HomeMy WebLinkAboutordinance.council.075-92 ORDINANCE NO. 7~ (Series of 1992)
AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF ASPEN, COLORADO,
AMENDING ORDINANCE NO. 81 (SERIES OF 1989) IMPOSING A .45%
MUNICIPAL SALES TAX WITHIN THE CITY FOR AFFORDABLE HOUSING AND
DAY CARE SO AS TO ESTABLISH NEW SEPARATE AFFORDABLE HOUSING AND
CHILD CARE FUNDS FOR REVENUES DERIVED FROM THE .45% SALES TAX.
WHEREAS, on February 13, 1990, the electorate of the City of
Aspen approved the adoption of Ordinance No. 81 (Series of 1989),
imposing a .45% sales tax upon the sale of tangible personal
property and/or the furnishing of services within the city; and
WHEREAS, as approved and mandated by the electorate, all
revenues derived from the .45% sales tax are and have been
dedicated to and expended for the purpose of creating affordable
housing and day care opportunities within the city of Aspen and
Pitkin County; and
WHEREAS, pursuant to Section 4.3 of Ordinance No. 81 (Series
of 1989), the City Council may amend said ordinance except as to
the per centum rate of tax and the "earmarking" of revenues as
provided for therein without submitting such amendment(s) to the
electorate for its approval; and
WHEREAS, the City Council desires to amend Ordinance No. 81
(Series of 1989) so as to specify and distinguish that percentage
of revenues derived from the .45% sales tax that shall be used to
fund affordable housing and that percentage of revenues that
shall be used to fund day/child care opportunities; and
WHEREAS, the city Council desires to establish separate
child care and affordable housing funds into which revenues from
the .45% sales tax shall be deposited; and
WHEREAS, the City Council finds that the public health,
safety and welfare will be served by the designation of those
separate portions of the .45% sales tax revenues that should and
shall be used to fund affordable housing and child care services
and the establishment of special funds into which affordable
housing and day care monies shall be deposited.
NOW, THEREFORE, BE IT ORDAINED BY THE CITY COUNCIL OF THE
CITY OF ASPEN, COLORADO, AS FOLLOWS:
Section 1
Ordinance No. 81 (Series of 1989) is hereby amended at
Section 5, "Expenditures and Earmarking of Revenues", so as to
provided as follows:
"Section 5. Expenditures and Earmarkinq of Revenue.
All revenue from this retail sales tax collected by the City
of Aspen in any fiscal year shall be set aside in two separ-
ate funds: (1) the 'Affordable Housing Fund' and (2) the
'Child Care Fund'. Each fund shall receive percent
( %) of the total revenues generated and collected by the
sales tax commencing January 1, 1993. The monies of said
funds shall be expended by the City Council for the purposes
of creating public or private affordable housing and child
care opportunities, respectively, within Aspen and Pitkin
County, including, but not by way of limitation, capital
improvements and capital expenditures therefor, land acqui-
sition, payment of indebtedness incurred in connection with
any affordable housing or child care expenditure, reserves,
and for expenditures necessary to protect any such property
acquired or capital improvements constructed or purchased
from any and all threatened or actual damages, loss,
destruction or impairment from any such cause or occurrenc-
Section2
Article II, "Sales Tax", of Chapter 21, "Taxation", of the
Municipal Code of the City of Aspen, Colorado, is hereby amended
by the addition of new Division 3, "Affordable Housing Fund", and
new Division 4, "Child Care Fund", such amendments to read as
follows:
DIVISION 3. AFFORDABLE HOUSING FUND.
Sec. 21-14-1. Purpose. Pursuant to the vote of the elec-
torate of the City of Aspen on February 13, 1990, authoriz-
ing the imposition of a .45% sales tax upon the sale of
tangible personal property at retail or the furnishing of
services in the City of Aspen, the revenue from which is to
be used exclusively to create public or private affordable
housing and day care opportunities within the City of Aspen
and Pitkin County, there is hereby established the Afford-
able Housing Fund into which are to be deposited so much of
the .45% sales tax revenues as set forth in this Division.
All monies deposited in the Affordable Housing Fund shall be
used solely to create and/or fund public or private afford-
able housing within the City of Aspen and Pitkin County,
including, but not limited to, the funding of capital im-
provements and capital expenditures therefor, land acquisi-
tion, payment of indebtedness, the funding of reserves, and
such expenditures as necessary to protect and preserve
affordable housing properties or improvements.
Sec. 21-14-2. Funding. Commencing January 1, 1993, the
Affordable Housing Fund shall receive percent
%) of all revenues collected and paid to the City
under the .45% municipal sales tax for affordable housing
and day care. City Council may authorize such additional
funding from other sources for deposit into the Affordable
Housing Fund as it may deem necessary from time to time.
