HomeMy WebLinkAboutresolution.council.035A-93
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RESOLUTION NO. .3~ ~
(Series of 1993)
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF ASPEN, COLORADO,
APPROVING AMENDMENTS TO THE 1989 AMENDED AND RESTATED INTERGOV-
ERNMENTAL AGREEMENT BETWEEN THE CITY OF ASPEN AND PITKIN COUNTY
ESTABLISHING THE ASPEN/PITKIN COUNTY HOUSING AUTHORITY.
WHEREAS, by Resolution No. 34 (Series of 1989), the city
Council for the city of Aspen did approve an amended and restated
intergovernmental agreement between the city and Pitkin County
for the establishment of the Aspen/Pitkin County Housing Authori-
ty on September 11, 1989; and
WHEREAS, in 1991, the Pitkin County Financial Advisory Board
made certain recommendations addressing proposed amendments to
the 1989 Amended and Restated Intergovernmental Agreement; and
WHEREAS, the proposed amendments to the intergovernmental
agreement have been reviewed and approved by the Board of Direc-
tors for the Housing Authority.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE
CITY OF ASPEN, COLORADO, that it does hereby endorse the amend-
ments to the 1989 intergovernmental agreement establishing the
Aspen/Pitkin County Housing Authority as approved by the Board of
Directors for the Housing Authority and, accordingly, does hereby
approve and adopt the Second Amended and Restated Intergovernmen-
tal Agreement embodying said amendments, a copy of which is at-
tached hereto and fully incorporated herein, and the Mayor and
City Manager are hereby authorized to execute said amended
agreement on behalf of the City.
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RESOLVED, APPROVED AND ADOPTED this I (1
day of
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Aspen, Colorado.
, 1993, by the City Council for the City of
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John / . Bennett, Mayor
I, Kathryn S. Koch, duly appointed and acting city Clerk do
certify that the foregoing is a true and accurate copy of that
resolution adopted by the City Council of the city of Aspen,
Colorado, at a meeting held ~ ,I 0
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Kathryn
, 1993.
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SECOND AMENDED AND RESTATED
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INTERGOVERNMENTAL AGREEMENT
THIS SECOND AMENDED AND RESTATED INTERGOVERNMENTAL AGREEMENT
(hereinafter referred to as "Intergovernmental Agreement") made and
entered into this ____ day of , 1993, by and between
the CITY OF ASPEN, COLORADO, a municipal corporation (hereinafter
referred to as "city"); and the BOARD OF COUNTY COMMISSIONERS OF
PITKIN COUNTY, COLORADO, a body corporate and politic (hereinafter
referred to as "County"):
WIT N E SSE T H-:
WHEREAS, the city and County are each authorized by Article
XIV, section 18 of the Colorado Constitution and section 29-1-
204.5, Colorado Revised Statutes to contract with each other to
establish a mUlti-juriSdictional housing authority as a separate
governmental entity; and
WHEREAS, the city and County entered into an Intergovernmental
Agreement on January 9, 1984, and a First Amended and Restated
Intergovernmental Agreement on September 26, 1989, establishing a
multijurisdictional housing authority under the provisions of
C.R.S. 1973, section 29-1-203 et. seD. which authority is known as
the Aspen/Pitkin county Housing Authority (hereinafter referred to
as "Authority") for the purpose of providing a program and a system
to assure the existence of a supply of desirable and affordable
housing for permanent residents, persons employed in the City or
the County, senior citizens, disabled persons and other population
segments residing or needing to reside in the Roaring Fork valley
which are necessary for a balanced community; and
WHEREAS, the city and the county desire to further amend and
to restate the Initial Intergovernmental Agreement and the First
Amended Intergovernmental Agreement; and
NOW, THEREFORE, in consideration of the mutual benefits to be
derived hereby, the City and the county amend and restate the
Intergovernmental Agreement of January 9, 1984 and the First
Amended and Restated Intergovernmental Agreement of September 26,
1989, effective ' 1993, to read as follows:
I. MULTIJURISDICTIONAL HOUSING AUTHORITY
FUNCTIONS AND SERVICES:
NAME, PURPOSE,
The Aspen/Pitkin county Housing Authority (hereinafter
re ferred to as " Authority") has been establ ished as a
multijurisdictional housing authority for the purpose of effecting
the planning, financing, acquisition, construction, reconstruction
or repair, maintenance, management and operation of housing
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projects pursuant to a multijurisdictional plan to provide
.... residential facilities and dwelling acc.ommodations at rental or
f sale prices within the means of families or persons of low ,
\ moderate and middle income who are employed in the city or the
county, who reside or need to reside in the city or County, and who
have identifiable needs for affordable housing; e. g., limited
incomes, senior citizens and disabled persons, as defined by the
Authority in published guidelines. The Authority shall be a
political subdivision and a public corporation of the state of
colorado, separate from the City and the County, and shall be a
validly created and existing political subdivision and public
corporation of the state of Colorado. It shall have the duties,
privileges, immunities, rights, liabilities, and disabilities of a
public body politic and corporate. The provisions of Articles 10.5
and 47 of Title 11, Colorado Revised statutes, shall apply to
monies or the Authority.
