HomeMy WebLinkAboutordinance.council.038-79ORDINANCE NO. ~ SERIES 1979
AN ORDINANCE TO CONTRACT AN INDEBTEDNESS ON
BEHALF OF THE CITY OF ASPEN, COLORADO, AND UPON
THE CREDIT THEREOF BY ISSUING GENERAL OBLIGATION
BONDS OF THE CITY IN THE PRINCIPAL AMOUNT OF
$1,200,000, FOR THE PURPOSE OF PAYING THE COST
OF CONSTRUCTING GENERAL STREET AND STORM
DRAINAGE IMPROVEMENTS; PRESCRIBING THE FORM OF
SAID BONDS AND PROVIDING FOR THE LEVY OF TAXES
TO PAY THE BONDS AND THE INTEREST THEREON, AND
PROVIDING OTHER DETAILS IN CONNECTION THEREWITH.
WHEREAS, at a special municipal election held on
Tuesday, May 8, 1979, the question of issuing general ob-
ligation bonds of the City in the principal amount not exceeding
$1,200,000, for the purpose of paying the cost of constructing
general street and storm drainge improvements,was approved by a
majority of the qualified, registered electors of the City voting
on said question; and
WHEREAS, the City Council has determined to issue the
bonds approved at the election on May 8, 1979; and
WHEREAS, the City Council has determined to award the
purchase of the bonds to Kirchner, Moore & Company, Denver,
Colorado, in accordance with the terms and conditions of their
proposal dated June ti, 1979:
BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF ASPEN,
COLORADO:
Section 1. Bond Details.
paying the cost of constructing general
improvements, the City shall issue its
That for the purpose of
street and storm drainage
general obligation nego-
tiable coupon bonds in the principal amount of $1,200,000, each to
be designated "General Obligation Street Improvement Bond".
The City Council has determined that the total existing
and proposed general obligation indebtedness of the City, other
than general obligation bonds issued for the acquisition or
extension of a water system or public utilities, does not exceed
twenty per cent (20%) of the assessed valuation of the taxable
property within the City as shown by the last preceding assessment
for City purposes.
The bonds shall be dated June 15, 1979 and consist of
240 bonds in the denomination of $5,000 each, numbered 1 to 240,
inclusive. The net effective interest rate of this issue of bonds
is ~,~ ~ %. Interest shall be payable on June 15, 1980, and
semi-annually/ thereafter on June 15 and December 15 each year, as
evidenced by interest coupons attached to said bonds, and the
bonds shall mature serially on December 15, as follows:
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Amount Maturity Interest Rate
.. 7. o
$50,000 1980
60,000 1981
60,000 1982
60,000 1983 7'~0
60,000 1984 ~.~D
$65,000 1985
65,000 1986 ~.~O
65,000 1987 ?'~
65,000 1988
65,000 1989
$65,000 1990
65,000 1991
65,000 1992
65,000 1993
65,000 1994
$65,000 1995
65,000 1996
65,000 1997
65,000 1998 ~.~
Bonds maturing on or before December 15, 1989, shall not
be redeemable prior to their respective maturity dates. Bonds
maturing in the years 1990 and thereafter, shall be redeemable at
the option of the City on December 15, 1989, and on any interest
payment date thereafter, in inverse numerical order, upon payment
par~ccrued interest~az~t--~ premium ~f -O % o~ the
of
Notice of prior redemption shall be given by publication
at least one time in a newspaper having general circulation in the
City of Aspen, not less than thirty (30) days prior to the date
of redemption, and notice shall also be given by mailing a copy of
the notice by registered, first class mail, to the original
purchaser of the bonds, at least thirty (30) days prior to the
date of redemption.
The bonds and the interest coupons attached thereto
shall be payable in lawful money of the United States of America,
Section 2. Form and Execution of Bonds and Interest
Coupons. The bonds shall be signed with the facsimile signature
of the Mayor of the City, with an impression of the seal of the
City affixed thereto, attested and countersigned by the manual
signature of the Director of Finance, ex-officio City Treasurer
(or the Acting Director of Finance, in the event an Acting Di-
rector of Finance has been appointed by the City Council). The
interest coupons attached to said bonds shall bear the facsimile
signature of the Director of Finance, or Acting Director of
Finance, and when issued as aforesaid as part of said bonds,
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shall be the binding..obligations of the City according to their
import. Should any officer whose manual or facsimile signature
appears on said bonds or the interest coupons attached thereto
cease to be such officer before delivery of the bonds to the
purchaser, such manual or facsimile signature shall nevertheless
be valid and sufficient for all purposes.
The bonds and interest coupons attached thereto shall be
in substantially the following form:
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.. (Form of Bond)
UNITED STATES OF AMERICA
STATE OF COLORADO
GENERAL OBLIGATION STREET
COUNTY OF PITKIN
No.
