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RESOLUTION NO. 5?J
Series of 1997
A RESOLUTION OF THE CITY OF ASPEN, COLORADO, APPROVING A
PROFESSIONAL SERVICES AGREEMENT BETWEEN THE CITY OF
ASPEN, COLORADO, AND ENERGY & RESOURCE CONSULTING
GROUP, LLC, AND AUTHORIZING THE CITY MANAGER TO EXECUTE
SAID DOCUMENT(S) ON BEHALF OF THE CITY OF ASPEN, COLORADO.
WHEREAS, there has been submitted to the City Council a Professional
Services Agreement between the City of Aspen, Colorado and Energy & Resource
Consulting Group, LLC, a copy of which contract is annexed hereto and made a
part thereof.
NOW, WHEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF
. THE CITY OF ASPEN, COLORADO:
Section One
That the City Council of the City of Aspen hereby approves that Professional
Services Agreement between the City of Aspen, Colorado, and Energy & Resource
Consulting Group, LLC, a copy of which is annexed hereto and incorporated
herein, and does hereby authorize the City Manager of the City of Aspen to
execute said contract on behalf of the City of Aspen.
Dated:
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John S. Bennett, Mayor
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foregoing is a true and accurate copy of that resolution adopted by the City Council
of the City of Aspen, Colorado, at a meeting held h;f
1997,
Kathryn S. och, City Clerk
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AGREEMENT FOR PROFESSIONAL SERVICES
This Agreement made and entered on the date hereinafter stated, between the CITY OF
ASPEN, Colorado, ("City") and Energy & Resource Consulting Group, LLC, (nprofessional").
For and in consideration of the mutual covenants contained herein, the parties agree as
follows:
1. Scope of Work. Professional shall perform in a competent and professional
manner the Scope of Work as set forth in that certain letter dated May 15,1997, with appended
Scope of Work, attached hereto as Exhibit "A" and by this reference incorporated herein.
2. Completion. Professional shall commence work immediately upon receipt of a
written Notice to Proceed from the City and complete all phases of the Scope of Work as
expeditiously as is consistent with professional skill and care and the orderly progress of the
Work in a timely manner. The parties anticipate that all work pursuant to this agreement shall be
completed no later than December 31, 1997. Upon request of the City, Professional shall submit,
for the City's approval, a schedule for the performance of Professional's services which shall be
adjusted as required as the project proceeds, and which shall include allowances for periods of
time required by the City's project engineer for review and approval of submissions and for
approvals of authorities having jurisdiction over the project. This schedule, when approved by
the City, shall not, except for reasonable cause, be exceeded by the Professional.
3. Payment, Upon submission of monthly invoices for services furnished, City shall
pay Professional at the Professional's offices in Denver, Colorado, an amount equal to the actual
hours of service furnished and the rates listed in Exhibit 1, or as governed by any supplement(s)
attached hereto, The rates listed in Exhibit 1 are subject to adjustment on January 1, 1998, and
each succeeding year to reflect changes in rates as officially established by Professional's Board
of Directors. City will reimburse the Professional each month, as cost, for all out of pocket
expenses directly chargeable to the Work covered by this Agreement. Such out of pocket costs
will include items such as reproduction, printing, postage, delivery and shipping, telephone,
facsimile, airfare, hotels, meals and rental vehicles utilized in the prosecution of the professional
services detailed herein.
4, Non-Assignability. Both parties recognize that this contract is one for personal
services and cannot be transferred, assigned, or sublet by either party without prior written
consent of the other. Sub-Contracting, if authorized, shall not relieve the Professional of any of
the responsibilities or obligations under this agreement. Professional shall be and remain solely
responsible to the City for the acts, errors, omissions or neglect of any subcontractors officers,
agents and employees, each of whom shall, for this purpose be deemed to be an agent or
employee of the Professional to the extent of the subcontract. The City shall not be obligated to
payor be liable for payment of any sums due which may be due to any sub-contractor.
