HomeMy WebLinkAboutresolution.council.183-17 RESOLUTION #183
(Series of 2017)
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF ASPEN,
COLORADO, APPROVING A LAND USE RESTRICTION AGREEMENT
WITH THE COLORADO HOUSING AND FINANCE AUTHOURITY TO
ESTABLISH INCOME QUALIFICATION LIMITS FOR ASPEN COUNTRY
INN AND AUTHORIZING THE MAYOR OR THE CITY OF ASPEN TO
EXECUTE SAID AGREEMENT ON BEHALF OF THE CITY OF ASPEN,
COLORADO.
WHEREAS, the City Council of the City of Aspen desires to insure the
provision of quality affordable housing for the workforce of the City of Aspen,
and,
WHEREAS, the City Council deems it in the interest of the City to enter
into a Land Use Restriction Agreement with the Colorado Housing and Finance
Authority for the purpose of establishing income limits for the occupants of the
Aspen Country Inn affordable housing project;
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF
THE CITY OF ASPEN,COLORADO AS FOLLOWS;
The City Council of the City of Aspen hereby approves that Land Use
Restriction Agreement between the City of Aspen and the Colorado Housing and
Finance Authority, a copy of which is annexed hereto and incorporated herein, and
does hereby authorize the Mayor to execute said agreement on behalf of the City
of Aspen.
INTRODUCED, READ AND ADOPTEDby th City Council'of the City of
Aspen on the 18th day of December 2017.
ti_
Ste4n kadr n, ayor
I, Linda Manning, duly appointed and acting City C erk do certify that the
foregoing is a true and accurate copy of that resolution ad ted by the City
Council of the City of Aspen, Colorado, at a meeting held, December 18`h, 2017
P1 4, ul/L W,
Linda Manning, City Cl k
FHA Loan No. 101-98152
CHFA Loan No:0005003676
Record and Return to:
Colorado Housing and Finance Authority
PO Box 60
Denver,CO 80201
Attention:Paula Harrison
LOW-INCOME HOUSING TAX CREDIT
LAND USE RESTRICTION AGREEMENT
THIS LAND USE RESTRICTION AGREEMENT ("Agreement"), dated as of December, 2017,
is by and between ACI AFFORDABLE 1 LLLP, a Colorado limited liability limited partnership, and its
successors and assigns (the "Owner"), and the COLORADO HOUSING AND FINANCE AUTHORITY, a
body corporate and political subdivision of the State of Colorado(the "Authority").
WITNESSETH:
WHEREAS, the Owner is the owner of a forty (40) unit rental housing development located on
lands in the City of Aspen, County of Pitkin, State of Colorado, more particularly described in Exhibit A
hereto, commonly known as Aspen Country Inn (the"Project"); and
WHEREAS, the Authority has been designated by the Govemor of the State of Colorado (the
"State") as the housing credit agency for the State for the allocation of low-income housing tax credits
under Section 42 of the Intemal Revenue Code of 1986, as amended, and the Treasury.Regulations
thereunder(the"Code"); and
WHEREAS, the Owner has applied to the Authority for an allocation of low-income housing tax
credits to the Project and has made certain representations to the Authority in its Low-Income Housing
Tax Credit Preliminary Reservation Request (as the same may have been amended or supplemented by
the Owner's Carryover Allocation Application, if any, progress reports and the Owner's Final Allocation
Application, collectively, the "Application") about the Project, including representations as to the number
of Low-Income Units (hereinafter defined) and the term of occupancy restrictions, upon which
representations the Authority relied in considering the Application for a reservation and allocation of
credits; and
WHEREAS, the Code requires in connection with the allocation of low-income housing tax credits
that the Owner execute and deliver this land use restriction agreement (this "Agreement") and that this
Agreement be recorded in the official land records of the county in which the Project is located in order to
create covenants running with the land for the purpose of enforcing certain requirements of Section 42 of
the Code and certain additional undertakings of the Owner in connection with its Application by regulating
and restricting the use and occupancy of the Project as set forth herein; and
WHEREAS, the Project is currently subject to a Low-Income Housing Tax Credit Land Use
Restriction Agreement dated December 13, 1999 and recorded December 15, 1999 in the official public
records of Pitkin County, Colorado(the"Records")at Reception No.438597 ("Original LURA"); and
WHEREAS, the Parties intend for this Agreement to terminate, supercede, and replace the
Original LURA;and
WHEREAS, based upon the Owner's representations and resyndication of credits, the Authority
is willing to allocate low-income housing tax credits to the Project provided that the Owner, by entering
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into this Agreement, consents to be regulated by the Authority in order that the Authority may enforce the
occupancy restrictions and other covenants, terms and conditions of this Agreement; and
WHEREAS, the Owner, under this Agreement, intends, declares and covenants that the
regulatory and restrictive covenants set forth herein governing the use and occupancy of the Project shall
be and are covenants running with the Project land for the term stated herein and binding upon all
subsequent owners of the Project for such term.
