system. This work covered both residential and major commercial and industrial electrification measures. By focusing our analysis on opportunities related to the highest impact technologies, we can create a more accurate 10n behalf of the Massachusetts Program Administrators, Justin Spencer and Scott Dimetrosky recently oversaw the building beneficial electrification potential studies. Noah Lieb is working with ComEd to model electrification scenarios as part of ComEd's 2022-2025 Energy Efficiency Plan. All team members are consistently monitoring policies, programs, and trends around beneficial electrification across the country. APEX ANALYTICS Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 forecast of future impacts in the short timeframe available, while avoiding spending too much time or money on researching technologies that will have minor impacts. The first task establishes the fundamental grounding data and contextual framework by first creating a quantitative energy baseline for Aspen Utilities, which involves calculating top-level annual energy usage and determining sector- and end -use -level peak day and peak hour consumption using appropriate load shapes; this phase also estimates the baseline market adoption levels of key electrification technologies (like heat pumps and EVs) for high -impact fossil fuel end uses. The study then provides external context by reviewing the broader Colorado electric utility landscape, analyzing how constraints in transmission access and generation build -out (driven by factors such as the MEAN IRP and Colorado 2050 mandates) will qualitatively impact Aspen Utilities' future costs. Finally, Apex will summarize alternative electric utility rate structures currently used across Colorado and nationally, with all findings compiled into a concise Interim Report that serves as the foundation for the remainder of the project. In the second part of the study, we will apply forecasted adoption rates and the associated electric peak kW and annual kWh electric impacts of the beneficial electrification technologies across several adoption scenarios. For this work, we will again leverage our study with Fort Collins/Longmont and PRPA, which included customer -centric adoption curves. We will supplement this with the existing data used for Aspen's greenhouse gas (GHG) dashboard coupled with information from other literature research and knowledge from industry sources, carefully selecting sources that we believe are applicable to Aspen or make adjustments to apply the data to the Aspen territory. We will then work with Aspen to settle on the final scenarios to be used for high, medium, and low adoption cases. For the third task, our focus will be on identifying other successful Colorado -centric or nationwide electrification efforts that have experienced strong adoption rates, while also identifying weak program attempts that failed to increase interest and uptake in building and transportation electrification. The fourth task will use the baseline, business -as -usual model developed in Task One along with the impact and adoption scenarios from Task Two to model future grid conditions. While the accuracy of the model will be limited by available data, we will focus the model design to best highlight the location of potential bottlenecks and inform actions necessary to alleviate them. Apex will compile a final report summarizing findings from all four tasks with findings tailored to Aspen's needs and present the findings to staff. rjct/Task Kickoff Apex will launch the project with a kickoff meeting to align on objectives, review data sources, and discuss project risks. During the kickoff, the Apex team will present a workplan and discuss clarifications with the Aspen project team. In addition, we will step through our best Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 APEX understanding of data availability and make data requests and real-time revisions as necessary, based on the City's feedback. The Apex team will work with the City to agree on an appropriate level of granularity and boundary required for this project, which will provide valuable insights in a cost-effective manner, based on data that is available. 2 Task 1: Understand Current Energy Usage and Usage Patterns Due to the extensive and broad research scope contained within Task 1, the Apex team has divided this research into five sub -tasks, each summarized below. Task 1.1: Baseline summary of Annual Energy Use The Apex Team will begin Task 1 by estimating atop -level baseline summary of Aspen's total energy usage across building sectors and transportation segments. We anticipate that this work will rely heavily on the data used to develop the most recent GHG emissions report and dashboard.3 This shows total emissions based on consumption from each of residential and commercial building electricity and natural gas consumption, as well as transportation emissions. There is a slight mismatch between the area covered by the GHG emissions report (full City of Aspen) and the area covered by this study (Aspen Utilities). As a result, the team will scale the full city consumption data from the CURE report down to the electric utility footprint by taking the ratio of residential and commercial electricity consumption for the utility to the residential and commercial electricity consumption for the city. Apex will also compile other publicly available data, including CoA utility, Pitkin county assessor (if available), and ReStock/RECs. This will result in estimates of total annual electricity, natural gas, and gasoline/diesel. After developing the total annual fossil fuel consumption estimates for the city utility footprint, the team will disaggregate consumption into building and transportation end uses as shown in the figure below, using ResStock and ComStock and transportation sector composition information. 