HomeMy WebLinkAboutordinance.council.067-94
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ORDINANCE
(Series
NO. 0:::t---
of 1994)
AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF ASPEN, COLORADO,
AMENDING ORDINANCE NO. 13 (SERIES OF 1990) TO EXTEND THE EXPIRA-
TION DATE OF THE AFFORDABLE HOUSING REAL ESTATE TRANSFER TAX FROM
DECEMBER 31, 1994, TO DECEMBER 31, 2004; AND, TO AMEND THE ASPEN
MUNICIPAL CODE BY THE ADDITION OF ARTICLE VI TO CHAPTER 21 TO
CODIFY THE WHEELER OPERA HOUSE REAL ESTATE TRANSFER TAX ENACTED
BY ORDINANCE NO. 20 ,(SERIES OF 1979) AND THE AFFORPABLE HOUSING
REAL ESTATE TRANSFER TAX ENACTED BY ORDINANCE NO. 13 (SERIES OF
1990) AS AMENDED HEREIN.
WHEREAS, the City Council imposed a Real Estate Transfer Tax
by Ordinance No. 20 (Series of 1979) "to provide sufficient funds
to make such renovation and reconstruction; to provide for the
maintenance of the Wheeler Opera House; and subordinate, thereto,
to provide for the support of the visual and performing arts";
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WHEREAS, the city council imposed a Real Estate Transfer Tax
by ordinance No. 13 (Series of 1990), the proceeds of which
"shall be earmarked and' used exclusively for acquiring buildings
and land for employee housing, for maintenance of the same, for
the operation of employee/community housing projects, for payment
of debt related thereto, and the repayment to the Land Fund for
open space acquisitions converted to employee housing purposes";
and
WHEREAS, t~e affordable housing Real Estate Transfer Tax
imposed by Ordinance No. 13 (Series of 1990) was scheduled to
expire on December 31, 1994; and
WHEREAS, the city council determined to ask the electors of
the city of Aspen at the November 8, 1994, general election for
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authorization, pursuant to Article X, section 20, of the Colorado
Constitution, for an extension of the expiration date to December
31, 2004; and
WHEREAS, at said general election the electors of the city
of Aspen voted to authorize the extension of the affordable
housing Real Estate Transfer Tax; and
WHEREAS, the city Council desires to codify the Wheeler
opera House and affordable housing Real Estate Transfer Tax by
amending the Aspen Municipal Code by the addition of Article VI
to Chapter 21.
NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE
CITY OF ASPEN, COLORADO:
Section 1
That Chapter 21 of the Municipal Code of the city of Aspen,
colorado, which chapter is entitled "Taxation", is hereby amended
by the addition of Article VI which shall read as follows:
ARTICLE VI
REAL ESTATE TRANSFER TAX
Sec. 21-120. Definitions.
For the purposes of this Article, certain words are defined
as follows:
(a)
Document.
instrument
within the
"Document" means and includes any
or writing by which real property
City of Aspen is transferred.
deed,
located
(b) Transfer. "Transfer" means and includes any conveyance
of the ownership of a title to real property and is .
evidenced by any deed or instrument or writing wherein
or whereby title to real property situated in the city
of Aspen is granted or conveyed, subject to the exclU-
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sions provided in this Article. "Conveyance of owner-
ship" for the purpose of this Article means and in-
cludes the transfer of more than fifty percent of the
authorized and issued shares of a corporation which has
as its principal asset real property situated in the
city of Aspen.
(c) Real Propertv. "Real property" means and includes all
lands or interests in lands within the city of Aspen to
which title or the right to title has been acquired
from or ratified by the government of the United states
, or the state of Colorado.
(d) Consideration. "Consideration" means and includes the
actual cash paid and/or value of the property deliv-
ered, or contracted to be paid or delivered, in return
for the transfer of ownership or title to real property
and shall include the amount of any lien, mortgage,
contract indebtedness, or other encumbrance, either
given to secure the purchase price, or any part there-
of, or remaining unpaid on the property at the time of
sale. The term does not include the amount of any
outstanding lien or encumbrance in favor of the United
states, the state of Colorado, or of a municipal or
quasi-municipal governmental corporation or district
for taxes, special benefits or improvements.
Sec. 21-121. Lands Affected.
When a document subject ,to this Article includes property
located within the city of Aspen and property located within
another city or in Pitkin County or other counties, the tax
imposed under the authority of this Article shall be computed
only with respect to property located within the city of Aspen
and the tax shall be assessed on that part of the consideration
fairly attributable to the part of such property located within
this city.