NOW, THEREFORE, in consideration of the mutual promises and covenants hereinafter set
forth, and of other valuable consideration, the Owner and the Authority agree as follows:
1. Recording and Filing; Covenants to Run with the Land.
(a) This Agreement shall be placed of record in the real property records of the
county in which the Project is located and, except as otherwise provided herein,
the covenants contained herein shall run with the land and shall bind, and the
benefits shall inure to, respectively, the Owner and its successors and assigns,
and the Authority and its successors and assigns, and all subsequent owners of
the Project or any interest therein,for the period prescribed in Section 3 hereof.
(b) The Owner hereby agrees that any and all requirements of the laws of the State
to be satisfied in order for the provisions of this Agreement to constitute
restrictive covenants running with the land shall be deemed to be satisfied in full,
and that any requirements of privity of estate are intended to be satisfied, or in
the alternate, that an equitable servitude has been created to ensure that these
restrictions run with the land. During the term of this Agreement, each and every
contract, deed or other instrument hereafter executed conveying the Project or
portion thereof shall expressly provide that such conveyance is subject to this
Agreement, provided, however, the covenants contained herein shall survive and
be effective as to successors and/or assigns of all or any portion of the Project,
regardless of whether such contract, deed or other instrument hereafter executed
conveying the Project or portion thereof provides that such conveyance is subject
to this Agreement.
2. Representations. Covenants and Warranties of the Owner. The Owner covenants,
represents and warrants as follows:
(a) The Owner is duly organized under the laws of the State of Colorado,,and is
qualified to transact business under the laws of the State.
(b) The Owner has good and marketable title to the premises constituting the
Project.
(c) Each building which is the subject of an allocation of low-income housing tax
credits is, or, by not later than the last day of the first year of the "credit period,"
as defined in Section 42(f) of the Code ("Credit Period"), will be, a "qualified low-
income building" as defined in Section 42(c)(2) of the Code ("Qualified
Low-Income Building"), and the Project constitutes or will constitute a "qualified
low-income housing project' as defined in Section 42(g) of the Code("Qualified
Low-Income Housing Project').
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(d) The Owner shall not discriminate on the basis of race, creed, color, sex, age,
marital status, national origin, disability or familial status in the lease, use or
occupancy of the Project or in connection with the employment or application for
employment of persons for the operation and management of the Project, and
shall not refuse to lease a unit in the Project to the holder of a voucher or
certificate of eligibility under Section 8 of the U.S. Housing Act of 1937 on
account of the status of the prospective tenant as such holder.
(e) The Owner shall not demolish any part of the Project or substantially subtract
from any real or personal property of the Project; or permit the use of any
residential rental unit for any purpose other than rental housing.
(f) The Owner has not and will not execute any other agreement with provisions
contradictory to, or in opposition to, the provisions hereof, and in any event, the
requirements of this Agreement are paramount and controlling as to.the rights .
and obligations herein set forth and supersede any other provisions in conflict
herewith.
(g) If the Owner becomes aware of any situation, event or condition which would
result in noncompliance of the Project or the Owner with Section 42 of the Code,
the Owner shall promptly give written notice thereof to the Authority.
(h) The Owner shall insure that the Low-Income Units (as hereinafter defined) shall
be of comparable quality to other units, if any, in the Project.
(i) If the Project, or any part thereof, shall be damaged or destroyed or shall be
condemned or acquired for public use, the Owner will use its best efforts to repair
and restore the Project to substantially the same condition as existed prior to the
event causing such damage or destruction, or to relieve the condemnation, and
thereafter to operate the Project in accordance with the terms hereof.
(j) The Owner has obtained or will obtain from any prior recorded lienholder on the
Project its consent and partial subordination to this Agreement.
(k) During the compliance period and extended use period the Owner shall,not evict
or terminate the tenancy of an' existing tenant of any Low-Income Unit
(hereinafter defined) other than for good cause and shall not increase the gross
rent above the maximum allowed under the Code with respect to such Low-
Income Unit.