2 Aviation fuel makes up a significant portion of transport emissions, but being outside the City Utilities footprint we recommend excluding this from this study. Though there is some limited use of propane, wood, and other fuel sources in the City of Aspen, for the purposes of this study we believe the vast majority of impacts will result from natural gas conversions and electric system upgrades, so we recommend also removing these from the study. a Greenhouse Gas Emissions Inventor Report I Roaring Fork Valle, CO APEX ANALYTICS page I � Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 Residential Commercial Buildings Buildings Space Heating Space Heating Water Heating Water Heating Cooking Equipment Cooking •ther (snow melt,• lawn/garden.) APEX ANHLYTICS dHbPUI Lation • Heavy Duty Vehicles No '•.• Equipment and: Vehicles The result of this subtask will be an estimate of sector- and end -use -level annual consumption of electricity and each fossil fuel within Aspen Utilities' footprint. Task 1.2: Baseline Peak ®ay and Peak Hour Energy Use For each energy end use, the team will then estimate peak day and peak hour consumption using a load shape approach. For existing electricity usage, the Apex team will review the assumptions used in the overcurrent study and discuss the relative merits of different peak thresholds (e.g. 50-50, 1-year-in-10, 1-year-in-30, etc.) with Aspen before making a recommendation about the design condition to be used and approach to estimate peak impact using appropriate load shapes. For the building sector fossil energy use, we recommend using the ratio of peak hour gas and peak day gas impacts to annual energy consumption from the Xcel Mountain Energy NPA study that we recently conducted, for the most appropriate area, likely the Vail Valley. For transportation electrification gasoline and diesel usage, we recommend seasonal usage load shapes that we have developed for other cold climates, showing higher usage during winter. The agreed upon load shapes will then be multiplied by the annual energy consumption values from Task 1.1 to estimate sector- and end -use -level peak hour and peak day consumption of electricity and each fossil fuel within Aspen Utilities' footprint. Task 1.3: Baseline Electrification Adoption For all high -impact fossil fuel end uses (those making up at least 2°i° of peak hour or peak day consumption in Task 1.2), the team will estimate baseline levels of adoption using secondary research and expert judgment in consultation with Aspen. It is expected that the high -impact fossil fuel end uses will include residential and commercial space heating (highest impact, likely 8M5%), transportation electrification (likely 515%), and residential and commercial water heating (likely 1-2%). The outcome of this task will be an estimate of baseline heat pump, heat pump water heater, and EV market adoption in Aspen. Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 APEX A 1' \1 /A LYT I C S Task I A. Review oll Relevant Colorado Electric Utility Landscape Managing volatility in wholesale energy costs while retiring fossil generation requires more than load forecasts; it requires a framework that links local electrification with the broader transmission and generation build -out (and retirement) now underway in the Mountain West. We propose to outline a customer -centric approach that keeps affordability and reliability at the center of decision -making, while recognizing that the transition must unfold within the constraints of statewide resource planning and the Colorado 2050 goals. By focusing on a framework rather than prescriptive answers, Aspen can identify the levers —transmission access, diversified clean resources, and demand -side solutions —that best balance near -term risks with long-term opportunity for customers and the community. Aspen is in a unique situation as a far-flung member of the Municipal Energy Agency of Nebraska (MEAN). The latest MEAN Integrated Resource Plan (IRP)4 identifies significant needs for increased generation to meet growing demand in the western half of their footprint, which includes Aspen. In addition, it identifies that it uses transmission capacity owned by Public Service of Colorado, Black Hills Energy, Tristate, and others, including Holy Cross Energy, which is the portion of the transmission system serving the Roaring Fork Valley. It's unclear at this time how generation and transmission utilities will deal with Colorado Project 2050 mandates for decarbonized electricity production, but it seems likely to include a large amount of renewables and batteries covering 90% or more of electricity needs, with some kind of decarbonized seasonal storage or fossil generation with carbon capture used to serve the last portion of the load.5 In the near