HomeMy WebLinkAboutresolution.council.022-18 RESOLUTION NO. 22
SERIES OF 2018
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF ASPEN, COLORADO AN
ASSIGNMENT OF A PARTNERSHIP INTEREST IN THE TRUSCOTT PHASE ll, LLLP
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WHEREAS,The City has been an active partner with the Aspen Pitkin County Housing Authority in the
development of affordable housing for its residents; and
WHEREAS,To accommodate Aspen Pitkin County Housing Authority's acquisition of the Limited Partners
interest in Truscott Phase II, LLLP housing project the City needs to accept the assignment of a 49.9995%
interest in the Truscott Phase II, LLLP;
NOW, THEREFORE BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY OF ASPEN, COLORADO
That the City Council of the City of Aspen hereby approves that Assignment of partnership interest and
second Amendment of the Partnership agreement a copy of which shall be in substantially in the form
provided and is annexed hereto and incorporated herein, and does hereby authorize the City Manager
to execute said agreement on behalf of the City of Aspen.
INTRODUCED, READ AND ADOPTED by the City Council of the City of Aspen on the 12th day of
February, 2018.
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Steven Skadr n, Mayor
I, Linda Manning,duly appointed and acting City Clerk do certify that the foregoing is a true and accurate
copy of that resolution adopted by the City Council of the City of Aspen, Colorado, at a meeting held,
February 12`h 2018
Linda Manning, City Clerk
ASSIGNMENT AND ASSUMPTION OF LIMITED PARTNER INTERESTS AND
SECOND AMENDMENT TO THE FIRST AMENDED AND RESTATED AGREEMENT OF
LIMITED PARTNERSHIP
TRUSCOTT PHASE II LLLP
THIS ASSIGNMENT AND ASSUMPTION OF LIMITED PARTNER INTERESTS
AND SECOND AMENDMENT TO THE FIRST AMENDED AND RESTATED
AGREEMENT OF LIMITED PARTNERSHIP (the "Amendment") of TRUSCOTT PHASE II
LLLP, a Colorado limited liability limited partnership (the "Partnership"), is dated and effective
as of February 16, 2018 (the "Effective Date"), by and among MMA TRUSCOTT HOUSING
PHASE II, LLC, a Delaware limited liability company formerly known as Lend Lease Truscott
Housing Phase II, LLC ("MMA"), SLP, INC., a Massachusetts corporation ("SLP"; MMA and
SLP are hereinafter collectively referred to as the "Assignor"), CITY OF ASPEN (the "City"),
and ASPEN/PITKIN COUNTY HOUSING AUTHORITY, a Colorado multi-jurisdictional
housing authority (the "General Partner").
WITNESSETH:
WHEREAS, MMA acquired the Investor Limited Partner Interest in the Partnership,
including but not limited to a 99.99% interest in all profits, losses and tax credits under Section 42
of the Code (the "ILP Interest") and SLP acquired the Special Limited Partner Interest in the
Partnership (the"SLP Interest'; the ILP Interest and the SLP Interest are hereinafter collectively
referred to as the "LP Interest") pursuant to the First Amended and Restated Agreement of
Limited Partnership of the Partnership dated as of May 3, 2002, by and among the General Partner
and the Assignor(as amended by Amendment One to the First Amended and Restated Agreement
of Limited Partnership dated as of April , 2003, the "Agreement");
WHEREAS, Section 8.1 of the Agreement permits the Assignor to transfer and assign all
or any part of the LP Interest to the City and the General Partner (collectively, the "Assignees"
and individually, an "Assignee");
WHEREAS, Section 8.2 of the Agreement authorizes the substitution of the Assignees as
Substitute Limited Partners in the Partnership;
WHEREAS, as of the Effective Date, the Assignor wishes to assign its ILP Interest to the
Assignees for$340,000(the"ILP Purchase Price"),the SLP Interest to the Assignees for$10,000
(the "SLP Purchase Price"; the ILP Purchase Price and the SLP Purchase Price are hereinafter
collectively referred to as the "Purchase Price"), plus $18,000, which amount equals the Asset
Management Fees payable by the Partnership to MMA (collectively, the "Supplemental
Amount"), and the Assignees wish to accept such assignment of the LP Interest for the
consideration and upon the terms and conditions of this Amendment;
WHEREAS, the Assignees are willing to undertake all of the obligations of the Assignor
under the Agreement(the "Obligations"); and
WHEREAS, the General Partner desires to acknowledge such undertaking of the
Obligations by the Assignees and to release the Assignor from the Obligations and all other
liabilities in connection with the LP Interest.