(1) The Owner shall establish and maintain an operating reserve fund in an amount
that is equal to, or greater than, four (4) months of projected annual operating
expenses and four(4) months of debt service payments. The operating reserve
fund must remain with the Project for a minimum of three (3)years from the time
the Project is placed in service. These requirements, as well as provisions for
reserve account reductions over time as Project benchmarks are achieved, must
be contained in the entity partnership agreement. These requirements may not
be modified without the prior written consent of the Authority.
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3. Term of Restrictions.
(a) Except as otherwise provided herein, this Agreement, including the occupancy
restrictions set forth in Sections 5 and 6 hereof, shall be in effect for each
building which is part of the Project for a total period of at least thirty (30) years
consisting of: (i) fifteen (15) years, commencing upon the first day of the taxable
year in which the Project is placed in service (or, if Owner has elected under
Section 42(f)(1)(B)of the Code to have the credit period begin in the succeeding
taxable year, then upon the first day of such succeeding taxable year) (the
"Compliance Period") plus (ii) for fifteen (15) years following the end of the
Compliance Period(the "Extended Use Period" as defined in Section 42(h)(6)(D)
of the Code). The Owner hereby waives any rights under Section
42(h)(6)(E)(i)(II)of the Code to terminate the Extended Use Period.
(b) Except as provided in subsection (c) of this Section 3, this Agreement shall
terminate on the date the Project or each building that is part of the Project is
acquired by foreclosure or deed in lieu of foreclosure unless the Secretary
(hereinafter defined) determines that such acquisition is part of an arrangement
with the Owner a purpose of which is such termination.
(c) Notwithstanding the termination of occupancy restrictions and this Agreement
under subsection (b) above, during the period of three (3) years following any
termination pursuant to subsection (b) above, the Owner shall not evict or
terminate the tenancy of an existing tenant of any Low-Income Unit (hereinafter
defined) other than for good cause and shall not increase the gross rent above
the maximum allowed under the Code with respect to such Low-Income Unit.
This subsection (c) and the rights granted to the Authority and tenants of the
Project to enforce this Agreement shall survive any such termination of this
Agreement.
4. Qualified Low-Income Housing Project. The Owner shall maintain the Project as a
Qualified Low-Income Housing Project at all times, commencing not later than the last
day of the first year of the' Credit Period and continuing throughout the term of this
Agreement. To this end, and without limitation, the Owner shall assure that all of the
residential units in the Project are available for use by the general public, suitable for
occupancy and used on other than a transient basis.
5. Occupancy Restrictions.
(a) For the period of time from the date of this Agreement through December 31,
2029, for the purpose of Section 42(g)(1) of the Code, the Owner elects that at
least twenty percent (20%) of the residential rental units in the Project shall be
both rent-restricted (as hereinafter defined) and occupied by individuals or
families whose income is fifty percent (50%) or less of area median gross
income. For the period of time from January 1, 2030 through the end of the
Extended Use Period as set forth in subsection 3(a) above, for the purpose of
Section 42(g)(1) of the Code, the Owner elects that at least forty percent (40%)
of the residential rental units in the Project shall be both rent-restricted (as
hereinafter defined) and occupied by individuals or families whose income is
sixty percent(60%)or less of area median gross income.
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(b) Notwithstanding the election described in subsection 5(a) above, the Owner
covenants and agrees that:
(i) Commencing not later than the last day of the first year of the Credit
Period and continuing through the end of the Term, except for any
residential rental unit redesignated as set forth in Section 5(b)(ii) below,
forty (40) of the residential rental units shall be both rent-restricted and
occupied by individuals or families whose income is fifty percent (50%)
or less of area median gross income; and
(ii) Commencing on January 1, 2030, the Owner may redesignate the
residential rental units for Qualifying Tenants as follows: up to forty(40)
of the residential rental units shall be both rent-restricted and occupied
by individuals or families whose income is sixty percent (60%) or less of
area median gross income, provided, however, (x) no tenants, including
those occupying the residential rental units referenced in 5(b)(i) above,
will be evicted, relocated out of the Project or have their tenancy not
renewed or otherwise terminated other than for good cause; and (y)
provided further that in order to redesignate a residential rental unit, the
Authority must receive evidence and a certification by Owner,
satisfactory to the Authority in its sole discretion, that the requirement of
5(b)(ii)(x) was met. Once a residential rental unit is redesignated, the
rent restriction set forth in this Section 5(b)(ii) shall be maintained
through the end of the Term of the Agreement.
