HomeMy WebLinkAboutordinance.council.013-90 (Series of 1990)
AN ORDINANCE REPEALING ORDINANCE NO. 14 (SERIES OF 1989) EFFEC-
TIVE APRIL 1, 1990; IMPOSING AN ADDITIONAL ONE PERCENT REAL
ESTATE TRANSFER TAX UPON THE TRANSFER OF INTERESTS IN ALL REAL
PROPERTY AND PAYABLE BY THE GRANTEE; REQUIRING THE COLLECTION OF
SUCH TAX BY THE DIRECTOR OF FINANCE OR HER AGENTS; EXEMPTING
CERTAIN TRANSACTIONS FROM THE TAX IMPOSED AND ESTABLISHING
PROCEDURES FOR ACQUIRING A CERTIFICATE OF EXEMPTION; PROVIDING
FOR THE APPLICATION OF FUNDS TO LIMITED USES; ESTABLISHING
PENALTIES FOR VIOLATIONS OF THIS ORDINANCE; PROVIDING FOR THE
CREATION OF A L~EN ON THE PROPERTY TRANSFERRED FOR THE AMOUNT OF
THE TAX UNPAID; AND MAKING THIS ORDINANCE EFFECTIVE ON APRIL 1,
1990
WHEREAS, the electorate, at a special municipal election
held February 13, 1990, did authorize the Aspen City Councll to
repeal Ordinance 14, Series of 1989 (which ordinance established
the graduated real estate transfer tax), effective April 1, 1990;
and~ further, effective April 1, 1990, to establish by ordinance
an additional one (1%) percent real estate transfer tax~ proceeds
of which shall be earmarked and used exclusively for acquiring
buildings and land for employee housing, for maintenance of the
same, for the operation of employee/community housing projects,
for payment of debt related thereto, and the repayment to the
Land Fund for open space acquisitions converted to employee
housing purposes, which tax ordinance would expire on Decem-
ber 31~ 1994, and %~ould exempt the first $100,000 of every
transfer and all deed-restrIcted employee housing un~ts.
NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE
CITY OF ASPEN, COLORADO:
Section 1 - Repea~
That Ordinance 14~ Series of 1989, be and hereby is repealed
effective April 1, 1990.
Section 2 - An Additional Real Estate Transfer Tax
C~ty Council hereby enacts an additional real estate
transfer tax on every document in wrltlng~ whereby title to real
property situated in the City of Aspen is transferred~ which tax
shall be measured by the consideration pald or to be pa~d for
such grant or conveyance and shall be due and payable by ~he
grantee at the t~me of transfer contemporaneously therewith. The
document shall not be recorded whereby or wherein tltle to real
property s~tuated in the City of Aspen is transferred untll the
real estate transfer tax has been paid or exempted~
Section 3 - Definitions
For the purposes of th~s ordinance, certain words are
defined as follows:
(a) Document. "Document means and includes any deed,
instrument or writing by which real property located in the City
of Aspen ~s transferred.
(b) Transfer. "Transfer" means and includes any conveyance
of ownership or title to real property as evidenced by any deed
or ~nstrument or writing wherein or whereby title to real
property sztuated in the C~ty of Aspen is granted or conveyed,
subject to the exclusions provided in this ordinance. "Convey-
ance of ownership" for the purposes of this ordinance means and
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includes the transfer of more than fifty percent (50%) of the
authorized and issued shares of a corporation which has a
prlnclpal asset of real property situated in the City of Aspen.
(c) Real Property. "Real property" means and includes all
lands or interest in land %~lthin the City of Aspen to which title
or the r~ght to t~tle has been acquired or ratified by the
government of the Unlted States or the State of Colorado.
(d) Consideration. "Consideration" means and includes the
actual cash pa~d and/or value of the property del~vered, or
contracted to be paid or delivered, in return for the transfer of
ownership or title to real property and shall include the amount
of any l~ens, mortgage, contract ~ndebtedness, or other encum-
brance~ either g~ven to secure the purchase price, or any part
thereof, remaining unpaid on the property at the time of sale.
The term does not include the amount of any outstanding lien or
encumbrance in favor of the United States, the State of Colorado,
or of a municipal or quash-municipal governmental corporation or
district for taxes~ special benefits or improvements.
Section 4 - Amount of Tax
The amount of Real Estate Transfer Tax payable shall be
computed at the rate of one percent (1%) of the consideration
pa~d ~n return for the transfer of ownership or title.
Section 5 Lands Affected
When a document subject to the ordinance includes property
partly located w~thln the City of Aspen and property partly
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located within another city or in Pltkln County or other
countles~ the tax imposed under the authority of this ordinance
shall be computed only with respect to property located within
the C~ty of Aspen and the tax shall be assessed on that part of
the consideration fairly attributable to the part of such
property located within the City.
Section 6 D~rector of Finance to Enforce
(a) The Director of Finance of the City of Aspen is charged
with the enforcement of the provisions of this ordinance and is
hereby authorized and empowered to prescribe, adopt and enforce
rules and regulations pertaining thereto.
