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- CITYO-F ASPEN
130 south galena street
aspen, colorado, 81611
Date: October 6, 1978
To: Mick Mahoney
From: Harold Stalf
Re: Annexation
The costs of annexation andcomoarison with resulting
revenue have been compiled by Sheri Sonfield and myself.
This is a first cut, with many assumptions having been
made, especially in the cost figures. However, I believe
the figures presented, fairly accurately account for the
dollars annexation would require.
Our first assumption was to only recognize those costs
directly caused by annexation. Anticipated growth within
City Government without annexation were not addressed.
Secondly, the costs displayed for the most part reflect
the requests of the department head, tempered to some ex-
tent by us.
We show that the City can in theory afford annexation by
utilizing 6th and 7th penny revenues. Also, it would be
necessary to finance the heavy front end capital'acquisi-
tion over several years.
These options, along with a proposed amusement tax if we
annex the base of the ski areas, are shown to give Council
the knowledge and flexibility required to make such a c'_e
cision.
Note: Not include in our report is the $55,000 projected
one time costs of title search, surveying, etc. that
are needed before annexation would be possible.
cc: City Council
A
CITY GF �SPEN
130 soui<i galena Street
aspen, culoradg; 81611
Annexation - 1980 Operating costs
a
Public Works
Personnel -Director $30,000
1/2 Sect'y 5,000
Overhead - Supplies, etc. 5,000
$40,000
Engineering
Personnel-Ass't Engineer $20,000
1/2 Secretary 5,000
2 PT Summer 10,000
Overhead - Eqpt, Maint, etc. 5,000
$40,000
Streets
Personnel - 5 persons
@$14,000ea = $70,000
Materials - Cinders, Sand, 40,000
Overhead - Supplies, Vehi-
cle Maint,etc. 15,000
Road Maintenance - 50,000
$175,000
..No Change
Water
No Change (until existing water systems
are acquired by the City.)
Parks No Change (until new parks are acquired
or donated to the City.)
(trails to be maintained by PitCo.)
Recreation No Change
$40,000
$40,000
$175,000
a
Needed in 1980 with or without annexation.
• Annexa'-*on Pg . 2
Transportation
No Change (Until assumption of Central Garage
or Towing)
Inspection
Personnel- 1 Health/Bldg Inspector
Overhead - Supplies, etc.
Police
Personnel - 5 patrolmen@14,OOOea.
2 sergeants@17,500ea.
Equipment - 3 cars @ 150/month
Overhead - Supplies, Training, etc,
Uniforms, etc.
Municipal Court
No Change
City Attorne
Personnel - Assistant
Overhead - Supplies
City Clerk
Overhead - Voting Machines, Phones,
Increased Records
City Manager
Personnel- Assistant (full time)
Finance
$17,500
2,500
20,000
$70,000
35,000
5,000
10,000
$120,000
$15,000
5,000
20,000
$20,OOOb
$120,000
$20,000
$10,000 $10,000
$15,000 $15,000
Personnel- 1 Clerk $100,000 $10,000
Joint Departments - Change in Share of Cost/
No Change in level of activity
due to annexation.
Planning
Communic.
Anim. Cont.
Data Proc.
Current Budget 50/50
$217,000
$108,500
168,500
84,250
89,000
44,500
97,230
43,615
60/40
$130,200
101,225
53,400
58,340
Difference
$21,700
16,975
8,900
14,725
$60,300
Total Operating $510,300
b - Inspection costs covered by Building Dept. revenues
$60,300
Annexation Pg.3
Annexation - Capital
City Hall - Basement (Police, Council )
Street Dept. - Epuipment (Trucks, Plows, etc.)
Cinder Storage Facility
Police Dept. - Radios, Lights, Uniforms, etc.