All the foregoing residential rental units are collectively referred to herein as the
"Low-Income Units", and, with respect to all of such Low-Income Units, "median
gross income" shall be determined in accordance with the Code. The Owner
further agrees that additional units in the Project shall be both rent-restricted and
occupied by low-income individuals or families whose incomes meet the
requirements of this subsection (b) to the extent necessary to maintain the
"applicable fraction," as defined in Section 42(c)(1)(B) of the Code, at not less
than percentage(s) shown on Exhibit B hereto for each taxable year of the
Extended Use Period. A unit is "rent-restricted" if the gross rent with respect to
such unit does not exceed thirty percent (30%) of the imputed income limitation
applicable to such unit based upon the income limitations set forth in this
subsection(b), all as determined in accordance with Section 42(g)of the Code.
(c) The determination of whether an individual or family is a Qualifying Tenant (that
is, meets the income requirements of subsection (b) of this Section 5) shall be
made at least annually on the basis of the income of such Qualifying Tenant(s).
Any unit occupied by an individual or family who is a Qualifying Tenant at the
commencement of occupancy shall continue to be treated as a Low-Income Unit
notwithstanding an increase in the income of such individual or family above the
income limitation applicable under subsection (b) of this Section 5 provided that,
if such Qualifying Tenant's income subsequently exceeds one hundred forty.
percent (140%) of the applicable income limit, such unit shall no longer be a
Low-Income Unit if after the determination of such increase, but prior to the next
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determination, any residential unit of comparable or smaller size is rented to a
tenant who is not a Qualifying Tenant.
(d) As a condition to occupancy, each individual or family who is intended to be a
Qualifying Tenant shall be required to sign and deliver to the Owner a fully
completed Certification of Resident Eligibility in the form provided from time to
time by the Authority, and the income and assets of such individual or family
must be verified in the manner prescribed by the Authority.
(e) The form of lease to be utilized by the Owner in renting any unit in the Project to
any person who is intended to be a Qualifying Tenant shall provide for
termination of the lease and consent by such person to immediate eviction for
failure to qualify as a Qualifying Tenant as a result of any material
misrepresentation made by such person with respect to the Income Certification
or the failure by such tenant to execute a Certification of Resident Eligibility
annually.
6. Intentionally Omitted.
7. Compliance Monitoring: Fees.
(a) The Owner acknowledges that Section 42 of the Code requires the Authority to
monitor the compliance by the Owner and the Project with the requirements of
said Section 42, and agrees to strictly comply, at all times, with the Authority's
Low-Income Housing Tax Credit Compliance Manual, as amended from time to
time, (the "Compliance Manual"), the terms and provisions of which are by this
reference incorporated in this Agreement and made a part hereof. In the event
of any conflict between the provisions of this Agreement and the provisions of the
Compliance Manual, this Agreement shall control.
(b) In addition to its specific agreements and undertakings in this Agreement, the
Owner shall take or cause to be taken all other and further actions required of the
Owner by the Authority in order to satisfy such monitoring requirement, which
actions shall be designated in writing by the Authority to the Owner not less than
sixty(60) days (or such other period as may be required by law)prior to the date
by which such actions must first be taken.
(c) The Owner agrees to pay to the Authority such fees in such amounts and at such
times as the Authority shall, in its sole discretion, reasonably require the Owner
to pay in order to reimburse the Authority for the costs of such monitoring.
8. Owner Certifications and Reports.
(a) Within ninety (90)days of the end of the first year of the Credit Period, the Owner
shall provide to the Authority a copy of the First-Year Certification Part II of IRS
Form 8609, as filed or prepared for filing with the Internal Revenue Service and
executed by or on behalf of the Owner.
(b) The Owner shall annually provide to the Secretary of the United States
Department of the Treasury (the "Secretary"), or to his or her designee, at such
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time and in such manner as the Secretary shall prescribe, a certification as to the
continuing compliance of the Project with requirements of Section 42 of the
Code. A copy of such annual certification shall be provided to the Authority.
(c) The Owner shall provide to the Authority, annually, on each anniversary of the
date on which the Project was placed in service, a Certification of Continuing.
Program Compliance and an Occupancy Report, each in the form provided, from
time to time, by the Authority, together with a copy, for each building, of the most
recently filed Schedule A, Annual Statement, IRS Form 8609.
(d) The Owner shall maintain in its records and provide to the Authority copies of
any and all notices and correspondence from or with the Internal Revenue
Service concerning the Project or the Owner.
(e) In addition.to the information provided for in Section 7 and in this Section 8, the
Owner shall provide any other information, documents or certifications
requested, from time to time, by the Authority with respect to the Project's
physical, operational and financial.condition and residents which the Authority
reasonably deems necessary to substantiate the Owner's continuing compliance
with the provisions of this Agreement and Section 42 of the Code.