NOW, THEREFORE, in consideration of the foregoing premises and for other good and
valuable consideration hereinafter described, the receipt and sufficiency of which are
acknowledged, the parties agree as follows:
I. Capitalized terms used but not defined herein shall have the respective meanings
attributed thereto in the Agreement.
2. As of the Effective Date and in consideration of the Purchase Price paid by the
Assignees to the Assignor and the Supplemental Amount paid by the Partnership to MMA,
MMA assigns a 49.995% ILP Interest to the City and a 49.995% ILP Interest to the General
Partner, being all of MMA's interest in the Partnership, and SLP assigns to each Assignee and
each Assignee accepts from SLP, 50% of SLP's right, title and interest in the SLP Interest. Said
assignments include, without limitation, the Assignor's entire right to allocations of profits or
losses and tax credits under Section 42 of the Code and all items entering into the computation
thereof, and to all distributions of Cash Flow and proceeds from a Capital Transaction, however
denominated, under the Agreement; provided, however, that (i) solely for purposes of allocating
the profits, losses and tax credits from operations (collectively, the "Tax Benefits") between the
Assignor and the Assignees, the Assignor shall receive all Tax Benefits attributable to any day
before the Effective Date and the Assignees shall receive all Tax Benefits attributable to the
Effective Date and any day thereafter; and (ii) the Assignees shall receive all distributions of
Cash Flow or proceeds from a Capital Transaction distributed by the Partnership after the
Effective Date regardless of whether such distributions are attributable to any period prior or
subsequent to the Effective Date.
3. In consideration of the assignment effected hereby, the Assignees hereby assume
and agree to discharge all of the Obligations of Assignor under the Agreement as of the Effective
Date. Assignees further covenant and agree to (i) pay as of the Effective Date any and all state,
local and county transfer taxes and assessments resulting from the transfer of the LP Interest
from Assignor to Assignees (but specifically excluding state and federal income taxes), (ii)
timely complete and file all documents required by any taxing authorities in connection with the
transfer of the LP Interest and payment of such transfer taxes and assessments, and (iii) provide
to Assignor evidence reasonably acceptable to the Assignor that such taxes and assessments have
been paid in full. The Partnership, the General Partner and the City hereby covenant and agree
to indemnify and hold the Assignor harmless from any loss or damage sustained by the Assignor
as a result of the breach of any of the covenants in this Section 3, and acknowledge that losses
and damages shall include any and all attorneys' fees and expenses incurred by the Assignor in
enforcing its rights and remedies hereunder. The provisions of this Section 3 shall be binding
upon the successor and assigns of the Partnership, the General Partner and the City and shall
survive the Effective Date.
4. The General Partner, on behalf of itself, the Partnership and its affiliates, hereby
(i) acknowledges and consents to the assignment of the LP Interest and assumption by the
Assignees of the Obligations pursuant to this Amendment, (ii) releases, remises and forever
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discharges the Assignor from all of the Obligations and from any and all other liabilities, claims,
actions, or cause of actions, known or unknown, asserted or unasserted, which they or the
Partnership may have relating to or growing out of any action or inaction taken or not taken in
connection with the LP Interest and/or this Amendment and the transaction described herein, (iii)
covenants and agrees that the General Partner and the Partnership shall indemnify the Assignor
and its partners, officers, directors, shareholders and agents and hold the Assignor and its
partners, officers, directors, shareholders and agents harmless from and against any loss, liability,
damage, cost or expense incurred by reason of any demands, claims, suits, actions or proceeding
arising out of the General Partner's breach of any representation, warranty, covenant, or
agreement in this Amendment, or pursuant to Section 6.7C of the Agreement; and (iv) represents
and warrants that it has obtained any and all necessary third party consents or approvals to the
assignment and assumption of the LP Interest described herein and has paid any and all fees and
expenses assessed by such consenting parties on or prior to the Effective Date. By the execution
of this Amendment, the Partnership and the General Partner hereby acknowledge and agree that
the Assignor has fully and completely satisfied all of its obligations (financial or otherwise)
under the Agreement. The General Partner covenants and agrees, at its expense, to deliver to the
Assignor (i) on or before February 15, 2018, a final 2017 tax return and Schedule K-Is, (ii) on or
before February 28, 2018, a 2017 audited balance sheet, statements of income, partners' equity
and cash flows and an unaudited adjusted trial balance for such year, and (iii) on or before
February 15, 2019, a final 2018 tax return and Schedule K-1 s. The provisions of this Section 4
shall survive the Effective Date.