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5. Termination. The Professional or Ihe City may terminate !his Agreement, without
specifying the reason Iherefor, by giving notice, in writing, addressed to Ihe oIher party,
specifying the effective date of Ihe termination. No fees shall be earned after Ihe effective date of
Ihe termination. Upon any termination, all fInished or unfmished documents, data, sludies,
surveys, drawings, maps, models, photographs, reports or oIher material prepared by Ihe
Professional shall become the property of the City. NotwiIhstanding the above, Professional shall
not be relieved of any liability to the City for damages sustained by the City by virtue of any
breach of !his Agreement by the Professional, and Ihe City may wiIhhold any payments to Ihe
Professional for Ihe purposes of set-off until such time as the exact amount of damages due the
City from the Professional may be determined.
6. Covenant Against Contingent Fees. The Professional warrants that s/he has not
been employed or retained any company or person, other Ihan a bona fide employee working for
the Professional, to solicit or secure !his contract, Ihat s/he has not paid or agreed to pay any
company or person, other than a bona fIde employee, any fee, commission, percentage,
brokerage fee, gifts or any oIher consideration contingent upon or resulting from the award or
making of !his contract. For a breach or violation of !his contract without liability, or in its
discretion to deduct from Ihe contract price or consideration, or otherwise recover, the full
amount of such fee, commission, percentage, brokerage fee, gift or contingent fee.
7, Independent Contractor Stalus. It is expressly acknowledged and understood by
Ihe parties that nothing contained in !his agreement shall result in, or be construed as establishing
an employment relationship. Professional shall be, and shall perform as, an independent
Contractor who agrees to use his or her best efforts to provide the said services on behalf of Ihe
City. No agent, employee, or servant of Professional shall be, or shall be deemed to be, Ihe
employee, agent or servant of the City. City is interested only in Ihe results obtained under !his
contract. The manner and means of conducting Ihe work are under Ihe sole control of
Professional. None of the benefIts provided by City to its employees including, but not limited
to, workers' compensation insurance and unemployment insurance, are available from City to Ihe
employees, agents or servants of Professional. Professional shall be solely and entirely
responsible for its acts and for the acts of Professional's agents, employees, servants and
subcontractors during the performance of !his contract. Professional shall indemnify City against
all liability and loss in connection wiIh, and shall assume full responsibility for payment of all
federal, state and local taxes or contributions imposed or required under unemployment
insurance, social security and income tax law, wiIh respect to Professional and/or Professional's
employees engaged in the performance of the services agreed to herein.
8. IndemnifIcation. Professional agrees to indemnify and hold harmless the City, its
offIcers, employees, insurers, and self-insurance pool, from and against all liability, claims, and
demands, on account of injury, loss, or damage, including without limitation claims arising from
bodily injury, personal injury, sickness, disease, deaIh, property loss or damage, or any oIher
loss of any kind whatsoever, which arise out of or are in any manner connected with this
contract, if such injury, loss, or damage is caused in whole or in part by, or is claimed to be
caused in whole or in part by, Ihe act, omission, error, professional error, mistake, negligence,
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or other fault of the Professional, any subcontractor of the Professional, or any officer,
employee, representative, or agent of the Professional or of any subcontractor of the
Professional, or which arises out of any workmen's compensation claim of any employee of the
Professional or of any employee of any subcontractor of the Professional. The Professional
agrees to investigate, handle, respond to, and to provide defense for and defend against, any such
liability, claims or demands at the sole expense of the Professional, or at the option of the City,
agrees to pay the City or reimburse the Ciry for the defense costs incurred by the City in
connection with, any such liability, claims, or demands. The Professional also agrees to bear all
other costs and expenses related thereto, including court costs and attorney fees, whether or not
any such liability, claims, or demands alleged are groundless, false, or fraudulent. If it is
determined by the [mal judgment of a court of competent jurisdiction that such injury, loss, or
damage was caused in whole or in part by the act, omission, or other fault of the City, its
officers, or its employees, the City shall reimburse the Professional for the portion of the
judgment attributable to such act, omission, or other fault of the City, its officers, or employees,
9. Professional's Insurance. (a) Professional agrees to procure and maintain, at its
own expense, a policy or policies of insurance sufficient to insure against all liability, claims,
demands, and other obligations assumed by the Professional pursuant to Section 8 above. Such
insurance shall be in addition to any other insurance requirements imposed by this contract or by
law, The Professional shall not be relieved of any liability, claims, demands, or other obligations
assumed pursuant to Section 6 above by reason of its failure to procure or maintain insurance, or
by reason of its failure to procure or maintain insurance in sufficient amounts, duration, or types.