Street Liahtina
Capital Expenditures - Total
$300,000
250,000
20,000
10,000
5,000
$585,000
Financed over 10 years (optional) _ $65,000/year
Water Department
Food Tax Refund
Costs
Lost Revenue
$132,000
42,000
$174,000/ year
Summary
Operations $510,300
Capital 65,000
Lost Revenues 174,000
$749,300
Revenues
Unrestricted $240,047
Restriced 544,000
Total Revenues $784,047
Total Cost (749,300)
$34,647 DifferencE
Proposed Amusement Tax would create additional revenue of $840,000.00
ESTIMATE OF REVENUES GENERATED DUE. TO ANNEXATION **
(an age year of operations stated • 1977 dollars)
UNRESTRICTED RE HUES
Description
1. Property tax
(based on assessed valuation per
PitCo Assessors office)
a) At 1977 mill levy of 2.01
1) Total area except Highlands
2) Highlands only
2. Utility Franchise Taxes
(based upon usage estimates by the utility)
a) Canyon Cable
b) Rocky Mtn Natural Gas
c) Mountain Bell
d) Holy Cross Elec
3. Revenue Sharing
(based on 1977 per capita receipts)
4. Cigarette Tax
(based on estimated increase in state
sales tax collections within the city)
5. Mise Licenses and Permits
a)Liquor occupational taxes and licenses
b)Sales tax licenses
c)Business licenses (110 est businesses)
6. City's share of county sales tax
(based upon agreement with PitCo)
7. Departmental Revenue Increases
a)Building dept..
Total unrestricted revenues
RESTRICTED REVENUES
Description
1. Sixth Penny Sales Tax
Park Dedication Fees
2. Seventh Penny Sales Tax
3. Special Grants
4. Highway Construction &
Maintenance Funds
Est. Amt.
$ 37,129
2,552
39,681
2,718
9,836
9,000
18,060
39,614
47,152
41,650
4,000
200
2,750
6,950
42,000
23,000
$240,047
Restriction Est. Amt.
Open space, parks & $ 250,000
recreation acq &
improvement; historic
bldg restoration
Transportation & mall 250,000
acq, impro & operations
Use as specified in
grant award '
Construction & mtnce
of highways, roads &
streets in the city
* Exact amount of federal or state participation is undeterminable
due to continuing legislative change. See attached list of grants
available, provided by Jennifer Carr. (p. 6)
** See list of assumptions attached (p. 7)
a) Highway Users Tax
+.
$
18,485
(based upon the Colo
Annual Hwy Report and
J
estimates of mileage
�� {
and car registrations
i
in the area)
;
b) County Road and Bridge
:.
15,424
Fund (based on 1977
County R&B gill levy
ti
of 1.67)
•
e) Motor Vehicle Registration
`. 7,740
+
Fees (based on estimated
A
number of vehicles registered
in the area)
E
d) Specific Ownership Taxes
20444
(based on 1977 increase
in assessed valuation for
property tax purposes)
-
t
_ Total restricted revenues
$
544,093
=�
PROPOSED REVENUES:
._ Description
Est. Amt.
1. Amusement Tax of 7% (based
on 77/78 season skier visits
at 78/79 rates and estimated
pass vs non-passholder skiers)
a) Aspen Mtn. ($3.0 mill. Sales)
$
441,000
b) Buttermilk Mtn. ($2.8 mill. Sales)
196,000
c) Highlands ($6.3 mill. Sales)
210,000
$
847,000
2. Property Tax increase of 7%
(based on 1977 mill of 2.01 and
:•
1977 PitCo Assessor's valuation)
J
_.. .a) Total annexation area except
i
Highlands
2,552
.
v b) Highlands annexation
178
$
2,730
--Total proposed revenues
849,
Vrograms In The Case of Annexation
The following prNFrams are potential funding sources for
various needs which could occur in the event of annexation. I
have not gone into a lengthy research effort due to time constrtr-its.
It is not possible to put an exact dollar figure on these prog=,::3,
as the need and scope has not been defined.