~a.
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The Authority shall determine. "low, moderate and middle
income persons and families" as those persons and families lacking
the financial ability to pay sale prices or rentals sufficient to
induce private enterprise in the city and the County to build a
sufficient supply of adequate, safe and sanitary dwellings without
the special assistance afforded by the Authority and this
Intergovernmental Agreement. The city and the county intend that
the Authority's determination of "low, moderate and middle income
persons and families" for all population segments designated herein
or identified by the Authority shall be conclusive. The Authority
shall have any and all powers, duties, rights and obligations as
such are set forth in section 29-1-204.5, Colorado Revised statutes
and herein, including (but not by limitation) the following:
1. Administration:
a. To prepare an annual budget for the Authority which
will identify revenues and expenditures required to
accomplish the goals and objectives of the Authority as set
forth hereln;
b. To maintain records of all Authority
resolutions, and planning documents and make them
in the Authority's office for public review; .
meetings,
available
c. To appoint an Executive Director to serve as the
executive secretary to the Board of Directors .(hereinafter
referred to as "Board") of the Authority (as more
particularly described in section II hereof); and
d. To adopt and publish personnel and administrative
guidelines and procedures.
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Housinq Development; General Powers:
a. To do all things necessary or convenient to define the
need, planning, undertaking, construction, operation or
financing of low, moderate and middle income housing for the
population segments designated here or identified by the
Authority residing in or needing to reside in the city or
the County and to develop creative financing and
construction methods as well as incentives for providing
low, moderate and middle income housing in the city and the
county, by the public or private sector;
b. To plan, finance, acquire, construct, reconstruct or
repair, maintain, manage, and operate housing projects
pursuant to a multijurisdictional plan to provide
residential facilities and dwelling accommodations at rental
or sale prices within the means of families or persons of
low, moderate or middle income intended for use as the sole
place of residence by the owners or intended occupants,
which housing projects shall be subject 'to the zoning,
review and approval processes of the city Code or the county
Code;
c. To make and enter into contracts, including, without
limitation, contracts with state or federal agencies also
involved in providing such housing or the financing for such
housing, .
d.
To employ agents and employees,
e. To cooperate with state and federal governments in all
respects concerning the financing of such housing projects~
f. To purchase, acquire, obtain options, hold, lease (as
lessor or lessee), sell, or otherwise dispose of any real or
personal property, commodity, or service from firms,
corporations, the city, the county, other governmental
entities or any other persons;
g. To condemn property for public use, if such property is
not owned by any governmental entity or any public utility
and devoted to public use pursuant to state authority,
h. To incur debts, liabilities, or obligations, issue
bonds or notes pursuant to section III hereof, borrow money,
secure mortgages, obtain grants, gifts or otherwise obtain
funds for implementing, completing and operating housing
projects;
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To sue and be sued in its own name,
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To have and use a corporate seal;
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k. To fix, maintain, and revise fees, rents, prices,
security deposits, and charges for functions, services, or
facilities provided by-the Authority;
1. To adopt, by resolution, regulations respecting the
exercise of its powers and the carrying out of its purposes;
m. To exercise any other powers which
provision of functions, services, or
Authority; and
are essential to the
facilities by the
n. To do and perform any acts and things authorized by
this Intergovernmental Agreement under, through, or by means
of an agent or by contracts with any person, firm, or
corporation.