(b) Professional shall procure and maintain, and shall cause any subcontractor of the
Professional to procure and maintain, the minimum insurance coverages listed below. Such
coverages shall be procured and maintained with forms and insurance acceptable to the City. All
coverages shall be continuously maintained to cover all liability, claims, demands, and other
obligations assumed by the Professional pursuant to Section 8 above. In the case of any claims-
made policy, the necessary retroactive dates and extended reporting periods shall be procured to
maintain such continuous coverage.
(i) Workmen's Compensation insurance to cover obligations imposed by
applicable laws for any employee engaged in the performance of work under this contract, and
Employers' Liability insurance with minimum limits of FIVE HUNDRED THOUSAND
DOLLARS ($500,000,00) for each accident, FIVE HUNDRED THOUSAND DOLLARS
($500,000,00) disease - policy limit, and FIVE HUNDRED THOUSAND DOLLARS
($500,000.00) disease - each employee. Evidence of qualified self-insured status may be
substituted for the Workmen's Compensation requirements of this paragraph.
(ii) Commercial General Liability insurance with minimum combined single
limits of ONE MILLION DOLLARS ($1,000,000.00) each occurrence and ONE
MILLION DOLLARS ($1,000,000,00) aggregate. The policy shall be applicable to all
premises and operations. The policy shall include coverage for bodily injury, broad form
property damage (including completed operations), personal injury (including coverage
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for contractual and employee acts), blanket contractual, independent contractors,
products, and completed operations. The policy shall contain a severability of interests
provision.
(iii) Comprehensive Automobile Liability insurance wiIh minimum combined
single limits for bodily injury and property damage of not less Ihan ONE MILLION
DOLLARS ($1,000,000.00) each occurrence and ONE MILLION DOLLARS
($1,000,000.00) aggregate wiIh respect to each Professional's owned, hired and non-
owned vehicles assigned to or used in performance of Ihe Scope of Work, The policy
shall contain a severability of interests provision. If the Professional has no owned
automobiles, Ihe requirements of this Section shall be met by each employee of Ihe
Professional providing services to Ihe City under this contract.
(iv) Professional Liability insurance with the minimum limits of ONE
MILLION DOLLARS ($1,000,000) each claim and ONE MILLION DOLLARS
($1,000,000) aggregate.
(c) The policy or policies required above shall be endorsed to include the City and Ihe
City's officers and employees as additional insureds. Every policy required above shall be
primary insurance, and any insurance carried by the City, its officers or employees, or carried
by or provided through any insurance pool of Ihe City, shall be excess and not contributory
insurance to Ihat provided by Professional. No additional insured endorsement to Ihe policy
required above shall contain any exclusion for bodily injury or property damage arising from
completed operations. The Professional shall be solely responsible for any deductible losses
under any policy required above.
(d) The certificate of insurance provided by Ihe City shall be completed by the
Professional's insurance agent as evidence Ihat policies providing Ihe required coverages, condi-
tions, and minimum limits are in full force and effect, and shall be reviewed and approved by Ihe
City prior to commencement of Ihe contract. No oIher form of certificate shall be used. The
certificate shall identify this contract and shall provide that Ihe coverages afforded under Ihe
policies shall not be canceled, terminated or materially changed until at least thirty (30) days
prior written notice has been given to the City.
(e) Failure on the part of Ihe Professional to procure or maintain policies providing the
required coverages, conditions, and minimum limits shall constitute a material breach of contract
upon which City may immediately terminate this contract, or at its discretion City may procure
or renew any such policy or any extended reporting period thereto and may pay any and all
premiums in connection therewith, and all monies so paid by City shall be repaid by Professional
to City upon demand, or City may offset Ihe cost of Ihe premiums against monies due to
Professional from City.
(f) City reserves the right to request and receive a certified copy of any policy and any
endorsement thereto.