Sec. 21-122. Director of Finance to Enforce.
(a) The Director of Finance of the city of Aspen is charged
with the enforcement of the provisions of this Article
and is hereby authorized and empowered to prescribe,
adopt and promulgate and enforce rules and regulations
pertaining thereto.
(b) At the time of any transfer upon which a tax is imposed
by this Article there shall be made a report to the
Director of Finance on forms prescribed by him, setting
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forth the true, complete and actual consideration for
the transfer, the names of the parties thereto, the
location of the real estate transferred, and such other
information as he may require.
(c) For the purpose of collection of the taxes imposed by
this Article, the Office of the Pitkin County Clerk and
Recorder, together with all banks, title companies,
escrow companies, building and loan institutions and
real estate agencies permitted as such to do business
under the laws of the state of Colorado and maintaining
offices within the city of Aspen for the collection of
said tax. The Director of Finance is authorized to
negotiate with such appointed agents to allow them to
retain a reasonable amount of the sum collected to
cover their expense in the collection and remittance of
said tax.
Sec. 21-123. Exemptions.
The Real Estate Transfer Tax imposed by this Article shall
not apply to:
(a) Any document wherein the united states, or any agency
or instrumentality thereof, the State of Colorado, any
.county, city and county, municipality, district or
other political subdivision of this State, is either
the grantor or grantee.
Any document wherein the grantee corporation, associa-
tion or trust has been organized, operated and main-
tained solely and exclusively for charitable or reli-
gious purposes.
(b)
(c)
Any document granting or conveying title to real pro-
perty in consequence of a gift of such property, where
no consideration other than love and affection, chari-
table donation or nominal compensation is evidenced by
the terms of the instrument of transfer.
(d)
Any document terminating or evidencing termination of a
joint tenancy in real property except 'where additional
consideration of value is paid in connection with such
termination, or a decree or agreement partitioning real
property held under common ownership unless a consider-
ation of value is paid in connection therewith.
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(e)
The transfer of title or change of interest in real
property by reason of death, will or decree of distri-
bution.
(f) Transfers made pursuant to mergers or consolidations of
corporations, or by a subsidiary to a parent corpora-
tion for no consideration other than cancellation or
surrender of the subsidiary's stock.
(g) Any deed or conveyance made and delivered without
consideration for the purpose of confirming, correct-
ing, modifying, or supplementing a transfer previously
recorded; making minor boundary adjustments, removing
clouds on titles; or granting easements, rightS-Of-way
or licenses.
(h) Any decree or order of a court of record determining or
resting title, including a final order awarding title
pursuant to a condemnation proceeding.
(i) Any deed granting or conveying title to cemetery lots.
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(j) Any lease of any real property (or assignment or trans-
fer of any interest in any such lease) provided such
lease by its terms does not constitute a de facto
conveyance of the subject property. In the latter
event the Real Estate Transfer Tax shall be based upon
the capitalization at 5% of the average annual rental
over the entire term of the lease, inclUding any renew-
al term, plus the actual consideration, other than
rent, paid or to be paid. When the average annual
rental cannot be determined, or at the election of the
Director of Finance, the tax shall be based upon the
assessed value of the property covered by the lease.
(k) Any mineral deed or royalty deed.
(l) Transfers to secure a debt or other obligation, or
transfers or release of property which is security for
a debt or other obligation.
(m)
Any executory contract for the sale of real property
under which the vendee is entitled to or does take
possession thereof without acquiring title thereto, or
any assignment or cancellation of any such contract.
(n)
Any deed or conveyance under execution, sale, or fore-
closure sale under a power sale or court decree of lien
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foreclosure; sheriff's deed; public trustee deed or
treasurer's deed.
Sec. 21-124. Application for Exemption.
In the event any document which is exempt from the Real
Estate Transfer Tax herein imposed does not contain language
clearly showing its exempt character, the grantor or grantee may
apply for and obtain from the Director of Finance a certificate
of Exemption, which may be affixed to such deed or instrument of
transfer. The certificate of Exemption shall be in substantially
the following form:
EXEMPTION FROM REAL ESTATE TRANSFER TAX
STATE OF
County of
The undersigned, as grantor or grantee of a deed or instru-
ment of conveyance from (grantor)
to (grantee) dated
transferring the following described property situate in the
State of Colorado, County of Pitkin, and city of Aspen:
hereby does apply for an exemption from the payment of the
Real Estate Transfer Tax imposed by Section of the
Municipal Code of the City of Aspen. The basis of such
exemption is as follows:
(State briefly grounds for exemption, including applicable
section and subdivision of Municipal Code.)