term, utility generation capacity on the Western Slope of Colorado is declining, with reduced WAPA hydro output due to long term drought and planned retirement of Craig Coal Generating Station, while distributed solar and storage grows. The Apex team will seek to disentangle the future generation and transmission landscape impacts, including transmission immediately upstream, long-distance transmission, regional and upstream generation opportunities that may impact Aspen's decision -making. The outcome of this subtask will be a qualitative assessment of transmission and generation constraint impacts on Aspen Utilities' costs going forward. Task 1.5: Review of Relevant Alternative Rate Structures In a prior engagement for the Colorado Energy Office in 2024, Apex collected information on electricity rate structures in Colorado, which showed a tremendous diversity of rates in use by municipal and cooperative utilities across Colorado, including standard consumption rates, seasonally variable rates, time -of -use (TOU) rates, declining block rates, inclining block rates, and demand -based rates. The Apex team will update this review with new information and combine it with information gleaned from evaluating innovative rate pilots across the country. a Microsoft Word -MEAN 2022 Integrated Resource Plan 5 PRPA expects similar constraints on and challenges in their IRP: https://prpa.org/wp- content/upIoacis/2023/04/2024-Integrated-Resource-PIan.pdf APEX ANALYT9«_� Page 19 Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 The product of this subtask will be a summary of alternative rate designs, their pros and cons for Aspen, and their estimated impacts on winter peak. Apex will summarize our findings across the five Task 1 subtasks in a concise report. This report will include an executive summary, a description of our approach, and findings across each of the five subtasks. We will use this interim report as the basis to build upon for the final report across the remainder of Tasks 2-4. For Task 2, Apex will build on the efforts completed in Task 1 to forecast the adoption of electrification technologies in the Aspen Utilities service territory. This analysis will estimate increases on Aspen's grid and inform if/when the peak electric load will surpass Holy Cross Electric's capacity to deliver to Aspen. As a general practice, our team models scenarios that could feasibly happen and we will discuss the potential mechanisms that could lead to varying adoption levels. We will work with Aspen to define the parameters that inform the three achievable potential scenarios and plan to model impacts through 2050, Our team recommends the following potential scenarios as a starting point, to be further refined in collaboration with Aspen: Technical potential: The theoretical maximum electrification that could occur. Low adoption: Business as usual traditional utility or other regional (CORE) incentives. This is the baseline scenario. Medium adoption: Higher levels of adoption based on higher customer uptake which could be a result of lower prices for electrification technologies, higher utility rebates, more favorable rates for customers electrifying their space heating, or increasing favorability of electrification technologies from Aspen residents. The team could also vary the per measure impacts for measures with a shiftable load. High adoption: A high adoption scenario or "max achievable" scenario would explore the impacts of significant policy intervention, such as code bans on installation of new fossil equipment. Even in a "max achievable" scenario, we would expect many customers to adopt dual fuel systems or fossil systems as allowable, but newly constructed facilities would be assumed to install electrified technologies. Our team will leverage and refine our previously developed database of residential and commercial electrification measures which we have used for Xcel Energy, Fort Collins, Longmont, and the Colorado Energy Office. Additionally, the team has recent prior experience interviewing contractors and customers in Colorado's mountain regions about electrification, which has helped us to understand the unique challenges and opportunities for electrification in Colorado's cold climate (e.g., homes may not have adequate duct sizing or electric panel space to accommodate full electrification. Many mountain homes use hydronic heating which is more Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 difficult to electrify than forced air systems). Our in-depth knowledge of viable electrification measures, specific experience in the Colorado mountains, and insights from our experience starting an EV data collection startup ensure that our team will be able to ramp up quickly on the adoption forecasting task. We've broken our forecasting approach into four subtasks, shown below. s Starting with the baseline energy characterization and electric grid characterization completed in Task 1, we will develop a list of measures that we will include in our forecast. As mentioned above, we expect residential and commercial space heating, transportation electrification, and residential and commercial water heating measures will have the highest impacts. Apex will work with Aspen to settle on a list of electrification technologies that have the highest potential impacts. From each end