CITY OF ASPEN
IMPROVEMENT BOND
$5,000
The City of Aspen, in the County
of Colorado, acknowledges itself indebted and
the bearer hereof the principal sum of
on the 15th day
rate of
0°f Pitkin, State
promises to pay to
FIVE THOUSAND DOLLARS
of December, 19 , with interest
thereon at the
per centum ( %) per
semi-annually thereafter on
of December each year, both
in lawful money of the United States of
surrender of saio coupons and this Bond
due or are called for prior redemption.
Bonds of this issue maturing
1989, are not redeemable prior to' their
annum, payable on June 15, 1980, and
the 15th day of June and the 15th day
principal and interest being payable
America, at The ~
, upon presentation and
as they severally become
on or before December 15,
respective maturity dates.
Those bonds maturing in the years 1990 and thereafter, shall be
redeemable at the option of the City on December 15, 1989, and on
any interest payment date thereafter, in inverse numerical order,
~ promium 0 % o'f
upon payment of par~ accrued interest~a~ a of
the D~_~ipal~.uu.~L =o radccme~. Notice of such prior redemption
shall be given in the time and manner set forth in the ordinance
authorizing the issuance of this Bond.
This Bond is issued by the City Council of the City of
Aspen, Colorado, for the purpose of paying the cost of construct-
lng general street and storm drainage improvements, under the
authority of and in full conformity with the Constitution and Laws
of the State of Colorado, the home rule Charter of the City, and
pursuant to an Ordinance duly adopted, published and made a law of
the City prior to the issuance of this Bond.
It is hereby certified and recited that all the re-
quirements of law have been duly complied with by the proper
officers of the City in the issuance of this Bond; that the total
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debt of the City, including that of this Bond, does not exceed any
limit of indebtedness prescribed by the Constitution or Laws of
the State of Colorado or the Charter of the City; and that pro-
vision has been made for the levy and collection of a direct
annual tax (general ad valorem tax) on all the taxable property in
the City sufficient to pay the interest on and principal of this
Bond when the same become due.
The full faith and credit of the City of Aspen, Colo-
rado, are hereby pledged for the punctual payment, of the principal
of and interest on this Bond.
IN TESTIMONY WHEREOF, the City Council of the City
of Aspen, Colorado, has caused this Bond to be signed with
the facsimile signature of the Mayor of the City, sealed with
an impression of the seal of the City, attested and countersigned
by the manual signature of the [Acting] Director of Finance,
ex-officio City Treasurer, and the interest coupons attached
hereto to be signed with the facsimile signature of the [Acting]
Director of Finance, as of the 15th day of June, 1979.
CITY OF ASPEN, COLORADO
( SEAL )
ATTEST AND COUNTERSIGNED:
By
(Facsimile Siqnature)
Mayor
(Manual Signature)
[Acting] Director of Finance,
ex-officio City Treasurer
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i~orm of Interest Coupon)
June,
On the 15th day of December, 19 , unless the Bond to
which this coupon is attached, if redeemable, has been called for
prior redemption, the City of Aspen, in the County of Pitkin,
State of Colorado, will pay to bearer the amoun( shown hereon in
lawful money of the United States of America, at'~he ~%~-- ~
~V~ ~.~/~-! ~ ~~~ , being interest t~en
due on its General Obligation Street Improvement Bond, dated June
15, 1979, bearing
No.
(Facsimile Signature)
[Acting] Director of Finance
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Section 3. Disposition of Bond Proceeds. When the
b~nds have been duly"executed, the Director of Finance is hereby
directed to deliver the bonds to the purchaser thereof upon
receipt of the agreed purchase price therefor. The proceeds of
the bonds shall be used only for the purpose as set forth above,
and for paying the costs and expenses incurred incidental to the
issuance of the bonds and for no other purpose whatever.
Ail or any portion of the bond proceeds may be tem-
porarily invested, or reinvested, pending such use, in securities
or obligations which are lawful investments for such municipal-
ities in the State of Colorado. It is hereby covenanted and
agreed by the City that the temporary investment or reinvestment
of the bond proceeds, or any portion thereof, shall be of such
nature and extent, and for such period, that the bonds of the
City shall not be or become "arbitrage bonds" within the mean-
ing of Section 103(c) of the Internal Revenue Code of 1954, as
amended, and pertinent regulations, and such proceeds, if so
invested or reinvested, shall be subject to the limitations and
restrictions of said Section 103(c), and pertinent regulations, as
the same now exists or may later be amended.
Neither the purchaser of the bonds nor the subsequent
holder of any of them shall be responsible for the application or
disposal by the City, or any of its officers, of any of the funds
derived from the sale thereof.
Section 4. Payment of Principal and Interest. If
necessary, the interest due on said bonds on June 15, 1980, may
be advanced from any available funds of the City, or from the
proceeds of the bonds authorized by this Ordinance. For the
purpose of reimbursing said funds and paying the interest on the
bonds as it shall thereafter become due and providing for the
ultimate payment of the bonds, there shall be levied on all
the taxable property in the City, in addition to all other taxes,
direct annual taxes (general ad valorem taxes) in each of the
years 1979 to 1997, inclusive, without limitation as to rate or
amount, sufficient to make such reimbursement and pay the interest
on all of the bonds outstanding, and the principal thereof, as
the same become due and payable, respectively.