(Siqnaturel
Subscribed and sworn to before me this
, 19
day of
(Siqnaturel
Notary Public
My commission expires:
CERTIFICATE OF EXEMPTION
I hereby certify that the above-described transfer of real
property is exempt from the payment of a Real Estate Trans-
fer Tax under Section of the Aspen Municipal Code.
(Siqnaturel
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Any person whose claim of exemption duly applied for under
the provisions of this section is denied by the Director of
Finance may immediately appeal to the city council fora determi-
nation of such exemption and such appeal shall be considered by
the city council at its next regular meeting. In the event of a
determination by the city council favorable to said grantor, any
amount previously deposited, or so much thereof as may be allowed
by the Council, shall be promptly refunded to said grantor.
Sec. 21-125. Wheeler Opera House Real Estate Transfer Tax
(a) Tax imposed. The~e is hereby imposed a Real Estate
Transfer Tax on every document in writing, wherein or
whereby title to real property situated in the City of
Aspen is transferred, which tax shall be measured by
the consideration paid or to be paid for such grantor
conveyance and shall be due and payable by the grantee
at the time of transfer and contemporaneously there-
with. No document shall be recorded whereby or wherein
title to real property situated in the city of Aspen is
transferred until the real estate transfer tax has been
paid.
(b) Amount of tax. The amount of Real Estate Transfer Tax
payable shall be computed at the rate of one-half of
one percent (1/2 of 1%) of the consideration paid in
return for the transfer of ownership or title.
(c) Application of funds. All funds received by the city
of Aspen pursuant to this section 21-125 shall be
deposited in the Real Estate Transfer Tax fund, which
fund is hereby created.
The fund shall be subject to appropriation by the City
council of the City of Aspen only for the purpose of
renovation, reconstruction and maintenance of the
Wheeler Opera House or for the payment of principal and
interest on bonds issued for such purposes and for the
purpose of supporting the visual and performing arts.
However, the city council cannot appropriate in exceSs
of $100,000.00 in any single calendar year for the
purpose of supporting the visual and performing arts
without obtaining the approval of sixty percent (60%)
of the electors voting at a regular or special election
on the same.
The city council, pursuant to ordinance, and without an
election, may borrow money, issue bonds, or otherwise
extend the credit of the city for renovation and recon-
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(d)
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struction of the Wheeler Opera House provided that the
bonds or other obligations shall be made payable from
the funds derived from this ordinance.
Effective date. The provisions of this section 21-125
shall be effective on the 1st day of January, 1980.
Duration of ordinance. This section 21-125 shall
continue effective insofar as the levy of the Real Es-
tate Transfer Tax is concerned through December 31,
1999; and insofar as the collection of the tax levied
in the aforesaid period and actions or proceedings for
collecting any tax so levied, including interest and
penalties thereon, and enforcing any of the provisions
of this Article are concerned, this Article shall
continue effective until all of said taxes levied in
the aforesaid period are fully paid and any and all
suits and prosecutions for the collection of said taxes
and for the punishment of violations of this Article
shall have been fully terminated.
(f) provisions irreplaceable or unamendable. Subsections
(b) and (c) of this section 21-125 providing for the
amount of the tax and the application of funds shall be
and remain irrepealable and unamendable without the
approval of the electorate for the repeal or amendment
pursuant to the requirements of section 12.1 of the
Charter of the City of Aspen, Colorado.
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Sec. 21-126. Affordable Housing Real Estate Transfer Tax.
(a)
(b)
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Tax imposed. There is hereby imposed a Real Estate
Transfer Tax on every document in writing, whereby
title to real property situated in the city of Aspen is
transferred, which tax shall be measured by the consid-
eration paid or to be paid for such grant or conveyance
and shall be due and payable by the grantee at the time
of transfer contemporaneously therewith. The document
shall not be recorded whereby or wherein title to real
property situated in the City of Aspen is transferred
until the real estate transfer tax has been paid or
exempted.
Amount of tax. The amount of Real Estate Transfer Tax
payable shall be computed at the rate of one percent
(1%) of the consideration paid in return for the trans-
fer of ownership or title.