9. Transfer Restrictions.
(a) The Owner shall not sell, assign, convey, transfer or otherwise dispose of the
Project or any building in the Project without the prior written consent of the
Authority. Such consent shall be given provided that : (i) the Owner is in
compliance with the requirements of this Agreement and of Section 420)(6) of
the Code; (ii)the proposed transferee of the Project evidences, to the reasonable
satisfaction of the Authority, by its performance with respect to other low-income
housing tax credit or government-assisted housing projects and otherwise, its
willingness and ability to comply with the terms of this Agreement; and (iii) the
Authority shall be paid a transfer fee, as determined, from time to time, by the
Authority but not to exceed two thousand and no/100 dollars ($2000.00). In no
event shall the Owner dispose of any portion of any building in the Project to any
person unless all of such building is disposed of to such person. For the
purposes of this subsection, transfer of fifty percent (50%) or more of the
ownership interests in Owner shall be deemed a transfer of the Project.
(b) The Owner shall include, verbatim or by incorporation by reference, all
requirements and restrictions contained in this Agreement in any deed or other
documents transferring any interest in the Project or in any building in the Project
to any other person or entity to the end that such transferee has notice of and is
bound by such restrictions, and shall obtain the express written assumption of
this Agreement by any such transferee.
10. Physical Maintenance/ManagemenUBooks/Records/Inspections.
(a) The Owner shall maintain each building in the Project such that all units are
suitable for occupancy, taking into account applicable health, safety and building
codes, and otherwise in a manner reasonably satisfactory to the Authority.
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(b) The Owner shall provide for the management of the Project in a manner
reasonably determined by the Authority to assure compliance with this
Agreement. Any management contract entered into by the Owner involving the
Project shall provide that it shall be subject to termination, without penalty and
with or without cause, upon written request by the Authority addressed to the
Owner. Upon such request the Owner shall immediately terminate the contract
within a period of not more than thirty (30) days and shall make arrangements
reasonably satisfactory to the Authority for continuing proper management of the
Project.
(c) The books, contracts, records, computerized data, documents and other papers
relating to compliance of the Owner and the Project with Section 42 of the Code
and with this Agreement and to the eligibility of the Owner to claim credits with
respect to the Project shall at all times be maintained at the Project, or,at the
Owner's principal place of business in the State of Colorado, in reasonable
condition for proper audit and shall be subject to examination and inspection and
copying at any reasonable time by the Authority or its authorized agents. The
Authority shall also have the right to enter and inspect the Project at any
reasonable time.
(d) Owners are required to keep records for each Qualified Low-Income Building in
the Project showing the following:
(1) the total number of residential rental units in the building (including the
number of bedrooms and the size in square feet of each unit);
(ii) the.percentage of residential rental units in the building that.are Low-
Income Units;
(iii) the rent charged on each residential rental unit in the building (including
any utility allowance);
(iv) the number of occupants in each Low-Income Unit;
(v) the Low-Income Unit vacancies in the building and information that
shows when, and to whom, the next available units were rented;
(vi) the annual income certification of each Qualifying Tenant;
(vii) documentation to support each Qualifying Tenant's income certification;
(viii) the eligible basis and qualified basis of the building at the end of the first
year of the credit period; and
(ix) the character and use of the nonresidential portion of the building
included in the building's eligible basis under Section 42(d) of the Code
(e.g., tenant facilities that are available on a comparable basis to all
tenants and for which no separate fee is charged for use of the facilities,
or facilities reasonably required by the Project).
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Owners are required to keep all records for each building for a minimum of six years after
the due date (with extensions) for filing the Owner's federal income tax return for any
year; provided, that the records for the first year of the credit period must be retained for
at least six years beyond the due date (with extensions) for filing the federal income tax
return for the last year of the compliance period of the building.
11. Enforcement.
(a) The Owner covenants that it will not knowingly take or permit any action that
would result in a violation of the requirements of Section 42 of the Code or of this
Agreement. Moreover, the Owner covenants to take any lawful action,(including
amendment of this Agreement) as may be necessary, in the opinion of the
Authority, to comply fully with all applicable rules, rulings, policies, procedures,
regulations or other official statements promulgated or proposed by the United
States Department of the Treasury or the Internal Revenue Service from time to
time pertaining to the Owner's obligations under Section 42 of the Code and
affecting the Project.
(b) The Owner shall promptly advise the Authority as to the date each building in the
Project is a Qualified Low-Income Building.