LAND ACQUISITION
Resource Conservation and Development Loans
Community Facilities Loans '
Community Development Block Grant/Discretionary
Leases, Permits, and Easements for Public Works
Four Corners Regional Commission Development
Surplus Land for Community Development
Surplus Property Utilization
Disposal of Federal Surplus Property
DATA AND INF ORL:=01*1
• Information on Agricultural Activities
Soil Survey
• Snow Survey and 'dater Supply Forecasting
Geodetic Surveys _
Mineral Research and Resource
Water Resources Investigation
Park and Recreation Technical Assistance
Park Practice Program _
Prices and Cost of Living Data -
Air Pollution Control - Technical Information
Drinking Plater Supply - Technical Assistance
C0-&2-1UNITY FI_CILITIES
Cooperative Extension Service
Watershed Conservation
• Economic Development - Technical Assistance
Outdoor Recreation - Acquisition, Development and Planning
HUMAN RESOURCES
Child Development - Child Abuse and Neglect Prevention
Public Education on Drug Abuse - Technical Assistance
Community Relations Service L
Law Enforcement Assistance - Technical Assistance �k
TRANSPORTATION
Development and Promotion of Intermadal Transportation
Comprehensive Planning Assistance
State and Community Highway Safety ,
IC 1IOUSIL'G PROGRA;•1S - CONSTRUCTION OR PURCHASE ,
Mortgage Insurance - COn t•Uction/Rehab Condo Program
Mortgage Insurance - Rental Housing Low/Moderate Income
Mortgage Insurance for Purchase or Refinancing
PUBLIC ROUSING PROGRA.tiiS
Lower Income Housing Assistance Program
ROUSING - LAND ACOUISITION
Rural Housing Site Loans
Rural Rental Housing Loans
L
• pg. 7
ASSUMPTIONS
1. The estimated amounts are based on an average year of operations
and are stated in 1977 dollars. These amounts may not include
all start-up costs that would be incurred in the first year of
annexation.
2. Estimated population in the annexation area is 3,249 and in the
City of Aspen is 5990. Both are based on the number of dwelling
units times average number of persons per unit.
3. Estimated 1% sales tax collections from the annexation area are
$250,000.
4. All roads in*the area are accepted by the city in their present
state and maintained in such state by the city, or, in those
instances where property owners want improvements, the city
will establish an improvement district to fund the expenditure.
5. Additional parks and recreational facilities are provided at a
later date. The county continues to provide trail maintenance.
6. County and other property tax levies and assessed valuation
remain at approximately the same rate and amount.
7. The total area after annexation would encompass Mtn. Valley
to the Airport Business Center ana Highlands. This includes the
current City of Aspen water service area plus Highlands.
8. The original building department revenue increase of $15,000
was based upon 1977 county building department revenues of
$22,000 for the annexation area only and was reduced for
build out limitations on the present zoning of the area.
This amount was revised to $23,000.
•
/ �J
ANNEXATION FEASIBILITY
For
Philip S. Mahoney '
and
H. J. Stalf
By
Bob Kranz
Admin. Intern
•
C�
This report is a general review of the economic implica-
tions of annexation for the City of Aspen.
I. Annexation and Increases in Services
Annexation will extend the area within which Aspen
must provide services. Fortunately, however, most of the
services in Pitkin County are provided through the
county government or independent districts. This means
that such public services as schools, sewer, fire protec-
tion, and electricity will be unaffected by annexation.
Similarly, certain services, such as dog wardens,
communications, data processing and water are already
provided by the City to outlying areas and will not need
to be newly extended into annexation areas.
The services which the City must extend to an
annexation area are police protection, road maintenance,
building inspection, health department, and general
administration. Police protection for a given area can
be calculated at about one officer per thousand citizens.
Supervision, training, equipment and pay for a single
officer runs about $25,000 per year. Annual road main-
tenance costs, including snow removal, patching, etc.,
are estimated at about $7,000 per mile. The remaining
costs are difficult to estimate and will vary widely
with the condition of the area annexed.
2
II. Annexation and Revenue
Aspen receives more than half of its General Fund
revenues from its sales tax. Moreover, between 80 and
85 per cent of Aspen's tax base is dependent upon levies,
fines and fees which do not vary with the taxpayers'
residence. In other words, 80 to 85 per cent of the
City's tax base would be unaffected by annexation.
Of the remaining 15 to 20 per cent of the City's
tax base, only part of it will be positively affected
by annexation. ("Positive effect" meaning increased tax
revenue with annexation.) The tax sources positively
affected include the county road and bridge tax, vehicle
taxes, highway users tax, non -business licenses and
permits, various franchise taxes, and property taxes.
Opposite the additional tax revenues the City
will earn with a given annexation, are the revenues lost
from reduced water rates and food tax refunds. The rate
the City charges for water in the county is approximately
twice what it charges to City users. When an area is
brought into the city, its residents will be eligible
for the lower rates. Similarly, they will be eligible
for food tax refunds not extended to county residents.