5. By its execution hereof, the Assignees hereby agree to become Substitute Limited
Partners of the Partnership and, subject to the foregoing provisions of this Amendment, agree to
be bound (to the same extent as the Assignor was bound) by the Agreement, the Project
Documents and the provisions therein as they relate to the Assignor or the LP Interest.
6. . The Assignees are hereby admitted as Substitute Limited Partners with respect to
the LP Interest for all purposes of the Agreement and the Assignor hereby withdraws as a
Limited Partner of the Partnership.
7. The parties hereto hereby confirm the continuing validity and enforceability of the
Agreement, acknowledging that the Assignees shall succeed to all rights and obligations of the
Assignor thereunder as of the Effective Date. This provision shall be construed to amend the
Agreement to the extent necessary to reflect the assignment of the LP Interest to the Assignees
and to give effect to the other provisions of this Amendment.
8. Exhibit A to the Agreement is hereby amended to the extent necessary to reflect
the withdrawal of MMA and SLP from the Partnership and the admission of the Assignees to the
Partnership as Substitute Limited Partners.
9. Notwithstanding any provisions to the contrary in the Agreement and after
consultation with its counsel, the General Partner hereby consents to the transfer and assignment
.of the LP Interest to the Assignees and the substitution of the Assignees as Substitute Limited
Partners with respect to the LP Interest pursuant to this Amendment without any conditions or
requirements other than with respect to the representations, warranties, covenants and
undertakings of the parties expressly set forth in this Amendment, including, without limitation,
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the Assignees' (i) assumption of, and agreement to pay, the Obligations, and (ii) agreement to be
bound by the terms of the Agreement and the Project Documents.
10. The General Partner and/or any Affiliate of the General Partner (collectively, the
"Sponsor")jointly and severally covenant and agree that after the expiration of the Compliance
Period and prior to the resyndication of the tax credit equity interest in a successor owner of the
Property formed by the Sponsor, Sponsor shall request and upon receipt, consider accepting (but
shall be under no obligation to accept), a final offer of equity commitment terms from Boston
Financial Investment Management, LP or its affiliates ("BFIM"). BFIM shall be deemed a third
party beneficiary of this paragraph. This paragraph shall survive the Effective Date.
11. The parties hereto hereby agree to reasonably cooperate in good faith to effect any
further amendments to the Agreement and to take such other steps as may be necessary or
appropriate in order to more fully reflect and further evidence the assignment of the LP Interest
and the other transactions effected hereby.
12. This Amendment may be executed in several counterparts and all counterparts so
executed shall constitute one agreement binding on all parties hereto, notwithstanding that all
parties have not signed the original or the same counterpart.
[End of text; signature page follows[
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IN WITNESS WHEREOF, the parties have caused this Amendment to be executed and
delivered under seal as of the Effective Date.
ASSIGNOR: MMA TRUSCOTT HOUSING PHASE II, LLC
By: West Cedar Managing, Limited
Partnership, its Manager
By: BFRP-WCM, LLC, its General
Partner
By:
Kenne J. Cutillo
Manager
SLP, INC.
By:
Kennet J. Cutillo
President
ASSIGNEES AND SUBSTITUTE
LIMITED PARTNERS: CITY OF ASPEN
By:
Name:
Title:
ASPEN/PITKIN COUNTY HOUSING
A RITY
By: "
Name:
Title:
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GENERAL PARTNER: ASPEN/PITKIN COUNTY HOUSING
7A RITY
By:
Name:
Title:
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