3. Manaqement and Enforcement:
a. To maintain records of existing low, moderate and
middle income rental or resale restricted housing for the
population segments designated herein or identified by the
Authority and assure that such housing is used and occupied
in accordance with existing City or County development
approvals, contracts, or financing requirements;
b. To assure that all deed restricted units of housing
comply with City and County regulations or resolutions
concerning rental or resale restricted housing;
c. To negotiate contracts as required to provide for
management of Permanent Moderate Housing units (as that term
is defined in Authority housing guidelines as such
guidel ines are publ ished, modified, amended and supplemented
from time to time); and
d. To review and recommend establishment of a computerized
rental availability record system for use by the city, the
County, the population segments designated herein or
identified by the Authority and members of the general
public.
4. Marketinq of Resales and Rental Vacancies:
To provide for marketing and reviewing qualification of
applicants for rental deed restricted or affordable housing
units, and for marketing, reviewing qualifications of
applicants for, and arranging for transfer of title of, deed
restricted units.
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5.
6.
7.
1.
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Review of Applications:
To review growth management policy applications (or
equivalent application procedures as the same are developed
or established from time to time) by developers for low,
moderate and middle income housing in the City or the County
as requested by the respective Planning Offices of the City
or the County for conformance with housing needs.
Master Plan and Needs Assessments:
a. To investigate housing and employment conditions and
needs within the jurisdiction of the City or the County and
the means and methods for improving those conditions;
b. To develop and recommend code changes associated with
the provisions of the city and County Master Plan (as the
same may be modified, amended and supplemented from time to
time); and
c. To maintain data indicating housing needs in the city
and the County for the population segments designated herein
or identified by the Authority.
Authoritv ReQUirements:
To annually recommend to the city and the County for
approval, development of, and qualifications for, ownership
and rental of low, moderate and middle income housing within
the city and the County for the population segments
designated herein or identified by the Authority as required
by existing agreements and land use regulations.
II.
BOARD OF DIRECTORS:
Number; Manner of Appointment, Etc.:
The Board shall consist of seven (7) Directors (hereinafter
referred to as "Directors"), serving staggered terms to be
appointed as follows:
a. Three (3) Directors shall be appointed by the Board of
County commissioners.
b. Three (3) Directors shall be appointed by the city
Council
c. One (1) Director shall be appointed jointly by the
Board of County Commissioners and the city Council.
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d. One (1) Director shall be a member of the Board of
County Commissioners and one (1) Director shall be a member
of the city council to be appointed by the Board or County
commissioners and the city council.. respectively, on an
annual basis, and to serve as such a Director until a
successor has been appointed.
The term of office of the members of the Board shall be two
(2) years, except as otherwise provided in section 11.1. (d)
above and except as provided herein with respect to the
initial Board members. -
All Directors shall be residents of the county, provided
that three (3) of the Directors shall also be residents of
the city. Except for the two (2) Directors described in
section 11.1. (d) above, the Directors shall not be members
of the Board of county Commissioners or the city Council,
and no members shall be employees of the Authority.
Except for the two (2) Directors
ILL (d) above, the initial Board
appointed as follows:
described in section
of Directors shall be
Jurisdiction
county
County
Joint
city
City
2. Officers:
Term
1 year
2 years
2 years
2 years
1 year
The officers of the Authority shall be a Chairman, a vice
Chairman, a Treasurer, and a Secretary who shall be the
Executive Director of the Authority.
a. Chairman. The Chairman
of the Authority. At each
submit such recommendations
consider proper concerning
policies of the Authority_
shall preside at all meetings
meeting, _ the Chairman shall
and information as he may
the business, affairs and
b. Vice Chairman. _ The Vice Chairman shall perform the
duties of the Chairman in the absence or incapacity of the
Chairman; and in case of the resignation or death of the
Chairman, the Vice Chairman shall perform such duties as are
imposed on the Chairman until such time as the Authority
shall select a new Chairman.
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c. Treasurer. The Treasurer shall perform the duties of
the Chairman in the absence or incapacity of both the
Chairman and the Vice Chairman. Either the Treasurer or the
Secretary shall sign all orders and checks for payment of
money and shall payout and disburse such monies under the
direction of the Authority. The Treasurer shall serve as
advisor to the Authority and the Board on financial matters.
d. secretary/Executive Director of the Authority. The
Secretary shall be the Executive Director o:E the Authority
and, as such, shall have general supervision over the
administration of the Authority's business and affairs,
subject to the direction of the Board. The Secretary shall
be charged with the management of the housing projects of
the Authority. The secretary shall keep the records of the
Authority, shall act as secretary of the meetings of the
Authority and record all votes, and shall keep a record of
the proceedings of the Authority in a journal of proceedings
to be kept for such purpose, and shall perform all duties
incident to his office. He shall keep in safe custody the
seal of the Authority and shall have power to affix such
seal to all contracts and instruments authorized to be
executed by the Authority.