Said taxes, when collected, shall be deposited in a
special fund to be designated as the "City of Aspen, General
Obligation Street Improvement Bond Fund, 1979" and such Fund shall
be applied solely to the purpose of the payment of the interest on
and principal of said bonds and for no other purpose whatever,
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until the bonds authorized by this Ordinance, both principal
and interest, shall have been fully paid, satisfied and dis-
charged. Nothing herein contained shall be so construed as to
prevent the City from applying any other funds or revenues that
may be in the City treasury and available for that purpose to the
payment of the bonds and the interest thereon, and upon the
application of such funds or revenues as aforesaid, the levy or
levies herein provided may thereupon to that ext~nt be diminished.
The sums herein provided to pay the interest on the
bonds and to discharge the principal thereof when due, are hereby
appropriated for that purpose, and said amounts for each year
shall also be included in the annual budget and the appropriation
bills to be adopted and passed by the City Council of the City in
each year, respectively.
It shall be the duty of the City Council of the City,
annually, at the time and in the manner provided by law for
levying other City taxes, if such action shall be necessary to
effectuate the provisions of this Ordinance, to ratify and carry
out the provisions hereof with reference to the levying and
collection of taxes; and such taxes, when collected, shall be kept
for and applied only to the payment of the interest on and prin-
cipal of said bonds, as hereinabOve specified.
Section 5. Ratification and Approval of Prior Action.
That all action heretofore taken by the officers and members of
the City Council not inconsistent with the provisions of this
Ordinance relating to the special bond election, the author-
ization, sale, issuance and delivery of the bonds, be and the same
are hereby ratified, approved and confirmed.
Section 6. Severability. That if any one or more
sections or parts of this Ordinance shall be adjudged unenforce-
able or invalid, such judgment shall not affect, impair or in-
validate the remaining provisions of this Ordinance, it being the
intention that the various provisions hereof are severable.
Section 7. Repealer. All Ordinances or parts thereof
in conflict with this Ordinance are hereby repealed.
Section 8. Ordinance Irrepealable. After the bonds
are issued, this Ordinance shall be and remain irrepealable until
the bonds and the interest thereon shall have been fully paid;
satisfied and discharged.
Section 9. Hearinq. In accordance with Section 4.10
of the City Charter, the City Council shall hold a public hearing
on this ordinance, before final passage thereof, on Monday, June
25, 1979, at 5:00 P.M.
Section 10. Recordation. This Ordinance, after its
fianl passage, shall be numbered and recorded, and the adoption
and publication shall be authenticated by the signature of the
Mayor and the City Clerk, and by the Certificate of Publication.
INTRODUCED AND READ This llth day of June, 1979.
(SEAL)
ATTEST:
C~y Clerk
1979.
FINALLY ADOPTED
(SEAL)
AND APPROVED This 25th day of June,
Mayor
ATTEST:
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Thereupon, .Council Member ~R? moved
that the foregoing Ordinance, introduced at this meeting, be
passed on first reading, and be published in full in the Aspen
Times, a newspaper of general circulation in the City, and that
said Ordinance be considered for final passage at a regular
meeting of the City Council to be held on June 25, 1979.
Council Member ~/~} ~/(_~c._ ~ seconded the motion
and the question being upon the passage of the Ordinance on first
reading, the roll was called with the following ~esult:
Mayor:
Mayor Pro Tem:
Council Members:
Those voting NO:
of
members of the City Council having voted in favor
the passage of the Ordinance on first reading, the presiding
officer thereupon declared
passed on first reading.
Thereupon, after
meeting was adjourned.
( SEAL )
ATTEST:
C~ Clerk
the motion carried, and the Ordinance
consideration of other matters, the
Mayor
STATE OF COLORADO )
)
COUNTY OF PITKIN ) ss.
)
CITY OF ASPEN )
I, Kathryn S. Koch, City Clerk of the City of Aspen,
Colorado, do hereby certify that the foregoing p~ges numbered 1 to
11, inclusive, constitute a true and correct copy of that portion
of the record of the proceedings of the City Council, taken at a
regular meeting thereof, on June 11, 1979, insofar as said pro-
ceedings relate to a Bill for an Ordinance concerning the issuance
of General Obligation Street Improvement Bonds,
therein set forth; that the copy is a true and
original thereof, as adopted on first reading.
and
a copy of which is
correct copy of the
IN WITNESS WHEREOF, I have hereunto subscribed my name
affixed the seal of the City, this o~7~day of ~'~/J~/~/~ ,
1979.
( SEAL
~City Clerk
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(Attach Affidavit of Publication of Ordinance NO.
following first reading)
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