Overall, for a given annexation area, the City
will annually lose.between $5 and $10 in lost revenue
and extended service area costs, for every $1 it receives
in new tax money from the annexed area. The ratio will
vary with the condition of the annexed area and such
factors as property values, the percentage of people
applying for the food tax refund and the amount of
public roadway in the area.
The philosophy behind Aspen's tax structure
revolves around the community's status as a resort town.
The large influx of visitors places a heavy burden on
Aspen's municipal services and facilities. Aspen's
tax structure represents an attempt to place the costs
for these services and facilities on the visitors who
use them. For this reason, Aspen's property tax is
extremely low and 80 to 85 per cent of its tax base is
non-resident dependent.
Equity
The financial problems the City faces in annexa-
3
tion give rise to questions of equity in regards to the
City's tax base. Specifically, are the residents of
Aspen's outlying areas paying taxes in proportion to the
services they receive? Information reviewed for this
report suggests that they are not. For example, a resi-
dent of the Mt. Valley area pays the same taxes as a
resident of Aspen through the 80 to 85 per cent non-
resident dependent taxes. Moreover, they pay substantially
4
higher water rates which amount to an additional taxi
and they are not eligible for the food tax refund.
For this higher level of taxation the Mt. Valley
residents receive fewer public services and no political
privileges from the City of Aspen.2
Whether the issue is taken as a political matter
of equity to citizens of the outlying areas or a prac-
tical matter of the economic feasibility of annexation,
the City clearly must consider establishing a tax base
which is tied to residency. This most probably means
raising property taxes.
1Between $200,000 and $300,000 is annually trans-
ferred from the Water Department Fund to the City's
General Fund. As such, the Water Department operation
must be viewed as a tax source.
2As indicated by the negative revenue flow ratio
for annexation, property taxes, etc., do not nearly
offset the costs of expanded service areas and reduced
water rates.
I
3. Cost Analysis of Capital Improvements
Given the selection of priority annexation units,
a cost analysis of the capital improvements needed to
bring each area up to City standards should be completed.
For example, bridges, roads, street signs, or street
lighting may be below City standards. These would have
to be improved at the time of annexation.
4. Homeowner Survey
The City must next survey the selected areas to
determine,first, if the residents are favorably disposed
toward annexation, and second, whether or not they are
willing to accept an assessment district to bring the
area's roads, etc. up to City standards.1
The City could offer to manage the district and
defray some of the improvement costs. This could be
done by accepting ten per cent of the district's overall
assessment or simply having the various City departments
complete any improvements which could be done "in house."
1Given the fact that the City presently manages
assessment districts for curb and gutter improvements
within the City, I see no reason why similar districts
could not be created in the annexation areas. The
alternative is to raise property taxes sufficiently to
cover lost revenues, increased services area costs and
capital improvements in the annexation area.
5
III. Moving Toward Annexation
What follows is a general outline of the steps
the City of Aspen must take as it moves toward annexation.
1. Definition of Possible Annexation Areas
In 1972, the Engineering Department completed a
detailed study of potential annexation areas. Twenty-six
areas were identified as logical annexation units. For
each annexation area a schedule was attached showing the
additional revenue generated by that annexation.
The City's first step toward annexation would be
to instruct the Engineering Department to revise and
update this report. The new report should also include a
schedule of costs for extended service areas and lost
revenues, in addition to the schedule of new revenues
generated by each annexation unit.
Also, this report should be completed with a
substantial degree of Planning Department input on the
selection of particular annexation units.
2. Selection of Priority Annexation Areas
Given the revenue information generated by the
Engineering Department report, and local political con-
siderations, the City administration must select annexa-
tion units upon which it would seem reasonable to proceed.
E
11
7
5. Restructuring of the City's Tax Base
Simultaneous with steps 3 and 4 above, the City
Finance Department should complete a review of the
financial ramifications of annexing each of the priori-
tised units. Based on this review, the Finance Department
should present recommendations for restructuring the
City's tax base in such a way as to make the new revenue
annually generated by an annexation unit nearly equal
to the annual costs of its annexation.
Conclusion
The Upper Roaring Fork Valley is an area of
tremendous growth. The opportunity to maintain Aspen's
sovereignty over the Aspen Metropolitan Community will
very quickly pass. It is critically important that the
city move in the relatively near future to make
annexation economically feasible.