(c) In the event of any failure of the Owner to comply with the provisions of
Section 42 of the Code or of this Agreement, the Authority shall inform the Owner
by written notice of such failure and provide the Owner a period of time in which
to correct such failure. If any such failure is not corrected to the satisfaction of
the Authority within the period of time specified by the Authority, which shall be at
least thirty (30) days after the date any notice to the Owner is mailed, or within
such further time as the Authority determines is necessary to correct the
violation, but not to exceed any limitations set by applicable regulations, without
further notice the Authority may declare a default under this Agreement effective
on the date of such declaration of default, and the Authority may (i)apply to any
court, state or federal, for specific performance of this Agreement or an injunction
against any violation of this Agreement; (ii)secure the appointment of a receiver
to operate the Project in compliance with this Agreement; or (iii)exercise any
other remedies at law or in equity or any such other action as shall be necessary
or desirable to correct noncompliance with this Agreement.
(d) The Owner and the Authority each acknowledges that the primary purpose of
requiring compliance by the Owner with the restrictions provided in this
Agreement is to assure compliance of the Project and the Owner with Section 42
of the Code and the Treasury Regulations thereunder, AND BY REASON
THEREOF, THE OWNER' IN CONSIDERATION OF RECEIVING AN
ALLOCATION OF LOW-INCOME HOUSING TAX CREDITS FOR THE
PROJECT HEREBY AGREES AND CONSENTS THAT THE AUTHORITY,
ANY QUALIFYING TENANT AND ANY INDIVIDUAL WHO MEETS THE
INCOME LIMITATION APPLICABLE TO THE BUILDING UNDER THE CODE
(WHETHER PRESENT; PROSPECTIVE OR FORMER OCCUPANTS OF THE
BUILDING) (ANY OR ALL OF THEM) SHALL BE ENTITLED, FOR ANY
BREACH OF THE PROVISIONS HEREOF, AND IN ADDITION TO OTHER
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REMEDIES PROVIDED BY LAW OR IN ,EQUITY, TO ENFORCE SPECIFIC
PERFORMANCE BY THE OWNER OF ITS OBLIGATIONS UNDER THIS
AGREEMENT IN ANY COURT, STATE OR FEDERAL, OF COMPETENT
JURISDICTION, the Owner hereby further specifically acknowledging that the
beneficiaries of the Owner's obligations hereunder cannot be adequately
compensated by monetary damages in the event of any default hereunder.
(e) In the event of the Owner's or Project's failure to comply fully with the Code, the
covenants and agreements contained herein or with all applicable rules, rulings,
policies, procedures, regulations or other official statements promulgated or
proposed by the United States Department of the Treasury or the Internal
Revenue Service or the Authority from time to time pertaining to the obligations
of the Owner as set forth therein or herein, the Authority, in addition to all of the
remedies provided by law or in equity, shall notify the Internal Revenue Service
of such noncompliance.
12. Issuance of Form 8609. The Authority shall prepare and file with the Internal Revenue
Service ("IRS") IRS Form 8609 with respect to each building in the Project, evidencing
the Authority's allocation of low-income housing tax credits with respect to the Project.
The Authority shall issue Form 8609(s)to the Owner when the following conditions have
been met:
(a) Each building in the Project for which a Form 8609 is issued is a Qualified Low-
Income Building.
(b) The Owner and the Project are in compliance with the terms of this Agreement,
including particularly, but without limitation, Sections 4 and 5 hereof.
(c) The Owner shall have provided, on form(s) approved by the Authority, a
certification of each building's "eligible basis" as defined in Section 42(d) of the
Code and the Authority shall have made its final determination of the credit
amount and its final determination pursuant to Section 42(m)(2)of the Code.
(d) The Owner shall have provided a copy of the executed partnership or operating
agreement.
(e) The Owner shall have provided to the Authority the partial subordination of any
prior recorded lien on the Project to this Agreement.
(f) The Owner and its management agent shall have completed compliance training
provided or approved by the Authority.
(g) The Owner shall have paid the compliance monitoring fee.
13. Return of Unused Credit. Pursuant to Section 42(h)(3)(C) of the Code and Treasury
Regulation §1.42-14(d) thereunder, the housing tax credit dollar amount allocated to the
Owner with respect to the Project shall be canceled and returned to the Authority, in
whole or in part, if (i) any building in the Project is not a Qualified Low-Income Building
within the time period required by Section 42 of the Code, or (ii)the "Qualified Basis" of
any building in the Project is less than the qualified basis on which the credit amount was
allocated by the Authority.
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14. Release and Indemnification. The Owner acknowledges that, in issuing Internal
Revenue Service Form 8609 with respect to the Project, the Authority is relying or will
rely upon information and representations given by or on behalf of the Owner and has
made or will make no independent investigation and does not and will not have
independent knowledge of the basis for such information and representations.