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(g) The parties hereto understand and agree that City is relying on, and does not waive
or intend to waive by any provision of this contract, the monetary limitations (presently
$150,000.00 per person and $600,000 per occurrence) or any other rights, immunities, and
protections provided by the Colorado Governmental Immunity Act, Section 24-10-101 et seq.,
C.R. S., as from time to time amended, or otherwise available to City, its officers, or its
employees,
10, City's Insurance. The parties hereto understand that the City is a member of the
Colorado Intergovernmental Risk Sharing Agency (CIRSA) and as such participates in the
CIRSA Property/Casualty Pool. Copies of the CIRSA policies and manual are kept at the City of
Aspen Finance Department and are available to Professional for inspection during normal
business hours. City makes no representations whatsoever with respect to specific coverages
offered by CIRSA. City shall provide Professional reasonable notice of any changes in its
membership or participation in CIRSA,
11. Completeness of Agreement. It is expressly agreed that this agreement contains
the en.tire undertaking of the parties relevant to the subject matter thereof and there are no verbal
or written representations, agreements, warranties or promises pertaining to the project matter
thereof not expressly incorporated in this writing.
12. Notice. Any written notices as called for herein may be hand delivered to the
respective persons and/or addresses listed below or mailed by certified mail return receipt
requested, to:
City:
Amy Margerum, City Manager
City of Aspen
130 South Galena Street
Aspen, Colorado 81611
Professional:
ERG Consulting Group
Attn. Philip J. Movish
4643 South Ulster St.
Denver, CO 80237-2869
13. Non-Discrimination' penalty. No discrimination because of race, color, creed,
sex, marital status, affectional or sexual orientation, family responsibility, national origin,
ancestry, handicap, or religion shall be made in the employment of persons to perform services
under this contract. Professional agrees to meet all of the requirements of City's municipal code,
Section 13-98, pertaining to non-discrimination in employment.
14, Waiver. The waiver by the City of any term, covenant, or condition hereof shall
not operate as a waiver of any subsequent breach of the same or any other term. No term,
covenant, or condition of this Agreement can be waived except by the written consent of the
City, and forbearance or indulgence by the City in any regard whatsoever shall not constitute a
waiver of any term, covenant, or condition to be performed by Professional to which the same
may apply and, until complete performance by Professional of said term, covenant or condition,
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the Cily shall be entitled to invoke any remedy available to it under this Agreement or by law
despite any such forbearance or indulgence.
15. Execution of Agreement by City. This agreement shall be binding upon all parties
hereto and their respective heirs, executors, administrators, successors, and assigns, N otwith-
standing anything to the contrary contained herein, this agreement shall not be binding upon the
City unless duly executed by the Mayor of the Cily of Aspen (or a duly authorized official in his
absence) following a Motion or Resolution of the Council of the City of Aspen authorizing the
Mayor (or a duly authorized official in his absence) to execute the same.
16. General Terms.
(a) It is agreed that neither this agreement nor any of its terms, provisions,
conditions, representations or covenants can be modified, changed, terminated or amended,
waived, superseded or extended except by appropriate written instrument fully executed by the
parties.
(b) If any of the provisions of this agreement shall be held invalid, illegal or
unenforceable it shall not affect or impair the validily, legality or enforceability of any otller
provIsIOn.
(c) The parties acknowledge and understand that there are no conditions or
limitations to this understanding except those as contained herein at the time of the execution
hereof and that after execution no alteration, change or modification shall be made except upon a
writing signed by the parties.
(d) This agreement shall be governed by the laws of the State of Colorado as
from time to time in effect.
IN WITNESS WHEREOF, the parties hereto have executed, or caused to be executed by their
duly authorized officials, this Agreement in three copies each of which shall be deemed an
original on the date hereinafter written.
Dated:
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ATTESTED BY:
CITY OF ASPEN, COLORADO:
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By:
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WITNESSED BY:
APPROVED AS TO FORM BY:
agrprof.bid - Version: 4/93
PROFESSIONAL:
By:
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EXHIBIT A
ENERGY & RESOURCE CONSULTING GROUP, LLC
FIRST SUPPLEMENT TO PROFESSIONAL SERVICES AGREEMENT
This First Supplement to the June 17, 1996, Professional Services Agreement ("Agreement")
between SVBK CONSULTING GROUP, INC. (now ENERGY & ReSOURCE CONSULTING GROUP, LLC,
hereinafter the "Consultant") and the City of Aspen, Colorado (hereinafter the "Client" or "City")
is made and entered into this 15th day of May, 1997. All provisions of the Agreement remain in
effect except as specifically revised herein.