Sec. 21-14-3. Interest -- Other Income. All interest or
other income earned or generated by monies in the Affordable
Housing Fund shall accrue exclusively to the Fund and may
only be expended in accordance with the limitations as set
forth in Sec. 21-I4-1 of this Division.
3
Section 21-14-4. Investments Authorized. The Director of
Finance is authorized to invest Affordable Housing Funds,
without distinction between principal and income, in any
security, bond, note, stock, debenture, mortgage or other
investment as specified in C.R.S. Section 24-75-601.1, as
may be amended. Investments may be made for those periods
of time or with such dates of maturity as deemed prudent by
the Director of Finance. All investments of Affordable
Housing Funds shall be governed by the standard for invest-
ments as described at C.R.S Section 15-1-304.
DIVISION 4. CHILD CARE FUND.
Sec. 21-15-1. Purpose. Pursuant to the vote of the elec-
torate of the city of Aspen on February 13, 1990, authoriz-
ing the imposition of a .45% sales tax upon the sale of
tangible personal property at retail or the furnishing of
services in the City of Aspen, the revenue from which is to
be used exclusively to create public or private affordable
housing and day care opportunities within the City of Aspen
and Pitkin County, there is hereby established the Child
Care Fund into which are to be deposited so much of the .45%
sales tax revenues as set forth in this Division. All
monies deposited in the Child Care Fund shal~ be used solely
to create and/or fund public or private child care services
within the City of Aspen and Pitkin County, including, but
not limited to, the funding or lending of funds for capital
improvements and capital expenditures therefor, the funding
of reserves, the funding or lending of funds for child care
facility operating expenses, scholarship/tuition assistance,
and such expenditures as necessary to protect and preserve
child care services or facilities.
Sec. 21-15-2. Funding. Commencing January 1, 1993, the
Child Care Fund shall receive percent ( %) of all
revenues collected and paid to the City under the ~45%
municipal sales tax for affordable housing and day care.
City Council may authorize such additional funding from
other sources for deposit into the Child Care Fund as it may
deem necessary from time to time.
Sec. 21-15-3. Interest -- Other Income. All interest or
other income earned or generated by monies in the Child Care
Fund shall accrue exclusively to the Fund and may only be
expended in accordance with the limitations asset forth in
Sec. 21-15-1 of this Division.
Section 21-15-4o Investments Authorized. The Director of
Finance is authorized to invest Child Care Funds, without
4
distinction between principal and income, in any security,
bond, note, stock, debenture, mortgage or other investment
as specified in C.R.S. Section 24-75-601.1, as may be amend-
ed. Investments may be made for those periods of time or
with such dates of maturity as deemed prudent by the Direc-
tor of Finance. The Director of Finance may also invest
Child Care Funds in loans secured by a mortgage for the
construction or purchase of affordable housing within the
City of Aspen by financially qualified full-time city resi-
dents regardless as to whether such loan is otherwise se-
cured or guaranteed by the Federal Home Loan Mortgage
Corporation, Federal National Mortgage Association, or other
federal or state home mortgage lending agency. All
investments of Child Care Funds shall be governed by the
standard for investments as described at C.RoS Section 15-1-
304°
Sec. 21-15-5. Child Care Fund Investment Committee.
(A) There is hereby created a Child Care Fund Investment
Committee composed of members who shall be
appointed and serve at the pleasure of the city coun-
cil. Committee members shall meet the eligibility
requirements as provided for in Section 8.2 of the Home
Rule Charter and serve a term of two (2) years unless
earlier removed. Initial appointments to the committee
shall provide for over-lapping tenures.
(B) The Child Care Fund Investment Committee shall assist
and advise the Director of Finance in the selection of
investments for Child Care Fund monies and shall review
and approve all applications for affordable housing
loans to be made from the Child Care Fund. The commit-
tee, subject to the approval and ratification by the
city council, shall also devise and implement loan
eligibility and qualification policies and standards
governing affordable housing loans made from the Child
Care Fund. Such loan policies and standards shall be
reviewed on an annual basis.
Section 3
All monies currently held in the City's existing "Affordable
Housing/Day Care Fund" as of the date of final adoption of this
ordinance, and all revenues collected from the .45% "Affordable
Housing/Day Care Sales Tax" from the date of final adoption to
5
and until December 31, 1992, shall be divided and separately
deposited into the Affordable Housing Fund and the Child Care
Fund, respectively, in accordance with the following formula:
From To
Housing Child Care
Existing Affordable Housing/
Day Care Fund % __%
.45% sales tax revenues % %
After December 31, 1992, all revenues collected pursuant to
the .45% affordable housing/day care sales tax shall be deposited
in the Affordable Housing Fund and Child Care Fund as provided
for in this ordinance in accordance with the formula as set forth
in Section 1 above.