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The Secretary shall have the care and custody of all funds
of the Authority and shall deposit the same in the name of
the Authority in such bank or banks as the Authority may
select. Either the Secretary or the treasurer shall sign
all orders and checks for the payment of money and shall pay
out and disburse such monies under the direction of the
Authority. Except as otherwise authorized by resolution of
the Authority, all such orders and checks shall keep regular
book~ of accounts showing receipts and expenditures and
shall render to the Authority, at such regular meeting (or
oftener when requested) , an account of Authority
transactions and also of the financial condition of the
Authority. He shall give such bond for the faithful
performance of his duties as the Authority may require.
The compensation of the Secretary/Executive Director shall
be determined by the Authority, provided that a temporary
appointee selected from among the Directors of the Board
shall serve without compensation (other than the payment of
necessary expenses).
e. Election or Appointment. The Chairman, vice Chairman
and Treasurer shall be elected at the annual meeting of the
Authority from among the Directors of the Board, and shall
hold office for one year or until their successors are
elected and qualified.
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The Secretary shall be appointed by the Board. Any person
appointed to fill the office of Secretary or any vacancy
therein, shall have such term as the Authority fixes, but no
Director of, the Board shall be eligible to this office
except as a temporary appointee.
f. Vacancies. Should the office of Chairman, Vice
Chairman or Treasurer become vacant, the Board,shall elect
a successor from its membership at the next regular meeting,
and such election shall be for the unexpired term of said
office. When the office of Secretary becomes vacant, the
Board shall appoint a successor, as aforesaid.
g. Additional Personnel. The Authority may from time to
time employ such personnel as it deems necessary to exercise
its powers, duties, and functions as prescribed by this
Intergovernmental Agreement and all other laws of the State
of Colorado appl icable there. The selection and
compensation of such personnel shall be determined by the
Authority in accordance with the requirements of section
1.1. (d) hereof.
votinq ReQUirements:
a. Quorum. The powers of the Authority shall be vested in
the Directors of the Board in office from time to time.
Four (4) Directors of the Board shall constitute a quorum
for the purpose of conducting Authority business and
exercising Authority powers and for all other purposes, but
a smaller number may adj ourn from time to time until a
quorum is obtained. When a quorum is in attendance, action
may be taken by the Authority upon a vote of a majority of
the Directors of the Board present.
b. Manner of voting. The voting on all questions coming
before the Authority shall be by roll call, and the ayes and
nays shall be entered upon the minutes of such meeting by
name, except on the election of officers which may be by
ballot.
4. Duties.
The officers of the Authority shall perform the duties and
functions of the Authority as prescribed herein and such
other duties and functions as may from time to time be
required by the Authority or the by-laws or rules and
regulations of the Authority. As provided in Section 29-1-
204.5(2) (b) (IV), Colorado Revised Statutes, the Board shall
comply with the provisions of parts 1, 5, and 6 of Article
1 of Title 29, Colorado Revised Statutes, the "Local
Government Budget Law of Colorado," the "Colorado Local
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III.
Government Uniform Accounting Law," and the "Colorado Local
Government Audit Law."