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(c) Additional exemptions from tax. In addition to the
exemptions set forth at section 21-123, the real estate
transfer tax imposed by this section 21-126 shall not
apply to:
(i) All deed-restricted employee housing subject to
the Aspen/Pitkin County Housing Authority Guide-
lines, as amended from time to time; and
(ii) The first $100,000.00 of all transactions.
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(d) Application of funds.
(i) All funds received by the City of Aspen pursuant
to this section 21-126 shall be deposited in a
separate fund. The funds shall be subject to
appropriate by City council of the city of Aspen,
or its designee, only for the purpose of acquiring
vacant land, acquiring buildings for the purpose
of employee housing, for the construction, recon-
struction, of employee hOUSing, maintenance of
employee housing buildings and property, for the
operation of employee/community housing projects,
for the payment of principal and interest on the
bonds issued for such purposes and incidental
costs of issuing the bonds and the funding of any
reserve therefor, and for repayment to the Land
Fund for open space acquisitions converted to
employee housing purposes and for payment of all
costs, including, without limitation, legal fees
associated therewith.
(ii) The city Council, pursuant to ordinance, and with-
out an election, may borrow money, issue bonds, or
otherwise extend the credit of the city for the
acquisition of vacant land, acquisition of existing
buildings for employee housing, construction and
reconstruction of employee housing, maintenance of
employee housing repayment to the Land Fund for
open space acquisitions converted to employee
housing purposes, and operation of employee hous-
ing projects, providing that such bonds or other
community obligations shall be made payable from
the funds derived from this section.
(e)
Effective date. The provisions of this section 21-126
shall be effective upon the last day of April, 1990.
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(f) Duration of tax. This section 21-126 shall continue
effective insofar as the levy of the real estate trans-
fer tax is concerned through December 31, 2004, and
insofar as the collection of the tax levied in the
aforesaid period and actions for proceedings for col-
lecting any tax so levied, including interest and
penalties thereon, and enforcing any of the provisions
in this section 21-126 are concerned, this section
shall continue effective until all of said taxes levied
in the aforesaid period are fully paid and any and all
suits or prosecutions for the collection of said tax
and for the punishment of violations of this ordinance
shall have been fully terminated.
(g) provisions irrepealable or unamendable. Subsections
(b) and (d) of this section 21-126 providing for the
amount of the tax and the application of the funds
shall be and remain irrepealable and unamendable with-
out the approval of the el~ctorate of the repeal or the
amendment pursuant to the requirements of section 12 .,1
of the Charter of the city of Aspen, Colorado.
Sec. 21-127. Penalties and liens.
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(a) All taxes imposed by this article, if not paid when
due, shall bear interest at the rate of eighteen per-
cent (18%) per annum until so paid. The amount of the
real estate transfer tax imposed by this article and
interest due thereon is hereby assessed against the
property upon the transfer of which said tax is im-
posed, and if not paid when due, such tax and interest,
if any, shall constitute a lien on the property for the
amount thereof, which lien shall continue until the
amount thereof is paid or until it is discharged of
record by foreclosure or otherwise.
(b)
Any person who shall fail or refuse to pay any tax due
,thereunder shall be punished by a fine not exceeding
Three Hundred Dollars ($300.00) or imprisonment for a
period of not more than ninety (90) days, or both such
fine and imprisonment.
(c)
Any remedies provided for herein shall be cumulative,
not exclusive and shall be in addition to any other
remedies provided by law.
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Section 2
This ordinance shall not have any effect on existing litiga-
tion and shall not operate as an abatement of any action or
proceeding now pending under or by virtue of the ordinances
repealed or amended as herein provided, and the same shall be
construed and concluded under such prior ordinances.
Section '3
If any section, subsection, sentence, clause, phrase or
portion of this ordinance is for any reason held invalid or
unconstitutional in a court of competent jurisdiction, such
portion shall be deemed a separate, distinct and independent
provision and shall not affect the validity of the remaining
portions thereof.
Section 4
A public hearing on
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the ordinance shall be held on the
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day of
, 1994, in the city council
Chambers, Aspen City Hall, Aspen, Colorado.
INTRODUCED, READ AND ORDERED PUBLISHED as provided by law by
the city Council of
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the city of Aspen on the c:::J!{
day of
, 1994.
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John . Bennett, Mayor
ATTEST:
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Kathryn Sf Koch, city Clerk
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FINALLY adopted, passed
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ATTEST:
jw1117 ;1
Clerk
and approved this /.;;::;L
day of
, 1994.
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Johtl S. Bennett, Mayor
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