use, we will identify key techonologies; different technologies within an end use can have different peak load impacts (for example electrifying gas equipment with a ground source heat pump will have a lower peak electric contribution when compared to an air source heat pump since it operates at a higher efficiency during extreme cold temperatures). Apex will also consider behavioral and code -based measures, including BPS, though we expect these non -resource alternatives to be used in the forecast scenario analysis. We see significant benefit in focusing the more in-depth analysis on the space heating measures, which are expected to make up over 80% of total peak day and peak hour impacts. The team will apply impacts and load shapes' by technology and household/business characteristic to estimate the unitized impact of a given technology. For each measure identified, the team will develop a list of measure -level impacts. These impacts will include the impact on electric peak hour and peak day, annual electricity, and annual gas. Each measure will have a measure unit that can be used to appropriately scale the impact of the measure being adopted. For example, a unit could be a household, or it could be square footage of conditioned space in a commercial building. In collaboration with Aspen Utilities, we will determine the appropriate customer segmentation and level of granularity for the forecast. We would recommend segmenting residential, commercial, and transportation as well as technology replacement types including: Retrofit of existing equi Is Retrofit A retrofit case occurs when a customer upgrades existing equipment before the end of its useful life, for example a customer may still have a functional furnace, but they may choose to upgrade to a cold -climate heat pump 6 We have reliable residential and commercial building load shapes available from an ongoing NREL study in which we participate. PEX ANALYTICS Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 to add cooling in the summer and electrify their heating load. Shell measure upgrades are also considered retrofits. • Replace on failure of equipment: The time a customer is most likely to upgrade their equipment is when their existing equipment has failed or is near the end of its useful life. In this case, a customer must purchase something to replace their failed equipment, so they are choosing between low-cost baseline equipment and a higher -cost efficient or electric equipment. This provides a case where the incremental cost to the customer is the difference between the two systems, rather than a full system cost. • New construction:' Another case where a customer may be likely to purchase electric or high -efficiency equipment is at the time of being built. Like in the replace -on -failure case, there isn't an option to do nothing, and the incremental cost may be low enough for a customer to choose an upgraded heating (or other) system.. Each of these segments and replacement types need to be tracked independently to correctly account for the stocks and flows when estimating potential. Retrofit of existing equipment is often the most difficult to forecast, since customers have the option to do nothing. Typically, forecasters rely on historical participation data to inform future adoption. For the replace -on -failure case, the team would use existing saturations of equipment coupled i wth the expected lifetime to assess the total number of each measure that is expected to turnover each year. To estimate new construction activity, we will work with data provided by Aspen as well as use public data sources to estimate the number of new facilities built in the city for each year of the forecast. A simplified approach could use an estimate of census tract population forecasts combined with an assumed demolition rate ) of buildings yielding new construction estimates that come from the combination of new residents and replacement of old buildings. Technical potential is an estimate of the impacts that occur if all included technologies were instantly electrified. This represents the maximum impacts that could possibly occur. Technical potential is not typically used to inform policy or decision making, since it represents an impossible and instantaneous transformation of technologies; however, it is critical for bounding further steps of the analysis. Our team will conduct this analysis from abottom-up perspective, calibrated to the entire fossil fuel consumption for each sector and end use, as estimated in Task 1.2. For the bottom -up � While we typically include new construction in forecasting, our understanding is that there may be highly limited new construction within the Aspen Utilities footprint, so this measure type may be removed in consultation with Aspen. $ We are aware that Aspen only allows for six demolition and rebuilds per year in the residential sector. Docusign Envelope ID: 9CC3A546�6FDF-45B4-B351-F5993CE46777 APEX AI�\1ALYTICS forecast we will combine our estimate of the saturation of technologies that can be electrified and multiply that by the measure impacts (e.g., the technical potential of residential heat pumps is the number of homes that could install a heat pump and don't currently have a heat pump times the per -home impacts of a heat pump). In cases where there are competing