BONDS, NOTES AND OTHER OBLIGATIONS:
a. The bonds, notes, and other obligations of the
Authority shall not be the debts, liabilities, or
obligations of the City or the County unless expressly
assumed by the City or the county;
b. The City and the County may provide for payment to the
Authority of funds from proprietary revenues for services
rendered or facilities provided by the Authority, from
proprietary revenues or other public funds as contributions
to defray the cost of any purpose set forth herein, and from
proprietary revenues or other public funds as advances for
any purpose subject to repayment by the Authority;
c. To carry out the purposes for which the Authority was
established, the Authority is authorized to issue bonds,
notes, or other obligations payable solely from the revenues
derived or to be derived from the, function, service, or
facilities of the Authority or from any other available
funds of the Authority. The terms, conditions, and details
of said bonds, notes, and other obligations, the procedures
related thereto, and the refunding thereof shall be set
forth in the resolution authorizing said bonds, notes, or
other obligations and shall, as nearly as may be
practicable, be SUbstantially the same as those provided by
law for any of the contracting parties to this
Intergovernmental Agreement; except that bonds, notes, or
other obligations so issued shall not constitute an
indebtedness of the Authority, the City or the County within
the meaning of any constitutional, home rule charter or
statutory limitation or other provision unless expressly
assumed by the city or the County. Each bond, note, or
other obligation issued under this subsection shall recite
in substance that said bond, note, or other obligation,
including the interest thereon, is payable solely from the
revenues and other available funds of the Authority pledged
for the payment thereof unless expressly assumed by the city
or the County and that said bond, note, or other obligation
does not constitute a debt of the Authority, the City or the
county or within the meaning of any constitutional, home
rule charter or statutory limitations or provisions unless
expressly assumed by the city or the County.
Notwithstanding anything in this Section III to the
contrary, such bonds, notes, and other obligations may be
issued to mature at such times not beyond forty (40) years
from their respective issue dates, shall bear interest at
such rates, and shall be sold at such prices at, above or
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IV.
below the principal amount thereof, as shall be determined
by the Board.
d. The resolution, trust indenture, or o'ther security
agreement under which any bonds, notes, or other obligations
are issued shall constitute a contract with the holders
thereof, and it may contain such prov is ions as shall be
determined by the Board to be appropriate and necessary in
connection with the issuance thereof and to provide security
for the payment thereof, including, without limitation, any
mortgage or other security interest in any revenues, funds,
rights, or properties of the Authority. The bonds, notes
and other obligations of the Authority and the income
therefrom are exempt from taxation, except inheritance,
estate, and transfer taxes pursuant to section 29-1-
204.5(7) (b) Colorado Revised statutes.
BUDGET:
The Authority shall annually prepare a budget pursuant to
the terms and provisions of the Local Government Budget Law
of colorado.
v.
ACCOUNTING, REPORTS, AUDIT AND OPERATIONS:
with respect to accounting, reporting, auditing and
operational procedures, the Authority shall follow the
provisions and guidelines of the colorado Local Government
Uniform Accounting Law and the Colorado Local Government
Audit Law. In addition to such provisions and guidelines:
a. All accounting, payroll, and audit services for the
Authority shall be performed by, or follow the same
procedures as those followed by, the Finance Department of
the city.
b. The Executive Dire~tor shall assure compliance with
personnel and procurement policies as established by the
city.
c. For each fiscal year of the city, the County and the
Authority (each January 1 through each December 31), the
City and the county shall each appropriate one-half (1/2) of
the monies necessary to provide for any deficit arising in
connection with the Authority's operations, provided,
however, that bonds, notes or other obligations payable
solely from revenues as described in section III (c) hereof
shall never constitute an indebtedness of the city or the
County. Any revenues of the Authority in any fiscal year in
excess of the monies necessary to the operation of the
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Authority shall be retained by the Authority for use in the
Authority's operations in the then subsequent fiscal year.
d. The city shall pay to the County for the benefit of the
Authority its share of, the Authority's annual budget upon
the request of the Finance Director of the County.
Revisions to the budget shall be approved by both the City
Council and the Board of County Commissioners.
e. On or before April 15 of each fiscal year, the actual
operations for the Authority for the immediate preceding
fiscal year shall be reviewed by the city and county finance
directors with the Executive Director for the determination
of any necessary final reimbursements (and, therefore,
necessary supplemental appropriations of monies by the City
and the County) asa result of any nonbudget appropriation
of Authority staff or expenditure.
VI. LEGAL ASSISTANCE:
VII.
Legal assistance for the Authority will be provided both by
the City and the County attorney for specific problems
related to Housing Office programs. The Executive Director
shall reco~~end to the Board when legal services are
required and how they could be attained.
DISPOSITION OF ASSETS UPON TERMINATION:
In the event of the termination of this Intergovernmental
Agreement which termination may only occur in accordance
with the requirements and limitations of section IX hereof,
and the resulting dissolution of the Authority, the assets
of the Authority shall be distributed as follows:
a. All assets acquired from contributions from the city or
the County shall be returned to the contributing party if
said assets are still in existence.
b. If assets contributed to the Authority are not in
existence, the contributing party shall have the option of
receiving the fair market value of the asset at the time of
disposal by the Authority in either cash or assets of the
Authority.
c. All remaining assets acquired by the Authority after
the date of this Intergovernmental Agreement from funds
provided by the parties shall be distributed to the parties
on the basis of the appraised value of said assets at the
time of termination and in the same proportion as the
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VIII.