(b) At the t~me of any transfer upon which a tax is ~mposed
by this ordinance there shall be made a report to the Dlrector of
Flnance On forms prescribed by her, setting forth the truer
complete and actual consideration for the transfer, the names of
the parties thereto, the location of the real estate transferred,
and such other information as she may require.
(c) For the purpose of collection of taxes imposed by this
office, the office of the P~tkin County Clerk and Recordert
together with all banks~ title companles~ escrow companies,
building and loan lnstltutlons~ private mortgage companies, and
real estate agents permitted as such to do business under the
laws of the State of Colorado maintaining offices within the C~ty
of Aspen are hereby authorized and directed to adopt procedures
for the collection of said tax. The Dlrector of Finance ~s
d~rected to negotiate with such appointed agents to allow them to
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retain a reasonable amount of the sum collected to cover their
expenses in the collection and remittance of said tax.
Section 7 - Exemptions
The real estate transfer tax imposed by this ordinance shall
not apply to:
(a) Any document wherein the United State~, or any agency
or instrumentality thereof, the State of Colorado~ any county,
city and county, municipality, district or other political
subdivision of the state, is elthe~ the grantor or grantee.
(b) Any document wherein the grantee corporations asso-
ciation or trust has been organ]zed, operated and maintained
solely and exclusively for charitable or religious purposes.
(c) Any document granting or conveying t~tle to real
property in consequence of a g~ft of such property, where no
consideration other than love and affection, charitable donation
or a nominal compensation is evidenced by the terms of the
instrument of transfer.
(d) Any document terminating or evidencIng termination of a
Joint tenancy in real property except where additional consid-
eratIon of value is paid in connection with such termination, or
a decree or agreement partitioning real property held under
common ownership unless consideration of value is paid in
connection therewith.
(e) Transfer of t~tle or change of interest in real
property by reason of death, will or decree of distribution.
(f) Transfers made pursuant to mergers or consolidation of
corporation or by a subsidiary to a parent corporation for no
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consideration other than cancellation or surrender of the
subsldlary's stock.
(g) Any deed or conveyance made and delivered without
consideration for the purposes of conf~rm~ng, correcting, modify-
lng or supplementing a transfer previously recorded; making mmnor
boundary adjustments, removing clouds on titles; or granting
easements, rights-of-way or licenses.
(h) Any decree or order of a court of record determining or
vesting title, including the final awarding tmtle pursuant to a
condemnation proceeding.
(m) Any deed granting or conveying title to cemetery lots.
(j) Any lease of real property (or assignment or transfer
of any interest in any such lease}, provided such lease by its
terms does not constitute a de facto conveyance of the subject
property. In the latter event, the real estate transfer tax
shall be based on the capltalmzat~on at f~ve percent (5%) of the
average annual rental over the entire term of the lease, includ-
ing any renewal term, plus actual consmderatlon, other than rent,
paid or to be pa~d. When the average annual rental cannot be
determined, or at the election of the Director of Finance, the
tax shall be based on the assessed value of the property covered
by the lease.
(k) Any mmneral deed or royalty deed.
(1) Transfers to secure a debt or other obligation, or
transfers or releases of property which is security for a debt or
other obligation.
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(m) Any executory contract for the sale of real property
under which the vendee is entitled to or does take possession
%hereof without acquiring title thereto, or any assignment or
cancellation of any such contract.
(n) Any deed or conveyance under execut~on, sale, foreclo-
sure sale under a power sale or court decree of lien foreclosure;
sheriff's deed; public trustee's deed or treasurer's deed.
(o) All deed-restricted employee housing sub3ect to the
Aspen/Pltkin County Housing Authority Guidelines as amended from
t~me to time.
(p) The first $100,000.00 of all transactions.
Section 8 - Application for Exemption.
In the event any document which is exempt from the real
estate transfer tax here~n imposed does not contain language
clearly showing ~ts intent and character, the grantor or grantee
may apply for and obtain from the Director of Finance a certlf~-
cate of exemption, which may be affixed to such deed or
~nstrument of transfer. Any person whose claim of exemption duly
applied for under the provlslons of th~s section Ks denied by the
Director of Finance may immediately appeal to the City Council
for a determination of such exemption and such appeal shall be
considered by the City Council at its next regular meeting. In
the event of a determination by City Council favorable to said
grantor, any amount previously depos!ted or so much thereof as
may be allowed by the Council shall be promptly refunded to sa~d
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grantor. A certificate of exempt[on shall be in substantially
the following form:
EXEMPTION FROM REAL ESTATE TRANSFER TAX
STATE OF )
COUNTY OF )
The underslgnedt as grantor or grantee of the deed or
instrument of conveyance for (grantor)
to (grantee) dated ,
transferring the following described property, situate in the
State of Colorador County of Pltk!n, City of Aspen:
hereby does apply for an exemption from the payment of the real
estate transfer tax imposed by Ordinance No. (Series of
1990) of the C~ty of Aspen. The basis for such exemption is as
follows~ (ssate briefly the grounds for exemption, including
applicable sectlon and subdlvlslon of Ordinance No. (Series
of 1990).