measures with an outsized impact, such as air source heat pump full electrification (15-20 kW/residence) vs. ground source heat pump (4-6 kW/residence) vs. hybrid air source heat pump (0 kW/residence), we will show sensitivities on technical potential. Task 2.4: Achievable Potential Estimation Our team plans on forecasting the achievable potential of electrification separately for buildings and vehicle electrification. For EV adoption, we anticipate using the Aspen EV masterplan in combination with publicly available datasets, such as EValuateCO, to forecast EV adoption in the City. We will combine the forecast of EV adoption along with per-EV peak grid impacts (accessible from our partnership with Rolling Energy Resources EV managed charging analysis) to estimate the impact on the grid. Some EV usage may be controlled through managed charging to minimize peak electric impacts. To estimate building electrification adoption, we plan on leveraging our existing stock turnover model architecture for electrification adoption for Aspen customers. The stock turnover model considers when equipment needs replacing at end of life then calculates market shares of electrified equipment using customer adoption estimates. Our model uses an enhanced bass diffusion approach to estimating customer adoption. This model estimates adoption of each technology with a starting point of the current saturation of the technology and a long -run market share that would be informed by our prior mountain electrification research. The bass diffusion model connects the initial market saturation to the long run market share with an s- shaped curve which is shaped by two key parameters: the coefficient of innovation and the coefficient of imitation. The specific values of these coefficients as well as the long -run market share are defined for each technology and for each scenario. Figure 2 shows an example of forecasted total units in use for heat pumps and furnaces that the team developed for PRPA (across the four -member communities). This scenario shows a ramping of heat pump technologies and a decrease in the use of furnaces. APEX ANALYTICS Page 113 Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 Figure Z. Forecasted Low Scenario Residential Furnace/AC and Heat Pump Stock Qof QO,oQO 4Q,oQG I�NIIIIIINIIIIN Ci7 v ftw+ t' l 04 CN CIA 01 C`dt1 C%1 C°1 C+1 `I4 C%1 CA C%] C11 C6%1 C4 C'd61 C�j C+1 C%j CVI1 04 C�j C04 V4 ■}.µLit Fun-,� ■Furnar%:eAC APEX ANALYTICS Using the per -building measure orper-vehicle estimated impacts with the estimate of each technology's annual adoption, the team will estimate the total achievable potential impacts in each year for the overall service territory, which would also inform when the utility may exceed Holy Cross Electric's capacity to deliver. These results can be further disaggregated to understand the impacts on different nodes on the grid, depending on data availability. These impact estimates form the basis for modeling future grid requirements in Task 4. �si� 3: Innovative Incentives and Programs This approach combines our team's direct program experience, a review of published studies, and targeted industry outreach to ensure full coverage of best practices and emerging innovations. We will focus on tailoring incentive and program recommendations to target specific grid constraints unique to Aspen. The following three workstreams will culminate in actionable recommendations for Aspen. Task 3.1: Leverage Our Current Work and Benchmarks The Apex team has worked with some of the largest —and smallest —program administrators nationally to help design, administer, and evaluate beneficial electrification strategies. This gives our team direct insight into comparative approaches from the outset, since many of the utilities and programs we will benchmark are also our clients. For example, we have worked with Maine, Massachusetts, Michigan, Wisconsin, and Colorado and are keenly aware of the electric heat rate design, significant rebates, and other support offered for transportation and building electrification. We will supplement our direct experience with existing benchmarking efforts already compiled (e.g., ACEEE, Western Resource Advocates, the State of Massachusetts), along with our own prior research. APEX ANALYTICS Page 11z' Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 Should any gaps remain after leveraging our experience and published studies, we will consult our extensive professional network of utility staff, program implementers, and industry experts. This outreach will target innovative programs or technologies not yet well documented (such as new electrification codes, dynamic rates beyond TOU, or emerging load -management solutions) and assess their potential applicability for Aspen Utilities. The benchmarking research will focus on identifying program design attributes that drive greater success with higher adoption rates relative to programmatic "laggards". Metrics may include incentive structure, rate design, contractor network development, infrastructure investment (i.e., EVSE) and integration with building code or equipment requirements. To compare incentives, we'll have to set up the comparative dataset to ensure normative comparisons of the metrics, which can be tricky. Some programs offer incentives on an efficiency -tier and