IX.
respective contributions of funds by the parties for
acquisition of the asset.
d. The City and the County may agree to dispose of any
assets of th~ Authority in any other acceptable manner.
e. If the City and the County cannot agree on the
disposition of any assets of the Authority within sixty (60)
days after termination, said assets shall be subject to an
independent appraisal and shall be sold at public auction as
soon as practicable with the proceeds allocated to the city
and the County in the same proportion as the total
contribution of funds by the respective parties for
acquisition of the asset.
MODIFICATION OF THIS INTERGOVERNMENTAL AGREEMENT:
This Intergovernmental Agreement may be modified by written
amendment approved by both the city council and Board of
County commissioners, acting separate.
ANNUAL RENEWAL AND TERMINATION:
The term of this Intergovernmental Agreement shall be
January 1, 1989 through December 31, 1989, and shall
automatically be renewed for successive one-year periods
thereafter. Either party thereto may terminate this
Intergovernmental Agreement for any reason upon ninety (90)
days' written notice, provided, however.. that this
Intergovernmental Agreement may not be terminated or
rescinded so long as the Authority has bonds, notes, or
other obligations outstanding, unless provision for full
payment of such obligations, by escrow or otherwise, has
been made pursuant to the terms of such obligations;
provided, however, that if full payment has been provided by
escrow, such termination or recision shall not occur unless
nationally recognized bond counsel has delivered an opinion
to the effect that such termination or recision,in and of
itself, will not adversely affect the tax status of the
interest on such escrowed obligations. Furthermore, this
Intergovernmental Agreement may not be terminated if the
Authority has obligations to the U.S. Department of Housing
and Urban Development under any Low Rent Public Housing
Program, unless those obligations are assumed by the City or
the County.
x.
NOTICES:
Any formal notice, demand or request provided for in this
Intergovernmentai Agreement shall be in writing and shall be
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deemed properly given if deposited in the united states
Mail, postage prepaid to:
city of Aspen, colorado
c/o city Manager
130 South Galena Street
Aspen, colorado 81611
Board of County commissioners of
Pitkin County, colorado
c/o county Manager
506 East Main Street
Aspen, Colorado 81611
Aspen/pitkin County Housing Authority
c/o Executive Director
530 East Main Street, Lower Level
Aspen, Colorado 81611
IN WITNESS
Intergovernmental
written.
WHEREOF, the parties hereto have executed this
Agreement on the day and year first above
ATTEST:
CITY COUNCIL OF ASPEN, COLORADO
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~ Clerk and Recorder
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Mayor
APPROVED AS TO FORM:
City Attorney
ATTEST:
BOARD OF COUNTY COMMISSIONERS OF
PITKIN COUNTY, COLORADO
Clerk and Recorder
Chairman
APPROVED AS TO FORM:
County Attorney
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KEKORANDUM
TO:
Mayor and city council
THRU:
Amy Margerum, city Manager
THRU:
Tom Baker, Executive Director of Housing
FROM:
Dave Myler, Chairman
Aspen/pitkin county Housing Board
DATE:
May 10, 1993
RE:
CHANGES TO IGA
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SUMMARY: Please find attached a revised Intergovernmental
Agreement which incorporates the changes recommended by the
Financial Advisory Board following discussions with the City
council and BOCC. The changes were reviewed by the Housing
Authority Board and approved on November 18, 1992. ' A copy of the
previous memo describing the changes is also attached.
RECOMMENDATION: Staff recommends that Council approve the changes
as suggested by the Financial Advisory Board. The draft
Intergovernmental Agreement is submitted for your review and, if
acceptable, approval and signature.
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MEMORANDUM
TO:
Board of County Commissioners
and
Aspen City Council
FROM:
Financial Advisory Board
and
Aspen/Pitkin County Housing Authority
On May 1, 1991, the County's Financial Advisory Board
reported on its study of the Aspen/Pitkin County Housing
Authority and made fifteen specific recommendations.