Accordingly, to induce the Authority to issue the Form 8609, the Owner agrees as
follows:
(a) The Owner agrees to release and forever discharge the Authority, its members,
employees, agents, officers, successors and assigns of and from any and all
claims, demands, causes of actions,judgments and executions which Owner has
or may hereafter have against the Authority, whether in law or in equity, arising
or resulting from, or on account of or pertaining to, whether directly or indirectly,
the issuance of a Form 8609 with respect to the Project by the Authority.
(b) The Owner hereby agrees to indemnify, save harmless and defend the Authority,
and its members officers, agents, employees, successors and assigns from any
obligation, claim, loss, demand, cost, expense (including the costs of the
investigation and settlement of any claim, and including reasonable attorney's
fees)or judgment against the Authority arising or resulting from, or on account of
or pertaining to, whether directly or indirectly, the Authority's issuance of a
Form 8609 with respect to the Project. If any. such claim is asserted, any
indemnified party hereunder will give prompt notice to the Owner and will
cooperate in the investigation and defense of any such claim. The Owner will
assume the defense of any such asserted claim by engaging counsel approved
by the indemnified party (which approval shall not be unreasonably withheld), it
being understood that the indemnified party shall have the right to employ its own
separate counsel and participate in such proceedings at its own cost and
expense.
(c) If the indemnification provided in subsection (b) is, for any reason, either.
unavailable to the Authority or any of the other persons intended to be
indemnified thereby or insufficient to hold it or any of them harmless, then the
Owner hereby agrees to contribute to all amounts paid or payable by the
Authority and such other persons as a result of any such obligation, claim, loss,
demand, cost, expense, or judgment. The amount to be contributed by the
Owner shall be the amount that is appropriate to reflect both the relative benefits
received by the Owner, on the one hand, and by the Authority and such other
persons, on the other hand, and the relative degrees of fault of the Owner, on the
one hand, and of the Authority and such other persons, on the other hand.
15. Miscellaneous.
(a) The invalidity of any clause, part or provision of this Agreement shall not affect
the validity of the remaining portions thereof.
(b) All notices to be given pursuant to this Agreement shall be in writing and shall be
deemed given when mailed by certified or registered mail, return receipt
requested, to the parties hereto at the addresses set forth below, or to such other
place as a party may from time to time designate in writing.
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Land Use Restriction Agreement
Aspen Country Inn
To the Authority: Colorado Housing and Finance Authority
1981 Blake Street
Denver, Colorado 80202-1272
Attention: Low-Income Housing Tax Credit Program
To the Owner: ACI Affordable 1 LLLP
130 Galena Street
Aspen, CO 81611
Attention: Don Taylor
The Authority and the Owner may, by notice given hereunder, designate any further or
different addresses to which subsequent notices, certificates or other communications
shall be sent.
(c) This Agreement shall be governed by the laws of the State of Colorado and,
where applicable,the laws of the United States of America.
(d) This Agreement may be amended from time to time by any written instruments
signed by both the Authority and the Owner. The signing of any such instrument
by the Authority shall be deemed for all purposes to be on behalf of, and shall be
legally binding on, the Authority, any Qualifying Tenant and any individual who
meets the income limitation applicable to the Project under the Code (whether
present, prospective or former occupants of the Project).
(e) Upon recording in the Records, this Agreement replaces, supercedes, and
terminates that certain Low-Income Housing Tax Credit Land Use Restriction
Agreement dated December 13, 1999 and recorded in the Pitkin County records
on December 15, 1999 at Reception number 438597.
[signatures and acknowledgements on the following pages]
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FHA Loan No. 101-98152
CHFA Loan No:0005003676
IN WITNESS WHEREOF, the parties have caused this agreement to be signed by their
respective duly authorized representatives, as of the day and year first written above.
OWNER:
ACI AFFORDABLE 1 LLLP,
a Colorado limited liability limited partnership
By: CtoApen, Colorule (en
ip' g r Pa nc�r
By:
Ste4e Skadron Mayor
Attest:
O
G
City Clerk
STATE OF COL RADO )
)ss.
COUNTY OF fitLAN )
The foregoing instrument was acknowledged before me on _0,`jo�-k 2017, by
Steve Skadron as Mayor of the City of Aspen, Colorado, a home rule municipal corporation, the
Managing General Partner of ACI Affordable 1 LLLP, a Colorado limited liability limited partnership.
Witness my hand and official seal.