capacity/tonnage basis, while other programs focus purely on efficiency tiers. Our team has successfully conducted similar benchmarking efforts where we standardized incentives to a "per -unit" basis and included the nuances in the resulting tables. Other incentive dynamics include availability of state and federal funding, which at this time are highly uncertain; we recommend excluding these options from the analysis. Benchmarking will include amatrix/table summary of each program, the utility type (IOU vs municipal utility) the participation and system requirements, the targeted populations, the incentives, and whether the utility offers TOU or other rate types. Benchmarking will also include a discussion of the differences between the programs and what might make a particular program superior versus those that may pose challenges, and will craft the analysis with COA as the key reference point (so other programs as they may relate or be implemented by the COA). The deliverable will summarize utility and/or community approaches to beneficial electrification, identifying both best practices and pitfalls, and producing a set of recommendations for program design features best suited for smoothing building peaks in Aspen, informed by comparative benchmarking, published evidence, and targeted expert insights. The final task will help the City of Aspen understand the ultimate impact of varying electrification scenarios on the grid overall and by component. Quantifying the impacts of the forecasted scenarios from Task 2 on individual grid components will help Aspen understand potential grid impacts and could inform policy positions. •• .•- 1• i -•lacemenT suneulles• • torecast Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 impacts will be estimated by extrapolating increases by sector to individual grid equipment based on the existing loading customer split for each piece of equipment, as available. The budget assumes that customer data by node will not be available and instead, load increases i wll be assigned proportional to fraction of whole utility load represented by load on each piece of equipment.' The forecasted increases will be added to the existing loading coming from the separate study of Aspen's circuit and transformer loading and limits to derive an estimate of when equipment will have its capacity exceeded. In addition, this analysis will include an assumption about the uneven distribution of electrification adoption at the transformer level, similar to what we used for Fort Collins and Longmont in a prior study. The result will be a calculation of the fraction of transformers that would require upgrading due to their capacity being exceeded at each of a series of points in time (e.g., 2030, 2035) 2040, 2045, 2050), holding all other loads constant, for each scenario. As an example of the electrification transformer loading study conducted for Fort Collins, Apex analyzed AMI data from matched transformer neighborhoods based on electric heat versus non -electric heat homes connected to each transformer. Figure 3 below shows the results of the transformer loading where winter peak for electric home transformers is between 3-4 times that of the non -electric group. Figure 3. Seasonal Transformer Loading between Electric and Non -Electric Homes Summer Max Load Per Premise 4.00 2.00 0.00 >saa cx an aaa.. aes ca>A aaw..�w rsu e�n,�m eza wo .au axsa saa ®Summer 16 min max`Ioad per premise (kW) a Summer;60 mint max load per premise (kM APEX Winter Max Load Per Premise ®Winter 15 m(n maz load per premise (kW) n Winter 60 min max load per premise (kW) o Winter 120 min max load per premise (kW) 7 ■Winter 6 hour max load per premise (kW) Task nalyze Potential Demand Impact of Distributed Energy Resources The Apex team will work with Aspen Utilities to decide on which distributed energy resource technologies should be included in an analysis of demand reduction opportunities. The analysis 9 In the event that Aspen Utilities would like us to conduct additional analysis using node -specific customer data, we have included an optional task in the budget to complete this analysis. Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 will (DER) compare the amount of demand reduction necessary to the amount of demand reduction that could realized through the additional DERs. Similar to the benchmarking analysis, Apex will summarize DER options in a table/matrix along with typical costs, advantages and concerns for each DER type, and include a discussion around which options should be more appealing to CoA (to incentivize) and those to consider keeping as "monitor" only for later reevaluation. DERs explored would include (but are not limited to) generation (solar, geothermal), storage (battery, EV, water heaters), and DSM resources (thermostats, DR / VPP). The Apex team will provide pros and cons and feasibility of achieving large impacts for each of the DERs under consideration. Apex will draft an initial interim report to summarize our Task 1 findings after the development of the baseline community wide energy use. Our team will then prepare a concise final report which will include results of Tasks 1-4 . The report will consist of: executive summary focusing on the high-level results, suitable for sharing with non- technical audiences, including relevant governmental, commercial, and non-profit organizations, including city, county, state governments, local sustainability groups, and key business members. 