On October 20, 1992, in a joint meeting, the County Board
and the City Council resolved several of the questions raised
by the FAB report and then asked that the remaining questions
be dealt with by a committee of Dave Myler of the Housing
Authority's Board and Sy Chase, Chairman of, the FAB.
We are pleased to report that Myler and Chase have agreed
upon resolutions of the remaining questions and that their
agreements have been approved and adopted by the FAB and the
Housing Authority's Board. Following are the several points
involved.
Chanqes in the IGA
The Intergovernmental Agreement of 1989 is to be changed
as follows:
In Section I, first paragraph, on Page 2, delete the text
reading:
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"...families or persons of low, moderate and middle
income who are permanent residents, persons employed
in the City or the County, senior citizens, disabled
persons, or other population segments identified by
the Authority, residing in or needing to reside in
the City or the County..."
And substitute:
.....families or persons of low, moderate and middle
inc,ome who are employed in the City or the County,
who reside or need to reside in the City or County,
and who have identifiable needs for affordable
housing, ~, limited incomes, senior citizens, and
disabled persons, as derined by the Authority in
published guidelines."
In section I, second paragraph, on Page 2, in the sentence
beginning "The City and the County intend....., delete the word
"conclusive" and change the sentence to read:
"The City and the County intend that the Authority's
determination of 'low, moderate and middle income
persons and families' for all population segments
designated herein or identified by the Authority
shall be incorporated in guidelines adopted and
published by the Authority, which guidelines are
subject to annual review and approval by the County
and the City."
At Section I, Paragraph led) on Page 3, delete the text:
"To comply with the personnel and administrative
guidelines and procedures established by and for the
County, except to the extent superceded by this
Intergovernmental Agreement."
and substitute:
"To adopt and to publish personnel and
administrative guidelines and procedures."
In Section II, Paragraph 2(a) on Page 7, delete the
following sentence:
"Except as otherwise authorized by resolution of the
Authority, the Chairman shall sign all contracts,
deeds and other instruments made by the Authority."
The FAB had recommended that such signings be made by the
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Executive Director.
By a resolution adopted in February, 1992,
authority for these signings was transferred to the Executive
Director in his capacity as Secretary of the Authority.
In Section IV at Page 11, delete the following:
"In expending the budget, the Executive Director of
the Authority shall, insofar as practical, devote the
time and monies equally between the City and County
functions as shown on said budget. All work
allocations among Authority personnel, including
'exclusive' City or County work shall be the
responsibility of the Executive Director. The
Executive Director shall certify as to the
distribution of office time in the form of bi-monthly
time sheets which shall verify the actual employee
time effort on specific program allocation. This
information will be summarized in monthly progress
reports submitted to the City Manager and the County
Manager. The reports will also summarize the program
and financial status of work contracted with the
Authority."
In Section IX on Page 9, delete the following text from
the first sentence:
"...upon the approval of the annual budget for such
year by the City Council and the Board of County
Commissioners."
Enforcement
In a joint County Board/City Council meeting on June 10,
1991, the view expressed most strongly, and without dissent,
was that the Authority must utilize its enforcement powers in
full.
Nevertheless, because of budget restraints, the
enforcement function has remained a part-time task by an
employee with other duties.
The FAB and the Housing Authority's Board urge that the
Authority be enabled to conduct enforcement fully and
effectively.
This requires assuring that owners and renters
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of deed restricted units are fully informed of the pertinent
guidelines and recommendations and it also requires regular and
frequent inquiries and inspections, not simply waiting for
violations to come to the Authority's attention.
Another need is for the County and the City to develop and
to adopt penalties for violations.
Currently, the Authority
can seek an injunction to cause a violation to be discontinued,
but this is not enough. The need is to create County and City
codes specifying what are to be deemed violations and
prescribing ranges of penalties which can be imposed.
Operatinq Manuals
The FAB and the Housing Authority Board agree that the
Authority is to develop operating manuals to instruct and to
guide staff members, principally in order to assure that each
staff member knows what he or she needs to know in order to
provide accurate and helpful information to the public.
Inspection of Construction
It is agreed that there is a need to assure that deed
restricted units under construction are being constructed in
accordance with what has been authorized, and that this
assurance can be obtained by the Authority's Executive Director
making certain that the building inspectors know what is
expected and required by the Authority.
The Authority's Board
will adopt a resolution instructing the Executive Director to '
take the appropriate steps.
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