Section 4
This ordinance shall not have any effect on existing litiga-
tion and shall not operate as an abatement of any action or
proceeding now pending under or by virtue of the ordinances
repealed or amended as herein provided, and the same shall be
construed and concluded under such prior ordinances.
Section 5
If any section, subsection, sentence, clause, phrase or
portion of this ordinance is for any reason held invalid or
unconstitutional in a court of competent jurisdiction, such
portion shall be deemed a separate, distinct and independent
provision and shall not affect the validity of the remaining
portions thereof.
Section 6
A public hearing on the ordinance shall be held on the
day of , 1992, in the City Council
Chambers, Aspen City Hall, Aspen, Colorado.
INTRODUCED, READ AND ORDERED PUBLISHED as provided by law by
the City Council of the City of Aspen on the day of
, 1992.
John S. Bennett, Mayor
ATTEST:
Kathryn S. Koch, City Clerk
FINALLY adopted, passed and approved this day of
, 1992.
John S. Bennett, Mayor
ATTEST:
Kathryn S. Koch, City Clerk
jclll6.1
MEMO~ND~
TO: Mayor and Council
FROM: Cindy Wilson, Assistant City Manager
DATE: November 18, 1992
RE: Ordinance No~, 1992 Amending Housing /Day Care Fund
Ordinance
SUMMARY: The attached ordinance allocates the city's .45%
Housing/Daycare Sales tax into distinct funds for affordable
housing and child care. Council should give staff direction
regarding the percentage of revenues to be allocated to affordable
housing and child care.
BACKGROUND: Council previously discussed creating a separate fund
as a "trust" fund for child care projects. The Child Care Advisory
Committee recommended establishment of some type of a trust fund
in order to be able to provide funds for child care after the sales
tax ends in mid-2000. The recommendation was to establish a
restricted fund, allocate a substantial amount of money to the fund
either in a lump sum or over a period of time, restrict the use of
the principal solely for investment and restrict the use of
interest or other income earned by the fund for child care
projects.
Council discussed two alternatives for establishing a trust fund.
One alternative was to establish a legal trust which could !be
totally independent from the City, depending on who is appointed
as trustees. The other alternative was establishment of a "pour
over" fund. The pour over fund would be established by setting a
percentage of the housing/daycare tax revenues for transfer from
the housing/day care fund into the pour over day care fund. Council
directed staff to pursue development of the pour over fund.
CURRENT ISSUES: The attached ordinance is staff's draft which
segregates the Housing/Day Care sales tax into two separate funds
for affordable housing and day care.
Council should determine the percentage of the sales tax revenues
to be allocated to each fund.
The draft ordinance allows Child Care Fund monies to be invested
more broadly than other City funds are currently invested.
According to the ordinance, Child Care monies may also be invested
in first and second mortgages for construction or purchase
affordable housing within the City "by full-time residents
regardless as to whether such loan is otherwise secured or
guaranteed by the Federal Home Loan Mortgage corporation, Federal
National Mortgage Association or other federal or state home
mortgage lending agency". The ordinance establishes a "Child Care
Fund Investment Committee" to assist the Finance Director lin
selecting investments for Child Care Fund monies. This Committee
is charged with reviewing and approving all applications for
affordable housing loans to be made from the Child Care Fund. It
is also charged with recommending loan policies and standards
governing affordable housing loans which would be ratified by City
Council.
The Child Care Committee discussed the option of allowing the fund
to make loans to child care providers for capital improvements.
This ordinance allows use of the funds for loans to child care
providers.'
The attached draft of the ordinance restricts the use of Child Care
Fund monies to create and/or fund public or private child care
services. The Child Care Advisory Committee originally recommended
that the revenue from the sales tax be restricted for investment
only and that the interest earned on the investment be used for
child care services. Council should consider this option and direct
staff to amend the ordinance to include this restriction, if
desired.
RECOMMENDATIONS: Council needs to determine the percentage of the
monies to be allocated to affordable housing and to child care.
ALTERNATIVES: Council should also determine:
e if the ordinance should restrict all or part of the
Child Care Fund sales tax for investment only (not
restricted in attached draft of the ordinance);
* if the ordinance should allow investment of child Care
Fund monies for loans to child care providers (alloWed
in attached draft of ordinance)
PROPOSED MOTION: "I move to approve Ordinance No.__, (series iof
1992) on first reading as amended to allocate % of the sales for
affordable housing and % for child care and also to amend ...i."