My Commission expires:
[SEAL]
No a�^.
ry Pubftc p /
KAREN REED PATTERSON
NOTARY PUBLIC
STATE OF COLORADO
NOTARY ID#19964002767
My Commission Expires February 16,2020
Land Use Restriction Agreement
Aspen Country Inn
AUTHORITY:
COLORADO HOUSING AND FINANCE AUTHORITY,
a body corporate and political subdivision of the
State of Colorado
By:
Jaime G. Gomez, Deputy Executive Director
and Chief Operating Officer
STATE OF COLORADO )
)ss.
CITY AND COUNTY OF DENVER )
The foregoing instrument was acknowledged before me on 2017 by
Jaime G. Gomez, as Deputy Executive Director and Chief Operating Officer of Colorado Housing and
Finance Authority, a body corporate and political subdivision of the State of Colorado.
Witness my hand and official seal.
My Commission expires:
[SEAL] n
Notary Public
_14_
r
Land Use Restriction Agreement
Aspen Country Inn
EXHIBIT A
LEGAL DESCRIPTION
Parcel A
A parcel of land situated in Section 11, Township 10 South, Range 85 West of the 6th Principal Meridian;
said parcel is also situated within Golf Course Parcel"B"of the Maroon Creek Club Subdivision and PUD,
recorded in Plat Book 33 at Page 4, Pitkin County, Colorado being more particularly described as follows:
Beginning at a point on the northerly boundary of said Golf Course Parcel "B", also being the southerly
right-of-way of Colorado State Highway No. 82 from which the West 1/4 corner of Section 11 bears S 38
Degrees 21'57" W 2845.72 feet; thence leaving said highway right- of-way line S 30 Degrees 04'07" W
257.51 feet; thence S 27 Degrees 20'18" E 44.58 feet; thence South 60 Degrees 43'07" E 166.50 feet;
thence S 29 Degrees 03'53" W 127.37 feet; thence S 61 Degrees 28'57" E 156.10 feet; thence N 29
Degrees 26'24" E 138.29 feet; thence S 60 Degrees 38'32" E 41.08 feet; thence N 30 Degrees 06'33" E
269.67 feet to a point on the southerly right-of-way of Colorado Highway No. 82, also being the
northwesterly comer of the Pomegranate Parcel; thence along said highway right-of-way line N 60
Degrees 48'00"W 402.01 feet to the point of beginning. County of Pitkin, State of Colorado
Also described according to survey by Sopris Engineering-LLC dated April 28,2016 as:
A parcel of land situated in Section 11, Township 10 South, Range 85 West of the 6th Principal Meridian;
said parcel is also situated within Golf Course Parcel"B"of the Maroon Creek Club Subdivision and PUD,
recorded in Plat Book 33 at Page 4, Pitkin County, Colorado. All bearings contained herein being relative
to the City of Aspen's bearing base as shown on the 2009 Marcin Engineering Control map, yielding a
bearing of N 00°17'47"E between the W1/4 Comer of Section 11 and the NW Corner of Section 11, being
a found U.S. GLO Brass Cap, dated 1913 and a found 3 1/4"Alum. Monument, L.S. 15710, respectively.
Said parcel of land being more particularly described as follows:
Beginning at a point on the northerly boundary of said Golf Course Parcel "B", also being on the southerly
right-of-way line of Colorado State Highway No. 82; whence the W1/4 Comer of said Section 11 bears
S39012'39"W, a distance of 2845.70 feet; thence leaving said highway right-of-way line S30°54'18"W, a
distance of 257.51 feet; thence S26° 30'07"E, a distance of 44.58 feet; thence S59°52'56"E,a distance of
166.50 feet; thence S29°54'04"W, a distance of 127.37 feet; thence S60°38'46"E, a distance of 156.10
feet; thence N30°16'36"E, a distance of 138.29 feet; thence S59°48'21"E, a distance of 40.98 feet to a
point on the common boundary line with the Pomegranate Inn parcel as shown on the plat of said Golf
Course Parcel "B"; thence along said common boundary line N30°56'44"E, a distance of 269.97 feet to a
point on the said southerly right-of-way line of Colorado State Highway No. 82; thence leaving said
common boundary line and along said southerly highway right-of-way line N59°57'49"W, a distance of
402.01 feet to the point of beginning.
County of Pitkin, State of Colorado
Parcel B
Easement interest grated by Easement Agreement recorded May 3, 1999 as Reception No. 430578.
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Land Use Restriction Agreement
Aspen Country Inn
EXHIBIT B
Minimum Applicable Fraction by Building
Building Identification Number: CO-97-00197 Minimum Applicable Fraction 100
Building Identification Number: CO-97-00198 Minimum Applicable Fraction 100
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