2. The report body will contain all the results of all work in all tasks, suitable for use internally at Aspen, including detailed recommendations for rate design, incentive design, and other program strategies that Aspen should consider taking to increase adoption of beneficial electrification technologies and opportunities to offset these increases by offering both demand and supply side resources. 3. A data spreadsheet and accompanying documentation appendix to the final report intended to be used internally by Aspen staff. This will go into much more detail, with all the detailed quantitative results for each scenario. This reference document can be used by Aspen to conduct future derivative analyses. In addition to the draft report, the team plans to present results in two different settings: • Presentation of final results to project team. • Presentation of final results to Aspen senior management team or other stakeholders and City staff. eauest for Information elow, Apex provides an example data request for information that supports projects like this s part of our proposal. We can work with Aspen to refine this list of data needs during the •meeting: Number of customers by rate class Customer and/or demand growth projections Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 } Rate structures for each rate class (available here: https://Ilbrary.municode.com/co/aspen/codes/municipal_code?nodeld=TIT25UT) Discount rate assumptions Generation carbon intensity (current and projected, mostly available through https://aspen.gov/DocumentCenter/View/l 4917/2023-Aspen-Community-Wide- Greenhouse-Gas-Inventory-Summary-PDF) } Customer/equipment stock data if available Feeder and transformer loading data, and overcurrent study results, if and when available Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 4, References Project Name Years Contact Name Phone ML Ft Collins 2016- Electrification current Brian Tholl 970-416-4326 Longmont 2020- Susan Bartlett 303-774-4767 Electrification current i PRPA Electrification 2018- Ryan Gibson Ryan 970-229- Potential 2024 4877 PRPA Electrification 2018- Masood Masood 970- IQ Rate Impacts 2024 Ahmad 229-4836 Available Xcel Non -Pipe 12023- Grace Jones Alternatives 2025 upon request Colorado Energy 2023- ;Loren Ahonen 720-665-1734 Office 2025 5. Fee Proposal and Schedule APEX APJALYTICS bthollna fcaov.com susan.bartlettna longmontcolorado.gov gibsonr�prpa.org ahmadm(c�prpa.org Grace.k.jones xcelenergy.com loren.ahonen(a�state.co.us The Apex team built abottom-up budget to reflect answering a ll the City's research objectives with the understanding of data limitations and availability (according to the responses to the submitted Q&A). We attempted to right -size the budget to meet the core needs of this RFP. We also recognize that there might be a more "bare -bones" approach that would still provide valuable insights into Aspen's grid component loading that would meet 80% of the project needs; conversely, our team can also imagine a more comprehensive study that costs five times our proposed budget that would include detailed AMI analysis, AMI load profiling, specific transformer, and feeder loading analysis leveraging detailed Pitkin County assessor data for every premise within Aspen's grid (deeper analysis as our team previously conducted for Fort Collins and Longmont). We welcome further discussion with Aspen to align our budget with Aspen's desired scope if there are any elements of our proposal that have underestimated or overestimated the needs of this study. The Apex team proposes a total not -to -exceed budget of $132,175 (details provided in Table 1), to be invoiced monthly on a time and materials basis and paid net 30 days. If desired, Apex can provide additional support after delivery of the report on a time -and -materials basis. APEX ANALYTICS page I � Docusign Envelope ID: 9CC3A546-6FDF-45B4-B351-F5993CE46777 AkfiAPEX \NALYTICS cable 1. Project Fee Proposal ItIptionai EFask 2 lITask 3 Task , Report Nodal Firm St aaff Noah Lieb Rate $275 Hours 32 Hours 24 Hours 6 Hours 8 Hours 6 Cost $20,900 Task 12 Justin Spencer $250 54 22 6 4 10 $24,000 4 Apex Jordan Mann $250 54 22 6 8 10 $25,000 4 Analytics Matt Nelson $300 11 0 0 0 0 $3,300 0 Scott Dimestrosky $300 1 8 0 0 0 $26?700 0 Duncan Ward $175 89 66 0 24 10 $33,075 40 Dynamodal Thomas Wells $200 10 14 0 28 8 $12,000 24 EcoSpark Cherlyn Seruto $200 2 0 48 0 6 $11,200 0 Total $57,375 $34,350 $14,250 $15,000 $11,200 $132,175 $17,100 The project timeline and scope assume that the project will kick off towards the end of January (see Figure 4). With this starting point in mind, we expect the full project to take approximately six months (excluding holiday periods), with completion by September 2026. Deadlines will be adjusted if the kickoff and start date slides. The team anticipates using aregular bi-weekly meeting slot to ensure there is time to discuss each task, interview Aspen staff, and incorporate Aspen priorities and context into the work. Figure 4. Project Schedule (revised) Task 0 Kickoff Task 1 Energy Usage Patterns Task 2 Forecast EEE Adoption Task 3 Benchmarking Task 41Future Grid Modeling Reporting and Presentations APEX ANALYTICS Page 120