(Signature)
STATE OF COLORADO )
) ss.
COUNTY OF PITKIN )
Subscribed and sworn to before me th~s day of
~ 19__, by
Witness my hand and official seal.
My commission explres~
Notary Public
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CERTIFICATION OF EXEMPTION
I hereby certmfy that the above-described transfer of real
property ms exempt from the payment of the real estate transfer
tax under Ordinance No. (Series of 1990)t Sectmon
).
Signature
Section 9 - Application of Funds
(a) Ail funds received by the City of Aspen pursuant to
this ordinance shall be deposmted %n a separate fund. The funds
shall be subject to appropriation by City Council of the City of
Aspen, or its desmgnee, only for the purpose of acquiring vacant
land, acquiring buildings for the purposes of employee housmng,
for the construction, reconstruction of employee housing~ mamnte-
nance of employee housing bumldlngs and property, for the opera-
tmon of employee/community housing projects, for the payment of
principal and interest on the bonds mssued for such purposes and
incidental costs of issuing the bonds and the funding of any
reserve therefor, and for repayment to the Land Fund for open
space acqulsmtlons converted to employee housing purposes and for
payment of all costs~ including, without limitation, legal fees
associated therewith.
(b) The City Councll, pursuant to ordinance, and without an
election, may borrow money, issue bonds~ or otherwise extend the
credit of the City for the acqums~tlon of vacant land, acquisi-
tion of existing buildings for employee housing, construction and
reconstructzon of employee housing, maintenance of employee
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housing, repayment to the Land Fund for open space acquisitions
converted to employee housing purposes, and operation of employee
housing projects, providing that such bonds or other community
obligations shall be made payable from the funds derived from
this ordinance.
Section 10 - Penalties and L~ens
(a) Ail taxes imposed by thls ordinance, if not paid when
due, shall bear interest at the rate of eighteen percent (18%)
per annum until so pa~d. The amount of the real estate transfer
tax imposed by this ordinance and interest due thereon is hereby
assessed against the property upon the transfer of which said tax
· s lmposedt and if not paid when due, such tax and interest, if
any, shall constitute a lien on the property for the amount
thereof, which lien shall continue until the amount thereof Ks
paid or until ~t is discharged of record by foreclosure or
otherwise.
(b) Any person who shall fall or refuse to pay any tax due
thereunder shall be punished by a fine not exceeding Three
Hundred Dollars ($300.00) or Imprisonment for a period of not
more than ninety (90) days, or both such fine and lmprlsonmentw
(c) Any remedies provided for hereln shall be cumulative,
not exclusive and shall be in addition to any other remedies
provided by law.
Section 11 - Effective Date
The provisions of this ordinance shall be effective upon the
1st day of Aprll, 1990.
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Section 12 - Duration of Ordinance
This ordinance shall continue effective insofar as the levy
of the real estate transfer tax is concerned through December 31~
1994; and insofar as the collection of the tax levied in the
aforesaid period and actions for proceedings for collecting any
tax so levled, including interest and penalties thereon, and
enforcing any of the provisions in this ordinance are concerned,
this ordinance shall continue effective until all of said taxes
levied in the aforesaid perlod are fully pa~d and any and all
suits or prosecutions for the collection of said tax and for the
punishment of violations of th~s o£dlnance shall have been fully
terminated.
Section 13 Provisions Irrepealable or Unamendable
Sections 4 and 9(a) providing for the amount of the tax and
the application of the funds shall be and remain irrepealable an~
unamendable without the approval of the electorate of the repeal
or the amendment pursuant to the requirements of Section 12.1 of
the Charter of the City of Aspen, Colorado.
Sectlon 14 - Severabillty
If any section, subsection, sentence, clause, phrase or
portion of th~s ordinance is for any reason held invalid or
unconstitutional in a court of competent jurisdiction, such
portion shall be deemed a separatef distinct and independent
provision and shall not affect the validity of the remaining
portions thereof.
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Section 15 - No Retroactive Application
Nothing in this ordInance shall be construed to affect any
right, duty or llabil!ty under any ordinances in effect prior to
the effective date of th~s ordinance, and the same shall be
continued and concluded under such prior ordinances.
Section 16 - Public Hearing
A publlc hearing on the ordinance shall be held on the
day of /~t~[~ , 1990, in the City Council Chambers, Aspen
C~ty Hall, Aspen, Colorado.
INTRODUCED, READ AND ORDERED PUBLISHED as provided by law by
the City Council of the City of Aspen on the ~.~%z~__ day of
W~!liam L. Starting, Mayor
~ATTEST:
Kathryn ~. Koch, City Clerk
FINALLY adopted, passed and approved this /~-~ay of
William L. St~rllng, Mayor
ATTEST:
Kathryn SjKoch, City Cl~k
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