1. SCOPE OF WORK
The Scope of Work, as provided for in Section 1 shall be expanded in accordance with Task 14 of
Exhibit A of the Agreement entitled "Optional Services", The following scope of work for
additional services is to be provided by the Consultant:
A. Provide consulting assistance to the City, its local counsel and its special Washington, DC
counsel in the valuation, examination and potential acquisition of Holy Cross Electric
Association, Inc.' s ("HCEA") electric utility properties located within the City as may be
approved from time to time by the City Manager Or City Attorney, Such services may
include, but not be limited to, the following:
1. Provision of assistance in negotiations with HCEA.
2. Provision of assistance to the City's special counsel in the development, analysis and
evaluation of any stranded cost claims that HCEA may initiate.
3.
Provision of support to the City's special counsel with regard to any proceeding
before the Federal Energy Regulatory Commission regarding any HCEA stranded
cost claim,
4. Development of an appraisal on behalf of the City in respect to HCEA's electric
utility properties located within the City in support of negotiations with HCEA
and/or the City's initiation of a condemnation proceeding for acquisition purposes
in a court of competent jurisdiction.
5. Sponsorship of expert testimony before courts and regulatory bodies in respect to the
City's acquisition of HCEA' s electric utility properties.
6. Preparation of preliminary electrical distribution designs necessary to integrate
acquired HCEA facilities with the City electric system.
7. Attendance at meetings with City management and staff, the City's local and special
counsels, City Council work sessions, City public meetings, and meetings and
negotiating sessions with HCEA as directed by the City manager or City Attorney,
B.
Provide general consulting assistance to the City in matters relating to its evaluation,
examination of any related franchise matters between the City and HCEA, as may be
required from time to time, under the direction of the City Manager or City Attorney.
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FIRST SUPPLEMENT TO JUNE 17, 1996 AGREEMENT
Page 2
3. PAYMENT
The entire Section 3 of the Agreement entitled "Payment" shall be deleted and replaced in its entirety
as follows:
"Upon submission of monthly invoices for services furnished, the Client shall pay the
Consultant at the Consultant's offices in Denver, Colorado, an amount equal to the actual hours
of service furnished and the rates listed in Exhibit I, or as governed by any Supplement(s)
attached hereto, The rates listed in Exhibit I are subject to adjustment on January 1, 1998 and
each succeeding year to reflect changes in rates as officially established by the Consultant's
Board of Directors.
The Client will reimburse the Consultant each month, as cost, for all out-of-pocket expenses
directly chargeable to the work covered by this Agreement. Such out-of-pocket costs will
include items such as reproduction, printing, postage, delivery and shipping, telephone,
facsimile, airfare, hotels, meals and rental vehicles utilized in the prosection of the
professional services in detailed herein."
ACCEPTED on behalf of the City of Aspen, Colorado:
By: aL.-r (?~-
Amy Margen!: - - .
Its: City Manager
ENERGY & RESOURCE CONSULTING GROUP, LLC
Vumbaco
anaging Principal
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I!:NJ;:RCV & RESOURCE CONSULTlNC GROUP, LLC
EXHIBIT I
The following are the Management Consulting Professional Service Rates in effect for Energy &
Resource Consulting Group during calendar year 1997.
MA>NA>GEMENT CONSULTING PaOFESSIONA>L SERVICE RATES
Position Range per Hour
Managing Principal $145. $185
Principal $145 - $175
Executive Consultant & Associates $130 - $170
Supervising Consultant $95 - $150
Supervising Analyst/Engineer/Accountant $75 - $115
Senior AnalystlEngineer/ Accountant $60 - $105
Analyst/Engineer/ Accountant $55 - $85
Assistant Analyst/Engineer/ Accountant $35 - $65
Office Support Services $30 - $45
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